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		Intermediaries - Register of investments firms

REGISTER OF EU INVESTMENT FIRMS: WITHOUT BRANCHES (DATE 18/05/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AA ADVISERS LLP
Registered office:	30 TADENA ROAD
Town:	SW10 0PZ LONDRA
Country:	GRAN BRETAGNA
First application:	7014782 of 19/02/2007
Registration no.:	1758
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7014782 of 19/02/2007) Investment advice (Application 7014782 of 19/02/2007) Execution of orders on behalf of clients (Application 7014782 of 19/02/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7014782 of 19/02/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AARON TAWNY MORTGAGES LTD
Registered office:	6 MARKET PLACE NORTHAMPTONSHIRE
Town:	NN16 0AL KETTERING
Country:	GRAN BRETAGNA
First application:	8065874 of 14/07/2008
Registration no.:	2351
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8065874 of 14/07/2008) Investment advice (Application 8065874 of 14/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8065874 of 14/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABACUS INVESTMENT SOLUTIONS LTD
Registered office:	QUEEN ISABELLE HOUSE KINGSCLERE PARK NEWBURY
Town:	RG20 4SW BERKSHIRE
Country:	GRAN BRETAGNA
First application:	7079596 of 30/08/2007
Registration no.:	1843
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7079596 of 30/08/2007) Investment advice (Application 7079596 of 30/08/2007) Execution of orders on behalf of clients (Application 7079596 of 30/08/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7079596 of 30/08/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABBEY CAPITAL LIMITED
Registered office:	1-2 CAVENDISH ROW
Town:	DUBLIN1 DUBLINO
Country:	IRLANDA
First application:	1092952 of 13/12/2001
Registration no.:	1211
Foreign exchange services where these are connected to the provision of investment services (Application 1092952 of 13/12/2001) Investment advice (Application 1092952 of 13/12/2001) Portfolio management (Application 1092952 of 13/12/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1092952 of 13/12/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABBEY STOCKBROKERS LTD
Registered office:	KINGFISHER HOUSE RADFORD WAY BILLERICAY
Town:	CM12 0GZ ESSEX
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	71
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABERDEEN ASSET MANAGERS LTD
Registered office:	1 BREAD STREET
Town:	EC4M 9HH LONDRA
Country:	GRAN BRETAGNA
First application:	9015336 of 18/02/2009
Registration no.:	2524
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9015336 of 18/02/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9015336 of 18/02/2009) Placing of financial instruments without a firm commitment basis (Application 9015336 of 18/02/2009) Investment advice (Application 9015336 of 18/02/2009) Execution of orders on behalf of clients (Application 9015336 of 18/02/2009) Portfolio management (Application 9015336 of 18/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9015336 of 18/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABERDEEN FUND MANAGEMENT LTD
Registered office:	1 BOW CHURCHYARD
Town:	EC4M 9HH LONDRA
Country:	GRAN BRETAGNA
First application:	98055960 of 07/07/1998
Registration no.:	714
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 98055960 of 07/07/1998) Placing of financial instruments without a firm commitment basis (Application 98055960 of 07/07/1998) Investment advice (Application 98055960 of 07/07/1998) Execution of orders on behalf of clients (Application 98055960 of 07/07/1998) Portfolio management (Application 98055960 of 07/07/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98055960 of 07/07/1998) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABERDEEN PROPERTY INVESTORS CORPORATE ASA
Registered office:	POSTBOKS 1228
Town:	0110 OSLO
Country:	NORVEGIA
First application:	7088194 of 03/10/2007
Registration no.:	1855
Services related to underwriting (Application 7088194 of 03/10/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7088194 of 03/10/2007) Placing of financial instruments without a firm commitment basis (Application 7088194 of 03/10/2007) Execution of orders on behalf of clients (Application 7088194 of 03/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7088194 of 03/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABERDEEN PROPERTY INVESTORS UK LTD
Registered office:	1 BOX CHURCHYARD
Town:	EC4M 9HH LONDRA
Country:	GRAN BRETAGNA
First application:	5039018 of 30/05/2005
Registration no.:	1554
Investment advice (Application 5039018 of 30/05/2005) Execution of orders on behalf of clients (Application 5039018 of 30/05/2005) Portfolio management (Application 5039018 of 30/05/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5039018 of 30/05/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABG SUNDAL COLLIER NORGE ASA
Registered office:	MUNKEDAMSVEIEN 45
Town:	0250 OSLO
Country:	NORVEGIA
First application:	1078114 of 16/10/2001
Registration no.:	1187
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1078114 of 16/10/2001) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1078114 of 16/10/2001) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1078114 of 16/10/2001) Services related to underwriting (Application 1078114 of 16/10/2001) Foreign exchange services where these are connected to the provision of investment services (Application 1078114 of 16/10/2001) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1078114 of 16/10/2001) Placing of financial instruments without a firm commitment basis (Application 1078114 of 16/10/2001) Investment advice (Application 1078114 of 16/10/2001) Execution of orders on behalf of clients (Application 1078114 of 16/10/2001) Dealing on own account (Application 1078114 of 16/10/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1078114 of 16/10/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABG SUNDAL COLLIER PARTNERS LLP
Registered office:	St. Martins Court, 10 Paternoster Row
Town:	EC4M 7EJ LONDRA
Country:	GRAN BRETAGNA
First application:	11055815 of 21/06/2011
Registration no.:	3176
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11055815 of 21/06/2011) Investment advice (Application 11055815 of 21/06/2011) Execution of orders on behalf of clients (Application 11055815 of 21/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11055815 of 21/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABN AMRO ASSET MANAGEMENT (NETHERLANDS) B.V.
Registered office:	DE ENTREE 99-179
Town:	1101 HE AMSTERDAM
Country:	OLANDA
First application:	6034979 of 20/04/2006
Registration no.:	1644
Investment advice (Application 6034979 of 20/04/2006) Execution of orders on behalf of clients (Application 6034979 of 20/04/2006) Portfolio management (Application 6034979 of 20/04/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6034979 of 20/04/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABRAAJ CAPITAL UK LIMITED
Registered office:	1 BERKELEY STREET
Town:	W1J 8DJ LONDRA
Country:	GRAN BRETAGNA
First application:	12011167 of 16/02/2012
Registration no.:	3353
Investment advice (Application 12011167 of 16/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011167 of 16/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABRAXAS CAPITAL MANAGEMENT LIMITED
Registered office:	111 BUCKINGHAM PALACE ROAD
Town:	SW1W0SR LONDRA
Country:	GRAN BRETAGNA
First application:	3020650 of 01/04/2003
Registration no.:	1354
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 3020650 of 01/04/2003) Foreign exchange services where these are connected to the provision of investment services (Application 3020650 of 01/04/2003) Investment advice (Application 3020650 of 01/04/2003) Portfolio management (Application 3020650 of 01/04/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABS WEALTH MANAGEMENT LTD
Registered office:	21 UPPER BROOK STREET
Town:	W1K 7PU LONDRA
Country:	GRAN BRETAGNA
First application:	10084742 of 15/10/2010
Registration no.:	2992
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10084742 of 15/10/2010) Investment advice (Application 10084742 of 15/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10084742 of 15/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABSHIRE-SMITH LTD
Registered office:	16-18 MONUMENT STREET
Town:	EC3R 8AJ LONDRA
Country:	GRAN BRETAGNA
First application:	11079338 of 22/09/2011
Registration no.:	3270
Reception and transmission of orders in relation to one or more financial instruments (Application 11079338 of 22/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABSOLUTE ENERGY CAPITAL LLP
Registered office:	100 PALL MALL
Town:	SW1Y 5NQ LONDRA
Country:	GRAN BRETAGNA
First application:	11097137 of 06/12/2011
Registration no.:	3309
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11097137 of 06/12/2011) Investment advice (Application 11097137 of 06/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ABSOLUTE RETURN PARTNERS LLP
Registered office:	16 WATER LANE
Town:	TW9 1TJ SURREY
Country:	GRAN BRETAGNA
First application:	10083560 of 12/10/2010
Registration no.:	2987
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10083560 of 12/10/2010) Investment advice (Application 10083560 of 12/10/2010) Portfolio management (Application 10083560 of 12/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10083560 of 12/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACADIAN ASSET MANAGEMENT (UK) LIMITED
Registered office:	OLD MUTUAL PLACE 2 LAMBETH HILL
Town:	EC4V 4GG LONDRA
Country:	GRAN BRETAGNA
First application:	7027590 of 03/04/2007
Registration no.:	1785
Investment advice (Application 7027590 of 03/04/2007) Execution of orders on behalf of clients (Application 7027590 of 03/04/2007) Portfolio management (Application 7027590 of 03/04/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACANTHUS ADVISERS PRIVATE EQUITY LIMITED
Registered office:	7 CAVENDISH SQUARE
Town:	W1G 0PE LONDRA
Country:	GRAN BRETAGNA
First application:	6018463 of 24/02/2006
Registration no.:	1623
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6018463 of 24/02/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6018463 of 24/02/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACCESS EQUITY MANAGEMENT LTD
Registered office:	54 VINCENT SQUARE
Town:	SW1P 2NR LONDRA
Country:	GRAN BRETAGNA
First application:	11017383 of 08/03/2011
Registration no.:	3103
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11017383 of 08/03/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11017383 of 08/03/2011) Services related to underwriting (Application 11017383 of 08/03/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11017383 of 08/03/2011) Placing of financial instruments without a firm commitment basis (Application 11017383 of 08/03/2011) Investment advice (Application 11017383 of 08/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11017383 of 08/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACHMEA ASSET MANAGEMENT B.V
Registered office:	LAAN VAN MALKENSCHOTEN 20
Town:	7333 NP APELDOORN
Country:	OLANDA
First application:	98058733 of 15/07/1998
Registration no.:	716
Investment advice (Application 98058733 of 15/07/1998) Portfolio management (Application 98058733 of 15/07/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACPI INVESTMENTS LTD
Registered office:	56 CONDUIT STREET
Town:	W1S 2YZ LONDRA
Country:	GRAN BRETAGNA
First application:	7093062 of 17/10/2007
Registration no.:	1865
Investment advice (Application 7093062 of 17/10/2007) Portfolio management (Application 7093062 of 17/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7093062 of 17/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACROPOLIS CAPITAL PARTNERS LTD
Registered office:	73 BROOK STREET
Town:	W1K 4HS LONDRA
Country:	GRAN BRETAGNA
First application:	7084508 of 19/09/2007
Registration no.:	1851
Investment advice (Application 7084508 of 19/09/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7084508 of 19/09/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACSEL ADVISORS LTD
Registered office:	29 RIVERMEAD EAST MOLESEY SURREY
Town:	KT8 9AZ LONDRA
Country:	GRAN BRETAGNA
First application:	6058308 of 11/07/2006
Registration no.:	1675
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6058308 of 11/07/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6058308 of 11/07/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACT VENTURE CAPITAL LIMITED
Registered office:	RICHVIEW OFFICE PARK CLONSKEAGH
Town:	14 DUBLINO
Country:	IRLANDA
First application:	1046226 of 11/06/2001
Registration no.:	1141
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1046226 of 11/06/2001) Investment advice (Application 1046226 of 11/06/2001) Portfolio management (Application 1046226 of 11/06/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACTIVE WEALTH MANAGEMENT LTD
Registered office:	82 WEST NILE STREET
Town:	G1 2QH GLASGOW
Country:	GRAN BRETAGNA
First application:	8061603 of 30/06/2008
Registration no.:	2339
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8061603 of 30/06/2008) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8061603 of 30/06/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8061603 of 30/06/2008) Services related to underwriting (Application 8061603 of 30/06/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8061603 of 30/06/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8061603 of 30/06/2008) Investment advice (Application 8061603 of 30/06/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8061603 of 30/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACTIVTRADES PLC
Registered office:	1 THOMAS MORE SQUARE
Town:	E1W 1YW LONDRA
Country:	GRAN BRETAGNA
First application:	5081938 of 16/12/2005
Registration no.:	1606
Reception and transmission of orders in relation to one or more financial instruments (Application 5081938 of 16/12/2005) Foreign exchange services where these are connected to the provision of investment services (Application 7090877 of 10/10/2007) Dealing on own account (Application 7090877 of 10/10/2007) Execution of orders on behalf of clients (Application 7098722 of 06/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ACTON FINANCIAL MANAGEMENT
Registered office:	CROESNEWYDD HALL, CROESNEWYDD ROAD, CLWYD
Town:	LL13 7YP WREXHAM
Country:	GRAN BRETAGNA
First application:	7107043 of 05/12/2007
Registration no.:	2114
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107043 of 05/12/2007) Investment advice (Application 7107043 of 05/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107043 of 05/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AD MAJORA CONSULTING LTD
Registered office:	1 BERKELEY STREET
Town:	W1J 8DJ LONDRA
Country:	GRAN BRETAGNA
First application:	10063753 of 20/07/2010
Registration no.:	2917
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10063753 of 20/07/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10063753 of 20/07/2010) Investment advice (Application 10063753 of 20/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AD VALOREM WEALTH MANAGEMENT LLP
Registered office:	SANDY LANE
Town:	ST5 0LZ NEWCASTLE
Country:	GRAN BRETAGNA
First application:	10098668 of 01/12/2010
Registration no.:	3027
Investment advice (Application 10098668 of 01/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10098668 of 01/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADAM & COMPANY INVESTMENT MANAGEMENT LTD
Registered office:	22 CHARLOTTE SQUARE
Town:	EH2 4DF EDIMBURGO
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	343
Portfolio management (Application 96000620 of 03/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADAMANT CAPITAL PARTNERS AD
Registered office:	76 A JAMES BOURCHIER BLVD
Town:	1407 SOFIA
Country:	BULGARIA
First application:	11065879 of 25/07/2011
Registration no.:	3202
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11065879 of 25/07/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11065879 of 25/07/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11065879 of 25/07/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11065879 of 25/07/2011) Placing of financial instruments without a firm commitment basis (Application 11065879 of 25/07/2011) Investment advice (Application 11065879 of 25/07/2011) Execution of orders on behalf of clients (Application 11065879 of 25/07/2011) Portfolio management (Application 11065879 of 25/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11065879 of 25/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADAMS STREET PARTNERS UK LLP
Registered office:	20 GROSVENOR PLACE
Town:	SW1X 7HN LONDRA
Country:	GRAN BRETAGNA
First application:	10035337 of 21/04/2010
Registration no.:	2845
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10035337 of 21/04/2010) Investment advice (Application 10035337 of 21/04/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10035337 of 21/04/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADDAX CAPITAL LLP
Registered office:	D36 Albion Riverside 8 Hester Road Battersea
Town:	SW11 4AW LONDRA
Country:	GRAN BRETAGNA
First application:	6073635 of 12/09/2006
Registration no.:	1699
Execution of orders on behalf of clients (Application 6073635 of 12/09/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6073635 of 12/09/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADG CAPITAL MANAGEMENT LLP
Registered office:	10 CHISWELL STREET
Town:	EC1Y 4UQ LONDRA
Country:	GRAN BRETAGNA
First application:	11043340 of 16/05/2011
Registration no.:	3154
Investment advice (Application 11043340 of 16/05/2011) Execution of orders on behalf of clients (Application 11043340 of 16/05/2011) Portfolio management (Application 11043340 of 16/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11043340 of 16/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADM INVESTOR SERVICES INTERNATIONAL LIMITED
Registered office:	MILLENNIUM BRIDGE HOUSE LAMBETH HILL
Town:	EC4V 3TT LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	206
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Dealing on own account (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADMIRAL MARKETS AS
Registered office:	AHTRI 6A
Town:	10151 TALLINN
Country:	ESTONIA
First application:	10098606 of 02/12/2010
Registration no.:	3036
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10098606 of 02/12/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10098606 of 02/12/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10098606 of 02/12/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10098606 of 02/12/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10098606 of 02/12/2010) Execution of orders on behalf of clients (Application 10098606 of 02/12/2010) Dealing on own account (Application 10098606 of 02/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10098606 of 02/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADVANCED ASSET MANAGEMENT AG
Registered office:	GRAF ADOLF STRASSE, 12
Town:	40212 DUSSELDORF
Country:	GERMANIA
First application:	5042761 of 13/06/2005
Registration no.:	1582
Portfolio management (Application 5042761 of 13/06/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5042761 of 13/06/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADVANTAGE FINANCIAL S.A.
Registered office:	5 BOULEVARD ROYAL
Town:	L-2449 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	8066325 of 15/07/2008
Registration no.:	2356
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8066325 of 15/07/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8066325 of 15/07/2008) Investment advice (Application 8066325 of 15/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADVICORP PLC
Registered office:	90-94 FLEET STREET
Town:	EC4Y 1DG LONDRA
Country:	GRAN BRETAGNA
First application:	3022464 of 08/04/2003
Registration no.:	1358
Investment advice (Application 3022464 of 08/04/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3022464 of 08/04/2003) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7011707 of 08/02/2007) Execution of orders on behalf of clients (Application 7011707 of 08/02/2007) Portfolio management (Application 7011707 of 08/02/2007) Dealing on own account (Application 7011707 of 08/02/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ADVISER BUSINESS SOLUTIONS LTD
Registered office:	227 LONDON ROAD NORTH END HAMPSHIRE
Town:	PO2 9AJ PORTSMOUTH
Country:	GRAN BRETAGNA
First application:	8042138 of 06/05/2008
Registration no.:	2294
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8042138 of 06/05/2008) Investment advice (Application 8042138 of 06/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8042138 of 06/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AE GLOBAL INVESTMENT SOLUTIONS LIMITED
Registered office:	BESSBOROUGH HOUSE 17 CAVEDISH SQUARE
Town:	W1G 0PH LONDRA
Country:	GRAN BRETAGNA
First application:	4027046 of 29/03/2004
Registration no.:	1431
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4027046 of 29/03/2004) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4027046 of 29/03/2004) Services related to underwriting (Application 4027046 of 29/03/2004) Foreign exchange services where these are connected to the provision of investment services (Application 4027046 of 29/03/2004) Investment advice (Application 4027046 of 29/03/2004) Execution of orders on behalf of clients (Application 4027046 of 29/03/2004) Portfolio management (Application 4027046 of 29/03/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4027046 of 29/03/2004) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5058817 of 25/08/2005) Placing of financial instruments without a firm commitment basis (Application 5058817 of 25/08/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AES FINANCIAL SERVICES LTD
Registered office:	126-128 NEW KINGS ROAD
Town:	SW6 4LZ LONDRA
Country:	GRAN BRETAGNA
First application:	8076859 of 12/08/2008
Registration no.:	2390
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8076859 of 12/08/2008) Investment advice (Application 8076859 of 12/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8076859 of 12/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AESPEN B.V.
Registered office:	120 NIEUWEZIJDS VOORBURGWAL
Town:	1012 SH AMSTERDAM
Country:	OLANDA
First application:	3008225 of 12/02/2003
Registration no.:	1343
Execution of orders on behalf of clients (Application 3008225 of 12/02/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3008225 of 12/02/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AETIA LTD
Registered office:	41 WINFRITH ROAD
Town:	SW18 3BE LONDRA
Country:	GRAN BRETAGNA
First application:	10067632 of 02/08/2010
Registration no.:	2932
Investment advice (Application 10067632 of 02/08/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10067632 of 02/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AEW EUROPE LLP
Registered office:	33 JERMYN STREET
Town:	SW1Y 6DN LONDRA
Country:	GRAN BRETAGNA
First application:	39205 of 23/05/2000
Registration no.:	1012
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 39205 of 23/05/2000) Investment advice (Application 39205 of 23/05/2000) Execution of orders on behalf of clients (Application 39205 of 23/05/2000) Portfolio management (Application 39205 of 23/05/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 39205 of 23/05/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFB FX LTD
Registered office:	6 MAXIMOS MICHAELIDES STREET
Town:	3106 LIMASSOL
Country:	CIPRO
First application:	11040856 of 10/05/2011
Registration no.:	3148
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11040856 of 10/05/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11040856 of 10/05/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11040856 of 10/05/2011) Execution of orders on behalf of clients (Application 11040856 of 10/05/2011) Dealing on own account (Application 11040856 of 10/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11040856 of 10/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFFILIATED MANAGERS GROUP LTD
Registered office:	17 OLD PARK LANE
Town:	WIK 1QT LONDRA
Country:	GRAN BRETAGNA
First application:	10029990 of 01/04/2010
Registration no.:	2825
Reception and transmission of orders in relation to one or more financial instruments (Application 10029990 of 01/04/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFFLUENT FINANCIAL PLANNING LTD
Registered office:	LINWOOD ROAD RENFREWSHIRE
Town:	PA3 3AT PAISLEY
Country:	GRAN BRETAGNA
First application:	8049823 of 26/05/2008
Registration no.:	2312
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8049823 of 26/05/2008) Investment advice (Application 8049823 of 26/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8049823 of 26/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFH INDEPENDENT FINANCIAL SERVICES LTD
Registered office:	16 CHURCH STREET , WORCESTERSHIRE
Town:	B61 8DN BROMSGROVE
Country:	GRAN BRETAGNA
First application:	8102064 of 07/11/2008
Registration no.:	2461
Investment advice (Application 8102064 of 07/11/2008) Execution of orders on behalf of clients (Application 8102064 of 07/11/2008) Portfolio management (Application 8102064 of 07/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8102064 of 07/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFS BROKERS B.V.
