Investment firms with branches
(DATE 08/11/2019)

  • Investment firm: ABERDEEN STANDARD INVESTMENTS IRELAND LIMITED
    Registered office:2-4 Merrion Row
    City: Dublin 2  Dublino
    Country: Irlanda
    Branch: Via Dante 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0547991/18 of 27/12/2018
    Registration no:171
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0547991/18 of 27/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ACOLIN EUROPE GMBH
    Registered office:Reichenautrasse 11a-C
    City: 78467  Costanza
    Country: Germania
    Branch: Via Giacomo Leopardi 12
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0502708/18 of 04/12/2018
    Registration no:166
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0502708/18 of 04/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ACTIVTRADES PLC
    Registered office:1 Thomas More Square
    City: E1w 1yn  Londra
    Country: Regno Unito
    Branch: Via Borgonuovo 14/16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 11060644 of 06/07/2011
    Registration no:97
  • SERVICES PROVIDED IN ITALY
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 11060644 of 06/07/2011)
    • Foreign exchange services where these are connected to the provision of investment services (notification 11060644 of 06/07/2011)
    • Execution of orders on behalf of clients (notification 11060644 of 06/07/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 11060644 of 06/07/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: AFEX MARKETS PLC
    Registered office:40 Strand
    City: Wc2n 5rw  Londra
    Country: Regno Unito
    Branch: Barberini. 86
    City: 00187  Roma (Rm)
    Country: Italia
    Notification: n. 0007189/18 of 17/01/2018
    Registration no:154
  • SERVICES PROVIDED IN ITALY
    • Foreign exchange services where these are connected to the provision of investment services (notification 0007189/18 of 17/01/2018)
    • Investment advice (notification 0007189/18 of 17/01/2018)
    • Execution of orders on behalf of clients (notification 0007189/18 of 17/01/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0007189/18 of 17/01/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: AFX CAPITAL MARKETS LTD
    Authorization suspended by Cyprus authority since 19/07/2019
    Registered office:Arch. Kyprianou 2 & Ayiou Andreou
    City: 3601  Limassol
    Country: Cipro
    Branch: Via Larga 2
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 10103376 of 21/12/2010
    Registration no:94
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10103376 of 21/12/2010)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 12034526 of 27/04/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: AK JENSEN LIMITED
    Registered office:1 Cornhill
    City: Ec3v 3nd  Londra
    Country: Regno Unito
    Branch: Viale Pasubio 6
    City: 20154  Milano (Mi)
    Country: Italia
    Notification: n. 0043683/19 of 28/01/2019
    Registration no:176
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (notification 0043683/19 of 28/01/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ALANTRA CAPITAL MARKETS SV S.A.
    Registered office:C/ Jos� Ortega Y Gasset, 29
    City: 28006  Madrid
    Country: Spagna
    Branch: Via Borgonuovo 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0140354/17 of 28/12/2017
    Registration no:155
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0140354/17 of 28/12/2017)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0140354/17 of 28/12/2017)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0140354/17 of 28/12/2017)
    • Placing of financial instruments without a firm commitment basis (notification 0140354/17 of 28/12/2017)
    • Investment advice (notification 0140354/17 of 28/12/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0140354/17 of 28/12/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ALPH CAPITAL LIMITED
    Registered office:43-44 Albemarle Street
    City: W1j 8lq  Londra
    Country: Regno Unito
    Branch: Via San Quintino 18
    City: 10121  Torino (To)
    Country: Italia
    Notification: n. 0147033/19 of 18/03/2019
    Registration no:178
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 0147033/19 of 18/03/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0147033/19 of 18/03/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: AXON WEALTH ADVISORY DIGITAL AV SAU
    Registered office:Calle Sagasta 18
    City: 28004  Madrid
    Country: Spagna
    Branch: Via San Giustino 5
    City: 67100  Paganica (Aq)
    Country: Italia
    Notification: n. 0130972/17 of 27/11/2017
    Registration no:157
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0130972/17 of 27/11/2017)
    • Portfolio management (notification 0130972/17 of 27/11/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
    Registered office:12 Throgmorton Avenue
    City: Ec2n 2dl  Londra
    Country: Regno Unito
    Branch: Piazza San Fedele 2
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 1025762 of 09/04/2001
    Registration no:24
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 1025762 of 09/04/2001)
    • Portfolio management (notification 1025762 of 09/04/2001)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 1025762 of 09/04/2001)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 1051662 of 02/07/2001)
    • Placing of financial instruments without a firm commitment basis (notification 1051662 of 02/07/2001)
    • Execution of orders on behalf of clients (notification 6064077 of 28/07/2006)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: BLACKROCK (NETHERLANDS) B.V.
    Registered office:Amstelplein 1, Rembrandt Tower, 17th Floor
    City: 1096 Ha  Amsterdam
    Country: Paesi Bassi
    Branch: Piazza San Fedele 2
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0504809/18 of 05/12/2018
    Registration no:164
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0504809/18 of 05/12/2018)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0504809/18 of 05/12/2018)
    • Investment advice (notification 0504809/18 of 05/12/2018)
    • Execution of orders on behalf of clients (notification 0504809/18 of 05/12/2018)
    • Portfolio management (notification 0504809/18 of 05/12/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0504809/18 of 05/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: CBRE CAPITAL ADVISORS B.V.
