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Donaldson Findlay - Hayashi and Partners / Hayashi International Equity Securities - Broad Reach Investments - Blacksmith Investments Limited - Harbex Finance Services - Boston Private Law Group Llp - Jazz Loans - Wainscott Consulting Group - Opv Advisor Ltd - Drakefield Corporate Partners - Colbert & Welling Llp - Asashi Mergers & Acquisitions - Eur Investment Limited - Pacific Sunrise Uk ltd - Canton Securities Geneva Ag - Amicus Investment - Asashi Mergers & Acquisitions Group - Atlantic Global Asset Management - Brookfield99 / Brookfield Investment Management - Capital Invest Europe - Cressman Financial Group / Tian Xi Fu Limited / Hongkong Ztwow Trade Limited - Eastern Quay Asset Management - Fujitsu Global / Asian Mercantile Exchange / Centric Limited - Global Consulting Europe - Monex Financial / Monex Bmo Securities / Symando Corporation Limited / Dfan Limited - Nikko Desjardins Asset Management / Xieze International Trading Limited / Gradual Investments Limited - Red Shield Financial / Rong Aviva Limited - Rubin Dunn - Tatsuno International - Thornwood Financial / Long Will Limited - William Paulstern / Camdan Limited - Weinstein & Younge Asset Management Group - Turner, Liebermann & Cohen - Stephen Schmidt Capital Ventures Inc. - Stanford Law Firm - Quantum Private Equity - Costello & Rubin Attorneys at Law - Bradley & Nowell - Seres Bio - Horizon Holdings Ltd - Castle Holdings Limited - King’s Vision Group Limited - www.fxjupiter.com - Drakefield Corporate Partners - Colbert & Welling Llp - Tiger Brokers - Celestial Trinity Limited - Thornwood Financial

The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Spain (Comisión Nacional del Mercado de Valores - CNMV), Ireland (Central Bank of Ireland), Austria (Financial Market Authority - FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Belgium (Financial Services and Markets Authority – FSMA), the United States (Securities and Exchange Commission - SEC), Hong Kong (Securities and Futures Commission – SFC) and Republic of China - Taiwan (Financial Supervisory Commission - FSC) report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Donaldson Findlay (www.donaldson-findlay.com), with declared headquarters in London;

  • Hayashi and Partners/Hayashi International Equity Securities (www.hayashiandpartners.com), with declared headquarters in Tokyo;

  • Broad Reach Investments (www.broadreach-investments.com), clone of the authorised company Keystone Management Ltd/Keystone Capital (www.keystone-capital.co.uk), with declared headquarters in London;

  • Blacksmith Investments Limited (www.blacksmithinvestments.co.uk), with declared headquarters in London;

  • Harbex Finance Services (www.harbexfinancier.nu), with declared headquarters in London;

  • Boston Private Law Group Llp (www.bostonplg.org), with declared headquarters in Boston;

  • Jazz Loans (www.jazzonthehill.co.uk);

  • Wainscott Consulting Group (www.wainscottconsulting.com), with declared headquarters in New York.

Reported by the CNMV:

  • OPV Advisor Ltd (www.opv-advisor.com).

Reported by the Central Bank of Ireland:

  • Drakefield Corporate Partners (USA);

  • Colbert & Welling Llp (USA);

  • Asashi Mergers & Acquisitions (Japan).

Reported by the FMA:

  • Eur Investment Limited (www.optionsvip.com), with declared headquarters in London;

  • Pacific Sunrise UK Ltd (www.cfdstocks.com), with declared headquarters in London.

Reported by the FINMA:

  • Canton Securities Geneva Ag (www.cantonsecurities.trade).

Reported by the FSMA:

  • Amicus Investment;

  • Asashi Mergers & Acquisitions Group;

  • Atlantic Global Asset Management;

  • Brookfield99/Brookfield Investment Management (clone of an authorised company);

  • Capital Invest Europe;

  • Cressman Financial Group/Tian Xi Fu Limited/Hongkong Ztwow Trade Limited;

  • Eastern Quay Asset Management;

  • Fujitsu Global/Asian Mercantile Exchange/Centric Limited;

  • Global Consulting Europe;

  • Monex Financial/Monex Bmo Securities/Symando Corporation Limited/Dfan Limited;

  • Nikko Desjardins Asset Management/Xieze International Trading Limited/Gradual Investments Limited;

  • Red Shield Financial/Rong Aviva Limited;

  • Rubin Dunn;

  • Tatsuno International;

  • Thornwood Financial/Long Will Limited;

  • William Paulstern/Camdan Limited.

Reported by the SEC:

  • Weinstein & Younge Asset Management Group (www.weinsteinyounge.co), with declared headquarters in San Francisco;

  • Turner, Liebermann & Cohen (www.tlc-law.com), with declared headquarters in New York;

  • Stephen Schmidt Capital Ventures Inc. (www.stephenschmidtcv.com), with declared headquarters in Baltimore;

  • Stanford Law Firm (www.stanfordlawfirm.com), with declared headquarters in Wilmington;

  • Quantum Private Equity (www.quatumpe.us), with declared headquarters in New York;

  • Costello & Rubin Attorneys at Law (www.candr-lawyers.net), with declared headquarters in Boston;

  • Bradley & Nowell (www.bradleynowell.com), with declared headquarters in Newark.

Reported by the SFC:

  • Seres Bio;

  • Horizon Holdings Ltd;

  • Castle Holdings Limited;

  • King’s Vision Group Limited;

  • www.fxjupiter.com.

Reported by the Central Bank of Ireland:

  • Drakefield Corporate Partners (USA);

  • Colbert & Welling Llp (USA).

Reported by the Taiwan FSC:

  • Tiger Brokers;

  • Celestial Trinity Limited, with declared headquarters in Taipei (Taiwan);

  • Thornwood Financial, with declared headquarters in Taipei (Taiwan).

(in "Consob Informa" no. 6/2017 - 20 February 2017)

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