Registered office:	O.Z. VOORBURGWAL 282
Town:	1012 GL AMSTERDAM
Country:	OLANDA
First application:	1052948 of 06/07/2001
Registration no.:	1152
Investment advice (Application 1052948 of 06/07/2001) Execution of orders on behalf of clients (Application 1052948 of 06/07/2001) Dealing on own account (Application 1052948 of 06/07/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1052948 of 06/07/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFS LONDON LIMITED
Registered office:	WARWICK HOUSE FIRST FLOOR 65-66 QUEEN STREET
Town:	EC4 LONDRA
Country:	GRAN BRETAGNA
First application:	2025867 of 18/04/2002
Registration no.:	1260
Reception and transmission of orders in relation to one or more financial instruments (Application 2025867 of 18/04/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AFX CAPITAL MARKETS LTD
Registered office:	AGIAS ZONIS 73 & TIRTEOU
Town:	3090 LIMASSOL
Country:	CIPRO
First application:	10070118 of 10/08/2010
Registration no.:	2935
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10070118 of 10/08/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10070118 of 10/08/2010) Portfolio management (Application 10070118 of 10/08/2010) Dealing on own account (Application 10070118 of 10/08/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10070118 of 10/08/2010) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12013555 of 23/02/2012) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12013555 of 23/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12013555 of 23/02/2012) Investment advice (Application 12013555 of 23/02/2012) Execution of orders on behalf of clients (Application 12013555 of 23/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGENCY PARTNERS LLP
Registered office:	1 LIVERPOOL STREET
Town:	EC2M 7QD LONDRA
Country:	GRAN BRETAGNA
First application:	10102044 of 14/12/2010
Registration no.:	3039
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102044 of 14/12/2010) Investment advice (Application 10102044 of 14/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10102044 of 14/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGF INTERNATIONAL ADVISORS COMPANY LTD
Registered office:	34 MOLESWORTH STREET DUBLIN 2
Town:	DUBLINO
Country:	IRLANDA
First application:	9020811 of 06/03/2009
Registration no.:	2542
Investment advice (Application 9020811 of 06/03/2009) Execution of orders on behalf of clients (Application 9020811 of 06/03/2009) Portfolio management (Application 9020811 of 06/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9020811 of 06/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGFE LTD
Registered office:	105 LANCASTER ROAD
Town:	W11 1QF LONDRA
Country:	GRAN BRETAGNA
First application:	6097345 of 11/12/2006
Registration no.:	1733
Investment advice (Application 6097345 of 11/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6097345 of 11/12/2006) Portfolio management (Application 9080082 of 08/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGFIA LTD
Registered office:	34 MOLESWORTH STREET DUBLIN 2
Town:	DUBLINO
Country:	IRLANDA
First application:	9020808 of 06/03/2009
Registration no.:	2541
Investment advice (Application 9020808 of 06/03/2009) Portfolio management (Application 9020808 of 06/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGM MARKETS LIMITED
Registered office:	136 AYIAS PHYLAXEOS STREET - MARIELLA HOUSE
Town:	3087 LIMASOL
Country:	CIPRO
First application:	11098411 of 13/12/2011
Registration no.:	3316
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11098411 of 13/12/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11098411 of 13/12/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11098411 of 13/12/2011) Investment advice (Application 11098411 of 13/12/2011) Execution of orders on behalf of clients (Application 11098411 of 13/12/2011) Portfolio management (Application 11098411 of 13/12/2011) Dealing on own account (Application 11098411 of 13/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11098411 of 13/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AGORA MICROFINANCE PARTNERS LLP
Registered office:	6 DUKE STREET
Town:	SW1 6BN LONDRA
Country:	GRAN BRETAGNA
First application:	10084745 of 15/10/2010
Registration no.:	2994
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10084745 of 15/10/2010) Investment advice (Application 10084745 of 15/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AHORRO CORPORACION FINANCIERA SOCIETAD DE VALORES SA
Registered office:	PASEO DE LA CASTELLANA, 89
Town:	28046 MADRID
Country:	SPAGNA
First application:	3066158 of 17/10/2003
Registration no.:	1390
Investment advice (Application 3066158 of 17/10/2003) Execution of orders on behalf of clients (Application 3066158 of 17/10/2003) Dealing on own account (Application 3066158 of 17/10/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3066158 of 17/10/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AHV ASSOCIATES LLP
Registered office:	42 BROOK STREET
Town:	W1K5BD LONDRA
Country:	GRAN BRETAGNA
First application:	6100287 of 21/12/2006
Registration no.:	1741
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6100287 of 21/12/2006) Investment advice (Application 6100287 of 21/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6100287 of 21/12/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AIB CAPITAL MARKETS PLC
Registered office:	AIB INTERNATIONAL CENTRE
Town:	IFSC DUBLINO
Country:	IRLANDA
First application:	5081934 of 16/12/2005
Registration no.:	1607
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5081934 of 16/12/2005) Investment advice (Application 5081934 of 16/12/2005) Portfolio management (Application 5081934 of 16/12/2005) Dealing on own account (Application 5081934 of 16/12/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5081934 of 16/12/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AIB CORPORATE FINANCE LIMITED
Registered office:	85 PEMBROKE ROAD- BALLSBRIDGE
Town:	4 DUBLINO
Country:	IRLANDA
First application:	95182 of 28/12/2000
Registration no.:	1067
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 95182 of 28/12/2000) Services related to underwriting (Application 95182 of 28/12/2000) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 95182 of 28/12/2000) Placing of financial instruments without a firm commitment basis (Application 95182 of 28/12/2000) Investment advice (Application 95182 of 28/12/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 95182 of 28/12/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AIB INVESTMENT MANAGERS LIMITED
Registered office:	PERCY PLACE
Town:	DUBLINO
Country:	IRLANDA
First application:	98017743 of 11/03/1998
Registration no.:	566
Services related to underwriting (Application 98017743 of 11/03/1998) Foreign exchange services where these are connected to the provision of investment services (Application 98017743 of 11/03/1998) Investment advice (Application 98017743 of 11/03/1998) Execution of orders on behalf of clients (Application 98017743 of 11/03/1998) Portfolio management (Application 98017743 of 11/03/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98017743 of 11/03/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AITKEN ADVISORS LLP
Registered office:	15 KINGSMERE ROAD
Town:	SW19 6PY LONDRA
Country:	GRAN BRETAGNA
First application:	11021965 of 24/03/2011
Registration no.:	3113
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11021965 of 24/03/2011) Investment advice (Application 11021965 of 24/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11021965 of 24/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	A.J.K. WEALTH MANAGEMENT LIMITED
Registered office:	1 NAOUSIS STREET KARAPATAKIS BUILDING
Town:	6018 LARNACA
Country:	CIPRO
First application:	11068146 of 01/08/2011
Registration no.:	3218
Investment advice (Application 11068146 of 01/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AK JENSEN LTD
Registered office:	148 Leadenhall Street
Town:	EC3V 4QT LONDRA
Country:	GRAN BRETAGNA
First application:	6053348 of 19/06/2006
Registration no.:	1665
Foreign exchange services where these are connected to the provision of investment services (Application 6053348 of 19/06/2006) Execution of orders on behalf of clients (Application 6053348 of 19/06/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6053348 of 19/06/2006) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12013188 of 22/02/2012) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 12013188 of 22/02/2012) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12013188 of 22/02/2012) Investment advice (Application 12013188 of 22/02/2012) Portfolio management (Application 12013188 of 22/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AKSIA EUROPE LTD
Registered office:	4-5 PARK PLACE
Town:	SW1A 1LP LONDRA
Country:	GRAN BRETAGNA
First application:	11077225 of 12/09/2011
Registration no.:	3247
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11077225 of 12/09/2011) Investment advice (Application 11077225 of 12/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11077225 of 12/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALAN BOSWELL & COMPANY LTD
Registered office:	126 THORPE ROAD , NORFOLK
Town:	NR1 VL NORWICH
Country:	GRAN BRETAGNA
First application:	7099924 of 09/11/2007
Registration no.:	1995
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7099924 of 09/11/2007) Investment advice (Application 7099924 of 09/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099924 of 09/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALAN STEEL ASSET MANAGEMENT LTD
Registered office:	BLACKNESS ROAD
Town:	EH49 7HU WEST LOTHIAN
Country:	GRAN BRETAGNA
First application:	7103182 of 21/11/2007
Registration no.:	2066
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103182 of 21/11/2007) Investment advice (Application 7103182 of 21/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103182 of 21/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALBEMARLE ASSET MANAGEMENT LIMITED
Registered office:	28-29 DOVER STREET
Town:	W1S 4NA LONDRA
Country:	GRAN BRETAGNA
First application:	4027810 of 30/03/2004
Registration no.:	1433
Investment advice (Application 4027810 of 30/03/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4027810 of 30/03/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALBOURNE PARTNERS LTD
Registered office:	6 GARDEN HOUSE CLOISTERS BUSINESS PARK CENTRE
Town:	SW8 4BG LONDRA
Country:	GRAN BRETAGNA
First application:	7091968 of 01/11/2007
Registration no.:	1913
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7091968 of 01/11/2007) Investment advice (Application 7091968 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALCANTARA ASSET MANAGEMENT LLP
Registered office:	1 WARWICK ROW
Town:	SW1E 5ER LONDRA
Country:	GRAN BRETAGNA
First application:	9000031 of 02/01/2009
Registration no.:	2497
Investment advice (Application 9000031 of 02/01/2009) Execution of orders on behalf of clients (Application 9000031 of 02/01/2009) Portfolio management (Application 9000031 of 02/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9000031 of 02/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALCENTRA LIMITED
Registered office:	5 THE NORTH COLONNADE CANARY WHARF
Town:	E14 4BB LONDRA
Country:	GRAN BRETAGNA
First application:	1072543 of 26/09/2001
Registration no.:	1179
Foreign exchange services where these are connected to the provision of investment services (Application 1072543 of 26/09/2001) Investment advice (Application 1072543 of 26/09/2001) Execution of orders on behalf of clients (Application 1072543 of 26/09/2001) Portfolio management (Application 1072543 of 26/09/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1072543 of 26/09/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALECTO FINANCIAL LTD
Registered office:	MOORGATE HALL 155 MOORGATE
Town:	EC2M 6XB LONDRA
Country:	GRAN BRETAGNA
First application:	1085647 of 14/11/2001
Registration no.:	1198
Investment advice (Application 1085647 of 14/11/2001) Portfolio management (Application 1085647 of 14/11/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1085647 of 14/11/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALEXANDER DAVID SECURITIES LTD
Registered office:	10 FINSBURY SQUARE
Town:	EC2A 1AD LONDRA
Country:	GRAN BRETAGNA
First application:	8079650 of 27/08/2008
Registration no.:	2406
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8079650 of 27/08/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8079650 of 27/08/2008) Investment advice (Application 8079650 of 27/08/2008) Execution of orders on behalf of clients (Application 8079650 of 27/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8079650 of 27/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALFRED BERG KAPITALFORVALTNING AB
Registered office:	BIRGER JARLSGATAN 7
Town:	S-107 25 STOCCOLMA
Country:	SVEZIA
First application:	96021459 of 12/03/1996
Registration no.:	456
Investment advice (Application 96021459 of 12/03/1996) Execution of orders on behalf of clients (Application 96021459 of 12/03/1996) Portfolio management (Application 96021459 of 12/03/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96021459 of 12/03/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALFRED BERG KAPITALFORVALTNING FONDSMAEGLERSELSKAB A-S
Registered office:	AMALIEGADE 35, POSTBOX 2198
Town:	1017 COPENAGHEN
Country:	DANIMARCA
First application:	97051238 of 03/07/1997
Registration no.:	626
Foreign exchange services where these are connected to the provision of investment services (Application 97051238 of 03/07/1997) Investment advice (Application 97051238 of 03/07/1997) Portfolio management (Application 97051238 of 03/07/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97051238 of 03/07/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALFRED BERG NORGE ASA
Registered office:	STORTORVET 10 P.O. BOX 483 SENTRUM
Town:	0105 OSLO
Country:	NORVEGIA
First application:	98017917 of 12/03/1998
Registration no.:	692
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 98017917 of 12/03/1998) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 98017917 of 12/03/1998) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98017917 of 12/03/1998) Services related to underwriting (Application 98017917 of 12/03/1998) Foreign exchange services where these are connected to the provision of investment services (Application 98017917 of 12/03/1998) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 98017917 of 12/03/1998) Placing of financial instruments without a firm commitment basis (Application 98017917 of 12/03/1998) Investment advice (Application 98017917 of 12/03/1998) Execution of orders on behalf of clients (Application 98017917 of 12/03/1998) Dealing on own account (Application 98017917 of 12/03/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98017917 of 12/03/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALFRED BERG TRANSFERATOR AB
Registered office:	BOX 7643
Town:	S-103 94 STOCCOLMA
Country:	SVEZIA
First application:	96021459 of 12/03/1996
Registration no.:	457
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96021459 of 12/03/1996) Placing of financial instruments without a firm commitment basis (Application 96021459 of 12/03/1996) Investment advice (Application 96021459 of 12/03/1996) Execution of orders on behalf of clients (Application 96021459 of 12/03/1996) Dealing on own account (Application 96021459 of 12/03/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96021459 of 12/03/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALGETI CAPITAL LTD
Registered office:	100 PALL MALL
Town:	SW1Y 5NQ LONDRA
Country:	GRAN BRETAGNA
First application:	11019544 of 15/03/2011
Registration no.:	3107
Investment advice (Application 11019544 of 15/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALGO CAPITAL MANAGEMENT LIMITED
Registered office:	ERIDGE ROAD ERIDGE GREEN
Town:	TN3 9LL TUNBRIDGE WELLS
Country:	GRAN BRETAGNA
First application:	5082608 of 20/12/2005
Registration no.:	1610
Investment advice (Application 5082608 of 20/12/2005) Portfolio management (Application 5082608 of 20/12/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5082608 of 20/12/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALION PARTNERS CAPITAL LLP
Registered office:	11-12 ST JAMES'S SQUARE
Town:	SW1Y 4LB LONDRA
Country:	GRAN BRETAGNA
First application:	11090670 of 09/11/2011
Registration no.:	3293
Investment advice (Application 11090670 of 09/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11090670 of 09/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALKEN ASSET MANAGEMENT LLP
Registered office:	18b CHARLES STREET
Town:	W1J5DU LONDRA
Country:	GRAN BRETAGNA
First application:	6053349 of 19/06/2006
Registration no.:	1661
Investment advice (Application 6053349 of 19/06/2006) Execution of orders on behalf of clients (Application 6053349 of 19/06/2006) Portfolio management (Application 6053349 of 19/06/2006) Dealing on own account (Application 6053349 of 19/06/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6053349 of 19/06/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALL IPO PLC
Registered office:	26 THROGMORTON STREET
Town:	EC2N 2AN LONDRA
Country:	GRAN BRETAGNA
First application:	5062512 of 19/09/2005
Registration no.:	1575
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5062512 of 19/09/2005) Execution of orders on behalf of clients (Application 5062512 of 19/09/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5062512 of 19/09/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALL OPTIONS INTERNATIONAL B.V.
Registered office:	HERENGRACHT 46Y
Town:	AMSTERDAM
Country:	OLANDA
First application:	7111470 of 21/12/2007
Registration no.:	2156
Dealing on own account (Application 7111470 of 21/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALL SECURITIES B.V.
Registered office:	NIEUWEZIJDS VOORBURGWAL 120-126
Town:	1012 SH AMSTERDAM
Country:	OLANDA
First application:	7000025 of 02/01/2007
Registration no.:	1750
Dealing on own account (Application 7000025 of 02/01/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALL TRADING BROKERS EUROPE AGENCIA DE VALORES S.A.
Registered office:	C/ ALCALA 54 - 3 DCHA
Town:	28014 MADRID
Country:	SPAGNA
First application:	9042071 of 07/05/2009
Registration no.:	2593
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9042071 of 07/05/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9042071 of 07/05/2009) Investment advice (Application 9042071 of 07/05/2009) Execution of orders on behalf of clients (Application 9042071 of 07/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9042071 of 07/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLCAP ASSET MANAGEMENT LIMITED
Registered office:	19/20 CITY QUAY DUBLIN 2
Town:	DUBLINO
Country:	IRLANDA
First application:	7065003 of 13/07/2007
Registration no.:	1834
Investment advice (Application 7065003 of 13/07/2007) Portfolio management (Application 7065003 of 13/07/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLEGRA ASSET MANAGEMENT (UK) LTD
Registered office:	43-45 PORTMAN SQUARE
Town:	W1H 6HN LONDRA
Country:	GRAN BRETAGNA
First application:	11052224 of 09/06/2011
Registration no.:	3164
Investment advice (Application 11052224 of 09/06/2011) Execution of orders on behalf of clients (Application 11052224 of 09/06/2011) Portfolio management (Application 11052224 of 09/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11052224 of 09/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLEN & COMPANY ADVISORY UK LLP
Registered office:	103 MOUNT STREET
Town:	W1K 2TS LONDRA
Country:	GRAN BRETAGNA
First application:	11016017 of 02/03/2011
Registration no.:	3098
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11016017 of 02/03/2011) Investment advice (Application 11016017 of 02/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11016017 of 02/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLIANCEBERNSTEIN LIMITED
Registered office:	50 BERKELY STREET
Town:	W1J 8HA LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	344
Investment advice (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 99021425 of 19/03/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99021425 of 19/03/1999) Placing of financial instruments without a firm commitment basis (Application 99021425 of 19/03/1999) Execution of orders on behalf of clients (Application 99021425 of 19/03/1999) Portfolio management (Application 99021425 of 19/03/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 9038929 of 29/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLIANZ GLOBAL INVESTORS EUROPE GMBH
Registered office:	NYMPHENBURGER STRABE 112 - 116
Town:	WA 37 MONACO
Country:	GERMANIA
First application:	6057381 of 06/07/2006
Registration no.:	2405
Investment advice (Application 6057381 of 06/07/2006) Execution of orders on behalf of clients (Application 6057381 of 06/07/2006) Portfolio management (Application 6057381 of 06/07/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6057381 of 06/07/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLIANZ INVERSIONES SOCIEDAD DE VALORES S.A.
Registered office:	PASEO DE LA CASTELLANA, 39
Town:	28046 MADRID
Country:	SPAGNA
First application:	6068490 of 09/08/2006
Registration no.:	1694
Investment advice (Application 6068490 of 09/08/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6068490 of 09/08/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLIANZ SPECIALISED INVESTMENTS LIMITED
Registered office:	PO BOX 191 10 FENCHURCH STREET
Town:	EC3M 3LB LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	866
Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96056590 of 01/07/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALLIUM CAPITAL LTD
Registered office:	9 BRIDEWELL PLACE
Town:	EC4V 6AW LONDRA
Country:	GRAN BRETAGNA
First application:	9084403 of 29/09/2009
Registration no.:	2682
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9084403 of 29/09/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9084403 of 29/09/2009) Investment advice (Application 9084403 of 29/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPARI FINANCIAL SERVICES LTD
Registered office:	35, LAMPROU KONSTANTARA
Town:	4156 LIMASSOL
Country:	CIPRO
First application:	11054243 of 15/06/2011
Registration no.:	3179
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11054243 of 15/06/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11054243 of 15/06/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11054243 of 15/06/2011) Execution of orders on behalf of clients (Application 11054243 of 15/06/2011) Dealing on own account (Application 11054243 of 15/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11054243 of 15/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPARI (UK) LTD
Registered office:	5th FLOOR 41 EASTCHEAP
Town:	EC3M 1DT LONDRA
Country:	GRAN BRETAGNA
First application:	7050959 of 01/06/2007
Registration no.:	1802
Foreign exchange services where these are connected to the provision of investment services (Application 7050959 of 01/06/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7050959 of 01/06/2007) Investment advice (Application 8060040 of 24/06/2008) Execution of orders on behalf of clients (Application 8060040 of 24/06/2008) Dealing on own account (Application 8060040 of 24/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPCOT CAPITAL MANAGEMENT LTD
Registered office:	CARDINAL HOUSE 39-40 ALBEMARLE STREET
Town:	W1S 4TE LONDRA
Country:	GRAN BRETAGNA
First application:	8007166 of 25/01/2008
Registration no.:	2192
Investment advice (Application 8007166 of 25/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8007166 of 25/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPHA CAPITAL MARKETS PLC
Registered office:	1 WORPLESDON ST. MARY
Town:	GU3 3RE GUILDFORD
Country:	GRAN BRETAGNA
First application:	6041169 of 10/05/2006
Registration no.:	1648
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 6041169 of 10/05/2006) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 6041169 of 10/05/2006) Foreign exchange services where these are connected to the provision of investment services (Application 6041169 of 10/05/2006) Execution of orders on behalf of clients (Application 6041169 of 10/05/2006) Dealing on own account (Application 6041169 of 10/05/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6041169 of 10/05/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPHA DIVERSITY LTD
Registered office:	RYE ROAD
Town:	TN18 5DN KENT
Country:	GRAN BRETAGNA
First application:	9034499 of 17/04/2009
Registration no.:	2579
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9034499 of 17/04/2009) Investment advice (Application 9034499 of 17/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPHABET CAPITAL ADVISORS LTD
Registered office:	69 Marville Road
Town:	SW6 7BB LONDRA
Country:	GRAN BRETAGNA
First application:	5052723 of 26/07/2005
Registration no.:	1570
Investment advice (Application 5052723 of 26/07/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5052723 of 26/07/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPHA-UCITS LTD
Registered office:	180 GREAT PORTLAND STREET
Town:	W1W 5QZ LONDRA
Country:	GRAN BRETAGNA
First application:	11012196 of 22/02/2011
Registration no.:	3091
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012196 of 22/02/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11012196 of 22/02/2011) Investment advice (Application 11012196 of 22/02/2011) Execution of orders on behalf of clients (Application 11012196 of 22/02/2011) Portfolio management (Application 11012196 of 22/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11012196 of 22/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPHONE PARTNERS LLP
Registered office:	VICARAGE HOUSE 58-60 KENSINGTON CHURCH STREET
Town:	W8 4DB LONDRA
Country:	GRAN BRETAGNA
First application:	6058252 of 11/07/2006
Registration no.:	1674
Investment advice (Application 6058252 of 11/07/2006) Execution of orders on behalf of clients (Application 6058252 of 11/07/2006) Portfolio management (Application 6058252 of 11/07/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6058252 of 11/07/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPIQ EUROTRADE S.AR.L
Registered office:	69, RUE DE MERL
Town:	L-2146 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	8017445 of 27/02/2008
Registration no.:	2238
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8017445 of 27/02/2008) Execution of orders on behalf of clients (Application 8017445 of 27/02/2008) Portfolio management (Application 8017445 of 27/02/2008) Dealing on own account (Application 8017445 of 27/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8017445 of 27/02/2008) Investment advice (Application 8066131 of 14/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALPS F S LTD
Registered office:	COMPTON HOUSE WALNUT TREE CLOSE
Town:	GU1 4TX GUILDFORD
Country:	GRAN BRETAGNA
First application:	7096767 of 01/11/2007
Registration no.:	1930
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7096767 of 01/11/2007) Investment advice (Application 7096767 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7096767 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALQUITY INVESTMENT MANAGEMENT LTD
Registered office:	9 KINGSWAY
Town:	WC2B 6XF LONDRA
Country:	GRAN BRETAGNA
First application:	10104075 of 23/12/2010
Registration no.:	3045
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10104075 of 23/12/2010) Investment advice (Application 10104075 of 23/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTANA WEALTH LTD
Registered office:	55 BAKER STREET
Town:	W1U 8EW LONDRA
Country:	GRAN BRETAGNA
First application:	11035235 of 22/04/2011
Registration no.:	3132
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11035235 of 22/04/2011) Investment advice (Application 11035235 of 22/04/2011) Execution of orders on behalf of clients (Application 11035235 of 22/04/2011) Portfolio management (Application 11035235 of 22/04/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11035235 of 22/04/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTAVISTA INVESTMENT MANAGEMENT UK LLP
Registered office:	169 PICCADILLY
Town:	W1J 9EH LONDRA
Country:	GRAN BRETAGNA
First application:	12009409 of 08/02/2012
Registration no.:	3347
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12009409 of 08/02/2012) Investment advice (Application 12009409 of 08/02/2012) Execution of orders on behalf of clients (Application 12009409 of 08/02/2012) Portfolio management (Application 12009409 of 08/02/2012) Dealing on own account (Application 12009409 of 08/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12009409 of 08/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTERNATIVES ST JAMES LLP
Registered office:	6 Duke Street St James's
Town:	SW1Y 6BN LONDRA
Country:	GRAN BRETAGNA
First application:	11054848 of 17/06/2011
Registration no.:	3178
Investment advice (Application 11054848 of 17/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11054848 of 17/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTIMA PARTNERS LLP
Registered office:	STIRLING SQUARE - CARLTON GARDENS
Town:	SW1Y 5AD LONDRA
Country:	GRAN BRETAGNA
First application:	9034932 of 20/04/2009
Registration no.:	2573
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9034932 of 20/04/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9034932 of 20/04/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9034932 of 20/04/2009) Placing of financial instruments without a firm commitment basis (Application 9034932 of 20/04/2009) Investment advice (Application 9034932 of 20/04/2009) Execution of orders on behalf of clients (Application 9034932 of 20/04/2009) Portfolio management (Application 9034932 of 20/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9034932 of 20/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTIQ LLP
Registered office:	2 CHARLES STREET
Town:	W1J 5DB LONDRA
Country:	GRAN BRETAGNA
First application:	12011151 of 15/02/2012
Registration no.:	3349
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011151 of 15/02/2012) Foreign exchange services where these are connected to the provision of investment services (Application 12011151 of 15/02/2012) Investment advice (Application 12011151 of 15/02/2012) Execution of orders on behalf of clients (Application 12011151 of 15/02/2012) Portfolio management (Application 12011151 of 15/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011151 of 15/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTIUM CAPITAL LTD
Registered office:	30 ST. JAMES'S SQUARE
Town:	SW1Y 4AL LONDRA
Country:	GRAN BRETAGNA
First application:	10059509 of 02/07/2010
Registration no.:	2898
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10059509 of 02/07/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10059509 of 02/07/2010) Services related to underwriting (Application 10059509 of 02/07/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10059509 of 02/07/2010) Placing of financial instruments without a firm commitment basis (Application 10059509 of 02/07/2010) Investment advice (Application 10059509 of 02/07/2010) Execution of orders on behalf of clients (Application 10059509 of 02/07/2010) Dealing on own account (Application 10059509 of 02/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10059509 of 02/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTIUS ASSOCIATES LTD
Registered office:	20 GROSVENOR PLACE
Town:	SW1X 7HN LONDRA
Country:	GRAN BRETAGNA
First application:	6028328 of 30/03/2006
Registration no.:	1633
Investment advice (Application 6028328 of 30/03/2006) Execution of orders on behalf of clients (Application 6028328 of 30/03/2006) Portfolio management (Application 6028328 of 30/03/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6028328 of 30/03/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALTORFER FINANCIAL MANAGEMENT LTD
Registered office:	83 HIGH STREET WALTHAM CROSS
Town:	EN8 7AF HERTFORD
Country:	GRAN BRETAGNA
First application:	8000483 of 03/01/2008
Registration no.:	2159
Investment advice (Application 8000483 of 03/01/2008) Execution of orders on behalf of clients (Application 8000483 of 03/01/2008) Portfolio management (Application 8000483 of 03/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8000483 of 03/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ALVINE CAPITAL MANAGEMENT LTD
Registered office:	5-6 CARLOS PLACE
Town:	W1K 3AP LONDRA
Country:	GRAN BRETAGNA
First application:	5079767 of 05/12/2005
Registration no.:	1604
Reception and transmission of orders in relation to one or more financial instruments (Application 5079767 of 05/12/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8077911 of 19/08/2008) Investment advice (Application 8077911 of 19/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	A&M FINANCIAL SERVICES LTD
Registered office:	9 CASTLE COURT
Town:	BB8 7RD COLNE
Country:	GRAN BRETAGNA
First application:	10097208 of 25/11/2010
Registration no.:	3026
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10097208 of 25/11/2010) Investment advice (Application 10097208 of 25/11/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10097208 of 25/11/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMALGAMATED METAL TRADING LTD
Registered office:	55 BISHOPSGATE
Town:	EC2N 3AH LONDRA
Country:	GRAN BRETAGNA
First application:	7094192 of 01/11/2007
Registration no.:	1900
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7094192 of 01/11/2007) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7094192 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7094192 of 01/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7094192 of 01/11/2007) Investment advice (Application 7094192 of 01/11/2007) Execution of orders on behalf of clients (Application 7094192 of 01/11/2007) Dealing on own account (Application 7094192 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7094192 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMBER FONDSMAEGLERSELSKAB AS
Registered office:	STRANDVEJEN 163 DENMARK
Town:	2900 HELLERUP
Country:	DANIMARCA
First application:	8058872 of 20/06/2008
Registration no.:	2332
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8058872 of 20/06/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8058872 of 20/06/2008) Investment advice (Application 8058872 of 20/06/2008) Execution of orders on behalf of clients (Application 8058872 of 20/06/2008) Portfolio management (Application 8058872 of 20/06/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8058872 of 20/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMBRIAN PARTNERS LIMITED
Registered office:	88 WOOD STREET
Town:	EC2V 7RS LONDRA
Country:	GRAN BRETAGNA
First application:	4072741 of 03/08/2004
Registration no.:	1462
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4072741 of 03/08/2004) Investment advice (Application 4072741 of 03/08/2004) Execution of orders on behalf of clients (Application 4072741 of 03/08/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4072741 of 03/08/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMERICAN CENTURY INVESTMENT MANAGEMENT (UK) LTD
Registered office:	90 LONG ACRE
Town:	WC2E 9RZ LONDRA
Country:	GRAN BRETAGNA
First application:	9084407 of 29/09/2009
Registration no.:	2685
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9084407 of 29/09/2009) Investment advice (Application 9084407 of 29/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9084407 of 29/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMERICAN EQUITIES OVERSEAS UK LTD
Registered office:	16 OLD BOND STREET
Town:	W1X 3DB LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	11
Investment advice (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMG KAPITAL LIMITED
Registered office:	6 MAXIMOS MICHAELIDES STREET, MAXIMOS PLAZA
Town:	3106 LIMASSOL
Country:	CIPRO
First application:	11088394 of 31/10/2011
Registration no.:	3289
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11088394 of 31/10/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11088394 of 31/10/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11088394 of 31/10/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11088394 of 31/10/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11088394 of 31/10/2011) Portfolio management (Application 11088394 of 31/10/2011) Dealing on own account (Application 11088394 of 31/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMIAS BERMAN & CO LLP
Registered office:	2 BROADGATE
Town:	EC2M 7UR LONDRA
Country:	GRAN BRETAGNA
First application:	9089750 of 21/10/2009
Registration no.:	2706
Placing of financial instruments without a firm commitment basis (Application 9089750 of 21/10/2009) Investment advice (Application 9089750 of 21/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9089750 of 21/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMP CAPITAL INVESTORS (UK) LTD
Registered office:	BERKELEY SQUARE
Town:	W1J 6BX LONDRA
Country:	GRAN BRETAGNA
First application:	9052645 of 04/06/2009
Registration no.:	2604
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9052645 of 04/06/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9052645 of 04/06/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9052645 of 04/06/2009) Placing of financial instruments without a firm commitment basis (Application 9052645 of 04/06/2009) Investment advice (Application 9052645 of 04/06/2009) Execution of orders on behalf of clients (Application 9052645 of 04/06/2009) Portfolio management (Application 9052645 of 04/06/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9052645 of 04/06/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMPLE (HOLDINGS) LTD
Registered office:	AMPLE HOUSE 76a SOUTHPARK
Town:	LN5 8ES LINCOLN
Country:	GRAN BRETAGNA
First application:	8000479 of 03/01/2008
Registration no.:	2146
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8000479 of 03/01/2008) Investment advice (Application 8000479 of 03/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8000479 of 03/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMSTEL CAPITAL MANAGEMENT BV
Registered office:	LAREN ZEVENEND 45-I
Town:	1251 RL NEDERLAND
Country:	OLANDA
First application:	7067133 of 19/07/2007
Registration no.:	1831
Portfolio management (Application 7067133 of 19/07/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AMT FUTURES LIMITED
Registered office:	55 BISHOPSGATE
Town:	EC2N 3AH LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	12
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANCALA PARTNERS LLP
Registered office:	23 AUSTIN FRIARS
Town:	EC2N 2QP LONDRA
Country:	GRAN BRETAGNA
First application:	11012194 of 22/02/2011
Registration no.:	3122
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11012194 of 22/02/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012194 of 22/02/2011) Investment advice (Application 11012194 of 22/02/2011) Execution of orders on behalf of clients (Application 11012194 of 22/02/2011) Portfolio management (Application 11012194 of 22/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11012194 of 22/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANDREW HILL LTD
Registered office:	EAST VIEW, BROADGATE LANE, HORSFORTH
Town:	LS18 4BX LEEDS
Country:	GRAN BRETAGNA
First application:	8004320 of 17/01/2008
Registration no.:	2175
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8004320 of 17/01/2008) Investment advice (Application 8004320 of 17/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8004320 of 17/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANELLO ASSET MANAGEMENT LLP
Registered office:	30 ST MARY AXE
Town:	EC3A 8EP LONDRA
Country:	GRAN BRETAGNA
First application:	11000220 of 03/01/2011
Registration no.:	3059
Investment advice (Application 11000220 of 03/01/2011) Execution of orders on behalf of clients (Application 11000220 of 03/01/2011) Portfolio management (Application 11000220 of 03/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11000220 of 03/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANIMA ASSET MANAGEMENT LIMITED
Registered office:	1 GEORGE' S QUAY PLAZA BLOCK A
Town:	2 DUBLINO
Country:	IRLANDA
First application:	3017459 of 18/03/2003
Registration no.:	1349
Investment advice (Application 3017459 of 18/03/2003) Portfolio management (Application 3017459 of 18/03/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANNANDALE FINANCIAL SERVICES
Registered office:	62-64 BUCCLEUCH STREET,
Town:	DG1 2AA DUMFRIES
Country:	GRAN BRETAGNA
First application:	7103081 of 21/11/2007
Registration no.:	2065
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103081 of 21/11/2007) Investment advice (Application 7103081 of 21/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103081 of 21/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANTHONY TABBINOR ESQ.