    Registered office:Gustav Mahlerlaan 405
    City: 1054  Amsterdam
    Country: Paesi Bassi
    Branch: Piazza Degli Affari 2
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0186577/19 of 05/04/2019
    Registration no:181
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0186577/19 of 05/04/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: CITIGROUP GLOBAL MARKETS EUROPE AG
    Registered office:Reuterweg 16
    City: 60323  Frankfurt Am Main
    Country: Germania
    Branch: Via Dei Mercanti 12
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0476478/18 of 19/11/2018
    Registration no:169
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 0476478/18 of 19/11/2018)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0476478/18 of 19/11/2018)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 0476478/18 of 19/11/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0476478/18 of 19/11/2018)
    • Services related to underwriting (notification 0476478/18 of 19/11/2018)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0476478/18 of 19/11/2018)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0476478/18 of 19/11/2018)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0476478/18 of 19/11/2018)
    • Placing of financial instruments without a firm commitment basis (notification 0476478/18 of 19/11/2018)
    • Investment advice (notification 0476478/18 of 19/11/2018)
    • Execution of orders on behalf of clients (notification 0476478/18 of 19/11/2018)
    • Dealing on own account (notification 0476478/18 of 19/11/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0476478/18 of 19/11/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: CITIGROUP GLOBAL MARKETS LIMITED
    Registered office:Citigroup Centre Canada Square
    City: E14 5lb  Londra
    Country: Regno Unito
    Branch: Via Dei Mercanti 12
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 99059409 of 02/08/1999
    Registration no:5
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 65429 of 05/09/2000)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 7097990 of 02/11/2007)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 7097990 of 02/11/2007)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 7097990 of 02/11/2007)
    • Foreign exchange services where these are connected to the provision of investment services (notification 7097990 of 02/11/2007)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 7098302 of 01/11/2007)
    • Dealing on own account (notification 90827 of 05/12/2000)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 99059409 of 02/08/1999)
    • Services related to underwriting (notification 99059409 of 02/08/1999)
    • Investment advice (notification 99059409 of 02/08/1999)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 99059409 of 02/08/1999)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 99078717 of 26/10/1999)
    • Placing of financial instruments without a firm commitment basis (notification 99078717 of 26/10/1999)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: CREDIT SUISSE SECURITIES, SOCIEDAD DE VALORES, S.A
    Registered office:Calle Ayala 42 3a Planta B
    City: 28001  Madrid
    Country: Spagna
    Branch: Via Santa Margherita 3
    City: 20121  Milano (Mi)
    Country: Italia
    Branch: Via Giovanni Paisiello 6
    City: 00198  Roma (Rm)
    Country: Italia
    Notification: n. 0003615/19 of 03/01/2019
    Registration no:173
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 0003615/19 of 03/01/2019)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0003615/19 of 03/01/2019)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0003615/19 of 03/01/2019)
    • Services related to underwriting (notification 0003615/19 of 03/01/2019)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0003615/19 of 03/01/2019)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0003615/19 of 03/01/2019)
    • Placing of financial instruments without a firm commitment basis (notification 0003615/19 of 03/01/2019)
    • Investment advice (notification 0003615/19 of 03/01/2019)
    • Execution of orders on behalf of clients (notification 0003615/19 of 03/01/2019)
    • Dealing on own account (notification 0003615/19 of 03/01/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0003615/19 of 03/01/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: DMBL - BRANCH ITALIANA DI DINOSAUR MERCHANT BANK LIMITED
    Registered office:48-54 Moorgate
    City: Ec2r 6ej  Londra
    Country: Regno Unito
    Branch: Via Statuto 21
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0069272/14 of 14/08/2014
    Registration no:126
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 0069272/14 of 14/08/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0069272/14 of 14/08/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: DWS INTERNATIONAL GMBH
    Registered office:Mainzer Landstrasse 11-17
    City: 60329  Frankfurt Am Main
    Country: Germania
    Branch: Via F. Turati 25/27
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0028097/18 of 05/02/2018
    Registration no:156
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0001426/19 of 02/01/2019)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0028097/18 of 05/02/2018)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0028097/18 of 05/02/2018)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0028097/18 of 05/02/2018)
    • Investment advice (notification 0028097/18 of 05/02/2018)
    • Execution of orders on behalf of clients (notification 0028097/18 of 05/02/2018)
    • Portfolio management (notification 0028097/18 of 05/02/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0028097/18 of 05/02/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: EBURY PARTNERS MARKETS LIMITED
    Registered office:100 Victoria Street
    City: Sw1e 5jl  Londra
    Country: Regno Unito
    Branch: Via Filippo Sassetti 32
    City: 20140  Milano (Mi)
    Country: Italia
    Notification: n. 0089099/18 of 29/03/2018
    Registration no:158
  • SERVICES PROVIDED IN ITALY
    • Foreign exchange services where these are connected to the provision of investment services (notification 0089099/18 of 29/03/2018)
    • Investment advice (notification 0089099/18 of 29/03/2018)
    • Execution of orders on behalf of clients (notification 0089099/18 of 29/03/2018)
    • Dealing on own account (notification 0089099/18 of 29/03/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ENGIE GLOBAL MARKETS
    Registered office:1 Place Samuel De Champlain
    City: 92400  Courbevoie