Registered office:	YORK HOUSE, FURLONG LANE BURSLEM, STOKE-ON-TRENT
Town:	ST6 3LF STAFFORD
Country:	GRAN BRETAGNA
First application:	7110531 of 19/12/2007
Registration no.:	2129
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7110531 of 19/12/2007) Investment advice (Application 7110531 of 19/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7110531 of 19/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANTON V. BELOW & CO
Registered office:	NEUER WALL 50
Town:	20354 AMBURGO
Country:	GERMANIA
First application:	99053545 of 09/07/1999
Registration no.:	810
Foreign exchange services where these are connected to the provision of investment services (Application 99053545 of 09/07/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99053545 of 09/07/1999) Placing of financial instruments without a firm commitment basis (Application 99053545 of 09/07/1999) Investment advice (Application 99053545 of 09/07/1999) Execution of orders on behalf of clients (Application 99053545 of 09/07/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99053545 of 09/07/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ANVIL PARTNERS LLP
Registered office:	48 CHARLES STREET
Town:	W1J 5EN LONDRA
Country:	GRAN BRETAGNA
First application:	9034929 of 20/04/2009
Registration no.:	2570
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9034929 of 20/04/2009) Investment advice (Application 9034929 of 20/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9034929 of 20/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AON BENFIELD SECURITIES LTD
Registered office:	55 BISHOPGATE
Town:	EC2N 3AS LONDRA
Country:	GRAN BRETAGNA
First application:	5017769 of 22/03/2005
Registration no.:	1531
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5017769 of 22/03/2005) Services related to underwriting (Application 5017769 of 22/03/2005) Investment advice (Application 5017769 of 22/03/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5017769 of 22/03/2005) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7067245 of 19/07/2007) Placing of financial instruments without a firm commitment basis (Application 7067245 of 19/07/2007) Execution of orders on behalf of clients (Application 7075174 of 09/08/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AON HEWITT LTD
Registered office:	SOVEREIGN STREET
Town:	LS1 4BJ LEEDS
Country:	GRAN BRETAGNA
First application:	11083133 of 07/10/2011
Registration no.:	3280
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11083133 of 07/10/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11083133 of 07/10/2011) Investment advice (Application 11083133 of 07/10/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11083133 of 07/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AOT DERIVATIVES
Registered office:	VIJRELSHUUD 20
Town:	1017 AMSTERDAM
Country:	OLANDA
First application:	2078655 of 28/11/2002
Registration no.:	1330
Dealing on own account (Application 2078655 of 28/11/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	APERIOS PARTNERS LLP
Registered office:	8 UPPER GROSVENOR STREET
Town:	W1K 2LY LONDRA
Country:	GRAN BRETAGNA
First application:	10047812 of 24/05/2010
Registration no.:	2863
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10047812 of 24/05/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10047812 of 24/05/2010) Investment advice (Application 10047812 of 24/05/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10047812 of 24/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	APG INVESTMENT SERVICES N.V.
Registered office:	Gustav Mahlerplein 4
Town:	1082 AMSTERDAM
Country:	OLANDA
First application:	12027263 of 05/04/2012
Registration no.:	3391
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12027263 of 05/04/2012) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12027263 of 05/04/2012) Foreign exchange services where these are connected to the provision of investment services (Application 12027263 of 05/04/2012) Investment advice (Application 12027263 of 05/04/2012) Execution of orders on behalf of clients (Application 12027263 of 05/04/2012) Portfolio management (Application 12027263 of 05/04/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12027263 of 05/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	APSON CAPITAL LLP
Registered office:	86 BROOK STREET
Town:	W1K 5AY LONDRA
Country:	GRAN BRETAGNA
First application:	11060965 of 06/07/2011
Registration no.:	3195
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11060965 of 06/07/2011) Investment advice (Application 11060965 of 06/07/2011) Execution of orders on behalf of clients (Application 11060965 of 06/07/2011) Portfolio management (Application 11060965 of 06/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11060965 of 06/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	APX COMMODITIES LTD
Registered office:	MERE WAY -RUDDINGTON -NOTTINGHAMSHIRE
Town:	NG11 6JS NOTTINGHAM
Country:	GRAN BRETAGNA
First application:	9024421 of 20/03/2009
Registration no.:	2551
Investment advice (Application 9024421 of 20/03/2009) Execution of orders on behalf of clients (Application 9024421 of 20/03/2009) Operation of Multilateral Trading Facilities (Application 9024421 of 20/03/2009) Dealing on own account (Application 9024421 of 20/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9024421 of 20/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AQUILA FINANCIAL MANAGEMENT LTD
Registered office:	52 QUEEN STREET EXETER
Town:	EX4 3SF DEVON
Country:	GRAN BRETAGNA
First application:	7098341 of 05/11/2007
Registration no.:	1966
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098341 of 05/11/2007) Investment advice (Application 7098341 of 05/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098341 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARAGON FONDKOMMISSION AB
Registered office:	MASTER SAMUELSGATAN 6, BOX 7794
Town:	10396 STOCCOLMA
Country:	SVEZIA
First application:	97045074 of 05/06/1997
Registration no.:	620
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 97045074 of 05/06/1997) Services related to underwriting (Application 97045074 of 05/06/1997) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 97045074 of 05/06/1997) Placing of financial instruments without a firm commitment basis (Application 97045074 of 05/06/1997) Investment advice (Application 97045074 of 05/06/1997) Execution of orders on behalf of clients (Application 97045074 of 05/06/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97045074 of 05/06/1997) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 99057704 of 26/07/1999) Foreign exchange services where these are connected to the provision of investment services (Application 99057704 of 26/07/1999) Portfolio management (Application 99057704 of 26/07/1999) Dealing on own account (Application 99057704 of 26/07/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARAVIS PARTNERS LLP
Registered office:	13 AUSTIN FRIARS
Town:	EC2N 2HE LONDRA
Country:	GRAN BRETAGNA
First application:	11000225 of 03/01/2011
Registration no.:	3056
Reception and transmission of orders in relation to one or more financial instruments (Application 11000225 of 03/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCANO VALORES, A.V, S.A.
Registered office:	C/LOPEZ DE HOYOS 42
Town:	28006 MADRID
Country:	SPAGNA
First application:	10087844 of 27/10/2010
Registration no.:	3008
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10087844 of 27/10/2010) Placing of financial instruments without a firm commitment basis (Application 10087844 of 27/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10087844 of 27/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCH FINANCIAL PLANNING LTD
Registered office:	COLLINS COURT 39 HIGH STREET CRANLEIGH
Town:	GU6 8AS SURREY
Country:	GRAN BRETAGNA
First application:	7099607 of 08/11/2007
Registration no.:	1970
Investment advice (Application 7099607 of 08/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099607 of 08/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCH FINANCIAL PRODUCTS LLP
Registered office:	66 GROSVENOR STREET
Town:	W1 K 3JL LONDRA
Country:	GRAN BRETAGNA
First application:	9005827 of 20/01/2009
Registration no.:	2511
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9005827 of 20/01/2009) Services related to underwriting (Application 9005827 of 20/01/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9005827 of 20/01/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9005827 of 20/01/2009) Placing of financial instruments without a firm commitment basis (Application 9005827 of 20/01/2009) Investment advice (Application 9005827 of 20/01/2009) Portfolio management (Application 9005827 of 20/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9005827 of 20/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCHITAS MULTI-MANAGER LTD
Registered office:	30 St. MARY AXE
Town:	EC3A 8BF LONDRA
Country:	GRAN BRETAGNA
First application:	9005823 of 20/01/2009
Registration no.:	2509
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9005823 of 20/01/2009) Investment advice (Application 9005823 of 20/01/2009) Execution of orders on behalf of clients (Application 9005823 of 20/01/2009) Portfolio management (Application 9005823 of 20/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCTIC SECURITIES ASA
Registered office:	HAAKON VIIS GATE, 6
Town:	0161 OSLO
Country:	NORVEGIA
First application:	7087136 of 28/09/2007
Registration no.:	1849
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7087136 of 28/09/2007) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7087136 of 28/09/2007) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7087136 of 28/09/2007) Services related to underwriting (Application 7087136 of 28/09/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7087136 of 28/09/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7087136 of 28/09/2007) Placing of financial instruments without a firm commitment basis (Application 7087136 of 28/09/2007) Investment advice (Application 7087136 of 28/09/2007) Execution of orders on behalf of clients (Application 7087136 of 28/09/2007) Dealing on own account (Application 7087136 of 28/09/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7087136 of 28/09/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARCUS INVESTMENT LIMITED
Registered office:	88 WOOD STREET
Town:	EC2V 7RS LONDRA
Country:	GRAN BRETAGNA
First application:	12018501 of 13/03/2012
Registration no.:	3378
Investment advice (Application 12018501 of 13/03/2012) Portfolio management (Application 12018501 of 13/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12018501 of 13/03/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12034472 of 27/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARDEN PARTNERS PLC
Registered office:	17 HIGHFIELD ROAD
Town:	B15 3DU BIRMINGHAM
Country:	GRAN BRETAGNA
First application:	9061470 of 02/07/2009
Registration no.:	2627
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9061470 of 02/07/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9061470 of 02/07/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9061470 of 02/07/2009) Investment advice (Application 9061470 of 02/07/2009) Execution of orders on behalf of clients (Application 9061470 of 02/07/2009) Dealing on own account (Application 9061470 of 02/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9061470 of 02/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARES MANAGEMENT LTD
Registered office:	30 st Mary Axe
Town:	EC3A 8EP LONDRA
Country:	GRAN BRETAGNA
First application:	7019806 of 07/03/2007
Registration no.:	1770
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7019806 of 07/03/2007) Investment advice (Application 7019806 of 07/03/2007) Execution of orders on behalf of clients (Application 7019806 of 07/03/2007) Portfolio management (Application 7019806 of 07/03/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7019806 of 07/03/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12022418 of 27/03/2012) Foreign exchange services where these are connected to the provision of investment services (Application 12022418 of 27/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARGO SECURITIES
Registered office:	OLAV V's GATE, 5
Town:	0161 OSLO
Country:	NORVEGIA
First application:	9013868 of 11/02/2009
Registration no.:	2529
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9013868 of 11/02/2009) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9013868 of 11/02/2009) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9013868 of 11/02/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9013868 of 11/02/2009) Services related to underwriting (Application 9013868 of 11/02/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9013868 of 11/02/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9013868 of 11/02/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9013868 of 11/02/2009) Placing of financial instruments without a firm commitment basis (Application 9013868 of 11/02/2009) Investment advice (Application 9013868 of 11/02/2009) Execution of orders on behalf of clients (Application 9013868 of 11/02/2009) Dealing on own account (Application 9013868 of 11/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9013868 of 11/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARGUS STOCKBROKERS LTD
Registered office:	25 DEMONSTHENI SEVERI AVENUE
Town:	1080 NICOSIA
Country:	CIPRO
First application:	10098905 of 02/12/2010
Registration no.:	3031
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10098905 of 02/12/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10098905 of 02/12/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10098905 of 02/12/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10098905 of 02/12/2010) Investment advice (Application 10098905 of 02/12/2010) Execution of orders on behalf of clients (Application 10098905 of 02/12/2010) Portfolio management (Application 10098905 of 02/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10098905 of 02/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARGYLE CONSULTING LTD
Registered office:	HILLSIDE HOUSE 239 St VINCENT STREET , LANARKSHIRE
Town:	G2 5QY GLASGOW
Country:	GRAN BRETAGNA
First application:	8015085 of 20/02/2008
Registration no.:	2223
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015085 of 20/02/2008) Investment advice (Application 8015085 of 20/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8015085 of 20/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARIAN FINANCIAL LLP
Registered office:	52-58 TABERNACLE STREET LONDON
Town:	EC2A 4NJ LONDRA
Country:	GRAN BRETAGNA
First application:	11101189 of 23/12/2011
Registration no.:	3325
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11101189 of 23/12/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11101189 of 23/12/2011) Investment advice (Application 11101189 of 23/12/2011) Execution of orders on behalf of clients (Application 11101189 of 23/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11101189 of 23/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARITAS FINANCIAL LTD
Registered office:	1 CORNHILL
Town:	EC3V 3ND LONDRA
Country:	GRAN BRETAGNA
First application:	9031340 of 06/04/2009
Registration no.:	2560
Execution of orders on behalf of clients (Application 9031340 of 06/04/2009) Operation of Multilateral Trading Facilities (Application 9031340 of 06/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9031340 of 06/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARIYA CAPITAL LLP
Registered office:	BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	10096898 of 24/11/2010
Registration no.:	3022
Reception and transmission of orders in relation to one or more financial instruments (Application 10096898 of 24/11/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARJ (EUROPE) LTD
Registered office:	7 ST.MARY AXE
Town:	EC3A 8BE LONDRA
Country:	GRAN BRETAGNA
First application:	10049015 of 27/05/2010
Registration no.:	2871
Reception and transmission of orders in relation to one or more financial instruments (Application 10049015 of 27/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARJENT LIMITED
Registered office:	140 LONDON WALL
Town:	EC2Y 5DN LONDRA
Country:	GRAN BRETAGNA
First application:	2045625 of 28/06/2002
Registration no.:	1283
Reception and transmission of orders in relation to one or more financial instruments (Application 2045625 of 28/06/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARMAJARO ASSET MANAGEMENT LLP
Registered office:	16 CHARLES STREET
Town:	W1J 5DS LONDRA
Country:	GRAN BRETAGNA
First application:	8108245 of 01/12/2008
Registration no.:	2480
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8108245 of 01/12/2008) Investment advice (Application 8108245 of 01/12/2008) Execution of orders on behalf of clients (Application 8108245 of 01/12/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8108245 of 01/12/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARMAJARO SECURITIES LTD
Registered office:	16 CHARLES STREET
Town:	W1J 5DS LONDRA
Country:	GRAN BRETAGNA
First application:	8018897 of 29/02/2008
Registration no.:	2235
Investment advice (Application 8018897 of 29/02/2008) Execution of orders on behalf of clients (Application 8018897 of 29/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8018897 of 29/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARMSTRONG DAVIS LTD
Registered office:	5 LAKES COURT ST MARGARETSBURY STANSTEAD ABBOTTS
Town:	SG12 8ES HERTS
Country:	GRAN BRETAGNA
First application:	8021352 of 10/03/2008
Registration no.:	2245
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8021352 of 10/03/2008) Investment advice (Application 8021352 of 10/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8021352 of 10/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARROWSTREET CAPITAL EUROPE LTD
Registered office:	152 MORRISON STREET
Town:	EH3 8EB EDIMBURGO
Country:	GRAN BRETAGNA
First application:	11013633 of 25/02/2011
Registration no.:	3093
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11013633 of 25/02/2011) Investment advice (Application 11013633 of 25/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11013633 of 25/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARTIC FUND MANAGEMENT AS
Registered office:	HAAKON VIIS GATE 5
Town:	0161 OSLO
Country:	NORVEGIA
First application:	11039855 of 06/05/2011
Registration no.:	3138
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11039855 of 06/05/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11039855 of 06/05/2011) Investment advice (Application 11039855 of 06/05/2011) Portfolio management (Application 11039855 of 06/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11039855 of 06/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARTISAN PARTNERS UK LLP
Registered office:	25 ST JAMES'S STREET
Town:	SW1A 1HA LONDRA
Country:	GRAN BRETAGNA
First application:	10079553 of 29/09/2010
Registration no.:	2982
Investment advice (Application 10079553 of 29/09/2010) Portfolio management (Application 10079553 of 29/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10079553 of 29/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ARUNVILL CAPITAL UK LTD
Registered office:	125 OLD BROAD ST
Town:	EC2N 1AR LONDRA
Country:	GRAN BRETAGNA
First application:	10018357 of 04/03/2010
Registration no.:	2801
Investment advice (Application 10018357 of 04/03/2010) Execution of orders on behalf of clients (Application 10018357 of 04/03/2010) Portfolio management (Application 10018357 of 04/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10018357 of 04/03/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASANTE CAPITAL GROUP LLP
Registered office:	14 BASIL STREET
Town:	SW31 AJ LONDRA
Country:	GRAN BRETAGNA
First application:	11016019 of 02/03/2011
Registration no.:	3097
Investment advice (Application 11016019 of 02/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11016019 of 02/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASCENSION SECURITIES LTD
Registered office:	South Unit Part 2 Floor 120 Fenchurch Street
Town:	EC3M 5BA LONDRA
Country:	GRAN BRETAGNA
First application:	6067802 of 08/08/2006
Registration no.:	1690
Execution of orders on behalf of clients (Application 6067802 of 08/08/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6067802 of 08/08/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASHCOURT ASSET MANAGEMENT LTD
Registered office:	11 TOWER VIEW KINGS HILL
Town:	ME19 4UN WEST MALLING
Country:	GRAN BRETAGNA
First application:	7067377 of 20/07/2007
Registration no.:	1830
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7067377 of 20/07/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7067377 of 20/07/2007) Investment advice (Application 7067377 of 20/07/2007) Execution of orders on behalf of clients (Application 7067377 of 20/07/2007) Portfolio management (Application 7067377 of 20/07/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7067377 of 20/07/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASHCOURT FINANCIAL PLANNING LTD
Registered office:	11 TOWER VIEW, KING HILL, WEST MALLING
Town:	ME19 4UN KENT
Country:	GRAN BRETAGNA
First application:	7098694 of 06/11/2007
Registration no.:	1959
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098694 of 06/11/2007) Investment advice (Application 7098694 of 06/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098694 of 06/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASHMORE INVESTMENT MANAGEMENT LIMITED
Registered office:	61 ALDWYCH
Town:	WC2B4AE LONDRA
Country:	GRAN BRETAGNA
First application:	11089898 of 07/11/2011
Registration no.:	3286
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11089898 of 07/11/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11089898 of 07/11/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11089898 of 07/11/2011) Investment advice (Application 11089898 of 07/11/2011) Execution of orders on behalf of clients (Application 11089898 of 07/11/2011) Portfolio management (Application 11089898 of 07/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11089898 of 07/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASPECT CAPITAL LIMITED
Registered office:	NATIONS HOUSE 103 WIGMORE STREET
Town:	W1U 1QS LONDRA
Country:	GRAN BRETAGNA
First application:	4019334 of 02/03/2004
Registration no.:	1429
Foreign exchange services where these are connected to the provision of investment services (Application 4019334 of 02/03/2004) Investment advice (Application 4019334 of 02/03/2004) Execution of orders on behalf of clients (Application 4019334 of 02/03/2004) Portfolio management (Application 4019334 of 02/03/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4019334 of 02/03/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASPINALLS FAMILY OFFICE LLP
Registered office:	25 SOUTHAMPTON BUILDINGS
Town:	WC2A 1AL LONDRA
Country:	GRAN BRETAGNA
First application:	7099150 of 07/11/2007
Registration no.:	1971
Investment advice (Application 7099150 of 07/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099150 of 07/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASSETZ FINANCE LTD
Registered office:	NEWBY ROAD HAZEL GROVE CHESHIRE
Town:	SK7 5DA STOCKPORT
Country:	GRAN BRETAGNA
First application:	9016589 of 23/02/2009
Registration no.:	2534
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9016589 of 23/02/2009) Investment advice (Application 9016589 of 23/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9016589 of 23/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ASSURED GUARANTY FINANCE OVERSEAS LTD
Registered office:	HASILWOOD HOUSE 60 BISHOPSGATE
Town:	EC2N 4AJ LONDRA
Country:	GRAN BRETAGNA
First application:	1050006 of 25/06/2001
Registration no.:	1147
Investment advice (Application 1050006 of 25/06/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1050006 of 25/06/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	A.T.I. ASSOCIATES (CYPRUS) LTD
Registered office:	P.O. BOX 63099
Town:	8210 PAPHOS
Country:	CIPRO
First application:	11051505 of 07/06/2011
Registration no.:	3163
Investment advice (Application 11051505 of 07/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATKINS BLAND LTD
Registered office:	PRINCESS ROAD, FERNDOWN
Town:	BH22 9JG DORSET
Country:	GRAN BRETAGNA
First application:	7103101 of 21/11/2007
Registration no.:	2024
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103101 of 21/11/2007) Investment advice (Application 7103101 of 21/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103101 of 21/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLANTIC ALLIANCE LTD
Registered office:	30 FAIRFLIGHT AVENUE
Town:	E4 6PA LONDRA
Country:	GRAN BRETAGNA
First application:	5070959 of 26/10/2005
Registration no.:	1585
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5070959 of 26/10/2005) Investment advice (Application 5070959 of 26/10/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5070959 of 26/10/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLANTIC EQUITIES LLP
Registered office:	15 ST.HELEN' PLACE
Town:	EC3A 6DQ LONDRA
Country:	GRAN BRETAGNA
First application:	8092675 of 07/10/2008
Registration no.:	2435
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8092675 of 07/10/2008) Execution of orders on behalf of clients (Application 8092675 of 07/10/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8092675 of 07/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLANTIC PACIFIC CAPITAL LIMITED
Registered office:	1 NORTHUMBERLAND AVENUE
Town:	WC2N 5BW LONDRA
Country:	GRAN BRETAGNA
First application:	99009252 of 11/02/1999
Registration no.:	756
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99009252 of 11/02/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99009252 of 11/02/1999) Placing of financial instruments without a firm commitment basis (Application 99009252 of 11/02/1999) Investment advice (Application 99009252 of 11/02/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLANTIS CAPITAL MANAGEMENT LTD
Registered office:	40-41 PALL MALL
Town:	SW1Y 5JG LONDRA
Country:	GRAN BRETAGNA
First application:	11069131 of 03/08/2011
Registration no.:	3225
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11069131 of 03/08/2011) Investment advice (Application 11069131 of 03/08/2011) Execution of orders on behalf of clients (Application 11069131 of 03/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11069131 of 03/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLAS CAPITAL FINANCIAL SERVICES LTD
Registered office:	19, PROMAHON ELEFTHERIAS STREET
Town:	4103 LIMASSOL
Country:	CIPRO
First application:	8025012 of 21/03/2008
Registration no.:	2259
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8025012 of 21/03/2008) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8025012 of 21/03/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8025012 of 21/03/2008) Portfolio management (Application 8025012 of 21/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8025012 of 21/03/2008) Dealing on own account (Application 9020868 of 06/03/2009) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10003725 of 19/01/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10003725 of 19/01/2010) Investment advice (Application 10003725 of 19/01/2010) Execution of orders on behalf of clients (Application 10003725 of 19/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATLAS CAPITAL LTD
Registered office:	NUFFIELD HOUSE 41- 46 PICCADILLY
Town:	W1J ODS LONDRA
Country:	GRAN BRETAGNA
First application:	7090949 of 01/11/2007
Registration no.:	1893
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7090949 of 01/11/2007) Investment advice (Application 7090949 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7090949 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATOMICO (UK) PARTNERS LLP
Registered office:	50 NEW BOND STREET
Town:	W1S 1BJ LONDRA
Country:	GRAN BRETAGNA
First application:	10072607 of 26/08/2010
Registration no.:	2958
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10072607 of 26/08/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10072607 of 26/08/2010) Investment advice (Application 10072607 of 26/08/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10072607 of 26/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ATONLINE LTD
Registered office:	20 KYRIACOS MATSIS AVENUE
Town:	1082 NICOSIA
Country:	CIPRO
First application:	1077770 of 22/09/2010
Registration no.:	2978
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1077770 of 22/09/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1077770 of 22/09/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1077770 of 22/09/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 1077770 of 22/09/2010) Services related to underwriting (Application 1077770 of 22/09/2010) Foreign exchange services where these are connected to the provision of investment services (Application 1077770 of 22/09/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1077770 of 22/09/2010) Placing of financial instruments without a firm commitment basis (Application 1077770 of 22/09/2010) Investment advice (Application 1077770 of 22/09/2010) Execution of orders on behalf of clients (Application 1077770 of 22/09/2010) Dealing on own account (Application 1077770 of 22/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 1077770 of 22/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUBREY CAPITAL MANAGEMENT LTD
Registered office:	7-9 NORTH St. DAVID STREET MIDLOTHIAN
Town:	EH2 1AW EDIMBURGO
Country:	GRAN BRETAGNA
First application:	7014786 of 19/02/2007
Registration no.:	1759
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7014786 of 19/02/2007) Investment advice (Application 7014786 of 19/02/2007) Execution of orders on behalf of clients (Application 7014786 of 19/02/2007) Portfolio management (Application 7014786 of 19/02/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7014786 of 19/02/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUGUSTA & CO PLC
Registered office:	2 WARDROBE PLACE
Town:	EC4V 5AH LONDRA
Country:	GRAN BRETAGNA
First application:	7095639 of 25/10/2007
Registration no.:	1874
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7095639 of 25/10/2007) Investment advice (Application 7095639 of 25/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7095639 of 25/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUGUSTINE LTD
Registered office:	5th Floor 2-5 MINORIES
Town:	EC3N 1BJ LONDRA
Country:	GRAN BRETAGNA
First application:	7093503 of 01/11/2007
Registration no.:	1902
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7093503 of 01/11/2007) Investment advice (Application 7093503 of 01/11/2007) Execution of orders on behalf of clients (Application 7093503 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7093503 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AURA REAL ESTATE PARTNERS LLP
Registered office:	36 PARK STREET
Town:	W1K 2JE LONDRA
Country:	GRAN BRETAGNA
First application:	11006309 of 28/01/2011
Registration no.:	3068
Investment advice (Application 11006309 of 28/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11006309 of 28/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUREL - BGC
Registered office:	29 RUE DE BERRI
Town:	75008 PARIGI
Country:	FRANCIA
First application:	98097538 of 06/05/1998
Registration no.:	702
Reception and transmission of orders in relation to one or more financial instruments (Application 98087221 of 06/11/1998) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8065878 of 14/07/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8065878 of 14/07/2008) Services related to underwriting (Application 8065878 of 14/07/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8065878 of 14/07/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8065878 of 14/07/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8065878 of 14/07/2008) Placing of financial instruments without a firm commitment basis (Application 8065878 of 14/07/2008) Investment advice (Application 8065878 of 14/07/2008) Execution of orders on behalf of clients (Application 8065878 of 14/07/2008) Dealing on own account (Application 8065878 of 14/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUREUS VERMOGEN & ADVIES B.V.
Registered office:	PLA EUGENINSINGEL 17
Town:	5913 GK VENLO
Country:	OLANDA
First application:	10018819 of 05/03/2010
Registration no.:	2805
Investment advice (Application 10018819 of 05/03/2010) Portfolio management (Application 10018819 of 05/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10018819 of 05/03/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AURIEL CAPITAL MANAGEMENT LLP
Registered office:	22 CROSS KEYS CLOSE
Town:	W1U 2DW LONDRA
Country:	GRAN BRETAGNA
First application:	10058193 of 28/06/2010
Registration no.:	2891
Investment advice (Application 10058193 of 28/06/2010) Execution of orders on behalf of clients (Application 10058193 of 28/06/2010) Portfolio management (Application 10058193 of 28/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10058193 of 28/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AURUM FUNDS LTD
Registered office:	37 LXWORTH PLACE
Town:	SW3 3QH LONDRA
Country:	GRAN BRETAGNA
First application:	9042368 of 07/05/2009
Registration no.:	2586
Investment advice (Application 9042368 of 07/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9042368 of 07/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AUTUMN CAPITAL PARTNERS LLP
Registered office:	50 CURZON STREET
Town:	W1J 7UW LONDRA
Country:	GRAN BRETAGNA
First application:	11005486 of 26/01/2011
Registration no.:	3061
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11005486 of 26/01/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11005486 of 26/01/2011) Investment advice (Application 11005486 of 26/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11005486 of 26/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVA CAPITAL MARKETS LTD
Registered office:	HARTCOURT ROAD
Town:	DUBILN 2 DUBLINO
Country:	IRLANDA
First application:	9068076 of 22/07/2009
Registration no.:	2640
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9068076 of 22/07/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9068076 of 22/07/2009) Dealing on own account (Application 9068076 of 22/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVEBURY CAPITAL PARTNERS LLP
Registered office:	1 CORNHILL
Town:	EC3V 3ND LONDRA
Country:	GRAN BRETAGNA
First application:	10079525 of 29/09/2010
Registration no.:	2981
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079525 of 29/09/2010) Investment advice (Application 10079525 of 29/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10079525 of 29/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVENDUS CAPITAL (UK) PRIVATE LTD
Registered office:	32 BROOK STREET
Town:	W1K 5DL LONDRA
Country:	GRAN BRETAGNA
First application:	9098897 of 25/11/2009
Registration no.:	2731
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9098897 of 25/11/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9098897 of 25/11/2009) Investment advice (Application 9098897 of 25/11/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9098897 of 25/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVIDUS SCOTT LANG & CO LTD
Registered office:	OLD HALL ROAD, SALE
Town:	M33 2HG CHESHIRE
Country:	GRAN BRETAGNA
First application:	7107484 of 06/12/2007
Registration no.:	2107
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107484 of 06/12/2007) Investment advice (Application 7107484 of 06/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107484 of 06/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVISTA PARTNERS LLP
Registered office:	19-20 ROMILLY STREET
Town:	W1D 5AE LONDRA
Country:	GRAN BRETAGNA
First application:	7021033 of 12/03/2007
Registration no.:	1773
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7021033 of 12/03/2007) Investment advice (Application 7021033 of 12/03/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7021033 of 12/03/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVIVA INVESTORS GLOBAL SERVICES LTD
Registered office:	1 POULTRY
Town:	EC2R 8EJ LONDRA
Country:	GRAN BRETAGNA
First application:	8034393 of 14/04/2008
Registration no.:	2282
Portfolio management (Application 8034393 of 14/04/2008) Investment advice (Application 12022417 of 27/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12022417 of 27/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AVUS CAPITAL LTD
Registered office:	18 SHIPEHENSKI PROHOD STR.