    Country: Francia
    Branch: Viale Avignone 12
    City: 00144  Roma (Rm)
    Country: Italia
    Notification: n. 0083642/13 of 22/10/2013
    Registration no:121
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0076885/16 of 24/08/2016)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0083642/13 of 22/10/2013)
    • Execution of orders on behalf of clients (notification 0083642/13 of 22/10/2013)
    • Dealing on own account (notification 0083642/13 of 22/10/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ENVENT CAPITAL MARKETS LIMITED
    Registered office:42 Berkeley Square
    City: W1j5aw  Londra
    Country: Regno Unito
    Branch: Via Barberini 95
    City: 00187  Roma (Rm)
    Country: Italia
    Notification: n. 0053177/15 of 02/07/2015
    Registration no:132
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0053177/15 of 02/07/2015)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0053177/15 of 02/07/2015)
    • Placing of financial instruments without a firm commitment basis (notification 0053177/15 of 02/07/2015)
    • Investment advice (notification 0053177/15 of 02/07/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0053177/15 of 02/07/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: EXANE DERIVATIVES SNC
    Registered office:6 Rue Menars
    City: 75002  Parigi
    Country: Francia
    Branch: Via Dei Bossi 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0101625/17 of 24/08/2017
    Registration no:149
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0101625/17 of 24/08/2017)
    • Investment advice (notification 0101625/17 of 24/08/2017)
    • Execution of orders on behalf of clients (notification 0101625/17 of 24/08/2017)
    • Dealing on own account (notification 0101625/17 of 24/08/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: EXANE SA
    Registered office:6 Rue Ménars
    City: 75002  Parigi
    Country: Francia
    Branch: Via Dei Bossi, 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 4033723 of 15/04/2004
    Registration no:49
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0064870/17 of 10/05/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 4033723 of 15/04/2004)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 7009873 of 01/02/2007)
    • Placing of financial instruments without a firm commitment basis (notification 7009873 of 01/02/2007)
    • Execution of orders on behalf of clients (notification 7021035 of 12/03/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
    Registered office:Calle Velazquez 140
    City: 28001  Madrid
    Country: Spagna
    Branch: Galleria Del Corso 1
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 10002450 of 14/01/2010
    Registration no:82
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 10002450 of 14/01/2010)
    • Investment advice (notification 10002450 of 14/01/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10002450 of 14/01/2010)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 11087936 of 28/10/2011)
    • Placing of financial instruments without a firm commitment basis (notification 11087936 of 28/10/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: FIL (LUXEMBOURG) S.A.
    Registered office:2a, Rue Albert Borschette
    City: L1246  Lussemburgo
    Country: Lussemburgo
    Branch: Via Pola 11
    City: 20124  Milano (Mi)
    Country: Italia
    Notification: n. 12013565 of 23/02/2012
    Registration no:103
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (notification 0527976/18 of 14/12/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 12013565 of 23/02/2012)
    • Investment advice (notification 12013565 of 23/02/2012)
    • Execution of orders on behalf of clients (notification 12013565 of 23/02/2012)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 12013565 of 23/02/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: FISHER INVESTMENTS IRELAND LIMITED
    Registered office:3 George'S Dock Dublin 1
    City: D01x5xo  Dublino
    Country: Irlanda
    Branch: Via Magenta 3
    City: 43123  Parma (Pr)
    Country: Italia
    Notification: n. 0158241/19 of 25/03/2019
    Registration no:182
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0158241/19 of 25/03/2019)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0158241/19 of 25/03/2019)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0158241/19 of 25/03/2019)
    • Investment advice (notification 0158241/19 of 25/03/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: FOREX CAPITAL MARKETS LIMITED
    Registered office:20 Gresham Street
    City: Ec27je  Londra
    Country: Regno Unito
    Branch: Piazza G. Ferre' 10
    City: 20025  Legnano (Mi)
    Country: Italia
    Notification: n. 9001505 of 09/01/2009
    Registration no:76
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 0072756/13 of 05/09/2013)
    • Dealing on own account (notification 0096534/17 of 03/08/2017)
    • Portfolio management (notification 10093819 of 12/11/2010)
    • Foreign exchange services where these are connected to the provision of investment services (notification 9001505 of 09/01/2009)
    • Execution of orders on behalf of clients (notification 9001505 of 09/01/2009)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 9089752 of 21/10/2009)
    • Investment advice (notification 9089752 of 21/10/2009)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 9089752 of 21/10/2009)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: GALLARDO SECURITIES LIMITED
    Registered office:19, Berkeley Street
    City: W1j 8ed  Londra
    Country: Regno Unito
    Branch: Via Tortona 33
    City: 20144  Milano (Mi)
    Country: Italia
    Notification: n. 0105498/19 of 26/02/2019
    Registration no:180
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 0105498/19 of 26/02/2019)
    • Dealing on own account (notification 0105498/19 of 26/02/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0105498/19 of 26/02/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: GARDENA CAPITAL LTD
    Registered office:81 Wimpole Street
    City: W1g 9re  Londra
    Country: Regno Unito
    Branch: Via S. Orsola 4
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0127757/17 of 16/11/2017
    Registration no:152
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (notification 0127757/17 of 16/11/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: GOLDMAN SACHS INTERNATIONAL
    Registered office:25 Shoe Lane
    City: Ec4a 4au  Londra
    Country: Regno Unito
    Branch: Piazzetta Maurilio Bossi 3
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 3063623 of 07/10/2003
    Registration no:43
  • SERVICES PROVIDED IN ITALY
    • Operation of an MTF (notification 11091950 of 14/11/2011)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 3063623 of 07/10/2003)
    • Services related to underwriting (notification 3063623 of 07/10/2003)
    • Foreign exchange services where these are connected to the provision of investment services (notification 3063623 of 07/10/2003)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 3063623 of 07/10/2003)
    • Placing of financial instruments without a firm commitment basis (notification 3063623 of 07/10/2003)
    • Investment advice (notification 3063623 of 07/10/2003)
    • Execution of orders on behalf of clients (notification 3063623 of 07/10/2003)
    • Dealing on own account (notification 3063623 of 07/10/2003)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 3063623 of 07/10/2003)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 4078953 of 03/09/2004)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 4078953 of 03/09/2004)
    • Portfolio management (notification 4078953 of 03/09/2004)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 7095644 of 01/11/2007)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: IG EUROPE GMBH
    Registered office:Westhafenplatz 1
    City: 60327  Francoforte
    Country: Germania
    Branch: Via Paolo Da Cannobio 33
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 0502715/18 of 04/12/2018
    Registration no:170
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 0502715/18 of 04/12/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0502715/18 of 04/12/2018)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0502715/18 of 04/12/2018)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0502715/18 of 04/12/2018)
    • Execution of orders on behalf of clients (notification 0502715/18 of 04/12/2018)
    • Dealing on own account (notification 0502715/18 of 04/12/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0502715/18 of 04/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: IG MARKETS LIMITED
    Registered office:Cannon Bridge House 25 Dowgate Hill
    City: Ec4r 2ya  Londra
    Country: Regno Unito
    Branch: Via Paolo Da Cannobio 33
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 8019529 of 03/03/2008
    Registration no:72
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 8019529 of 03/03/2008)
    • Dealing on own account (notification 8019529 of 03/03/2008)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 8019529 of 03/03/2008)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: ILLIQUIDX LIMITED
    Registered office:80 Fleet Street
    City: Ec4y 1el  Londra
    Country: Regno Unito
    Branch: Via Olmetto 10
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0560053/19 of 18/09/2019
    Registration no:185
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0560053/19 of 18/09/2019)
    • Investment advice (notification 0560053/19 of 18/09/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0560053/19 of 18/09/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: IMPERIAL CAPITAL (INTERNATIONAL) LLP
    Registered office:1 Eagle Place
    City: Sw1y 6af  Londra
    Country: Regno Unito
    Branch: Via Dante 16
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0138136/19 of 13/03/2019
    Registration no:175
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0138136/19 of 13/03/2019)
    • Investment advice (notification 0138136/19 of 13/03/2019)
    • Execution of orders on behalf of clients (notification 0138136/19 of 13/03/2019)
    • Dealing on own account (notification 0138136/19 of 13/03/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0138136/19 of 13/03/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: INVESTEC ASSET MANAGEMENT LIMITED
    Registered office:Woolgate Exchange 25 Basinghall Street
    City: Ec2v 5ha  Londra
    Country: Regno Unito
    Branch: Corso Venezia 44
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0115584/17 of 11/10/2017
    Registration no:148
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0115584/17 of 11/10/2017)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0115584/17 of 11/10/2017)
    • Investment advice (notification 0115584/17 of 11/10/2017)
    • Execution of orders on behalf of clients (notification 0115584/17 of 11/10/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0115584/17 of 11/10/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: JCI CAPITAL LIMITED
    Registered office:78 Brook Street
    City: W1j 6np  Londra
    Country: Regno Unito
    Branch: Corso Sempione,2
    City: 20145  Milano (Mi)
    Country: Italia
    Notification: n. 12090623 of 19/11/2012
    Registration no:108
  • SERVICES PROVIDED IN ITALY
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0004747/16 of 20/01/2016)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0012116/14 of 14/02/2014)
    • Placing of financial instruments without a firm commitment basis (notification 0017867/14 of 05/03/2014)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0022786/16 of 16/03/2016)
    • Services related to underwriting (notification 0022786/16 of 16/03/2016)
    • Portfolio management (notification 0056689/14 of 07/07/2014)
    • Execution of orders on behalf of clients (notification 12090623 of 19/11/2012)
    • Dealing on own account (notification 12090623 of 19/11/2012)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 12090623 of 19/11/2012)
    • Investment advice (notification 13035054 of 24/04/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: JEFFERIES GMBH
    Registered office:Bockenheimer Landstrasse 24
    City: 60323  Francoforte
    Country: Germania
    Branch: Via Gastone Pisoni 6
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0060666/19 of 05/02/2019
    Registration no:174
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0060666/19 of 05/02/2019)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0060666/19 of 05/02/2019)
    • Services related to underwriting (notification 0060666/19 of 05/02/2019)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0060666/19 of 05/02/2019)
    • Placing of financial instruments without a firm commitment basis (notification 0060666/19 of 05/02/2019)
    • Investment advice (notification 0060666/19 of 05/02/2019)
    • Execution of orders on behalf of clients (notification 0060666/19 of 05/02/2019)
    • Dealing on own account (notification 0060666/19 of 05/02/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0060666/19 of 05/02/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: JEFFERIES INTERNATIONAL LTD