Town:	1113 SOFIA
Country:	BULGARIA
First application:	11091444 of 11/11/2011
Registration no.:	3299
Foreign exchange services where these are connected to the provision of investment services (Application 11091444 of 11/11/2011) Execution of orders on behalf of clients (Application 11091444 of 11/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11091444 of 11/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AWD GESELLSCHAFT FUR WIRTSCHAFTSBERATUNG GESELLSCHAFT M.B.H.
Registered office:	RENNWEG 9
Town:	1030 VIENNA
Country:	AUSTRIA
First application:	3053060 of 08/08/2003
Registration no.:	1379
Investment advice (Application 3053060 of 08/08/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3053060 of 08/08/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AWK GLOBAL INVEST GMBH
Registered office:	WILDBICHLERSTRASSE 33
Town:	6341 EBBS
Country:	AUSTRIA
First application:	4013417 of 17/02/2004
Registration no.:	1422
Investment advice (Application 4013417 of 17/02/2004) Portfolio management (Application 4013417 of 17/02/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4013417 of 17/02/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AX MARKETS LIMITED
Registered office:	337 CITY ROAD
Town:	EC1V 1LJ LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	152
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXA INVESTMENT MANAGERS GS LTD
Registered office:	7 NEWGATE STREET
Town:	EC1A 7HD LONDRA
Country:	GRAN BRETAGNA
First application:	8107029 of 25/11/2008
Registration no.:	2482
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8107029 of 25/11/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8107029 of 25/11/2008) Investment advice (Application 8107029 of 25/11/2008) Execution of orders on behalf of clients (Application 8107029 of 25/11/2008) Portfolio management (Application 8107029 of 25/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8107029 of 25/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXA INVESTMENT MANAGERS IF
Registered office:	LA DEFENSE 4- 100 ESPLANADE DU GENERAL DE GAULLE
Town:	92932 PARIGI
Country:	FRANCIA
First application:	8002385 of 10/01/2008
Registration no.:	2168
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8002385 of 10/01/2008) Placing of financial instruments without a firm commitment basis (Application 8002385 of 10/01/2008) Investment advice (Application 8002385 of 10/01/2008) Execution of orders on behalf of clients (Application 8002385 of 10/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8002385 of 10/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXA INVESTMENT MANAGERS UK LTD
Registered office:	7 NEWGATE STREET
Town:	EC1A 7HD LONDRA
Country:	GRAN BRETAGNA
First application:	9041244 of 05/05/2009
Registration no.:	2583
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9041244 of 05/05/2009) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9041244 of 05/05/2009) Placing of financial instruments without a firm commitment basis (Application 9041244 of 05/05/2009) Investment advice (Application 9041244 of 05/05/2009) Execution of orders on behalf of clients (Application 9041244 of 05/05/2009) Portfolio management (Application 9041244 of 05/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9041244 of 05/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXA ROSENBERG INVESTMENT MANAGEMENT LIMITED
Registered office:	9A DEVONSHIRE SQUARE
Town:	EC2M4YY LONDRA
Country:	GRAN BRETAGNA
First application:	3083653 of 31/12/2003
Registration no.:	1409
Execution of orders on behalf of clients (Application 3083653 of 31/12/2003) Portfolio management (Application 3083653 of 31/12/2003) Dealing on own account (Application 3083653 of 31/12/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3083653 of 31/12/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXELTIS
Registered office:	1-3 rue des italiens
Town:	75009 PARIGI
Country:	FRANCIA
First application:	10062421 of 14/07/2010
Registration no.:	2909
Placing of financial instruments without a firm commitment basis (Application 10062421 of 14/07/2010) Investment advice (Application 10062421 of 14/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AXIA VENTURES GROUP LTD
Registered office:	10, G. KRANIDIOTIS STREET
Town:	1065 NICOSIA
Country:	ITALIA
First application:	11076392 of 07/09/2011
Registration no.:	3243
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11076392 of 07/09/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11076392 of 07/09/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11076392 of 07/09/2011) Services related to underwriting (Application 11076392 of 07/09/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11076392 of 07/09/2011) Placing of financial instruments without a firm commitment basis (Application 11076392 of 07/09/2011) Investment advice (Application 11076392 of 07/09/2011) Execution of orders on behalf of clients (Application 11076392 of 07/09/2011) Portfolio management (Application 11076392 of 07/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11076392 of 07/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AYBROOK FINANCIAL PARTNERS LTD
Registered office:	30 ST MARY AXE
Town:	EC3A 8BF LONDRA
Country:	GRAN BRETAGNA
First application:	9103770 of 16/12/2009
Registration no.:	2737
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9103770 of 16/12/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9103770 of 16/12/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9103770 of 16/12/2009) Investment advice (Application 9103770 of 16/12/2009) Execution of orders on behalf of clients (Application 9103770 of 16/12/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9103770 of 16/12/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	AZURE WEALTH LLP
Registered office:	84 BROOK STREET
Town:	W1K 6EH LONDRA
Country:	GRAN BRETAGNA
First application:	11061916 of 11/07/2011
Registration no.:	3196
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11061916 of 11/07/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11061916 of 11/07/2011) Investment advice (Application 11061916 of 11/07/2011) Execution of orders on behalf of clients (Application 11061916 of 11/07/2011) Portfolio management (Application 11061916 of 11/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11061916 of 11/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BABSON CAPITAL EUROPE LIMITED
Registered office:	61 ALDWYCH
Town:	WC2B 4AE LONDRA
Country:	GRAN BRETAGNA
First application:	4103036 of 10/12/2004
Registration no.:	1500
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4103036 of 10/12/2004) Services related to underwriting (Application 4103036 of 10/12/2004) Foreign exchange services where these are connected to the provision of investment services (Application 4103036 of 10/12/2004) Investment advice (Application 4103036 of 10/12/2004) Execution of orders on behalf of clients (Application 4103036 of 10/12/2004) Portfolio management (Application 4103036 of 10/12/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4103036 of 10/12/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8000468 of 03/01/2008) Placing of financial instruments without a firm commitment basis (Application 8021872 of 11/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BAIGRIE DAVIES & COMPANY LTD
Registered office:	3rd Floor, EPWORTH HOUSE 25 CITY ROAD
Town:	EC1Y 1AA LONDRA
Country:	GRAN BRETAGNA
First application:	7092085 of 01/11/2007
Registration no.:	1906
Investment advice (Application 7092085 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BAILLIE GIFFORD OVERSEAS LIMITED
Registered office:	1 GREENSIDE ROW
Town:	EH1 3AN EDIMBURGO
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	591
Portfolio management (Application 96056590 of 01/07/1996) Services related to underwriting (Application 97005569 of 27/01/1997) Execution of orders on behalf of clients (Application 97005569 of 27/01/1997) Investment advice (Application 7070390 of 27/07/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7090936 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BAIN CAPITAL LTD
Registered office:	1 MAYFAIR PLACE
Town:	W1J 8AJ LONDRA
Country:	GRAN BRETAGNA
First application:	9020870 of 06/03/2009
Registration no.:	2539
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9020870 of 06/03/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9020870 of 06/03/2009) Investment advice (Application 9020870 of 06/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9020870 of 06/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BAINBRIDGE PARTNERS LLP
Registered office:	64 KNIGHTSBRIDGE
Town:	SW1X 7JF LONDRA
Country:	GRAN BRETAGNA
First application:	9025280 of 24/03/2009
Registration no.:	2554
Investment advice (Application 9025280 of 24/03/2009) Portfolio management (Application 9025280 of 24/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9025280 of 24/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BALFOUR BEATTY INFRASTRUCTURE PARTNERS LLP
Registered office:	20 ST. JAMES'S STREET
Town:	SW1A 1ES LONDRA
Country:	GRAN BRETAGNA
First application:	12015948 of 01/03/2012
Registration no.:	3368
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12015948 of 01/03/2012) Investment advice (Application 12015948 of 01/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12015948 of 01/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BALRATH CAPITAL LTD
Registered office:	145-157 ST JOHN STREET
Town:	EC1V 4PY LONDRA
Country:	GRAN BRETAGNA
First application:	10009089 of 02/02/2010
Registration no.:	2767
Reception and transmission of orders in relation to one or more financial instruments (Application 10009089 of 02/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANGERT PONTIER MARKETMAKESR B.V
Registered office:	POSTBUS 11375
Town:	1001 GJ AMSTERDAM
Country:	OLANDA
First application:	96002785 of 10/01/1996
Registration no.:	426
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96002785 of 10/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96002785 of 10/01/1996) Services related to underwriting (Application 96002785 of 10/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96002785 of 10/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96002785 of 10/01/1996) Placing of financial instruments without a firm commitment basis (Application 96002785 of 10/01/1996) Investment advice (Application 96002785 of 10/01/1996) Execution of orders on behalf of clients (Application 96002785 of 10/01/1996) Portfolio management (Application 96002785 of 10/01/1996) Dealing on own account (Application 96002785 of 10/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96002785 of 10/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANK AUSTRIA FINANZSERVICE GMBH
Registered office:	LASSALLESTRASSE 5
Town:	01020 VIENNA
Country:	AUSTRIA
First application:	12364 of 18/02/2000
Registration no.:	978
Investment advice (Application 12364 of 18/02/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 12364 of 18/02/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANK OF CHINA INTERNATIONAL (UK) LTD
Registered office:	90 CANNON STREET
Town:	EC4N 6HA LONDRA
Country:	GRAN BRETAGNA
First application:	9105827 of 28/12/2009
Registration no.:	2741
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9105827 of 28/12/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9105827 of 28/12/2009) Investment advice (Application 9105827 of 28/12/2009) Execution of orders on behalf of clients (Application 9105827 of 28/12/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9105827 of 28/12/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANK OF IRELAND CORPORATE FINANCE LTD
Registered office:	1 DONEGAL SQUARE SOUTH COUNTY ANTRIM
Town:	BT1 5LR BELFAST
Country:	GRAN BRETAGNA
First application:	9000035 of 02/01/2009
Registration no.:	2496
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9000035 of 02/01/2009) Investment advice (Application 9000035 of 02/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9000035 of 02/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANK OF VALLETTA PLC
Registered office:	BOV CENTRE, CANON ROAD
Town:	SVR 9030 SANTA VENERA
Country:	MALTA
First application:	11075001 of 31/08/2011
Registration no.:	3241
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11075001 of 31/08/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11075001 of 31/08/2011) Investment advice (Application 11075001 of 31/08/2011) Execution of orders on behalf of clients (Application 11075001 of 31/08/2011) Portfolio management (Application 11075001 of 31/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANKHOUSE FINANCIAL MANAGEMENT LTD
Registered office:	3 BYRON HOUSE LANSDOWNE COURT BUMPERS WAY
Town:	SN14 6RZ CHIPPENHAM
Country:	GRAN BRETAGNA
First application:	7105494 of 30/11/2007
Registration no.:	2086
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7105494 of 30/11/2007) Investment advice (Application 7105494 of 30/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7105494 of 30/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BANQUO CREDIT MANAGEMENT LLP
Registered office:	70 GRACECHURCH STREET
Town:	EC3V 0XL LONDRA
Country:	GRAN BRETAGNA
First application:	5021485 of 04/04/2005
Registration no.:	1532
Investment advice (Application 5021485 of 04/04/2005) Portfolio management (Application 5021485 of 04/04/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCHESTER GREEN INVESTMENT LTD
Registered office:	45-49 CATHERINE STREET
Town:	SP1 2DH SALISBURY
Country:	GRAN BRETAGNA
First application:	9085885 of 01/10/2009
Registration no.:	2694
Investment advice (Application 9085885 of 01/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9085885 of 01/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCHESTER GROUP LIMITED
Registered office:	10 BARTON STREET
Town:	SW1P 3NE LONDRA
Country:	GRAN BRETAGNA
First application:	99039864 of 19/05/1999
Registration no.:	783
Services related to underwriting (Application 99039864 of 19/05/1999) Investment advice (Application 99039864 of 19/05/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99039864 of 19/05/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCLAYS CAPITAL SECURITIES LIMITED
Registered office:	1 CHURCHILL PLACE
Town:	LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	478
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96059817 of 15/07/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96059817 of 15/07/1996) Services related to underwriting (Application 96059817 of 15/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96059817 of 15/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996) Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996) Investment advice (Application 96059817 of 15/07/1996) Execution of orders on behalf of clients (Application 96059817 of 15/07/1996) Portfolio management (Application 96059817 of 15/07/1996) Dealing on own account (Application 96059817 of 15/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7098446 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCLAYS CAPITAL STRATEGIC ADVISERS LIMITED
Registered office:	5 THE NORTH COLONNADE CANARY WHAEF
Town:	E14 4BB LONDRA
Country:	GRAN BRETAGNA
First application:	5030659 of 03/05/2005
Registration no.:	1547
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5030659 of 03/05/2005) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 5030659 of 03/05/2005) Execution of orders on behalf of clients (Application 5030659 of 03/05/2005) Portfolio management (Application 5030659 of 03/05/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5030659 of 03/05/2005) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7098010 of 02/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7098010 of 02/11/2007) Investment advice (Application 7098010 of 02/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCLAYS SHAREDEALING
Registered office:	TAY HOUSE 300 BATH STREET
Town:	G2 4LH GLASGOW
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	543
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996) Execution of orders on behalf of clients (Application 96059817 of 15/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 7098302 of 30/10/2007) Investment advice (Application 7098302 of 30/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARCLAYS STOCKBROKERS LIMITED
Registered office:	300 BATH STREET -LANARKSHIRE
Town:	G2 4LH GLASGOW
Country:	GRAN BRETAGNA
First application:	9039189 of 29/04/2009
Registration no.:	2580
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9039189 of 29/04/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9039189 of 29/04/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9039189 of 29/04/2009) Investment advice (Application 9039189 of 29/04/2009) Execution of orders on behalf of clients (Application 9039189 of 29/04/2009) Portfolio management (Application 9039189 of 29/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9039189 of 29/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARING ASSET MANAGEMENT LTD
Registered office:	155 BISHOPSGATE
Town:	EC2M 3XY LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	347
Portfolio management (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 97042282 of 28/05/1997) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 97042282 of 28/05/1997) Placing of financial instruments without a firm commitment basis (Application 97042282 of 28/05/1997) Investment advice (Application 97042282 of 28/05/1997) Execution of orders on behalf of clients (Application 97042282 of 28/05/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97042282 of 28/05/1997) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARKER FINANCIAL ASSOCIATES
Registered office:	GLENFIELD PARK TURNER ROAD NELSON
Town:	BB97DR LANCASHIRE
Country:	GRAN BRETAGNA
First application:	8004318 of 17/01/2008
Registration no.:	2174
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8004318 of 17/01/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8004318 of 17/01/2008) Services related to underwriting (Application 8004318 of 17/01/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8004318 of 17/01/2008) Investment advice (Application 8004318 of 17/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8004318 of 17/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARMAC ASSET MANAGEMENT LTD
Registered office:	27a LIDGET HILL PUDSEY
Town:	LS28 7LG LEEDS
Country:	GRAN BRETAGNA
First application:	8106322 of 21/11/2008
Registration no.:	2471
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8106322 of 21/11/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8106322 of 21/11/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8106322 of 21/11/2008) Investment advice (Application 8106322 of 21/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8106322 of 21/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARNARD JACOBS MELLET (UK) LIMITED
Registered office:	62-66 GEORGE STREET
Town:	EH2 2LR EDIMBURGO
Country:	GRAN BRETAGNA
First application:	66016 of 07/09/2000
Registration no.:	1045
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 66016 of 07/09/2000) Services related to underwriting (Application 66016 of 07/09/2000) Foreign exchange services where these are connected to the provision of investment services (Application 66016 of 07/09/2000) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 66016 of 07/09/2000) Placing of financial instruments without a firm commitment basis (Application 66016 of 07/09/2000) Investment advice (Application 66016 of 07/09/2000) Execution of orders on behalf of clients (Application 66016 of 07/09/2000) Dealing on own account (Application 66016 of 07/09/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 66016 of 07/09/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARNETT WADDINGHAM INVESTMENTS LLP
Registered office:	CHEAPSIDE HOUSE, 138 CHEAPSIDE
Town:	EC2V 6BW LONDRA
Country:	GRAN BRETAGNA
First application:	7097991 of 02/11/2007
Registration no.:	1952
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7097991 of 02/11/2007) Investment advice (Application 7097991 of 02/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7097991 of 02/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARONS FINANCIAL SERVICES (UK) LIMITED
Registered office:	24 PARKSIDE KNIGHTSBRIDGE
Town:	SW1X 7JW LONDRA
Country:	GRAN BRETAGNA
First application:	2002161 of 15/01/2002
Registration no.:	1223
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2002161 of 15/01/2002) Investment advice (Application 2002161 of 15/01/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2002161 of 15/01/2002) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BARRATT & COOKE LTD
Registered office:	5 OPIE STREET , NORWICH
Town:	NR1 3DW NORFOLK
Country:	GRAN BRETAGNA
First application:	8051929 of 30/05/2008
Registration no.:	2316
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8051929 of 30/05/2008) Investment advice (Application 8051929 of 30/05/2008) Execution of orders on behalf of clients (Application 8051929 of 30/05/2008) Portfolio management (Application 8051929 of 30/05/2008) Dealing on own account (Application 8051929 of 30/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8051929 of 30/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BASF METALS FORWARDS LTD
Registered office:	63 ST. MARY AXE
Town:	EC3A 8AA LONDRA
Country:	GRAN BRETAGNA
First application:	8108283 of 01/12/2008
Registration no.:	2479
Execution of orders on behalf of clients (Application 8108283 of 01/12/2008) Dealing on own account (Application 8108283 of 01/12/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BASTION CAPITAL LONDON LIMITED
Registered office:	4-12 TABERNACLE STREET
Town:	EC2A 4LU LONDRA
Country:	GRAN BRETAGNA
First application:	4076216 of 19/08/2004
Registration no.:	1465
Reception and transmission of orders in relation to one or more financial instruments (Application 4076216 of 19/08/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BATS TRADING LTD
Registered office:	25 COPTHAL AVENUE
Town:	EC2R 7BP LONDRA
Country:	GRAN BRETAGNA
First application:	8097811 of 23/10/2008
Registration no.:	2445
Operation of Multilateral Trading Facilities (Application 8097811 of 23/10/2008) Execution of orders on behalf of clients (Application 10093618 of 12/11/2010) Dealing on own account (Application 10093618 of 12/11/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10093618 of 12/11/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BAYNARD CAPITAL MANAGEMENT LLP
Registered office:	1 CHEPSTOW PLACE
Town:	W2 4TE LONDRA
Country:	GRAN BRETAGNA
First application:	12009025 of 07/02/2012
Registration no.:	3339
Investment advice (Application 12009025 of 07/02/2012) Execution of orders on behalf of clients (Application 12009025 of 07/02/2012) Portfolio management (Application 12009025 of 07/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12009025 of 07/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BB SECURITIES LTD
Registered office:	16 St. MARTIN' S LE GRAND
Town:	EC1A 4NA LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	24
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Execution of orders on behalf of clients (Application 8078399 of 20/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8078399 of 20/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BBSP PARTNERS
Registered office:	23 RUE DE BALZAC
Town:	75008 PARIGI
Country:	FRANCIA
First application:	8092128 of 06/10/2008
Registration no.:	2430
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8092128 of 06/10/2008) Investment advice (Application 8092128 of 06/10/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8092128 of 06/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BCA FINANZDIENSTLEISTUNGEN GMBH
Registered office:	CONCORDE BUSINESS PARK 3
Town:	2320 SCHWECHAT
Country:	AUSTRIA
First application:	99085925 of 22/11/1999
Registration no.:	956
Investment advice (Application 99085925 of 22/11/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99085925 of 22/11/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BCB & PARTNERS SA
Registered office:	68-70 blvd de la Petrusse
Town:	L 2320 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	12011794 of 17/02/2012
Registration no.:	3361
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12011794 of 17/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011794 of 17/02/2012) Foreign exchange services where these are connected to the provision of investment services (Application 12011794 of 17/02/2012) Investment advice (Application 12011794 of 17/02/2012) Execution of orders on behalf of clients (Application 12011794 of 17/02/2012) Portfolio management (Application 12011794 of 17/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011794 of 17/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BCM & PARTNERS LLP
Registered office:	101-102 JERMYN STREET
Town:	SW1Y 6EE LONDRA
Country:	GRAN BRETAGNA
First application:	5075991 of 16/11/2005
Registration no.:	1587
Investment advice (Application 5075991 of 16/11/2005) Portfolio management (Application 5075991 of 16/11/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 9000032 of 02/01/2009) Execution of orders on behalf of clients (Application 9000032 of 02/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9000032 of 02/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEACH HORIZON LLP
Registered office:	25 DOWGATE HILL
Town:	EC4R 2YA LONDRA
Country:	GRAN BRETAGNA
First application:	6015495 of 16/02/2006
Registration no.:	1621
Investment advice (Application 6015495 of 16/02/2006) Portfolio management (Application 6015495 of 16/02/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6050381 of 07/06/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEACH POINT CAPITAL EUROPE LLP
Registered office:	69 OLD BROAD STREET
Town:	EC2M 1QS LONDRA
Country:	GRAN BRETAGNA
First application:	10079536 of 29/09/2010
Registration no.:	2980
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10079536 of 29/09/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079536 of 29/09/2010) Investment advice (Application 10079536 of 29/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10079536 of 29/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEAUFORT INTERNATIONAL ASSOCIATES LTD
Registered office:	49 WHITEHALL
Town:	SW1A 2BX LONDRA
Country:	GRAN BRETAGNA
First application:	8030633 of 03/04/2008
Registration no.:	2270
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8030633 of 03/04/2008) Investment advice (Application 8030633 of 03/04/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8030633 of 03/04/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BECHTEL FINANCING SERVICES LTD
Registered office:	11 PILGRIM STREET
Town:	EC4V 6RN LONDRA
Country:	GRAN BRETAGNA
First application:	10083571 of 12/10/2010
Registration no.:	2990
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10083571 of 12/10/2010) Investment advice (Application 10083571 of 12/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEDLAM ASSET MANAGEMENT PLC
Registered office:	20 ABCHURCH LANE
Town:	EC4N 7BB LONDRA
Country:	GRAN BRETAGNA
First application:	8043204 of 08/05/2008
Registration no.:	2306
Investment advice (Application 8043204 of 08/05/2008) Portfolio management (Application 8043204 of 08/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEDROCK ASSET MANAGEMENT (UK) LIMITED
Registered office:	20 UPPER GROSVERNOR STREET
Town:	W1K 7PB LONDRA
Country:	GRAN BRETAGNA
First application:	5014788 of 09/03/2005
Registration no.:	1526
Portfolio management (Application 5014788 of 09/03/2005) Investment advice (Application 5036445 of 19/05/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEEHIVE CAPITAL LLP
Registered office:	1 ELLERDALE CLOSE HAMPSTEAD
Town:	NW3 6BE LONDRA
Country:	GRAN BRETAGNA
First application:	3038453 of 09/06/2003
Registration no.:	1372
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3038453 of 09/06/2003) Services related to underwriting (Application 3038453 of 09/06/2003) Investment advice (Application 3038453 of 09/06/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3038453 of 09/06/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BELADOR ADVISORS UK LTD
Registered office:	30 ST. MARY AXE
Town:	EC3A 8BH LONDRA
Country:	GRAN BRETAGNA
First application:	11053617 of 14/06/2011
Registration no.:	3168
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11053617 of 14/06/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11053617 of 14/06/2011) Placing of financial instruments without a firm commitment basis (Application 11053617 of 14/06/2011) Investment advice (Application 11053617 of 14/06/2011) Execution of orders on behalf of clients (Application 11053617 of 14/06/2011) Portfolio management (Application 11053617 of 14/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11053617 of 14/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BELGRAVE CAPITAL MANAGEMENT LTD
Registered office:	5 LOWER BELGRADE STREET
Town:	SW1W 0NR LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	349
Investment advice (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BELL CAPITAL PARTNERS LLP
Registered office:	22 TUDOR STREET
Town:	EC4Y 0AY LONDRA
Country:	GRAN BRETAGNA
First application:	9094762 of 09/11/2009
Registration no.:	2718
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9094762 of 09/11/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9094762 of 09/11/2009) Placing of financial instruments without a firm commitment basis (Application 9094762 of 09/11/2009) Investment advice (Application 9094762 of 09/11/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9094762 of 09/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BELTONE FINANCIAL (UK) LLP
Registered office:	BERKELEY SQUARE HOUSE, BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	12028311 of 11/04/2012
Registration no.:	3396
Investment advice (Application 12028311 of 11/04/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12028311 of 11/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BENTLEY JENNISON FINANCIAL MANAGEMENT LTD
Registered office:	2 WELLINGTON PLACE WEST YORKSHIRE
Town:	LS1 4AP LEEDS
Country:	GRAN BRETAGNA
First application:	7098334 of 05/11/2007
Registration no.:	1950
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098334 of 05/11/2007) Investment advice (Application 7098334 of 05/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098334 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BENTLEY-LEEK FINANCIAL MANAGEMENT LTD
Registered office:	14 THE MOUNT
Town:	GU2 4HN GUILDFORD
Country:	GRAN BRETAGNA
First application:	9070647 of 29/07/2009
Registration no.:	2644
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9070647 of 29/07/2009) Investment advice (Application 9070647 of 29/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9070647 of 29/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERBEN'S EFFECTENKANTOOR B.V.
Registered office:	JODENSTRAAT 6
Town:	6101 AS ECHT
Country:	OLANDA
First application:	5012682 of 01/03/2005
Registration no.:	1522
Foreign exchange services where these are connected to the provision of investment services (Application 5012682 of 01/03/2005) Investment advice (Application 5012682 of 01/03/2005) Execution of orders on behalf of clients (Application 5012682 of 01/03/2005) Portfolio management (Application 5012682 of 01/03/2005) Dealing on own account (Application 5012682 of 01/03/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5012682 of 01/03/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERGEN ENERGI MARKETS AS
Registered office:	FANTOFTVEGEN 38
Town:	5096 BERGEN
Country:	NORVEGIA
First application:	11057807 of 27/06/2011
Registration no.:	3181
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11057807 of 27/06/2011) Investment advice (Application 11057807 of 27/06/2011) Portfolio management (Application 11057807 of 27/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERKELEY FUTURES LTD
Registered office:	18 SAVILLE ROW
Town:	W1S 3PW LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	27
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERKELEY MORGAN LTD
Registered office:	899 SILBURY BOULEVARD BUCKINGHAMSHIRE
Town:	MK9 3XL MILTON KEYNES
Country:	GRAN BRETAGNA
First application:	8113107 of 19/12/2008
Registration no.:	2491
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8113107 of 19/12/2008) Investment advice (Application 8113107 of 19/12/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8113107 of 19/12/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERKSHIRE CAPITAL SECURITIES LIMITED
Registered office:	30 BUCKINGHAM GATE
Town:	SW1E 6NN LONDRA
Country:	GRAN BRETAGNA
First application:	99005540 of 26/01/1999
Registration no.:	754
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99005540 of 26/01/1999) Investment advice (Application 9000030 of 02/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BERRY ASSET MANAGEMENT LTD
Registered office:	101 THE CHAMBERS, CHELSEA HARBOUR
Town:	SW10 0XF LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	850
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996) Investment advice (Application 96056590 of 01/07/1996) Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Portfolio management (Application 96056590 of 01/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEST OF BREED
Registered office:	16 OLD QUEEN STREET
Town:	SW1H 9HP LONDRA
Country:	GRAN BRETAGNA
First application:	10058198 of 28/06/2010
Registration no.:	2894
Investment advice (Application 10058198 of 28/06/2010) Execution of orders on behalf of clients (Application 10058198 of 28/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10058198 of 28/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BEST PRACTICE IFA GROUP LTD
Registered office:	109-111 HIGH STREET HURSTIERPOINT, WEST SUSSES
Town:	BN6 9PU HASSOCKS
Country:	GRAN BRETAGNA
First application:	7109456 of 14/12/2007
Registration no.:	2133
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7109456 of 14/12/2007) Investment advice (Application 7109456 of 14/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7109456 of 14/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BESTINVEST (BROKERS) LTD
Registered office:	6 CHESTERFIELD GARDENS
Town:	W1J5BQ LONDRA
Country:	GRAN BRETAGNA
First application:	11043342 of 16/05/2011
Registration no.:	3153
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11043342 of 16/05/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11043342 of 16/05/2011) Investment advice (Application 11043342 of 16/05/2011) Execution of orders on behalf of clients (Application 11043342 of 16/05/2011) Portfolio management (Application 11043342 of 16/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11043342 of 16/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BETA SECURITIES S.A.