    Registered office:68 Upper Thames Street
    City: Ec4v3bj  Londra
    Country: Regno Unito
    Branch: Via Gastone Pisoni 6
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 10079106 of 28/09/2010
    Registration no:91
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 10079106 of 28/09/2010)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 10079106 of 28/09/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 10079106 of 28/09/2010)
    • Services related to underwriting (notification 10079106 of 28/09/2010)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 10079106 of 28/09/2010)
    • Foreign exchange services where these are connected to the provision of investment services (notification 10079106 of 28/09/2010)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 10079106 of 28/09/2010)
    • Placing of financial instruments without a firm commitment basis (notification 10079106 of 28/09/2010)
    • Investment advice (notification 10079106 of 28/09/2010)
    • Execution of orders on behalf of clients (notification 10079106 of 28/09/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10079106 of 28/09/2010)
    • Dealing on own account (notification 12068201 of 13/08/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: KAACK TERMINHANDEL GMBH
    Registered office:Am Markt 8
    City: D-49661  Cloppenburg
    Country: Germania
    Branch:
    Notification: n. 0122282/17 of 30/10/2017
    Registration no:150
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0122282/17 of 30/10/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: KEPLER CHEUVREUX SOCIETE' ANONYME A DIRECTOIRE ET CONSEIL DE SURVEILLANCE
    Registered office:Avenue Kleber 112
    City: 75116  Parigi
    Country: Francia
    Branch: Via Cornaggia 10
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 98066757 of 17/08/1998
    Registration no:4
  • SERVICES PROVIDED IN ITALY
    • Services related to underwriting (notification 11098928 of 14/12/2011)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 11098928 of 14/12/2011)
    • Placing of financial instruments without a firm commitment basis (notification 11098928 of 14/12/2011)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 9008731 of 27/01/2009)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 98066757 of 17/08/1998)
    • Foreign exchange services where these are connected to the provision of investment services (notification 98066757 of 17/08/1998)
    • Investment advice (notification 98066757 of 17/08/1998)
    • Execution of orders on behalf of clients (notification 98066757 of 17/08/1998)
    • Dealing on own account (notification 98066757 of 17/08/1998)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 98066757 of 17/08/1998)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: KNG SECURITIES LLP
    Registered office:6 Broad St Place
    City: Ec2m 7jh  Londra
    Country: Regno Unito
    Branch: Via Cappuccini 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0020543/16 of 09/03/2016
    Registration no:139
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0020543/16 of 09/03/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: LA FRANCAISE AM FINANCE SERVICES
    Registered office:128 Boulevard Raspail
    City: 75006  Parigi
    Country: Francia
    Branch: Via Dante, 14
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0486792/19 of 19/08/2019
    Registration no:187
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0486792/19 of 19/08/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MANGUSTA RISK LIMITED
    Registered office:Royalty House 32 Sackville Street
    City: W1s 3ea  Londra
    Country: Regno Unito
    Branch: Via Atanasio Kircher 7
    City: 00197  Roma (Rm)
    Country: Italia
    Notification: n. 0011478/16 of 09/02/2016
    Registration no:141
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0011478/16 of 09/02/2016)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0011478/16 of 09/02/2016)
    • Investment advice (notification 0011478/16 of 09/02/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0011478/16 of 09/02/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MERIAN GLOBAL INVESTORS (UK) LIMITED
    Registered office:2 Lambeth Hill
    City: Ec4p 4wr  Londra
    Country: Regno Unito
    Branch: Via Torino, 2
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0104838/17 of 07/09/2017
    Registration no:146
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0104838/17 of 07/09/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: METHOD INVESTMENTS & ADVISORY LTD
    Registered office:40 New Bond Street
    City: W1s 2rx  Londra
    Country: Regno Unito
    Branch: Via Santa Radegonda 11
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 10063422 of 19/07/2010
    Registration no:86
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 0002394/17 of 10/01/2017)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 10063422 of 19/07/2010)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 10063422 of 19/07/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 10063422 of 19/07/2010)
    • Services related to underwriting (notification 10063422 of 19/07/2010)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 10063422 of 19/07/2010)
    • Foreign exchange services where these are connected to the provision of investment services (notification 10063422 of 19/07/2010)
    • Execution of orders on behalf of clients (notification 10063422 of 19/07/2010)
    • Portfolio management (notification 10063422 of 19/07/2010)
    • Dealing on own account (notification 10063422 of 19/07/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10063422 of 19/07/2010)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MFM INVESTMENT LTD
    Registered office:90-92 Pentonville Road
    City: N1 9hs  Londra
    Country: Regno Unito
    Branch: Largo Carlo Felice 26
    City: 09124  Cagliari (Ca)
    Country: Italia
    Notification: n. 0055777/16 of 15/06/2016
    Registration no:142
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (notification 0055777/16 of 15/06/2016)
    • Investment advice (notification 0055777/16 of 15/06/2016)
    • Execution of orders on behalf of clients (notification 0055777/16 of 15/06/2016)
    • Portfolio management (notification 0055777/16 of 15/06/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0055777/16 of 15/06/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: M&G INTERNATIONAL INVESTMENTS S.A.
    Registered office:16 Boulevard Royal
    City: L2449  Lussemburgo
    Country: Lussemburgo
    Branch: Via Santa Maria Segreta 6
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0222589/18 of 26/06/2018
    Registration no:160
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0222589/18 of 26/06/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0222589/18 of 26/06/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MORGAN STANLEY EUROPE SE
    Registered office:Grosse Gallusstrasse 18
    City: 60312  Francoforte
    Country: Germania
    Branch: Corso Venezia 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0406625/18 of 12/10/2018
    Registration no:163
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0406625/18 of 12/10/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0406625/18 of 12/10/2018)
    • Services related to underwriting (notification 0406625/18 of 12/10/2018)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0406625/18 of 12/10/2018)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0406625/18 of 12/10/2018)
    • Placing of financial instruments without a firm commitment basis (notification 0406625/18 of 12/10/2018)
    • Investment advice (notification 0406625/18 of 12/10/2018)
    • Execution of orders on behalf of clients (notification 0406625/18 of 12/10/2018)
    • Dealing on own account (notification 0406625/18 of 12/10/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0406625/18 of 12/10/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MORGAN STANLEY INVESTMENT MANAGEMENT (IRELAND) LIMITED
    Registered office:7-11 Sir John Rogerson'S Quay Dublin 2
    City: D02vc42  Dublino
    Country: Irlanda
    Branch: Corso Venezia 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0448002/18 of 06/11/2018
    Registration no:165
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0448002/18 of 06/11/2018)
    • Placing of financial instruments without a firm commitment basis (notification 0448002/18 of 06/11/2018)
    • Investment advice (notification 0448002/18 of 06/11/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0448002/18 of 06/11/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
    Registered office:25 Cabot Square
    City: E14qw  Londra
    Country: Regno Unito
    Branch: Corso Venezia 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0081878/14 of 15/10/2014
    Registration no:127
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 0081878/14 of 15/10/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0081878/14 of 15/10/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MUZINICH & CO. (DUBLIN) LIMITED
    Registered office:56 Fitzwilliam Square
    City: Dublin2  Dublino
    Country: Irlanda
    Branch: Via Senato 12
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0548024/18 of 27/12/2018
    Registration no:172
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0548024/18 of 27/12/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0548024/18 of 27/12/2018)
    • Investment advice (notification 0548024/18 of 27/12/2018)
    • Portfolio management (notification 0548024/18 of 27/12/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0548024/18 of 27/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: MUZINICH & CO. LIMITED
    Registered office:8 Hanover Street
    City: W1s 1yq  Londra
    Country: Regno Unito
    Branch: Via Senato 12
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0065395/13 of 30/07/2013
    Registration no:119
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0065395/13 of 30/07/2013)
    • Portfolio management (notification 0065395/13 of 30/07/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0065395/13 of 30/07/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: NOMURA FINANCIAL PRODUCTS EUROPE GMBH
    Registered office:Rathenauplatz 1
    City: 60313  Francoforte
    Country: Germania
    Branch: Piazza Del Carmine 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0476477/18 of 19/11/2018
    Registration no:168
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0476477/18 of 19/11/2018)
    • Investment advice (notification 0476477/18 of 19/11/2018)
    • Execution of orders on behalf of clients (notification 0476477/18 of 19/11/2018)
    • Dealing on own account (notification 0476477/18 of 19/11/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0476477/18 of 19/11/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: NOMURA INTERNATIONAL PLC
    Registered office:1 Angel Lane
    City: Ec4r 3ab  Londra
    Country: Regno Unito
    Branch: Piazza Del Carmine 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 10102508 of 16/12/2010
    Registration no:92
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 10102508 of 16/12/2010)
    • Services related to underwriting (notification 10102508 of 16/12/2010)
    • Placing of financial instruments without a firm commitment basis (notification 10102508 of 16/12/2010)