Registered office:	8, FANARIOTON STREET
Town:	11472 ATENE
Country:	GRECIA
First application:	5000425 of 05/01/2005
Registration no.:	1505
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5000425 of 05/01/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5000425 of 05/01/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BETA 2 LTD
Registered office:	26 OLD BAILEY
Town:	EC4M 7HW LONDRA
Country:	GRAN BRETAGNA
First application:	11012198 of 22/02/2011
Registration no.:	3092
Investment advice (Application 11012198 of 22/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11012198 of 22/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BFINANCE UK LIMITED
Registered office:	15 BEDFORD STREET
Town:	WC2E 9HE LONDRA
Country:	GRAN BRETAGNA
First application:	10102660 of 17/12/2010
Registration no.:	3042
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102660 of 17/12/2010) Investment advice (Application 10102660 of 17/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10102660 of 17/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BGB WESTON LTD
Registered office:	32 ST. JAMES STREET
Town:	SW1A 1HD LONDRA
Country:	GRAN BRETAGNA
First application:	9044048 of 12/05/2009
Registration no.:	2587
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9044048 of 12/05/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9044048 of 12/05/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9044048 of 12/05/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9044048 of 12/05/2009) Investment advice (Application 9044048 of 12/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9044048 of 12/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BGC BROKERS L.P.
Registered office:	ONE CHURCHILL PLACE CANARY WHARF
Town:	E14 5RD LONDRA
Country:	GRAN BRETAGNA
First application:	7029259 of 05/04/2007
Registration no.:	1782
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7029259 of 05/04/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7029259 of 05/04/2007) Investment advice (Application 7029259 of 05/04/2007) Execution of orders on behalf of clients (Application 7029259 of 05/04/2007) Dealing on own account (Application 7029259 of 05/04/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7029259 of 05/04/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BGC INTERNATIONAL
Registered office:	ONE AMERICA SQUARE
Town:	EC3N 2LS LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	48
Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96059817 of 15/07/1996) Investment advice (Application 96085204 of 31/10/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BIDROUTE LTD
Registered office:	70 St MARY AXE
Town:	EC3A 8BD LONDRA
Country:	GRAN BRETAGNA
First application:	7094144 of 22/10/2007
Registration no.:	1868
Reception and transmission of orders in relation to one or more financial instruments (Application 7094144 of 22/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BIRCHWOOD INVESTMENT MANAGEMENT LTD
Registered office:	8 PROSPECT PLACE
Town:	AL6 9EN WELWYN
Country:	GRAN BRETAGNA
First application:	7092060 of 15/10/2007
Registration no.:	1869
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7092060 of 15/10/2007) Investment advice (Application 7092060 of 15/10/2007) Execution of orders on behalf of clients (Application 7092060 of 15/10/2007) Portfolio management (Application 7092060 of 15/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7092060 of 15/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BIVOUAC CAPITAL LLP
Registered office:	52 QUEEN ANNE STREET
Town:	W1G 8HL LONDRA
Country:	GRAN BRETAGNA
First application:	11040470 of 09/05/2011
Registration no.:	3142
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11040470 of 09/05/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11040470 of 09/05/2011) Placing of financial instruments without a firm commitment basis (Application 11040470 of 09/05/2011) Investment advice (Application 11040470 of 09/05/2011) Execution of orders on behalf of clients (Application 11040470 of 09/05/2011) Portfolio management (Application 11040470 of 09/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11040470 of 09/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACK EMERALD CAPITAL LTD
Registered office:	31 HARLEY STREET
Town:	W1G 9QS LONDRA
Country:	GRAN BRETAGNA
First application:	11077230 of 12/09/2011
Registration no.:	3254
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11077230 of 12/09/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11077230 of 12/09/2011) Placing of financial instruments without a firm commitment basis (Application 11077230 of 12/09/2011) Investment advice (Application 11077230 of 12/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11077230 of 12/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACK KETTLE INTERNATIONAL LIMITED
Registered office:	60 LOMBARD STREET
Town:	EC3V 9EA LONDRA
Country:	GRAN BRETAGNA
First application:	99054016 of 12/07/1999
Registration no.:	811
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99054016 of 12/07/1999) Investment advice (Application 99054016 of 12/07/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99054016 of 12/07/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACK RIVER ASSET MANAGEMENT (UK) LTD
Registered office:	FAIRMILE LANE
Town:	KT11 2PD SURREY
Country:	GRAN BRETAGNA
First application:	9089358 of 20/10/2009
Registration no.:	2703
Investment advice (Application 9089358 of 20/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACK TORO CAPITAL LLP
Registered office:	11-14 GRAFTON STREET
Town:	W1S 4EW LONDRA
Country:	GRAN BRETAGNA
First application:	11097863 of 09/12/2011
Registration no.:	3314
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11097863 of 09/12/2011) Investment advice (Application 11097863 of 09/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11097863 of 09/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKBIRD EUROPE LIMITED
Registered office:	1 LIVERPOOL STREET
Town:	EC2M 7QP LONDRA
Country:	GRAN BRETAGNA
First application:	61529 of 08/08/2000
Registration no.:	1264
Reception and transmission of orders in relation to one or more financial instruments (Application 61529 of 08/08/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKCAT CAPITAL PARTNERS LLP
Registered office:	9 DEVONSHIRE SQUARE
Town:	EC2M 4YF LONDRA
Country:	GRAN BRETAGNA
First application:	11001856 of 12/01/2011
Registration no.:	3060
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11001856 of 12/01/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11001856 of 12/01/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11001856 of 12/01/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11001856 of 12/01/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11001856 of 12/01/2011) Placing of financial instruments without a firm commitment basis (Application 11001856 of 12/01/2011) Investment advice (Application 11001856 of 12/01/2011) Execution of orders on behalf of clients (Application 11001856 of 12/01/2011) Portfolio management (Application 11001856 of 12/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11001856 of 12/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKFRIARS ASSET MANAGEMENT LTD
Registered office:	WOOLGATE EXCHENGE 25 BASINGHALL STREET
Town:	EC2V 5HA LONDRA
Country:	GRAN BRETAGNA
First application:	97028758 of 16/04/1997
Registration no.:	612
Investment advice (Application 97028758 of 16/04/1997) Portfolio management (Application 97028758 of 16/04/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKROCK ADVISORS (UK) LTD
Registered office:	1 ROYAL MINT COURT
Town:	EC3N 4HH LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	345
Investment advice (Application 96000620 of 03/01/1996) Portfolio management (Application 1075218 of 09/10/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11010040 of 14/02/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11010040 of 14/02/2011) Services related to underwriting (Application 11010040 of 14/02/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11010040 of 14/02/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11010040 of 14/02/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11010040 of 14/02/2011) Placing of financial instruments without a firm commitment basis (Application 11010040 of 14/02/2011) Execution of orders on behalf of clients (Application 11010040 of 14/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11010040 of 14/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKROCK INTERNATIONAL LIMITED
Registered office:	40, TORPHICHEN STREET
Town:	EH3 8JB EDIMBURGO
Country:	GRAN BRETAGNA
First application:	99092949 of 21/12/1999
Registration no.:	963
Investment advice (Application 99092949 of 21/12/1999) Portfolio management (Application 99092949 of 21/12/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
Registered office:	12 THROGMORTON AVENUE
Town:	EC2N 2DL LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	872
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96056590 of 01/07/1996) Services related to underwriting (Application 96056590 of 01/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96056590 of 01/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96056590 of 01/07/1996) Placing of financial instruments without a firm commitment basis (Application 96056590 of 01/07/1996) Investment advice (Application 96056590 of 01/07/1996) Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Portfolio management (Application 96056590 of 01/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 7049139 of 30/05/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKSTONE MOREGATE LTD
Registered office:	26 - 34 OLD STREET
Town:	EC1V 9QR LONDRA
Country:	GRAN BRETAGNA
First application:	7098692 of 06/11/2007
Registration no.:	1956
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098692 of 06/11/2007) Investment advice (Application 7098692 of 06/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098692 of 06/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLACKTOWER FINANCIAL ADVISERS LTD
Registered office:	80 COOMBE ROAD NEW MALDEN
Town:	KT3 4QS SURREY
Country:	GRAN BRETAGNA
First application:	7101419 of 14/11/2007
Registration no.:	2058
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7101419 of 14/11/2007) Investment advice (Application 7101419 of 14/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101419 of 14/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLENHEIM CAPITAL SERVICES LTD
Registered office:	3 SHELDON SQUARE
Town:	W2 6HY LONDRA
Country:	GRAN BRETAGNA
First application:	10083561 of 12/10/2010
Registration no.:	2989
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10083561 of 12/10/2010) Investment advice (Application 10083561 of 12/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10083561 of 12/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLF GLOBAL ASSET MANAGEMENT LTD
Registered office:	7 ALBEMARLE STREET
Town:	W1S 4HQ LONDRA
Country:	GRAN BRETAGNA
First application:	10001676 of 12/01/2010
Registration no.:	2745
Investment advice (Application 10001676 of 12/01/2010) Execution of orders on behalf of clients (Application 10001676 of 12/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10001676 of 12/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLOOMBERG TRADEBOOK EUROPE LIMITED
Registered office:	CITY GATE HOUSE, 39/45 FINSBURY SQUARE
Town:	EC2A 1PQ LONDRA
Country:	GRAN BRETAGNA
First application:	98076189 of 28/09/1998
Registration no.:	727
Reception and transmission of orders in relation to one or more financial instruments (Application 98076189 of 28/09/1998) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7000735 of 04/01/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7000735 of 04/01/2007) Execution of orders on behalf of clients (Application 7000735 of 04/01/2007) Placing of financial instruments without a firm commitment basis (Application 7098719 of 06/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10059510 of 02/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLOXHAM
Registered office:	2/3 EXCHANGE PLACE
Town:	IFSC DUBLINO
Country:	IRLANDA
First application:	96006978 of 23/01/1996
Registration no.:	434
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96006978 of 23/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96006978 of 23/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96006978 of 23/01/1996) Services related to underwriting (Application 96006978 of 23/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96006978 of 23/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96006978 of 23/01/1996) Placing of financial instruments without a firm commitment basis (Application 96006978 of 23/01/1996) Investment advice (Application 96006978 of 23/01/1996) Execution of orders on behalf of clients (Application 96006978 of 23/01/1996) Portfolio management (Application 96006978 of 23/01/1996) Dealing on own account (Application 96006978 of 23/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96006978 of 23/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLS CAPITAL FONDSMAEGLERSELSKAB A/S
Registered office:	EGEBAEKVEJ 98
Town:	2850 NAERUM
Country:	DANIMARCA
First application:	11079372 of 22/09/2011
Registration no.:	3272
Investment advice (Application 11079372 of 22/09/2011) Execution of orders on behalf of clients (Application 11079372 of 22/09/2011) Portfolio management (Application 11079372 of 22/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11079372 of 22/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUE SKY GROUP B.V.
Registered office:	PROF. E.M. MEIJERSLAAN 1
Town:	1180AV AMSTELVEEN
Country:	OLANDA
First application:	5030658 of 03/05/2005
Registration no.:	1546
Investment advice (Application 5030658 of 03/05/2005) Portfolio management (Application 5030658 of 03/05/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5030658 of 03/05/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUEALPHA INVESTMENT ADVISORY LTD
Registered office:	HARDWICKS WAY
Town:	SW18 4AW LONDRA
Country:	GRAN BRETAGNA
First application:	9086121 of 06/10/2009
Registration no.:	2691
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9086121 of 06/10/2009) Investment advice (Application 9086121 of 06/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUEBAY ASSET MANAGEMENT LLP
Registered office:	77 GROSVENOR STREET
Town:	W1K 3JR LONDRA
Country:	GRAN BRETAGNA
First application:	4081104 of 14/09/2004
Registration no.:	1471
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4081104 of 14/09/2004) Foreign exchange services where these are connected to the provision of investment services (Application 4081104 of 14/09/2004) Investment advice (Application 4081104 of 14/09/2004) Execution of orders on behalf of clients (Application 4081104 of 14/09/2004) Portfolio management (Application 4081104 of 14/09/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4081104 of 14/09/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUEBRIDGE FINANCIAL SERVICES LTD
Registered office:	5 BALDOCK STREET WARE
Town:	SG1 9DJ HERTFORD
Country:	GRAN BRETAGNA
First application:	7105492 of 30/11/2007
Registration no.:	2085
Investment advice (Application 7105492 of 30/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7105492 of 30/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUEFIN PERSONAL CONSULTING LTD
Registered office:	1 ALDGATE
Town:	EC3N 1LP LONDRA
Country:	GRAN BRETAGNA
First application:	10085733 of 20/10/2010
Registration no.:	2996
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10085733 of 20/10/2010) Investment advice (Application 10085733 of 20/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10085733 of 20/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUEGOLD CAPITAL MANAGEMENT LLP
Registered office:	4 SLOANE TERRACE
Town:	SW1X 9DQ LONDRA
Country:	GRAN BRETAGNA
First application:	10014277 of 22/02/2010
Registration no.:	2784
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10014277 of 22/02/2010) Investment advice (Application 10014277 of 22/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BLUENEXT
Registered office:	PALAIS DE LA BOURSE
Town:	75002 PARIGI
Country:	FRANCIA
First application:	8037497 of 22/04/2008
Registration no.:	2298
Operation of Multilateral Trading Facilities (Application 8037497 of 22/04/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BMFN EAD
Registered office:	SIMEONOVSLO SHOSSE BLVD FL. 4 OFFICE 20
Town:	1700 SOFIA
Country:	BULGARIA
First application:	11035245 of 22/04/2011
Registration no.:	3133
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11035245 of 22/04/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11035245 of 22/04/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11035245 of 22/04/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11035245 of 22/04/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11035245 of 22/04/2011) Placing of financial instruments without a firm commitment basis (Application 11035245 of 22/04/2011) Investment advice (Application 11035245 of 22/04/2011) Execution of orders on behalf of clients (Application 11035245 of 22/04/2011) Portfolio management (Application 11035245 of 22/04/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11035245 of 22/04/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BMO CAPITAL MARKETS LTD
Registered office:	BUCKLERSBURY HOUSE, 3 QUEEN VICTORIA STREET
Town:	EC4N 8NT LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	29
Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNP PARIBAS ARBITRAGE SNC
Registered office:	RUE DE SOFIA, 8
Town:	75018 PARIGI
Country:	FRANCIA
First application:	97088672 of 31/12/1997
Registration no.:	670
Dealing on own account (Application 97088672 of 31/12/1997) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4034616 of 19/04/2004) Execution of orders on behalf of clients (Application 4034616 of 19/04/2004) Services related to underwriting (Application 8024956 of 21/03/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8024956 of 21/03/2008) Placing of financial instruments without a firm commitment basis (Application 8024956 of 21/03/2008) Investment advice (Application 8024956 of 21/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8024956 of 21/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNP PARIBAS COMMODITY FUTURE LTD
Registered office:	10HAREWOOD AVENUE
Town:	NW1 6AA LONDRA
Country:	GRAN BRETAGNA
First application:	7098345 of 05/11/2007
Registration no.:	1965
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7098345 of 05/11/2007) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7098345 of 05/11/2007) Investment advice (Application 7098345 of 05/11/2007) Execution of orders on behalf of clients (Application 7098345 of 05/11/2007) Operation of Multilateral Trading Facilities (Application 7098345 of 05/11/2007) Dealing on own account (Application 7098345 of 05/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098345 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNP PARIBAS EQUITIES FRANCE
Registered office:	10 CITE' ROUGEMONT
Town:	75009 PARIGI
Country:	FRANCIA
First application:	97086091 of 17/12/1997
Registration no.:	648
Execution of orders on behalf of clients (Application 97086091 of 17/12/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97086091 of 17/12/1997) Foreign exchange services where these are connected to the provision of investment services (Application 8024956 of 21/03/2008) Dealing on own account (Application 8024956 of 21/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNP PARIBAS INVESTMENT PARTNERS UK LTD
Registered office:	5 ALDERMANBURY SQUARE
Town:	EC2V 7BP LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	379
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Placing of financial instruments without a firm commitment basis (Application 10081435 of 04/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNP PARIBAS UK LIMITED
Registered office:	33 WIGMORE STREET
Town:	W1H 0BN LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	246
Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNY CONVERGEX LTD
Registered office:	1 CANADA SQUARE
Town:	E14 5AL LONDRA
Country:	GRAN BRETAGNA
First application:	8018895 of 29/02/2008
Registration no.:	2234
Reception and transmission of orders in relation to one or more financial instruments (Application 8018895 of 29/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNY MELLON ASSET MANAGEMENT INTERNATIONAL LTD
Registered office:	160 QUEEN VICTORIA STREET
Town:	EC4V 4LA LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	373
Investment advice (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99083683 of 12/11/1999) Placing of financial instruments without a firm commitment basis (Application 99083683 of 12/11/1999) Execution of orders on behalf of clients (Application 99083683 of 12/11/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99083683 of 12/11/1999) Portfolio management (Application 2014958 of 06/03/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNY MELLON CLEARING INTERNATIONAL LTD
Registered office:	WINDMILL LANE
Town:	DUBLIN 2 DUBLINO
Country:	IRLANDA
First application:	11076395 of 07/09/2011
Registration no.:	3242
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11076395 of 07/09/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11076395 of 07/09/2011) Dealing on own account (Application 11076395 of 07/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11076395 of 07/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BNY SECURITIES LIMITED
Registered office:	1 CANADA SQUARE
Town:	E14 5AL LONDRA
Country:	GRAN BRETAGNA
First application:	44399 of 06/06/2000
Registration no.:	1019
Execution of orders on behalf of clients (Application 44399 of 06/06/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOC OPTIONS & FUTURES BV
Registered office:	PALEISTTRAAT 1
Town:	1012 RB AMSTERDAM
Country:	OLANDA
First application:	96002785 of 10/01/1996
Registration no.:	425
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96002785 of 10/01/1996) Execution of orders on behalf of clients (Application 96002785 of 10/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96002785 of 10/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOLT MARKETS LTD
Registered office:	22 SACKVILLE STREET
Town:	W1S 3DN LONDRA
Country:	GRAN BRETAGNA
First application:	12020625 of 21/03/2012
Registration no.:	3383
Execution of orders on behalf of clients (Application 12020625 of 21/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12020625 of 21/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BORDIER INTERNATIONAL LTD
Registered office:	19 BUCKINGHAM GATE
Town:	SW1E 6LB LONDRA
Country:	GRAN BRETAGNA
First application:	8083558 of 09/09/2008
Registration no.:	2409
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8083558 of 09/09/2008) Investment advice (Application 8083558 of 09/09/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOSTON AND ALEXANDER LLP
Registered office:	18 KING WILLIAM STREET
Town:	EC3N 7BP LONDRA
Country:	GRAN BRETAGNA
First application:	11077235 of 12/09/2011
Registration no.:	3258
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11077235 of 12/09/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11077235 of 12/09/2011) Investment advice (Application 11077235 of 12/09/2011) Execution of orders on behalf of clients (Application 11077235 of 12/09/2011) Portfolio management (Application 11077235 of 12/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11077235 of 12/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOSTON PRIME LTD
Registered office:	25 OLD BROAD STREET
Town:	EC2N 1HN LONDRA
Country:	GRAN BRETAGNA
First application:	12012755 of 21/02/2012
Registration no.:	3362
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12012755 of 21/02/2012) Execution of orders on behalf of clients (Application 12012755 of 21/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12012755 of 21/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOTTRIELL ADAMS LLP
Registered office:	PETERSHAM LANE, WIMNORNE
Town:	BH21 4JT DORSET
Country:	GRAN BRETAGNA
First application:	7101008 of 14/11/2007
Registration no.:	2002
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7101008 of 14/11/2007) Investment advice (Application 7101008 of 14/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101008 of 14/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOURNE INDEPENDENT FINANCIAL ADVISERS LTD
Registered office:	UNIT 1A - ROOKERY FARM
Town:	GU321RU PETERSFIELD
Country:	GRAN BRETAGNA
First application:	9090539 of 23/10/2009
Registration no.:	2712
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9090539 of 23/10/2009) Investment advice (Application 9090539 of 23/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9090539 of 23/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOURNE PARK CAPITAL LIMITED
Registered office:	127 MOUNT STREET
Town:	W1Y 5HA LONDRA
Country:	GRAN BRETAGNA
First application:	1050026 of 25/06/2001
Registration no.:	1145
Reception and transmission of orders in relation to one or more financial instruments (Application 1050026 of 25/06/2001) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5032746 of 09/05/2005) Investment advice (Application 5032746 of 09/05/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BOURSE DIRECT
Registered office:	25 RUE BALZAC
Town:	75008 PARIGI
Country:	FRANCIA
First application:	4059078 of 21/06/2004
Registration no.:	1452
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4059078 of 21/06/2004) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 4059078 of 21/06/2004) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4059078 of 21/06/2004) Placing of financial instruments without a firm commitment basis (Application 4059078 of 21/06/2004) Investment advice (Application 4059078 of 21/06/2004) Execution of orders on behalf of clients (Application 4059078 of 21/06/2004) Dealing on own account (Application 4059078 of 21/06/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4059078 of 21/06/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BPI SECURITIES LIMITED
Registered office:	44 LONDON FRUIT EXCHANGE, BRUSHFIELD STREET
Town:	E1 6EU LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	31
Investment advice (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRADBURY HAMILTON LTD
Registered office:	7 FLEET STREET
Town:	EC1Y 1HY LONDRA
Country:	GRAN BRETAGNA
First application:	7105528 of 30/11/2007
Registration no.:	2051
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7105528 of 30/11/2007) Investment advice (Application 7105528 of 30/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRADESCO SECURITIES UK LTD
Registered office:	25 OLD BROAD STREET
Town:	EC2N 1HQ LONDRA
Country:	GRAN BRETAGNA
First application:	8051927 of 30/05/2008
Registration no.:	2317
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8051927 of 30/05/2008) Investment advice (Application 8051927 of 30/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8051927 of 30/05/2008) Execution of orders on behalf of clients (Application 12037448 of 07/05/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRADSHAW ASSET MANAGEMENT LIMITED
Registered office:	30 ST JAMES STREET
Town:	SW1A 1HB LONDRA
Country:	GRAN BRETAGNA
First application:	97042243 of 27/05/1997
Registration no.:	618
Foreign exchange services where these are connected to the provision of investment services (Application 97042243 of 27/05/1997) Investment advice (Application 97042243 of 27/05/1997) Portfolio management (Application 97042243 of 27/05/1997) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRAEMAR FUTURES LTD
Registered office:	35 COSWAY STREET
Town:	NW 1 5BT LONDRA
Country:	GRAN BRETAGNA
First application:	10044136 of 14/05/2010
Registration no.:	2858
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10044136 of 14/05/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10044136 of 14/05/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10044136 of 14/05/2010) Investment advice (Application 10044136 of 14/05/2010) Execution of orders on behalf of clients (Application 10044136 of 14/05/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10044136 of 14/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRAINS INC LIMITED
Registered office:	120 OLD BROAD STREET
Town:	EC2N 1AR LONDRA
Country:	GRAN BRETAGNA
First application:	99052515 of 06/07/1999
Registration no.:	807
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99052515 of 06/07/1999) Investment advice (Application 99052515 of 06/07/1999) Execution of orders on behalf of clients (Application 99052515 of 06/07/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99052515 of 06/07/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRAMSHOTT CAPITAL LLP
Registered office:	56 CONDUIT STREET
Town:	W1S 2YZ LONDRA
Country:	GRAN BRETAGNA
First application:	11016020 of 02/03/2011
Registration no.:	3096
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11016020 of 02/03/2011) Investment advice (Application 11016020 of 02/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11016020 of 02/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRANDYWINE GLOBAL INVESTMENT MANAGEMENT ( EUROPE ) LTD
Registered office:	75 KING WILLIAM STREET
Town:	EC4N 7BE LONDRA
Country:	GRAN BRETAGNA
First application:	8028448 of 31/03/2008
Registration no.:	2263
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8028448 of 31/03/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8028448 of 31/03/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8028448 of 31/03/2008) Investment advice (Application 8028448 of 31/03/2008) Execution of orders on behalf of clients (Application 8028448 of 31/03/2008) Portfolio management (Application 8028448 of 31/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8028448 of 31/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRAVE PARTNERS LLP
Registered office:	CASK HOUSE, HAZELEY ROAD, TWYFORD
Town:	SO21 1PT WINCHESTER
Country:	GRAN BRETAGNA
First application:	10070780 of 12/08/2010
Registration no.:	2942
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10070780 of 12/08/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10070780 of 12/08/2010) Placing of financial instruments without a firm commitment basis (Application 10070780 of 12/08/2010) Investment advice (Application 10070780 of 12/08/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10070780 of 12/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRENNUS ASSET MANAGEMENT LTD
Registered office:	29 QUEEN ANNES' GATE
Town:	SW1H 9BU LONDRA
Country:	GRAN BRETAGNA
First application:	11021219 of 23/03/2011
Registration no.:	3116
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11021219 of 23/03/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11021219 of 23/03/2011) Investment advice (Application 11021219 of 23/03/2011) Execution of orders on behalf of clients (Application 11021219 of 23/03/2011) Portfolio management (Application 11021219 of 23/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11021219 of 23/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BREWIN DOLPHIN LTD
Registered office:	12 SMITHFIELD STREET
Town:	EC1A 9BD LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	33
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRIAN J HYMAN ( LIFE & PENSIONS ) LTD
Registered office:	5 PENTA COURT BOREHAMWOOD
Town:	WD6 1SL HERTS
Country:	GRAN BRETAGNA
First application:	8013594 of 14/02/2008
Registration no.:	2215
Investment advice (Application 8013594 of 14/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8013594 of 14/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRIANFID-LUX S.A
Registered office:	6 Boulevard Joseph II
Town:	1840 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	6069725 of 18/08/2006
Registration no.:	1695
Investment advice (Application 6069725 of 18/08/2006) Execution of orders on behalf of clients (Application 6069725 of 18/08/2006) Portfolio management (Application 6069725 of 18/08/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6069725 of 18/08/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRIDGE HALL STOCKBROKERS LTD
Registered office:	FAIRBANK HOUSE 27-29 ASHLEY ROAD
Town:	WA14 2DP ALTRINCHAM
Country:	GRAN BRETAGNA
First application:	7083737 of 18/09/2007
Registration no.:	1858
Foreign exchange services where these are connected to the provision of investment services (Application 7083737 of 18/09/2007) Investment advice (Application 7083737 of 18/09/2007) Execution of orders on behalf of clients (Application 7083737 of 18/09/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7083737 of 18/09/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRIDGEWELL LIMITED
Registered office:	277 SALISBURY HOUSE / LONDON WALL
Town:	EC2M 5QQ LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	132
Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5012971 of 02/03/2005) Services related to underwriting (Application 5012971 of 02/03/2005) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5012971 of 02/03/2005) Placing of financial instruments without a firm commitment basis (Application 5012971 of 02/03/2005) Dealing on own account (Application 5012971 of 02/03/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRITANNIC ENERGY TRADING LTD
Registered office:	20 CANADA SQUARE
Town:	E14 5NJ LONDRA
Country:	GRAN BRETAGNA
First application:	9046943 of 19/05/2009
Registration no.:	2599
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9046943 of 19/05/2009) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9046943 of 19/05/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9046943 of 19/05/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9046943 of 19/05/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9046943 of 19/05/2009) Investment advice (Application 9046943 of 19/05/2009) Execution of orders on behalf of clients (Application 9046943 of 19/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9046943 of 19/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRITANNIC TRADING LTD
Registered office:	20 CANADA SQUARE
Town:	E14 5NJ LONDRA
Country:	GRAN BRETAGNA
First application:	9046943 of 19/05/2009
Registration no.:	2598
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9046943 of 19/05/2009) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9046943 of 19/05/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9046943 of 19/05/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9046943 of 19/05/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9046943 of 19/05/2009) Investment advice (Application 9046943 of 19/05/2009) Execution of orders on behalf of clients (Application 9046943 of 19/05/2009) Dealing on own account (Application 9046943 of 19/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9046943 of 19/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRITISH INDEPENDENT UTILITIES
Registered office:	WOOD STREET
Town:	FY8 1QG LYTHAM ST ANNES
Country:	GRAN BRETAGNA
First application:	10058045 of 28/06/2010
Registration no.:	2886
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10058045 of 28/06/2010) Investment advice (Application 10058045 of 28/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10058045 of 28/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROADGATE MERCURY LTD
Registered office:	37 Lombard Street
Town:	EC3V 9BS LONDRA
Country:	GRAN BRETAGNA