    • Investment advice (notification 10102508 of 16/12/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10102508 of 16/12/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 11096398 of 02/12/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: OLYMPIA WEALTH MANAGEMENT LTD
    Registered office:32 Ludgate Hill
    City: Ec4m 7dr  Londra
    Country: Regno Unito
    Branch: Via Turati 38
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 13020070 of 12/03/2013
    Registration no:112
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (notification 13020070 of 12/03/2013)
    • Investment advice (notification 13020070 of 12/03/2013)
    • Portfolio management (notification 13020070 of 12/03/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: PAYDEN & RYGEL GLOBAL LIMITED
    Registered office:1 Bartholomew Lane -
    City: Ec2n 2ax  Londra
    Country: Regno Unito
    Branch: Corso Matteotti 1
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0233964/18 of 03/07/2018
    Registration no:161
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0233964/18 of 03/07/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0233964/18 of 03/07/2018)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0466275/18 of 14/11/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: PIMCO DEUTSCHLAND GMBH
    Registered office:Seidlstrasse 24-24a
    City: 80335  Monaco
    Country: Germania
    Branch: Corso Vittorio Emanuele Ii 37
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 0103224/17 of 01/09/2017
    Registration no:147
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0103224/17 of 01/09/2017)
    • Execution of orders on behalf of clients (notification 0103224/17 of 01/09/2017)
    • Portfolio management (notification 0103224/17 of 01/09/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0103224/17 of 01/09/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: PIMCO EUROPE LTD
    Registered office:11 Baker Street
    City: W1u 3ah  Londra
    Country: Regno Unito
    Branch: Corso Matteotti 8
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 11084971 of 18/10/2011
    Registration no:100
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 11084971 of 18/10/2011)
    • Investment advice (notification 11084971 of 18/10/2011)
    • Execution of orders on behalf of clients (notification 11084971 of 18/10/2011)
    • Portfolio management (notification 11084971 of 18/10/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 11084971 of 18/10/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: REDHEDGE ASSET MANAGEMENT LLP
    Registered office:169 Piccadilly 3rd Floor, Dudley House
    City: W1j 9eh  Londra
    Country: Regno Unito
    Branch: Via Vincenzo Monti 47
    City: 20123  Milano (Mi)
    Country: Italia
    Notification: n. 0091169/15 of 27/11/2015
    Registration no:136
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (notification 0091169/15 of 27/11/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0091169/15 of 27/11/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: RIVERFIELD PARTNERS LLP
    Registered office:58-60 Kensington Church Street
    City: W8 4db  Londra
    Country: Regno Unito
    Branch: Via Alessandro Manzoni 19 C/O Studio Staffico
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0109706/17 of 25/09/2017
    Registration no:151
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0109706/17 of 25/09/2017)
    • Investment advice (notification 0109706/17 of 25/09/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: RUSSELL INVESTMENTS LIMITED
    Registered office:Rex House, 10 Regent Street London
    City: Sw1y 4pe  Londra
    Country: Regno Unito
    Branch: Via Brera 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 10064904 of 23/07/2010
    Registration no:87
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 10064904 of 23/07/2010)
    • Investment advice (notification 10064904 of 23/07/2010)
    • Execution of orders on behalf of clients (notification 10064904 of 23/07/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 10064904 of 23/07/2010)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: SANFORD C. BERNSTEIN LIMITED
    Registered office:50 Berkeley Street
    City: W1j8sb  Londra
    Country: Regno Unito
    Branch: Piazza Iv Novembre 7
    City: 20124  Milano (Mi)
    Country: Italia
    Notification: n. 0055403/15 of 09/07/2015
    Registration no:131
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0055403/15 of 09/07/2015)
    • Investment advice (notification 0055403/15 of 09/07/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0055403/15 of 09/07/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: SANFORD C.BERNSTEIN IRELAND LIMITED
    Registered office:4 Earlsfort Terrace
    City: D02e024  Dublino
    Country: Irlanda
    Branch: Via Monte Di Pieta' 21
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0087579/19 of 18/02/2019
    Registration no:177
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0087579/19 of 18/02/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0087579/19 of 18/02/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: SELECCION E INVERSION DE CAPITAL GLOBAL AGENCIA DE VALORES S.A.
    Registered office:Calle Maria Francisca 9
    City: 28002  Madrid
    Country: Spagna
    Branch:
    Notification: n. 0113936/16 of 28/12/2016
    Registration no:143
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0113936/16 of 28/12/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: STATE STREET GLOBAL ADVISORS IRELAND LIMITED
    Registered office:78 Sir John Rogerson'S Quay
    City: Dublin2  Dublino
    Country: Irlanda
    Branch: Via Ferrante Aporti, 10
    City: 20125  Milano (Mi)
    Country: Italia
    Notification: n. 0379476/18 of 05/12/2018
    Registration no:162
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0379476/18 of 05/12/2018)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0379476/18 of 05/12/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: TCW EUROPE LIMITED
    Registered office:25 Hanover Square
    City: W1s1jf  Londra
    Country: Regno Unito
    Branch: Via Monte Napoleone 29
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0131616/17 of 29/11/2017
    Registration no:153
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0131616/17 of 29/11/2017)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0131616/17 of 29/11/2017)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0131616/17 of 29/11/2017)
    • Investment advice (notification 0131616/17 of 29/11/2017)
    • Execution of orders on behalf of clients (notification 0131616/17 of 29/11/2017)
    • Portfolio management (notification 0131616/17 of 29/11/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0131616/17 of 29/11/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: TENDERCAPITAL LIMITED
    Registered office:42 Brook Street
    City: W1k 5db  Londra
    Country: Regno Unito
    Branch: Via Dante 16
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0077415/13 of 01/10/2013
    Registration no:118
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0077415/13 of 01/10/2013)
    • Investment advice (notification 0077415/13 of 01/10/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0077415/13 of 01/10/2013)
    • Portfolio management (notification 0135785/17 of 13/12/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: TFS DERIVATIVES LIMITED
    Registered office:15 St.Botolph Street
    City: Ec3a 7qx  Londra
    Country: Regno Unito
    Branch: Via G.M. Lancisi 31
    City: 00145  Roma (Rm)
    Country: Italia
    Branch: Via Venini Giulio E Corrado 1
    City: 20127  Milano (Mi)
    Country: Italia
    Notification: n. 0094370/15 of 14/12/2015
    Registration no:138
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0094370/15 of 14/12/2015)
    • Execution of orders on behalf of clients (notification 0270806/18 of 23/07/2018)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: TRADITION SECURITIES & FUTURES
    Registered office:9 Place Vendome
    City: 75001  Parigi
    Country: Francia
    Branch: Via G.M Lancisi 31
    City: 00145  Roma (Rm)
    Country: Italia
    Branch: Via Venini Giulio E Corrado 1
    City: 20127  Milano (Mi)
    Country: Italia
    Notification: n. 0195362/19 of 10/04/2019
    Registration no:183
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (notification 0195362/19 of 10/04/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0195362/19 of 10/04/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: VALORI ASSET MANAGEMENT S.A.
    Registered office:43 Boulevard Joseph Ii
    City: L1840  Lussemburgo
    Country: Lussemburgo
    Branch: Via Dei Bossi 4
    City: 20121  Milano (Mi)
    Country: Italia
    Notification: n. 0079003/17 of 16/06/2017
    Registration no:144
  • SERVICES PROVIDED IN ITALY
    • Investment advice (notification 0079003/17 of 16/06/2017)
    • Portfolio management (notification 0079003/17 of 16/06/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0079003/17 of 16/06/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: WOOD & COMPANY FINANCIAL SERVICES, A.S.
    Registered office:Namesti Republiky 1079/1a
    City: 11000  Praga
    Country: Repubblica Ceca
    Branch: Via Luigi Settembrini 35
    City: 20124  Milano (Mi)
    Country: Italia
    Notification: n. 0069272/14 of 21/08/2014
    Registration no:125
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (notification 0069272/14 of 21/08/2014)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0069272/14 of 21/08/2014)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0069272/14 of 21/08/2014)
    • Services related to underwriting (notification 0069272/14 of 21/08/2014)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0069272/14 of 21/08/2014)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (notification 0069272/14 of 21/08/2014)
    • Placing of financial instruments without a firm commitment basis (notification 0069272/14 of 21/08/2014)
    • Investment advice (notification 0069272/14 of 21/08/2014)
    • Execution of orders on behalf of clients (notification 0069272/14 of 21/08/2014)
    • Dealing on own account (notification 0069272/14 of 21/08/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0069272/14 of 21/08/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: WRM CAPINVEST LTD
    Registered office:51 Berkeley Square
    City: W1j5 Bb  Londra
    Country: Regno Unito
    Branch: Corso Venezia 16
    City: 20122  Milano (Mi)
    Country: Italia
    Notification: n. 0444309/19 of 30/07/2019
    Registration no:186
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (notification 0444309/19 of 30/07/2019)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0444309/19 of 30/07/2019)
    • Investment advice (notification 0444309/19 of 30/07/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0444309/19 of 30/07/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm: 10AK CAPITAL LIMITED
    Registered office:51 Hay'S Mews, Mayfair
    City: W1j 5qj  Londra
    Country: Regno Unito
    Branch: Via Piemonte 49
    City: 00187  Roma (Rm)
    Country: Italia
    Notification: n. 0351572/19 of 18/06/2019
    Registration no:184
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (notification 0351572/19 of 18/06/2019)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services (notification 0351572/19 of 18/06/2019)
    • Foreign exchange services where these are connected to the provision of investment services (notification 0351572/19 of 18/06/2019)
    • Investment advice (notification 0351572/19 of 18/06/2019)
    • Execution of orders on behalf of clients (notification 0351572/19 of 18/06/2019)
    • Portfolio management (notification 0351572/19 of 18/06/2019)
    • Reception and transmission of orders in relation to one or more financial instruments (notification 0351572/19 of 18/06/2019)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.