First application:	6074777 of 18/09/2006
Registration no.:	1704
Execution of orders on behalf of clients (Application 6074777 of 18/09/2006) Dealing on own account (Application 6074777 of 18/09/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6074777 of 18/09/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROADSTONE PENSIONS & INVESTMENTS LTD
Registered office:	55 BAKER STREET
Town:	W1U 7EU LONDRA
Country:	GRAN BRETAGNA
First application:	7110539 of 19/12/2007
Registration no.:	2126
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7110539 of 19/12/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7110539 of 19/12/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7110539 of 19/12/2007) Investment advice (Application 7110539 of 19/12/2007) Portfolio management (Application 7110539 of 19/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7110539 of 19/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROOKFIELD INVESTMENT MANAGEMENT (UK) LTD
Registered office:	23 HANNOVER SQUARE
Town:	W1S 1JB LONDRA
Country:	GRAN BRETAGNA
First application:	11012838 of 23/02/2011
Registration no.:	3085
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11012838 of 23/02/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012838 of 23/02/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11012838 of 23/02/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11012838 of 23/02/2011) Investment advice (Application 11012838 of 23/02/2011) Execution of orders on behalf of clients (Application 11012838 of 23/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11012838 of 23/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROOKFIELD PRIVATE ADVISORS LP
Registered office:	23 HANOVER SQUARE
Town:	W1S 1JB LONDRA
Country:	GRAN BRETAGNA
First application:	10040064 of 04/05/2010
Registration no.:	2851
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10040064 of 04/05/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10040064 of 04/05/2010) Placing of financial instruments without a firm commitment basis (Application 10040064 of 04/05/2010) Investment advice (Application 10040064 of 04/05/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10040064 of 04/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROOKS MACDONALD ASSET MANAGEMENT LIMITED
Registered office:	111-113 PARK STREET
Town:	W1K 7JL LONDRA
Country:	GRAN BRETAGNA
First application:	4048238 of 18/05/2004
Registration no.:	1443
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4048238 of 18/05/2004) Foreign exchange services where these are connected to the provision of investment services (Application 4048238 of 18/05/2004) Investment advice (Application 4048238 of 18/05/2004) Execution of orders on behalf of clients (Application 4048238 of 18/05/2004) Portfolio management (Application 4048238 of 18/05/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4048238 of 18/05/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROOKS MACDONALD FINANCIAL CONSULTING LTD
Registered office:	111-113 PARK STREET
Town:	W1K 7JL LONDRA
Country:	GRAN BRETAGNA
First application:	7096752 of 01/11/2007
Registration no.:	1923
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7096752 of 01/11/2007) Investment advice (Application 7096752 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7096752 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROWN ADVISORY LTD
Registered office:	44 DAVIES STREET
Town:	W1K 5JA LONDRA
Country:	GRAN BRETAGNA
First application:	11003685 of 20/01/2011
Registration no.:	3066
Investment advice (Application 11003685 of 20/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11003685 of 20/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD
Registered office:	125 FINSBURY PAVEMENT
Town:	EC2A 1PN LONDRA
Country:	GRAN BRETAGNA
First application:	5016971 of 18/03/2005
Registration no.:	1530
Execution of orders on behalf of clients (Application 5016971 of 18/03/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5016971 of 18/03/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROWN SHIPLEY & CO LTD
Registered office:	COUNDERS COURT, 1 LOTHBURY
Town:	EC2R 7HE LONDRA
Country:	GRAN BRETAGNA
First application:	11062918 of 14/07/2011
Registration no.:	3199
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11062918 of 14/07/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11062918 of 14/07/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11062918 of 14/07/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11062918 of 14/07/2011) Investment advice (Application 11062918 of 14/07/2011) Execution of orders on behalf of clients (Application 11062918 of 14/07/2011) Portfolio management (Application 11062918 of 14/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11062918 of 14/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BROWN VANNECK PARTNERS LLP
Registered office:	1 BERKELEY STREET
Town:	W1J 8DJ LONDRA
Country:	GRAN BRETAGNA
First application:	10087846 of 27/10/2010
Registration no.:	3010
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10087846 of 27/10/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10087846 of 27/10/2010) Investment advice (Application 10087846 of 27/10/2010) Execution of orders on behalf of clients (Application 10087846 of 27/10/2010) Portfolio management (Application 10087846 of 27/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10087846 of 27/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRUNNING NEWMAN HOUGHTON LTD
Registered office:	STATION ROAD
Town:	TN3 9RD TUNBRIDGE WELLS
Country:	GRAN BRETAGNA
First application:	9066839 of 17/07/2009
Registration no.:	2638
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9066839 of 17/07/2009) Investment advice (Application 9066839 of 17/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9066839 of 17/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BRYAN GARNIER & CO LTD
Registered office:	36 QUEEN STREET
Town:	EC4R 1BN LONDRA
Country:	GRAN BRETAGNA
First application:	8097816 of 23/10/2008
Registration no.:	2452
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8097816 of 23/10/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8097816 of 23/10/2008) Investment advice (Application 8097816 of 23/10/2008) Execution of orders on behalf of clients (Application 8097816 of 23/10/2008) Dealing on own account (Application 8097816 of 23/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BTG PACTUAL EUROPE LLP
Registered office:	BERKELEY SQUARE
Town:	W1J 6BR LONDRA
Country:	GRAN BRETAGNA
First application:	10008169 of 01/02/2010
Registration no.:	2763
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10008169 of 01/02/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10008169 of 01/02/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10008169 of 01/02/2010) Services related to underwriting (Application 10008169 of 01/02/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10008169 of 01/02/2010) Placing of financial instruments without a firm commitment basis (Application 10008169 of 01/02/2010) Investment advice (Application 10008169 of 01/02/2010) Execution of orders on behalf of clients (Application 10008169 of 01/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10008169 of 01/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BTIG LTD
Registered office:	7 PRINCES STREET
Town:	EC2R8AQ LONDRA
Country:	GRAN BRETAGNA
First application:	11060515 of 05/07/2011
Registration no.:	3193
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11060515 of 05/07/2011) Execution of orders on behalf of clients (Application 11060515 of 05/07/2011) Dealing on own account (Application 11060515 of 05/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11060515 of 05/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BUICK CAPITAL PARTNERS LLP
Registered office:	14-17 MARKET PLACE
Town:	W1W 8AJ LONDRA
Country:	GRAN BRETAGNA
First application:	10017148 of 02/03/2010
Registration no.:	2798
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10017148 of 02/03/2010) Investment advice (Application 10017148 of 02/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10017148 of 02/03/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BULKARA CAPITAL LLP
Registered office:	84 BROOK STREET
Town:	W1K 5EH LONDRA
Country:	GRAN BRETAGNA
First application:	12016949 of 07/03/2012
Registration no.:	3375
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12016949 of 07/03/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12016949 of 07/03/2012) Investment advice (Application 12016949 of 07/03/2012) Execution of orders on behalf of clients (Application 12016949 of 07/03/2012) Portfolio management (Application 12016949 of 07/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12016949 of 07/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BULLMAN INVESTMENT MANAGEMENT LLP
Registered office:	4 MILES' S BUILDINGS
Town:	BA1 2QS BATH
Country:	GRAN BRETAGNA
First application:	9087463 of 12/10/2009
Registration no.:	2695
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9087463 of 12/10/2009) Investment advice (Application 9087463 of 12/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BURTON COURT CAPITAL ADVISORS (UK) LTD
Registered office:	14 ROYAL AVENUE
Town:	SW3 4QF LONDRA
Country:	GRAN BRETAGNA
First application:	12010583 of 14/02/2012
Registration no.:	3358
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12010583 of 14/02/2012) Investment advice (Application 12010583 of 14/02/2012) Execution of orders on behalf of clients (Application 12010583 of 14/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12010583 of 14/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BURY STREET CAPITAL LTD
Registered office:	33 St JAMES' S SQUARE
Town:	SW1Y 4JS LONDRA
Country:	GRAN BRETAGNA
First application:	7091227 of 01/11/2007
Registration no.:	1909
Investment advice (Application 7091227 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BUTLER TOLL LTD
Registered office:	100 BUSINESS PARK, MAJORS ROAD
Town:	SN6 8TY SHRIVENHAM
Country:	GRAN BRETAGNA
First application:	7105524 of 30/11/2007
Registration no.:	2063
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7105524 of 30/11/2007) Investment advice (Application 7105524 of 30/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7105524 of 30/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BYHIRAS (EUROPE) LTD
Registered office:	23 AUSTIN FRIARS
Town:	EC2N 2QP LONDRA
Country:	GRAN BRETAGNA
First application:	11092430 of 15/11/2011
Registration no.:	3297
Reception and transmission of orders in relation to one or more financial instruments (Application 11092430 of 15/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	BYRNE WILLIAMS LTD
Registered office:	STRATFORD ROAD BEACHAMPTON
Town:	MK19 6DS MILTON KEYNES
Country:	GRAN BRETAGNA
First application:	8079044 of 22/08/2008
Registration no.:	2399
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8079044 of 22/08/2008) Investment advice (Application 8079044 of 22/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8079044 of 22/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	C B FINANCIAL SERVICES LTD
Registered office:	6TH FLOOR
Town:	W6 ONB LONDRA
Country:	GRAN BRETAGNA
First application:	9064560 of 10/07/2009
Registration no.:	2633
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9064560 of 10/07/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9064560 of 10/07/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9064560 of 10/07/2009) Execution of orders on behalf of clients (Application 9064560 of 10/07/2009) Dealing on own account (Application 9064560 of 10/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9064560 of 10/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CACEIS CORPORATE TRUST (CACEIS CT)
Registered office:	14, RUE ROUGET DE LISLE
Town:	92862 ISSY LES MOULINEAUX
Country:	FRANCIA
First application:	4077799 of 27/08/2004
Registration no.:	1468
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4077799 of 27/08/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4077799 of 27/08/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CADWYN CAPITAL LLP
Registered office:	5 CASTLE ARCADE BALCONY
Town:	CF10 1BY CARDIFF
Country:	GRAN BRETAGNA
First application:	10104765 of 28/12/2010
Registration no.:	3050
Placing of financial instruments without a firm commitment basis (Application 10104765 of 28/12/2010) Investment advice (Application 10104765 of 28/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10104765 of 28/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAEDMON PARTNERS LLP
Registered office:	Hamilton House 1Temple Avenue
Town:	EC4Y 0HA LONDRA
Country:	GRAN BRETAGNA
First application:	6058311 of 11/07/2006
Registration no.:	1676
Reception and transmission of orders in relation to one or more financial instruments (Application 6058311 of 11/07/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAESAR CAPITAL
Registered office:	LANGSTRAAT 55B
Town:	6001 CT WEERT
Country:	OLANDA
First application:	10073909 of 02/09/2010
Registration no.:	2963
Reception and transmission of orders in relation to one or more financial instruments (Application 10073909 of 02/09/2010) Investment advice (Application 11084674 of 17/10/2011) Portfolio management (Application 11084674 of 17/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAIRN FINANCIAL PRODUCTS LIMITED
Registered office:	27 Knightsbridge
Town:	SW1X 7LY LONDRA
Country:	GRAN BRETAGNA
First application:	6053352 of 19/06/2006
Registration no.:	1666
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6053352 of 19/06/2006) Investment advice (Application 6053352 of 19/06/2006) Execution of orders on behalf of clients (Application 6053352 of 19/06/2006) Portfolio management (Application 6053352 of 19/06/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6053352 of 19/06/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAISSON INVESTMENT MANAGEMENT PARTNERS LLP
Registered office:	7 BIRCHIN LANE
Town:	EC3V 9BW LONDRA
Country:	GRAN BRETAGNA
First application:	10043132 of 12/05/2010
Registration no.:	2857
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10043132 of 12/05/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10043132 of 12/05/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10043132 of 12/05/2010) Portfolio management (Application 10043132 of 12/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAL INVESTMENT LTD
Registered office:	162 QUEEN VICTORIA STREET
Town:	EC4V 4BS LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	482
Investment advice (Application 96059817 of 15/07/1996) Portfolio management (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CALAMOS INTERNATIONAL LLP
Registered office:	1 CORNHILL
Town:	EC3V 3ND LONDRA
Country:	GRAN BRETAGNA
First application:	10070119 of 10/08/2010
Registration no.:	2939
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10070119 of 10/08/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10070119 of 10/08/2010) Placing of financial instruments without a firm commitment basis (Application 10070119 of 10/08/2010) Investment advice (Application 10070119 of 10/08/2010) Execution of orders on behalf of clients (Application 10070119 of 10/08/2010) Portfolio management (Application 10070119 of 10/08/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10070119 of 10/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CALCULIS LTD
Registered office:	2 EASTGATE HOUSE EAST STREET ANDOVER
Town:	SP10 1EP HAMPSHIRE
Country:	GRAN BRETAGNA
First application:	7107823 of 07/12/2007
Registration no.:	2097
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107823 of 07/12/2007) Investment advice (Application 7107823 of 07/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107823 of 07/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CALIBURN CAPITAL PARTNERS LLP
Registered office:	TIME & LIFE BUILDING 1 BRUTON STREET
Town:	W1J 6TL LONDRA
Country:	GRAN BRETAGNA
First application:	6055287 of 27/06/2006
Registration no.:	1671
Investment advice (Application 6055287 of 27/06/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6055287 of 27/06/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CALKIN PATTINSON & COMPANY LTD
Registered office:	40 PICCADILLY
Town:	W1J 0HR LONDRA
Country:	GRAN BRETAGNA
First application:	7088751 of 04/10/2007
Registration no.:	1861
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7088751 of 04/10/2007) Investment advice (Application 7088751 of 04/10/2007) Execution of orders on behalf of clients (Application 7088751 of 04/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7088751 of 04/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMBRIA LTD
Registered office:	212 PICCADILLY
Town:	W1J 9HF LONDRA
Country:	GRAN BRETAGNA
First application:	11045922 of 23/05/2011
Registration no.:	3158
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11045922 of 23/05/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11045922 of 23/05/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11045922 of 23/05/2011) Investment advice (Application 11045922 of 23/05/2011) Execution of orders on behalf of clients (Application 11045922 of 23/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11045922 of 23/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMBRIDGE ASSOCIATES LTD
Registered office:	80 VICTORIA STREET
Town:	SW1E 5JL LONDRA
Country:	GRAN BRETAGNA
First application:	8012921 of 12/02/2008
Registration no.:	2210
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8012921 of 12/02/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8012921 of 12/02/2008) Investment advice (Application 8012921 of 12/02/2008) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12012005 of 20/02/2012) Execution of orders on behalf of clients (Application 12012005 of 20/02/2012) Portfolio management (Application 12012005 of 20/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12012005 of 20/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMBRIDGE CAPITAL MANAGEMENT LLP
Registered office:	HAVERHILL ROAD
Town:	CB22 5BX CAMBRIDGE
Country:	GRAN BRETAGNA
First application:	11035232 of 22/04/2011
Registration no.:	3135
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11035232 of 22/04/2011) Execution of orders on behalf of clients (Application 11035232 of 22/04/2011) Portfolio management (Application 11035232 of 22/04/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11035232 of 22/04/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMBRIDGE CORPORATE CONSULTANTS LIMITED
Registered office:	HARSTON MANOR
Town:	CB2 5NT CAMBRIDGE
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	483
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96059817 of 15/07/1996) Investment advice (Application 96059817 of 15/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMPBELL & MCCONNACHIE
Registered office:	HARBOUR HOUSE 1 SHORE STREET MORAY
Town:	IV31 1SD LOSSIEMOUTH
Country:	GRAN BRETAGNA
First application:	7107822 of 07/12/2007
Registration no.:	2116
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107822 of 07/12/2007) Investment advice (Application 7107822 of 07/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107822 of 07/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMPBELL LUTYENS
Registered office:	4-5 CLIFFORD STREET
Town:	W1S 2LG LONDRA
Country:	GRAN BRETAGNA
First application:	5050849 of 19/07/2005
Registration no.:	1567
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5050849 of 19/07/2005) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5050849 of 19/07/2005) Placing of financial instruments without a firm commitment basis (Application 5050849 of 19/07/2005) Investment advice (Application 5050849 of 19/07/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5050849 of 19/07/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMPBELL O'CONNOR & COMPANY
Registered office:	8 COPE STREET 2
Town:	DUBLINO
Country:	IRLANDA
First application:	96006978 of 23/01/1996
Registration no.:	436
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96006978 of 23/01/1996) Services related to underwriting (Application 96006978 of 23/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96006978 of 23/01/1996) Investment advice (Application 96006978 of 23/01/1996) Execution of orders on behalf of clients (Application 96006978 of 23/01/1996) Portfolio management (Application 96006978 of 23/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96006978 of 23/01/1996) Placing of financial instruments without a firm commitment basis (Application 8030635 of 03/04/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAMPBELL THOMSON ( INSURANCE SERVICES ) LTD
Registered office:	175 WEST GEORGE STREET LANARKSHIRE
Town:	G2 2LB GLASGOW
Country:	GRAN BRETAGNA
First application:	8028457 of 31/03/2008
Registration no.:	2266
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8028457 of 31/03/2008) Investment advice (Application 8028457 of 31/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8028457 of 31/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CANACCORD GENUITY HAWKPOINT LIMITED
Registered office:	4 GREAT ST HELENS
Town:	EC3A 6HA LONDRA
Country:	GRAN BRETAGNA
First application:	9850 of 08/02/2000
Registration no.:	1003
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9850 of 08/02/2000) Investment advice (Application 9850 of 08/02/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 9850 of 08/02/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CANACCORD GENUITY LIMITED
Registered office:	88 WOOD STREET
Town:	EC2V 7QR LONDRA
Country:	GRAN BRETAGNA
First application:	97005571 of 27/01/1997
Registration no.:	596
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 97005571 of 27/01/1997) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 97005571 of 27/01/1997) Services related to underwriting (Application 97005571 of 27/01/1997) Foreign exchange services where these are connected to the provision of investment services (Application 97005571 of 27/01/1997) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 97005571 of 27/01/1997) Placing of financial instruments without a firm commitment basis (Application 97005571 of 27/01/1997) Investment advice (Application 97005571 of 27/01/1997) Execution of orders on behalf of clients (Application 97005571 of 27/01/1997) Portfolio management (Application 97005571 of 27/01/1997) Dealing on own account (Application 97005571 of 27/01/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97005571 of 27/01/1997) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CANACCORD GENUITY SECURITIES LIMITED
Registered office:	88 WOOD STREET
Town:	EC2V 7QR LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	307
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996) Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996) Dealing on own account (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CANTOR FITZGERALD EUROPE
Registered office:	17 crosswall
Town:	EC3N 2LB LONDRA
Country:	GRAN BRETAGNA
First application:	99077233 of 21/10/1999
Registration no.:	942
Foreign exchange services where these are connected to the provision of investment services (Application 99077233 of 21/10/1999) Investment advice (Application 99077233 of 21/10/1999) Execution of orders on behalf of clients (Application 99077233 of 21/10/1999) Dealing on own account (Application 99077233 of 21/10/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99077233 of 21/10/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 4060598 of 28/06/2004) Placing of financial instruments without a firm commitment basis (Application 4060598 of 28/06/2004) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5019246 of 25/03/2005) Services related to underwriting (Application 5049248 of 12/07/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8042146 of 06/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CANTOR INDEX LIMITED
Registered office:	ONE AMERICA SQUARE
Town:	EC3N 2LS LONDRA
Country:	GRAN BRETAGNA
First application:	1083704 of 07/11/2001
Registration no.:	1194
Dealing on own account (Application 1083704 of 07/11/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPEVIEW CAPITAL LLP
Registered office:	55 BAKER STREET
Town:	W1U 8EW LONDRA
Country:	GRAN BRETAGNA
First application:	11094782 of 25/11/2011
Registration no.:	3302
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11094782 of 25/11/2011) Investment advice (Application 11094782 of 25/11/2011) Execution of orders on behalf of clients (Application 11094782 of 25/11/2011) Portfolio management (Application 11094782 of 25/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11094782 of 25/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITA IRG TRUSTEES LTD
Registered office:	34 BECKENHAM ROAD
Town:	BR3 4TU KENT
Country:	GRAN BRETAGNA
First application:	7110527 of 19/12/2007
Registration no.:	2124
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7110527 of 19/12/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7110527 of 19/12/2007) Execution of orders on behalf of clients (Application 7110527 of 19/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7110527 of 19/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL & MARKETING INTERNATIONAL LTD
Registered office:	32 DOVER STREET
Town:	W1S 4NE LONDRA
Country:	GRAN BRETAGNA
First application:	10000447 of 07/01/2010
Registration no.:	2749
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10000447 of 07/01/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10000447 of 07/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10000447 of 07/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL ADVISORY PARTNERS LTD
Registered office:	47 MONTPELIER SQUARE
Town:	SW7 1JX LONDRA
Country:	GRAN BRETAGNA
First application:	10047835 of 25/05/2010
Registration no.:	2860
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10047835 of 25/05/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10047835 of 25/05/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10047835 of 25/05/2010) Investment advice (Application 10047835 of 25/05/2010) Execution of orders on behalf of clients (Application 10047835 of 25/05/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10047835 of 25/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL ALLIANCE PARTNERS LTD
Registered office:	46 GREAT MARLBOROUGH STREET
Town:	W1F 7JW LONDRA
Country:	GRAN BRETAGNA
First application:	7051684 of 04/06/2007
Registration no.:	1809
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7051684 of 04/06/2007) Investment advice (Application 7051684 of 04/06/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7051684 of 04/06/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL DYNAMICS LTD
Registered office:	97-107 HAGLEY ROAD
Town:	BIRMINGHAM
Country:	GRAN BRETAGNA
First application:	6033831 of 18/04/2006
Registration no.:	1640
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6033831 of 18/04/2006) Services related to underwriting (Application 6033831 of 18/04/2006) Foreign exchange services where these are connected to the provision of investment services (Application 6033831 of 18/04/2006) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6033831 of 18/04/2006) Placing of financial instruments without a firm commitment basis (Application 6033831 of 18/04/2006) Investment advice (Application 6033831 of 18/04/2006) Execution of orders on behalf of clients (Application 6033831 of 18/04/2006) Portfolio management (Application 6033831 of 18/04/2006) Dealing on own account (Application 6033831 of 18/04/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6033831 of 18/04/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL FOUR MANAGEMENT FONDSMAEGLERSELSKAB A/S
Registered office:	PHILIP HEYMANS ALLE 15, 5
Town:	2900 HELLERUP
Country:	DANIMARCA
First application:	10007377 of 28/01/2010
Registration no.:	2766
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10007377 of 28/01/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10007377 of 28/01/2010) Investment advice (Application 10007377 of 28/01/2010) Execution of orders on behalf of clients (Application 10007377 of 28/01/2010) Portfolio management (Application 10007377 of 28/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10007377 of 28/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL GENERATION PARTNERS LLP
Registered office:	BERKLEY SQUARE
Town:	W1J 6BL LONDRA
Country:	GRAN BRETAGNA
First application:	8092666 of 07/10/2008
Registration no.:	2433
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8092666 of 07/10/2008) Investment advice (Application 8092666 of 07/10/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8092666 of 07/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL INTERNATIONAL LIMITED
Registered office:	40 GROSVENOR PLACE
Town:	SW1X 7GG LONDRA
Country:	GRAN BRETAGNA
First application:	99058741 of 29/07/1999
Registration no.:	821
Services related to underwriting (Application 99058741 of 29/07/1999) Foreign exchange services where these are connected to the provision of investment services (Application 99058741 of 29/07/1999) Execution of orders on behalf of clients (Application 99058741 of 29/07/1999) Portfolio management (Application 99058741 of 29/07/1999) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 3032942 of 20/05/2003) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 3032942 of 20/05/2003) Placing of financial instruments without a firm commitment basis (Application 3032942 of 20/05/2003) Investment advice (Application 3032942 of 20/05/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3032942 of 20/05/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL MANAGERS LLP
Registered office:	BASEMENT 27 PARK CIRCUS LANARKSHIRE
Town:	G3 6AP GLASGOW
Country:	GRAN BRETAGNA
First application:	7107047 of 05/12/2007
Registration no.:	2094
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107047 of 05/12/2007) Investment advice (Application 7107047 of 05/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107047 of 05/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL MARKET SERVICES UK LTD
Registered office:	80 CANNON STREET
Town:	EC4N 6HL LONDRA
Country:	GRAN BRETAGNA
First application:	10077768 of 22/09/2010
Registration no.:	2975
Foreign exchange services where these are connected to the provision of investment services (Application 10077768 of 22/09/2010) Execution of orders on behalf of clients (Application 10077768 of 22/09/2010) Dealing on own account (Application 10077768 of 22/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10077768 of 22/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL SYSTEMATICS LTD
Registered office:	1 ALKERDEN ROAD
Town:	W4 2HP LONDRA
Country:	GRAN BRETAGNA
First application:	9000023 of 02/01/2009
Registration no.:	2501
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9000023 of 02/01/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9000023 of 02/01/2009) Placing of financial instruments without a firm commitment basis (Application 9000023 of 02/01/2009) Investment advice (Application 9000023 of 02/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9000023 of 02/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL TRUST FINANCIAL MANAGEMENT
Registered office:	28 LODGE ROAD COLERAINE
Town:	BT52 1NB LONDONDERRY
Country:	GRAN BRETAGNA
First application:	7101004 of 14/11/2007
Registration no.:	2068
Investment advice (Application 7101004 of 14/11/2007) Execution of orders on behalf of clients (Application 7101004 of 14/11/2007) Portfolio management (Application 7101004 of 14/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101004 of 14/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPITAL TRUST LIMITED
Registered office:	49 MOUNT STREET
Town:	W1Y 5RE LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	50
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPSTAN CAPITAL PARTNERS LLP
Registered office:	57 GROSVENOR STREET
Town:	W1K 3JA LONDRA
Country:	GRAN BRETAGNA
First application:	10016282 of 26/02/2010
Registration no.:	2792
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10016282 of 26/02/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10016282 of 26/02/2010) Placing of financial instruments without a firm commitment basis (Application 10016282 of 26/02/2010) Investment advice (Application 10016282 of 26/02/2010) Execution of orders on behalf of clients (Application 10016282 of 26/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10016282 of 26/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPSTONE INVESTMENT ADVISORS (UK) LLP
Registered office:	21 GREAT WINCHESTER STREET
Town:	EC2N 2JA LONDRA
Country:	GRAN BRETAGNA
First application:	9076227 of 19/08/2009
Registration no.:	2659
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9076227 of 19/08/2009) Investment advice (Application 9076227 of 19/08/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAPTIVA CAPITAL MANAGEMENT LTD
Registered office:	25 DOWGATE HILL
Town:	EC4R 2YA LONDRA
Country:	GRAN BRETAGNA
First application:	8103906 of 13/11/2008
Registration no.:	2469
Investment advice (Application 8103906 of 13/11/2008) Execution of orders on behalf of clients (Application 8103906 of 13/11/2008) Portfolio management (Application 8103906 of 13/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8103906 of 13/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARBON CAPITAL MARKETS LIMITED
Registered office:	15 BERKELEY STREET
Town:	W1J 8DY LONDRA
Country:	GRAN BRETAGNA
First application:	6022303 of 10/03/2006
Registration no.:	1628
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6022303 of 10/03/2006) Execution of orders on behalf of clients (Application 6022303 of 10/03/2006) Portfolio management (Application 6022303 of 10/03/2006) Dealing on own account (Application 6022303 of 10/03/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6022303 of 10/03/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARBON COMMUNICATIONS INTERNATIONAL LTD
Registered office:	7 CHALCOT ROAD
Town:	NW1 8LH LONDRA
Country:	GRAN BRETAGNA
First application:	7095635 of 25/10/2007
Registration no.:	1870
Investment advice (Application 7095635 of 25/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7095635 of 25/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARBON FINANCIAL PARTNERS LTD
Registered office:	61 MANOR PLACE
Town:	EH3 7EG EDIMBURGO
Country:	GRAN BRETAGNA
First application:	11084414 of 14/10/2011
Registration no.:	3283
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11084414 of 14/10/2011) Investment advice (Application 11084414 of 14/10/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11084414 of 14/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARBON NEUTRAL INVESTMENTS LIMITED
Registered office:	1-6 YARMOUTH PLACE
Town:	W1J 7BU LONDRA
Country:	GRAN BRETAGNA
First application:	5024119 of 12/04/2005
Registration no.:	1536
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5024119 of 12/04/2005) Investment advice (Application 5024119 of 12/04/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5024119 of 12/04/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARBONDESK LTD
Registered office:	45 MOORFIELDS
Town:	EC2Y 9AE LONDRA
Country:	GRAN BRETAGNA
First application:	9080706 of 10/09/2009
Registration no.:	2671
Investment advice (Application 9080706 of 10/09/2009) Execution of orders on behalf of clients (Application 9080706 of 10/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARDANO STRUCTURING B.V.
Registered office:	BEURIPLEIN 37
Town:	3011 AA ROTTERDAM
Country:	OLANDA
First application:	1051800 of 03/07/2001
Registration no.:	1148
Investment advice (Application 1051800 of 03/07/2001) Execution of orders on behalf of clients (Application 1051800 of 03/07/2001) Portfolio management (Application 1051800 of 03/07/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1051800 of 03/07/2001) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7106132 of 03/12/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7106132 of 03/12/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7106132 of 03/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARGILL FINANCIAL SERVICES EUROPE LTD
Registered office:	KNOWLE HILL PARK
Town:	KT11 2PD COBHAM
Country:	GRAN BRETAGNA
First application:	9084409 of 29/09/2009
Registration no.:	2687
Execution of orders on behalf of clients (Application 9084409 of 29/09/2009) Dealing on own account (Application 9084409 of 29/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9084409 of 29/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARLE & CO LIMITED
Registered office:	71 WARRINER GARDENS
Town:	SW11 4XW LONDRA
Country:	GRAN BRETAGNA
First application:	12035029 of 30/04/2012
Registration no.:	3403
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12035029 of 30/04/2012) Investment advice (Application 12035029 of 30/04/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12035029 of 30/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARMIGNAC GESTION LUXEMBOURG
Registered office:	65, Boulevard Grande-Duchesse Charlotte
Town:	L-1331 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	4034991 of 20/04/2004
Registration no.:	1438
Investment advice (Application 4034991 of 20/04/2004) Portfolio management (Application 4034991 of 20/04/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4034991 of 20/04/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARNEGIE AS
Registered office:	STORTINGSGT 8 0106
Town:	OSLO
Country:	NORVEGIA
First application:	97027478 of 14/04/1997
Registration no.:	611
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 97027478 of 14/04/1997) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 97027478 of 14/04/1997) Services related to underwriting (Application 97027478 of 14/04/1997) Foreign exchange services where these are connected to the provision of investment services (Application 97027478 of 14/04/1997) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 97027478 of 14/04/1997) Placing of financial instruments without a firm commitment basis (Application 97027478 of 14/04/1997) Investment advice (Application 97027478 of 14/04/1997) Execution of orders on behalf of clients (Application 97027478 of 14/04/1997) Dealing on own account (Application 97027478 of 14/04/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97027478 of 14/04/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARNEGIE ASSET MANAGEMENT FONDSMAEGLERSELSKA
Registered office:	OVENGADEN NEDEN VANDET 9 B
Town:	1414 COPENAGHEN
Country:	DANIMARCA
First application:	97027913 of 14/04/1997
Registration no.:	610
Foreign exchange services where these are connected to the provision of investment services (Application 97027913 of 14/04/1997) Investment advice (Application 97027913 of 14/04/1997) Portfolio management (Application 97027913 of 14/04/1997) Execution of orders on behalf of clients (Application 98066945 of 17/08/1998) Dealing on own account (Application 98066945 of 17/08/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98066945 of 17/08/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CARR SHEPPARDS LIMITED
Registered office:	122 LEADENHALL STREET
Town:	EC3V 4QH LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	53
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CASTEEL CAPITAL LLP
Registered office:	38 DOVER STREET
Town:	W1S 4NL LONDRA
Country:	GRAN BRETAGNA
First application:	8064659 of 08/07/2008
Registration no.:	2346
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8064659 of 08/07/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8064659 of 08/07/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8064659 of 08/07/2008) Investment advice (Application 8064659 of 08/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8064659 of 08/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CASTELAR CORPORATE FINANCE ASA
Registered office:	FRIDTJOF NANSENS PLASS 3
Town:	0118 OSLO
Country:	NORVEGIA
First application:	10015463 of 25/02/2010
Registration no.:	2790
Investment advice (Application 10015463 of 25/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CASTLE HILL ASSET MANAGEMENT LLP
Registered office:	16 HARCOURT STREET
Town:	W1H 4AD LONDRA
Country:	GRAN BRETAGNA
First application:	11003687 of 20/01/2011
Registration no.:	3065
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11003687 of 20/01/2011) Investment advice (Application 11003687 of 20/01/2011) Execution of orders on behalf of clients (Application 11003687 of 20/01/2011) Portfolio management (Application 11003687 of 20/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11003687 of 20/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CASTLEFIELD GAEIA LTD
Registered office:	1 PORTLAND STREET
Town:	M1 3BE MANCHESTER
Country:	GRAN BRETAGNA
First application:	7110533 of 19/12/2007
Registration no.:	2123
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7110533 of 19/12/2007) Investment advice (Application 7110533 of 19/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7110533 of 19/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CASTLEGREEN PARTNERS LLP
Registered office:	25 OLD BROAD STREET
Town:	EC2N 1HN LONDRA
Country:	GRAN BRETAGNA
First application:	8023461 of 18/03/2008
Registration no.:	2252
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8023461 of 18/03/2008) Investment advice (Application 8023461 of 18/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8023461 of 18/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATALYSIS CAPITAL PARTNERS LTD
Registered office:	1 Regent Street
Town:	SW1Y 4NS LONDRA
Country:	GRAN BRETAGNA
First application:	6081019 of 11/10/2006
Registration no.:	1716
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6081019 of 11/10/2006) Services related to underwriting (Application 6081019 of 11/10/2006) Investment advice (Application 6081019 of 11/10/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6081019 of 11/10/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATALYST CORPORATE FINANCE LLP
Registered office:	8 CHERRY STREET
Town:	B2 5AL BIRMINGHAM
Country:	GRAN BRETAGNA
First application:	8067322 of 17/07/2008
Registration no.:	2357
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8067322 of 17/07/2008) Investment advice (Application 8067322 of 17/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8067322 of 17/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATALYST FUND MANAGEMENT LTD
Registered office:	4 LOMBARD STREET
Town:	EC3V 9HD LONDRA
Country:	GRAN BRETAGNA
First application:	9030867 of 03/04/2009
Registration no.:	2561
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9030867 of 03/04/2009) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9030867 of 03/04/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9030867 of 03/04/2009) Investment advice (Application 9030867 of 03/04/2009) Execution of orders on behalf of clients (Application 9030867 of 03/04/2009) Portfolio management (Application 9030867 of 03/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9030867 of 03/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATALYST INVESTMENT GROUP LIMITED
Registered office:	10-13 LOVAT LANE
Town:	EC3R 8DN LONDRA
Country:	GRAN BRETAGNA
First application:	5077282 of 22/11/2005
Registration no.:	1598
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5077282 of 22/11/2005) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5077282 of 22/11/2005) Investment advice (Application 5077282 of 22/11/2005) Execution of orders on behalf of clients (Application 5077282 of 22/11/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5077282 of 22/11/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATELLA FINANCIAL MANAGEMENT LTD
Registered office:	CHISWICK, STRAND ON THE GREEN, PIER HOUSE
Town:	W4 3NN LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	870
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996) Investment advice (Application 96056590 of 01/07/1996) Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Portfolio management (Application 96056590 of 01/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96056590 of 01/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATHEDRAL FINANCIAL MANAGEMENT LTD
Registered office:	SOUTHERNHAY GARDENS, EXETER
Town:	EX1 1NX DEVON
Country:	GRAN BRETAGNA
First application:	7100674 of 13/11/2007
Registration no.:	2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7100674 of 13/11/2007) Investment advice (Application 7100674 of 13/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7100674 of 13/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CATTEGATT CAPITAL LTD
Registered office:	124 BAKER STREET
Town:	W1U 6TY LONDRA
Country:	GRAN BRETAGNA
First application:	11035238 of 22/04/2011
Registration no.:	3129
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11035238 of 22/04/2011) Investment advice (Application 11035238 of 22/04/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11035238 of 22/04/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAVANAGH FINANCIAL MANAGEMENT LTD
Registered office:	HOLMSTEAD FARM BUSINESS UNITS, STPPLAFIELD ROAD.
Town:	RH17 5JT WEST SUSSEX
Country:	GRAN BRETAGNA
First application:	8015605 of 21/02/2008
Registration no.:	2225
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015605 of 21/02/2008) Investment advice (Application 8015605 of 21/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8015605 of 21/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAYUGA CAPITAL PARTNERS LLP
Registered office:	3 MORE LONDON RIVERSIDE
Town:	SE1 2RE LONDRA
Country:	GRAN BRETAGNA
First application:	10076037 of 14/09/2010
Registration no.:	2967
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10076037 of 14/09/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10076037 of 14/09/2010) Placing of financial instruments without a firm commitment basis (Application 10076037 of 14/09/2010) Investment advice (Application 10076037 of 14/09/2010) Execution of orders on behalf of clients (Application 10076037 of 14/09/2010) Portfolio management (Application 10076037 of 14/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10076037 of 14/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CAZENOVE CAPITAL MANAGEMENT LIMITED
Registered office:	12 MOORGATE
Town:	EC2R 6DA LONDRA
Country:	GRAN BRETAGNA
First application:	84320 of 14/11/2000
Registration no.:	1059
Foreign exchange services where these are connected to the provision of investment services (Application 84320 of 14/11/2000) Investment advice (Application 84320 of 14/11/2000) Portfolio management (Application 84320 of 14/11/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 84320 of 14/11/2000) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5080797 of 09/12/2005) Placing of financial instruments without a firm commitment basis (Application 5080797 of 09/12/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8023910 of 19/03/2008) Execution of orders on behalf of clients (Application 8023910 of 19/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CB RICHARD ELLIS REAL ESTATE FINANCE B.V.
Registered office:	STADHOUDERSKADE 1
Town:	1054 AMSTERDAM
Country:	OLANDA
First application:	11090536 of 09/11/2011
Registration no.:	3294
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11090536 of 09/11/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11090536 of 09/11/2011) Placing of financial instruments without a firm commitment basis (Application 11090536 of 09/11/2011) Investment advice (Application 11090536 of 09/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11090536 of 09/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CBA EUROPE LTD
Registered office:	SENATOR HOUSE 85 QUEEN VICTORIA STREET
Town:	EC4V 4HA LONDRA
Country:	GRAN BRETAGNA
First application:	7010876 of 05/02/2007
Registration no.:	1761
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7010876 of 05/02/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7010876 of 05/02/2007) Investment advice (Application 7010876 of 05/02/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7010876 of 05/02/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CBRE CLARION SECURITIES UK LTD
Registered office:	60 LONDON WALL
Town:	EC2M 5TQ LONDRA
Country:	GRAN BRETAGNA
First application:	7094204 of 22/10/2007
Registration no.:	1873
Foreign exchange services where these are connected to the provision of investment services (Application 7094204 of 22/10/2007) Investment advice (Application 7094204 of 22/10/2007) Execution of orders on behalf of clients (Application 7094204 of 22/10/2007) Portfolio management (Application 7094204 of 22/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7094204 of 22/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CBRE GLOBAL COLLECTIVE INVESTORS UK LTD
Registered office:	21 BRYANSTON STREET
Town:	W1H 7PR LONDRA
Country:	GRAN BRETAGNA
First application:	8005158 of 21/01/2008
Registration no.:	2182
Investment advice (Application 8005158 of 21/01/2008) Execution of orders on behalf of clients (Application 8005158 of 21/01/2008) Portfolio management (Application 8005158 of 21/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8005158 of 21/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CBRE GLOBAL INVESTORS LUXEMBOURG SA'.R.L.
Registered office:	35 BOULEVARD PRINCE HENRI
Town:	L-1724 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	8047441 of 20/05/2008
Registration no.:	2308
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8047441 of 20/05/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8047441 of 20/05/2008) Investment advice (Application 8047441 of 20/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CBRE INDIRECT INVESTMENT SERVICES LTD
Registered office:	HENRIETTA PLACE
Town:	W1G 0NB LONDRA
Country:	GRAN BRETAGNA
First application:	3020649 of 01/04/2003
Registration no.:	1353
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3020649 of 01/04/2003) Investment advice (Application 3020649 of 01/04/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3020649 of 01/04/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CDK INVESTMENTS LLP
Registered office:	150 BROMPTON ROAD
Town:	SW3 1HX LONDRA
Country:	GRAN BRETAGNA
First application:	11012189 of 22/02/2011
Registration no.:	3089
Investment advice (Application 11012189 of 22/02/2011) Portfolio management (Application 11012189 of 22/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11012189 of 22/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CECP ADVISORS LLP
Registered office:	57 BERKELEY SQUARE
Town:	W1J 6ER LONDRA
Country:	GRAN BRETAGNA
First application:	10035324 of 21/04/2010
Registration no.:	2835
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10035324 of 21/04/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10035324 of 21/04/2010) Placing of financial instruments without a firm commitment basis (Application 10035324 of 21/04/2010) Investment advice (Application 10035324 of 21/04/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10035324 of 21/04/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CEDARS IFA LTD
Registered office:	23 SHEPHERDS WAY
Town:	WD3 7NN RICKMANSWORTH
Country:	GRAN BRETAGNA
First application:	9094756 of 09/11/2009
Registration no.:	2721
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9094756 of 09/11/2009) Investment advice (Application 9094756 of 09/11/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9094756 of 09/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CEEM - CENTRAL & EASTERN EUROPEAN MARKETS - ASSET MANAGEMENT VERMOGENSBERATUNG AG
Registered office:	BURGRING 16
Town:	8010 GRAZ
Country:	AUSTRIA
First application:	98085065 of 29/10/1998
Registration no.:	737
Investment advice (Application 98085065 of 29/10/1998) Portfolio management (Application 98085065 of 29/10/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98085065 of 29/10/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CELF ADVISORS LLP
Registered office:	LANDSDOWNE HOUSE 57 BERKELEY SQUARE
Town:	W1J 6ER LONDRA
Country:	GRAN BRETAGNA
First application:	5008825 of 11/02/2005
Registration no.:	1516
Investment advice (Application 5008825 of 11/02/2005) Execution of orders on behalf of clients (Application 5008825 of 11/02/2005) Portfolio management (Application 5008825 of 11/02/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5008825 of 11/02/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENSEO VERANLAGUNGSBERATUNGS GESMBH
Registered office:	WIDERHOFERPLATZ 4/13
Town:	1090 VIENNA
Country:	AUSTRIA
First application:	5008124 of 09/02/2005
Registration no.:	1518
Portfolio management (Application 5008124 of 09/02/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENTERBOARD PARTNERS LTD
Registered office:	8 DUNCANNON STREET
Town:	WC2N 4JF LONDRA
Country:	GRAN BRETAGNA
First application:	6030859 of 05/04/2006
Registration no.:	1634
Investment advice (Application 6030859 of 05/04/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6030859 of 05/04/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENTRAL MARKETS (LONDON) LTD
Registered office:	150 MINORIES
Town:	EC3N 1LS LONDRA
Country:	GRAN BRETAGNA
First application:	8012975 of 12/02/2008
Registration no.:	2207
Investment advice (Application 8012975 of 12/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8012975 of 12/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENTREVIEW PARTNERS UK LLP
Registered office:	10 NORWICH STREET
Town:	EC4A 1BD LONDRA
Country:	GRAN BRETAGNA
First application:	9083027 of 22/09/2009
Registration no.:	2675
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9083027 of 22/09/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9083027 of 22/09/2009) Investment advice (Application 9083027 of 22/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9083027 of 22/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENTRIS CAPITAL AG
Registered office:	SEILERGASSE 6/5
Town:	1010 VIENNA
Country:	AUSTRIA
First application:	12033341 of 26/04/2012
Registration no.:	3411
Investment advice (Application 12033341 of 26/04/2012) Portfolio management (Application 12033341 of 26/04/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12033341 of 26/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CENTURION PORTFOLIO MANAGERS LTD
Registered office:	33 GLASSHOUSE STREET
Town:	W1B 5DQ LONDRA
Country:	GRAN BRETAGNA
First application:	8073986 of 04/08/2008
Registration no.:	2383
Investment advice (Application 8073986 of 04/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8073986 of 04/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CESCO INVESTMENTS LTD
Registered office:	50 KINGWELL ROAD
Town:	EN4 0HY LONDRA
Country:	GRAN BRETAGNA
First application:	12015946 of 01/03/2012
Registration no.:	3370
Placing of financial instruments without a firm commitment basis (Application 12015946 of 01/03/2012) Investment advice (Application 12015946 of 01/03/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12015946 of 01/03/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CF PARTNERS (UK) LLP
Registered office:	1 LYRIC SQUARE
Town:	W6 0NB LONDRA
Country:	GRAN BRETAGNA
First application:	9089749 of 21/10/2009
Registration no.:	2705
Investment advice (Application 9089749 of 21/10/2009) Execution of orders on behalf of clients (Application 9089749 of 21/10/2009) Portfolio management (Application 9089749 of 21/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9089749 of 21/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CFH MARKETS LTD
Registered office:	19 SOUTH AUDLEY STREET
Town:	W1K 2NU LONDRA
Country:	GRAN BRETAGNA
First application:	8087870 of 24/09/2008
Registration no.:	2423
Foreign exchange services where these are connected to the provision of investment services (Application 8087870 of 24/09/2008) Investment advice (Application 8087870 of 24/09/2008) Execution of orders on behalf of clients (Application 8087870 of 24/09/2008) Dealing on own account (Application 8087870 of 24/09/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8087870 of 24/09/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHALLENGER MANAGEMENT SERVICES (UK) LTD
Registered office:	21 PALMER STREET
Town:	SE1H 0AD LONDRA
Country:	GRAN BRETAGNA
First application:	10058195 of 28/06/2010
Registration no.:	2892
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10058195 of 28/06/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10058195 of 28/06/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10058195 of 28/06/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10058195 of 28/06/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10058195 of 28/06/2010) Investment advice (Application 10058195 of 28/06/2010) Execution of orders on behalf of clients (Application 10058195 of 28/06/2010) Portfolio management (Application 10058195 of 28/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10058195 of 28/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHANCERY ASSET MANAGEMENT LTD
Registered office:	22 WATERBEER STREET EXETER
Town:	EX4 3EH DEVON
Country:	GRAN BRETAGNA
First application:	7099819 of 09/11/2007
Registration no.:	1987
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7099819 of 09/11/2007) Investment advice (Application 7099819 of 09/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099819 of 09/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHANNEL CAPITAL ADVISORS LLP
Registered office:	22 BERNERS STREET
Town:	W1T 3LP LONDRA
Country:	GRAN BRETAGNA
First application:	9075819 of 17/08/2009
Registration no.:	2661
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9075819 of 17/08/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9075819 of 17/08/2009) Placing of financial instruments without a firm commitment basis (Application 9075819 of 17/08/2009) Investment advice (Application 9075819 of 17/08/2009) Execution of orders on behalf of clients (Application 9075819 of 17/08/2009) Portfolio management (Application 9075819 of 17/08/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9075819 of 17/08/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARCOT CAPITAL (UK) LLP
Registered office:	45 CLARGES STREET
Town:	W1J 7EP LONDRA
Country:	GRAN BRETAGNA
First application:	10031421 of 08/04/2010
Registration no.:	2828
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10031421 of 08/04/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10031421 of 08/04/2010) Investment advice (Application 10031421 of 08/04/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10031421 of 08/04/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARLEMAGNE CAPITAL (UK) LTD
Registered office:	39 St Jame's Street
Town:	SW1A 1JD LONDRA
Country:	GRAN BRETAGNA
First application:	6076299 of 25/09/2006
Registration no.:	1707
Investment advice (Application 6076299 of 25/09/2006) Execution of orders on behalf of clients (Application 6076299 of 25/09/2006) Portfolio management (Application 6076299 of 25/09/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6076299 of 25/09/2006) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6085976 of 27/10/2006) Placing of financial instruments without a firm commitment basis (Application 6085976 of 27/10/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARLES REYNOLDS & ASSOCIATED ( INDEPENDENT FINANCIAL ADVISERS ) LTD
Registered office:	118 EAST BARNET ROAD NEW BARNET
Town:	EN4 8RE HERTS
Country:	GRAN BRETAGNA
First application:	8005214 of 21/01/2008
Registration no.:	2183
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8005214 of 21/01/2008) Investment advice (Application 8005214 of 21/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8005214 of 21/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARLES STANLEY & CO. LTD
Registered office:	25 LUKE STREET
Town:	EC2A 4AR LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	63
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8015598 of 21/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARTER FINANCIAL PLANNING
Registered office:	3 FERRY ROAD OFFICE PARK , LANCASHIRE
Town:	PR2 2YH PRESTON
Country:	GRAN BRETAGNA
First application:	7097614 of 01/11/2007
Registration no.:	1941
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7097614 of 01/11/2007) Investment advice (Application 7097614 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7097614 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHARTIS RESEARCH LTD
Registered office:	100 PALL MALL
Town:	SW1Y 5NQ LONDRA
Country:	GRAN BRETAGNA
First application:	10096902 of 24/11/2010
Registration no.:	3023
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10096902 of 24/11/2010) Investment advice (Application 10096902 of 24/11/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHATE & CO LIMITED
Registered office:	8 ALBERT STREET
Town:	AB1 1XQ ABERDEEN
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	65
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHATHAM FINANCIAL EUROPE LIMITED
Registered office:	2ND FLOOR TITCHFIELD HOUSE 69/85 TABERNACLE STREET
Town:	EC2A 4RR LONDRA
Country:	GRAN BRETAGNA
First application:	1085619 of 14/11/2001
Registration no.:	1197
Foreign exchange services where these are connected to the provision of investment services (Application 1085619 of 14/11/2001) Investment advice (Application 1085619 of 14/11/2001) Execution of orders on behalf of clients (Application 1085619 of 14/11/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1085619 of 14/11/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHENAVARI CREDIT PARTNERS LLP
Registered office:	11-13 KNIGHTSBRIDGE
Town:	SW1X 7LY LONDRA
Country:	GRAN BRETAGNA
First application:	8076855 of 12/08/2008
Registration no.:	2389
Foreign exchange services where these are connected to the provision of investment services (Application 8076855 of 12/08/2008) Investment advice (Application 8076855 of 12/08/2008) Execution of orders on behalf of clients (Application 8076855 of 12/08/2008) Portfolio management (Application 8076855 of 12/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8076855 of 12/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHENAVARI FINANCIAL ADVISORS LTD
Registered office:	11 KNIGHTSBRIDGE
Town:	SW1X 7LY LONDRA
Country:	GRAN BRETAGNA
First application:	9034934 of 20/04/2009
Registration no.:	2576
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9034934 of 20/04/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9034934 of 20/04/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9034934 of 20/04/2009) Placing of financial instruments without a firm commitment basis (Application 9034934 of 20/04/2009) Investment advice (Application 9034934 of 20/04/2009) Execution of orders on behalf of clients (Application 9034934 of 20/04/2009) Dealing on own account (Application 9034934 of 20/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9034934 of 20/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHESTERTON HOUSE FINANCIAL PLANNING LTD
Registered office:	2 RECTORY PLACE LEICESTERSHIRE
Town:	LE11 1UW LOUGHBOROUGH
Country:	GRAN BRETAGNA
First application:	7099153 of 07/11/2007
Registration no.:	1978
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7099153 of 07/11/2007) Services related to underwriting (Application 7099153 of 07/11/2007) Investment advice (Application 7099153 of 07/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099153 of 07/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHEVIOT ASSET MANAGEMENT LTD
Registered office:	DEVONSHIRE HOUSE, 146 BISHOPSGATE
Town:	EC2M 4JX LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	66
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHEYNE CAPITAL MANAGEMENT (UK) LLP
Registered office:	STORNOWAY HOUSE 13 CLEVELAND ROW
Town:	SW1A 1DH LONDRA
Country:	GRAN BRETAGNA
First application:	7001344 of 08/01/2007
Registration no.:	1748
Foreign exchange services where these are connected to the provision of investment services (Application 7001344 of 08/01/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7001344 of 08/01/2007) Placing of financial instruments without a firm commitment basis (Application 7001344 of 08/01/2007) Execution of orders on behalf of clients (Application 7001344 of 08/01/2007) Portfolio management (Application 7001344 of 08/01/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7001344 of 08/01/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHIMERA PARTNERS LIMITED
Registered office:	3 MORE LONDON PLACE
Town:	SE1 2RE LONDRA
Country:	GRAN BRETAGNA
First application:	11101188 of 23/12/2011
Registration no.:	3326
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11101188 of 23/12/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11101188 of 23/12/2011) Services related to underwriting (Application 11101188 of 23/12/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11101188 of 23/12/2011) Investment advice (Application 11101188 of 23/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11101188 of 23/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHINA INTERNATIONAL CAPITAL CORPORATION (UK) LTD
Registered office:	125 OLD BROAD STREET
Town:	EC2N 2BQ LONDRA
Country:	GRAN BRETAGNA
First application:	10017151 of 02/03/2010
Registration no.:	2800
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10017151 of 02/03/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10017151 of 02/03/2010) Investment advice (Application 10017151 of 02/03/2010) Execution of orders on behalf of clients (Application 10017151 of 02/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10017151 of 02/03/2010) Services related to underwriting (Application 11096756 of 05/12/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11096756 of 05/12/2011) Placing of financial instruments without a firm commitment basis (Application 11096756 of 05/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHI-X EUROPE LIMITED
Registered office:	26th Floor 25 Canada Square
Town:	E14 5LB LONDRA
Country:	GRAN BRETAGNA
First application:	6067355 of 07/08/2006
Registration no.:	1689
Execution of orders on behalf of clients (Application 6067355 of 07/08/2006) Dealing on own account (Application 6067355 of 07/08/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6067355 of 07/08/2006) Operation of Multilateral Trading Facilities (Application 7094148 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHRISTCHURCH INVESTMENT MANAGEMENT LTD
Registered office:	4th Floor 42 MOORGATE
Town:	EC2R 6EL LONDRA
Country:	GRAN BRETAGNA
First application:	7094196 of 01/11/2007
Registration no.:	1898
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7094196 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7094196 of 01/11/2007) Investment advice (Application 7094196 of 01/11/2007) Execution of orders on behalf of clients (Application 7094196 of 01/11/2007) Portfolio management (Application 7094196 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7094196 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHRISTOFFERSON ROBB & COMPANY (UK) LLP
Registered office:	28 Queen Anne's Gate
Town:	SW1H 9BU LONDRA
Country:	GRAN BRETAGNA
First application:	6078879 of 04/10/2006
Registration no.:	1710
Investment advice (Application 6078879 of 04/10/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6078879 of 04/10/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CHRYSTAL CAPITAL PARTNERS LLP
Registered office:	35 NEW BROAD SREET
Town:	EC2M 1NH LONDRA
Country:	GRAN BRETAGNA
First application:	10054338 of 15/06/2010
Registration no.:	2882
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10054338 of 15/06/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10054338 of 15/06/2010) Placing of financial instruments without a firm commitment basis (Application 10054338 of 15/06/2010) Investment advice (Application 10054338 of 15/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10054338 of 15/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CIMB SECURITIES (UK) LTD
Registered office:	27 KINGHTSBRIDGE
Town:	SW1X 7YB LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	126
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CIRCLE CAPITAL PARTNERS LLP
Registered office:	2 BURLINGTON PLACE
Town:	W1S 2HP LONDRA
Country:	GRAN BRETAGNA
First application:	10098654 of 01/12/2010
Registration no.:	3038
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10098654 of 01/12/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10098654 of 01/12/2010) Investment advice (Application 10098654 of 01/12/2010) Execution of orders on behalf of clients (Application 10098654 of 01/12/2010) Portfolio management (Application 10098654 of 01/12/2010) Dealing on own account (Application 10098654 of 01/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10098654 of 01/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CIRCLE FINANCIAL SERVICES LTD
Registered office:	118 HOLYHEAD ROAD, WEST MIDLANDS
Town:	CV1 3LY COVENTRY
Country:	GRAN BRETAGNA
First application:	8073968 of 04/08/2008
Registration no.:	2384
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8073968 of 04/08/2008) Investment advice (Application 8073968 of 04/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8073968 of 04/08/2008) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8076862 of 12/08/2008) Placing of financial instruments without a firm commitment basis (Application 8076862 of 12/08/2008) Execution of orders on behalf of clients (Application 8076862 of 12/08/2008) Portfolio management (Application 8076862 of 12/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITADEL EUROPE LLP
Registered office:	120 LONDON WALL
Town:	EC2Y 5ET LONDRA
Country:	GRAN BRETAGNA
First application:	9046009 of 15/05/2009
Registration no.:	2594
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9046009 of 15/05/2009) Investment advice (Application 9046009 of 15/05/2009) Execution of orders on behalf of clients (Application 9046009 of 15/05/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9046009 of 15/05/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITADEL SECURITIES (EUROPE) LTD
Registered office:	120 LONDON WALL
Town:	EC2Y 5ET LONDRA
Country:	GRAN BRETAGNA
First application:	6042979 of 16/05/2006
Registration no.:	1651
Execution of orders on behalf of clients (Application 6042979 of 16/05/2006) Dealing on own account (Application 6042979 of 16/05/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITI CAPITAL ADVISORS LTD
Registered office:	43-45 PORTMAN SQUARE
Town:	W1H 6LY LONDRA
Country:	GRAN BRETAGNA
First application:	11052232 of 09/06/2011
Registration no.:	3165
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11052232 of 09/06/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11052232 of 09/06/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11052232 of 09/06/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11052232 of 09/06/2011) Placing of financial instruments without a firm commitment basis (Application 11052232 of 09/06/2011) Investment advice (Application 11052232 of 09/06/2011) Execution of orders on behalf of clients (Application 11052232 of 09/06/2011) Portfolio management (Application 11052232 of 09/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11052232 of 09/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITIGROUP GLOBAL MARKETS LIMITED
Registered office:	CITIGROUP CENTRE CANADA SQUARE CANARY WHARF
Town:	E14 5LB LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	277
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96059817 of 15/07/1996) Portfolio management (Application 96059817 of 15/07/1996) Dealing on own account (Registration resolution 15207 of 02/11/2005) Execution of orders on behalf of clients (Registration resolution 15207 of 02/11/2005) Reception and transmission of orders (Registration resolution 15207 of 02/11/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7093061 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7093061 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITIGROUP GLOBAL MARKETS U.K. EQUITY LTD
Registered office:	33 CANADA SQUARE
Town:	E14 5LB LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	278
Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96059817 of 15/07/1996) Services related to underwriting (Application 96059817 of 15/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96059817 of 15/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996) Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY & TRUST FINANCE LTD
Registered office:	16 COURT FARM BUSINESS CENTRE BRANTHAM
Town:	CO11 1PW ESSEX
Country:	GRAN BRETAGNA
First application:	7098337 of 05/11/2007
Registration no.:	1943
Investment advice (Application 7098337 of 05/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098337 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY ASSET MANAGEMENT PLC
Registered office:	CITY CLOISTER, 196 OLD STREET
Town:	EC1V 9FR LONDRA
Country:	GRAN BRETAGNA
First application:	8015601 of 21/02/2008
Registration no.:	2227
Investment advice (Application 8015601 of 21/02/2008) Execution of orders on behalf of clients (Application 8015601 of 21/02/2008) Portfolio management (Application 8015601 of 21/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY CREDIT CAPITAL (UK) LIMITED
Registered office:	155 BISHOPSGATE ,
Town:	EC2M 3TQ LONDRA
Country:	GRAN BRETAGNA
First application:	4103732 of 15/12/2004
Registration no.:	1501
Execution of orders on behalf of clients (Application 4103732 of 15/12/2004) Dealing on own account (Application 4103732 of 15/12/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4103732 of 15/12/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY EQUITIES LIMITED
Registered office:	OCEAN HOUSE LITTLE TRINITY LANE
Town:	EC4V 2DL LONDRA
Country:	GRAN BRETAGNA
First application:	2011157 of 19/02/2002
Registration no.:	1236
Investment advice (Application 2011157 of 19/02/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2011157 of 19/02/2002) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY FUND MANAGEMENT LIMITED
Registered office:	POUNTNEY HILL HOUSE - 6 LAURENCE POUNTNEY HILL
Town:	EC4R OBL LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	488
Portfolio management (Application 96059817 of 15/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 6054058 of 21/06/2006) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12005754 of 25/01/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12005754 of 25/01/2012) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12005754 of 25/01/2012) Investment advice (Application 12005754 of 25/01/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CITY INDEX LTD
Registered office:	MOORGATE HALL 155 MOORGATE
Town:	EC2M 6XB LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	72
Dealing on own account (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 5070474 of 25/10/2005) Foreign exchange services where these are connected to the provision of investment services (Application 7093068 of 17/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7093068 of 17/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLARGES CAPITAL LTD
Registered office:	45 CLARGES STREET
Town:	W1J 7EP LONDRA
Country:	GRAN BRETAGNA
First application:	8058269 of 18/06/2008
Registration no.:	2331
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8058269 of 18/06/2008) Investment advice (Application 8058269 of 18/06/2008) Execution of orders on behalf of clients (Application 8058269 of 18/06/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8058269 of 18/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLARIDEN LEU (EUROPE) LTD
Registered office:	1st FLOOR 27 KNIGHTSBRIDGE
Town:	SW1X 7LY LONDRA
Country:	GRAN BRETAGNA
First application:	66017 of 07/09/2000
Registration no.:	1044
Investment advice (Application 66017 of 07/09/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 66017 of 07/09/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLARKSON INVESTMENT SERVICES LTD
Registered office:	3 LOWER THAMES STREET
Town:	EC3R 6HE LONDRA
Country:	GRAN BRETAGNA
First application:	8090661 of 01/10/2008
Registration no.:	2429
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8090661 of 01/10/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8090661 of 01/10/2008) Services related to underwriting (Application 8090661 of 01/10/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8090661 of 01/10/2008) Investment advice (Application 8090661 of 01/10/2008) Execution of orders on behalf of clients (Application 8090661 of 01/10/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8090661 of 01/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLARKSON SECURITIES LTD
Registered office:	3 LOWER THAMES STREET
Town:	EC3R 6HE LONDRA
Country:	GRAN BRETAGNA
First application:	8045856 of 15/05/2008
Registration no.:	2310
Investment advice (Application 8045856 of 15/05/2008) Execution of orders on behalf of clients (Application 8045856 of 15/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8045856 of 15/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLAY ROGERS AND PARTNERS LTD
Registered office:	44-45 WATER STREET , WEST MIDLANDS
Town:	B3 1HP BIRMINGHAM
Country:	GRAN BRETAGNA
First application:	8077119 of 13/08/2008
Registration no.:	2392
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8077119 of 13/08/2008) Investment advice (Application 8077119 of 13/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLEAN POWER CAPITAL LTD
Registered office:	28 QUEEN ANNES GATE
Town:	SW1H 9AB LONDRA
Country:	GRAN BRETAGNA
First application:	11000230 of 03/01/2011
Registration no.:	3055
Investment advice (Application 11000230 of 03/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11000230 of 03/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLICKOPTIONS S.A.
Registered office:	17, COURS VALMY
Town:	92987 PARIGI
Country:	FRANCIA
First application:	1044593 of 05/06/2001
Registration no.:	1132
Execution of orders on behalf of clients (Application 1044593 of 05/06/2001) Dealing on own account (Application 1044593 of 05/06/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1044593 of 05/06/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLIMATE CHANGE CAPITAL LTD
Registered office:	3 MORE LONDON RIVERSIDE
Town:	SE1 2AQ LONDRA
Country:	GRAN BRETAGNA
First application:	8060037 of 24/06/2008
Registration no.:	2336
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8060037 of 24/06/2008) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8060037 of 24/06/2008) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8060037 of 24/06/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8060037 of 24/06/2008) Services related to underwriting (Application 8060037 of 24/06/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8060037 of 24/06/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8060037 of 24/06/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8060037 of 24/06/2008) Placing of financial instruments without a firm commitment basis (Application 8060037 of 24/06/2008) Investment advice (Application 8060037 of 24/06/2008) Execution of orders on behalf of clients (Application 8060037 of 24/06/2008) Portfolio management (Application 8060037 of 24/06/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8060037 of 24/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLIPPERTON FINANCE LTD
Registered office:	15 STRATTON STREET
Town:	W1J 8LQ LONDRA
Country:	GRAN BRETAGNA
First application:	12039439 of 11/05/2012
Registration no.:	3418
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12039439 of 11/05/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12039439 of 11/05/2012) Investment advice (Application 12039439 of 11/05/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12039439 of 11/05/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLOSE ASSET MANAGEMENT LTD
Registered office:	10 EXCHANGE SQUARE - PRIMROSE STREET
Town:	EC2A 2BY LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	881
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996) Services related to underwriting (Application 96056590 of 01/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96056590 of 01/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96056590 of 01/07/1996) Placing of financial instruments without a firm commitment basis (Application 96056590 of 01/07/1996) Investment advice (Application 96056590 of 01/07/1996) Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Portfolio management (Application 96056590 of 01/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96056590 of 01/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLSA (UK)
Registered office:	12th FLOOR MOOR HOUSE 120
Town:	EC2Y 5ET LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	82
Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CLUBB CAPITAL LIMITED
Registered office:	4TH FLOOR, 17 WATERLOO PLACE
Town:	SW1Y 4AR LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	79
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CMC MARKETS UK PLC
Registered office:	133 HOUNDSDITCH
Town:	EC3A 7BX LONDRA
Country:	GRAN BRETAGNA
First application:	4078898 of 03/09/2004
Registration no.:	1470
Foreign exchange services where these are connected to the provision of investment services (Application 4078898 of 03/09/2004) Dealing on own account (Application 4078898 of 03/09/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7089627 of 01/11/2007) Execution of orders on behalf of clients (Application 11084604 of 14/10/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11084604 of 14/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CMC SPREADBET PLC
Registered office:	133 HOUNDSDITCH
Town:	EC3A7BX LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	74
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Dealing on own account (Application 7107490 of 06/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CM-CIC SECURITIES
Registered office:	6 AVENUE DE PROVENCE
Town:	75006 PARIGI
Country:	FRANCIA
First application:	2058186 of 22/08/2002
Registration no.:	1306
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 2058186 of 22/08/2002) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 2058186 of 22/08/2002) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2058186 of 22/08/2002) Services related to underwriting (Application 2058186 of 22/08/2002) Foreign exchange services where these are connected to the provision of investment services (Application 2058186 of 22/08/2002) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 2058186 of 22/08/2002) Placing of financial instruments without a firm commitment basis (Application 2058186 of 22/08/2002) Execution of orders on behalf of clients (Application 2058186 of 22/08/2002) Dealing on own account (Application 2058186 of 22/08/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2058186 of 22/08/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CME MARKETING EUROPE LTD
Registered office:	33 CANNON STREET
Town:	EC4M 5SB LONDRA
Country:	GRAN BRETAGNA
First application:	5050851 of 19/07/2005
Registration no.:	1568
Reception and transmission of orders in relation to one or more financial instruments (Application 5050851 of 19/07/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CMFP LTD
Registered office:	21 PARK LANE WILTSHIRE
Town:	SN15 1LT CHIPPENHAM
Country:	GRAN BRETAGNA
First application:	8043202 of 08/05/2008
Registration no.:	2307
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8043202 of 08/05/2008) Investment advice (Application 8043202 of 08/05/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8043202 of 08/05/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COBRA FINANCIAL SERVICES LTD
Registered office:	2-6 SYDENHAM ROAD, CROYDON
Town:	CRO 9XE SURREY
Country:	GRAN BRETAGNA
First application:	8012928 of 12/02/2008
Registration no.:	2211
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8012928 of 12/02/2008) Investment advice (Application 8012928 of 12/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8012928 of 12/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COGENT PARTNERS EUROPE LLP
Registered office:	New Broad Street House 35 New Broad Street
Town:	EC2M 1NH LONDRA
Country:	GRAN BRETAGNA
First application:	6064063 of 28/07/2006
Registration no.:	1680
Investment advice (Application 6064063 of 28/07/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6064063 of 28/07/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COHEN & STEERS EUROPE S.A.
Registered office:	CHAUSSEE DE LA HULPE 166
Town:	B 1170 BRUXELLES
Country:	BELGIO
First application:	1020022 of 19/03/2001
Registration no.:	1107
Portfolio management (Application 1020022 of 19/03/2001) Placing of financial instruments without a firm commitment basis (Application 8112788 of 18/12/2008) Investment advice (Application 8112788 of 18/12/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8112788 of 18/12/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLLABRIUM INVESTMENT ADVISORS LLP
Registered office:	1 BERKELEY STREET
Town:	W1J 8DJ LONDRA
Country:	GRAN BRETAGNA
First application:	11043345 of 16/05/2011
Registration no.:	3152
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11043345 of 16/05/2011) Investment advice (Application 11043345 of 16/05/2011) Execution of orders on behalf of clients (Application 11043345 of 16/05/2011) Portfolio management (Application 11043345 of 16/05/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11043345 of 16/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLLER CAPITAL LTD
Registered office:	33 CAVENDISH SQUARE
Town:	W1G 0TT LONDRA
Country:	GRAN BRETAGNA
First application:	8003415 of 15/01/2008
Registration no.:	2171
Investment advice (Application 8003415 of 15/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8003415 of 15/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLLINS SARRI STATHAM INVESTMENTS LTD
Registered office:	4 ROYAL MINT COURT
Town:	EC3N 4HJ LONDRA
Country:	GRAN BRETAGNA
First application:	9003760 of 15/01/2009
Registration no.:	2508
Investment advice (Application 9003760 of 15/01/2009) Execution of orders on behalf of clients (Application 9003760 of 15/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9003760 of 15/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLLINS STEWART INVESTMENT MANAGEMENT LTD
Registered office:	88 WOOD STREET
Town:	EC2V 7QR LONDRA
Country:	GRAN BRETAGNA
First application:	11072712 of 22/08/2011
Registration no.:	3234
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11072712 of 22/08/2011) Investment advice (Application 11072712 of 22/08/2011) Portfolio management (Application 11072712 of 22/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11072712 of 22/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLLINS STEWART 360 LTD
Registered office:	88 WOOD STREET
Town:	EC2V 7QR LONDRA
Country:	GRAN BRETAGNA
First application:	11072711 of 22/08/2011
Registration no.:	3235
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11072711 of 22/08/2011) Investment advice (Application 11072711 of 22/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11072711 of 22/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLMEX PRO LTD
Registered office:	28 OCTOBER STREET
Town:	3105 LIMASSOL
Country:	CIPRO
First application:	11021221 of 23/03/2011
Registration no.:	3115
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11021221 of 23/03/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11021221 of 23/03/2011) Execution of orders on behalf of clients (Application 11021221 of 23/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11021221 of 23/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COLOMA WEALTH MANAGEMENT LLP
Registered office:	33 THROGMORTON STREET
Town:	EC2N 2BR LONDRA
Country:	GRAN BRETAGNA
First application:	12007588 of 31/01/2012
Registration no.:	3334
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12007588 of 31/01/2012) Investment advice (Application 12007588 of 31/01/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12007588 of 31/01/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COMMONWEALTH CAPITAL MANAGEMENT LLP
Registered office:	31 ST JAMES'S PLACE
Town:	SW1A 1NR LONDRA
Country:	GRAN BRETAGNA
First application:	11059583 of 01/07/2011
Registration no.:	3190
Reception and transmission of orders in relation to one or more financial instruments (Application 11059583 of 01/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COMPAGNIE FINANCIERE & BOURSIERE LUXEMBOURGEOISE S.A.
Registered office:	16, RUE D' EPERNAY
Town:	1490 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	5007490 of 04/02/2005
Registration no.:	1512
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5007490 of 04/02/2005) Investment advice (Application 5007490 of 04/02/2005) Execution of orders on behalf of clients (Application 5007490 of 04/02/2005) Portfolio management (Application 5007490 of 04/02/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5007490 of 04/02/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COMPAGNIE FINANCIERE JACQUES COEUR
Registered office:	9 RUE JACQUES COEUR
Town:	75004 PARIGI
Country:	FRANCIA
First application:	11021222 of 23/03/2011
Registration no.:	3117
Placing of financial instruments without a firm commitment basis (Application 11021222 of 23/03/2011) Investment advice (Application 11021222 of 23/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COMPASS ADVISERS LIMITED
Registered office:	3rd FLOOR 4 GROSVENOR PLACE
Town:	SW1X 7HJ LONDRA
Country:	GRAN BRETAGNA
First application:	3013617 of 03/03/2003
Registration no.:	1345
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3013617 of 03/03/2003) Investment advice (Application 3013617 of 03/03/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3013617 of 03/03/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COMPUTERSHARE INVESTOR SERVICES PLC
Registered office:	THE PAVILIONS BRIDGEWATER ROAD
Town:	BS99 7NH BRISTOL
Country:	GRAN BRETAGNA
First application:	3025630 of 23/04/2003
Registration no.:	1363
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 3025630 of 23/04/2003) Foreign exchange services where these are connected to the provision of investment services (Application 3025630 of 23/04/2003) Execution of orders on behalf of clients (Application 3025630 of 23/04/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3025630 of 23/04/2003) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7087932 of 02/10/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7087932 of 02/10/2007) Execution of orders on behalf of clients (Application 7087932 of 02/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7087932 of 02/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONDUIT CAPITAL MARKETS LTD
Registered office:	BESSBOROUGH HOUSE 17CAVENDISH SQUARE
Town:	W1G 0PH LONDRA
Country:	GRAN BRETAGNA
First application:	7067379 of 20/07/2007
Registration no.:	1820
Investment advice (Application 7067379 of 20/07/2007) Execution of orders on behalf of clients (Application 7067379 of 20/07/2007) Dealing on own account (Application 7067379 of 20/07/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7067379 of 20/07/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONNING ASSET MANAGEMENT (EUROPE) LIMITED
Registered office:	54 FITZWILLIAM SQUARE
Town:	2 DUBLINO
Country:	IRLANDA
First application:	1046822 of 12/06/2001
Registration no.:	1130
Portfolio management (Application 1046822 of 12/06/2001) Foreign exchange services where these are connected to the provision of investment services (Application 2049753 of 17/07/2002) Investment advice (Application 2049753 of 17/07/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2049753 of 17/07/2002) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 2063440 of 26/09/2002) Placing of financial instruments without a firm commitment basis (Application 2063440 of 26/09/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONNING ASSET MANAGEMENT LIMITED
Registered office:	55 KING WILLIAM STREET
Town:	EC4R 9AD LONDRA
Country:	GRAN BRETAGNA
First application:	10102674 of 17/12/2010
Registration no.:	3040
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10102674 of 17/12/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102674 of 17/12/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10102674 of 17/12/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10102674 of 17/12/2010) Investment advice (Application 10102674 of 17/12/2010) Execution of orders on behalf of clients (Application 10102674 of 17/12/2010) Portfolio management (Application 10102674 of 17/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10102674 of 17/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONSERO CAPITAL LLP
Registered office:	1 VINE STREET
Town:	W1J OAH LONDRA
Country:	GRAN BRETAGNA
First application:	12009881 of 09/02/2012
Registration no.:	3355
Reception and transmission of orders in relation to one or more financial instruments (Application 12009881 of 09/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONSULTA LTD
Registered office:	20 St JAMES' S STREET
Town:	SW1A 1ES LONDRA
Country:	GRAN BRETAGNA
First application:	7090483 of 01/11/2007
Registration no.:	1891
Investment advice (Application 7090483 of 01/11/2007) Execution of orders on behalf of clients (Application 7090483 of 01/11/2007) Portfolio management (Application 7090483 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7090483 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONTINENTAL CAPITAL PARTNERS LIMITED
Registered office:	8 WILFRED STREET
Town:	SW1E 6PL LONDRA
Country:	GRAN BRETAGNA
First application:	1025759 of 09/04/2001
Registration no.:	1113
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1025759 of 09/04/2001) Investment advice (Application 1025759 of 09/04/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1025759 of 09/04/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CONTINUOS CHANGE CHARTS LTD
Registered office:	1 MONMOUTH AVENUE
Town:	E18 1NU LONDRA
Country:	GRAN BRETAGNA
First application:	9052643 of 04/06/2009
Registration no.:	2606
Investment advice (Application 9052643 of 04/06/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9052643 of 04/06/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COOPER PARRY WEALTH STRATEGIES LIMITED
Registered office:	14 PARK ROW, NOTTINGHAMPTONSHIRE
Town:	NG1 6GR NOTTINGHAM
Country:	GRAN BRETAGNA
First application:	8073233 of 01/08/2008
Registration no.:	2379
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8073233 of 01/08/2008) Investment advice (Application 8073233 of 01/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8073233 of 01/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CORBETT KEELING LTD
Registered office:	13 St. SWITHIN' S LANE
Town:	EC4N 8AL LONDRA
Country:	GRAN BRETAGNA
First application:	7091009 of 01/11/2007
Registration no.:	1910
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7091009 of 01/11/2007) Investment advice (Application 7091009 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7091009 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CORDEA SAVILLS INVESTMENT MANAGEMENT LIMITED
Registered office:	57 BERKELEY SQUARE
Town:	W1J 6ER LONDRA
Country:	GRAN BRETAGNA
First application:	4096563 of 09/11/2004
Registration no.:	1489
Investment advice (Application 4096563 of 09/11/2004) Portfolio management (Application 4096563 of 09/11/2004) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5033386 of 10/05/2005) Placing of financial instruments without a firm commitment basis (Application 5033386 of 10/05/2005) Execution of orders on behalf of clients (Application 5033386 of 10/05/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5033386 of 10/05/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CORPORATE FX + LTD
Registered office:	62 CORNHILL
Town:	EC3V 3NH LONDRA
Country:	GRAN BRETAGNA
First application:	11059584 of 01/07/2011
Registration no.:	3192
Investment advice (Application 11059584 of 01/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11059584 of 01/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CORSAIR CAPITAL LLP
Registered office:	53 DAVIES STREET
Town:	W1K 5 JH LONDRA
Country:	GRAN BRETAGNA
First application:	10028010 of 29/03/2010
Registration no.:	2821
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10028010 of 29/03/2010) Investment advice (Application 10028010 of 29/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10028010 of 29/03/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CORVEN CORPORATE FINANCE LIMITED
Registered office:	30 HAYMARKET
Town:	SW1Y 4EX LONDRA
Country:	GRAN BRETAGNA
First application:	12011165 of 16/02/2012
Registration no.:	3350
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12011165 of 16/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011165 of 16/02/2012) Investment advice (Application 12011165 of 16/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011165 of 16/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COULTAS & CO LIMITED
Registered office:	8 BRANDRETH ROAD
Town:	SW17 8ER LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	78
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96059817 of 15/07/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COURTIERS INVESTMENT SERVICES LTD
Registered office:	18A HART STREET
Town:	RG9 2AU HENLEY ON THAMES
Country:	GRAN BRETAGNA
First application:	7099156 of 07/11/2007
Registration no.:	1981
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7099156 of 07/11/2007) Investment advice (Application 7099156 of 07/11/2007) Portfolio management (Application 7099156 of 07/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COVENTRY CAPITAL LTD
Registered office:	52 CHARLES STREET
Town:	W1J 5EU LONDRA
Country:	GRAN BRETAGNA
First application:	9069408 of 24/07/2009
Registration no.:	2641
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9069408 of 24/07/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9069408 of 24/07/2009) Investment advice (Application 9069408 of 24/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9069408 of 24/07/2009) Placing of financial instruments without a firm commitment basis (Application 10072612 of 26/08/2010) Execution of orders on behalf of clients (Application 10072612 of 26/08/2010) Portfolio management (Application 10072612 of 26/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	COWEN INTERNATIONAL LTD
Registered office:	11th Floor 1 Snowden Street
Town:	EC2A 2DQ LONDRA
Country:	GRAN BRETAGNA
First application:	6054293 of 22/06/2006
Registration no.:	1668
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6054293 of 22/06/2006) Services related to underwriting (Application 6054293 of 22/06/2006) Foreign exchange services where these are connected to the provision of investment services (Application 6054293 of 22/06/2006) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6054293 of 22/06/2006) Placing of financial instruments without a firm commitment basis (Application 6054293 of 22/06/2006) Investment advice (Application 6054293 of 22/06/2006) Execution of orders on behalf of clients (Application 6054293 of 22/06/2006) Dealing on own account (Application 6054293 of 22/06/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6054293 of 22/06/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CPE (UK) LTD
Registered office:	4-19 BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	5058269 of 22/08/2005
Registration no.:	1573
Investment advice (Application 5058269 of 22/08/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5058269 of 22/08/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CQS (UK) LLP
Registered office:	33 GROSVENOR PLACE
Town:	SW1X 7HY LONDRA
Country:	GRAN BRETAGNA
First application:	10054174 of 14/06/2010
Registration no.:	2880
Investment advice (Application 10054174 of 14/06/2010) Execution of orders on behalf of clients (Application 10054174 of 14/06/2010) Portfolio management (Application 10054174 of 14/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10054174 of 14/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	C-QUADRAT ASSET MANAGEMENT CONSULTING AG
Registered office:	ROSENBURSENSTRASSE 2
Town:	1010 VIENNA
Country:	AUSTRIA
First application:	1078267 of 16/10/2001
Registration no.:	1189
Investment advice (Application 1078267 of 16/10/2001) Portfolio management (Application 1078267 of 16/10/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1078267 of 16/10/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	C-QUADRAT INVESTMENTANALYSE & VERMOGENSBERATUNG AG
Registered office:	ROSENBURSENSTRASSE 2
Town:	1010 VIENNA
Country:	AUSTRIA
First application:	1078182 of 16/10/2001
Registration no.:	1188
Investment advice (Application 1078182 of 16/10/2001) Portfolio management (Application 1078182 of 16/10/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1078182 of 16/10/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CR PROPERTY ADVISESRS LLP
Registered office:	15-17 KING STREET
Town:	SW1Y 6QU LONDRA
Country:	GRAN BRETAGNA
First application:	9094877 of 10/11/2009
Registration no.:	2714
Investment advice (Application 9094877 of 10/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CRANBOURNE FINANCIAL LLP
Registered office:	18 WALSWORTH ROAD , HITCHIN
Town:	SG49SP HERTFORDSHIRE
Country:	GRAN BRETAGNA
First application:	8076463 of 11/08/2008
Registration no.:	2386
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8076463 of 11/08/2008) Investment advice (Application 8076463 of 11/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8076463 of 11/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE CHEUVREUX INTERNATIONAL LTD
Registered office:	12th FLOOR MOOR HOUSE 120 LONDON WALL
Town:	EC2Y 5ET LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	159
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996) Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8012981 of 12/02/2008) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8012981 of 12/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE CHEUVREUX SA
Registered office:	9 QUAI DU PRESIDENT PAUL DOUMER
Town:	92920 PARIGI
Country:	FRANCIA
First application:	97086091 of 17/12/1997
Registration no.:	666
Dealing on own account (Application 97086091 of 17/12/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97086091 of 17/12/1997) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 99033200 of 29/04/1999) Services related to underwriting (Application 99033200 of 29/04/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99033200 of 29/04/1999) Placing of financial instruments without a firm commitment basis (Application 99033200 of 29/04/1999) Investment advice (Application 99033200 of 29/04/1999) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 2041024 of 07/06/2002) Execution of orders on behalf of clients (Application 2041024 of 07/06/2002) Foreign exchange services where these are connected to the provision of investment services (Application 9029014 of 31/03/2009) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11007851 of 02/02/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11007851 of 02/02/2011) Portfolio management (Application 11007851 of 02/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE CHEVREUX ESPANA SOCIEDAD DE VALORES S.A.
Registered office:	PASEO DE LA CASTELLANA, 1
Town:	28046 MADRID
Country:	SPAGNA
First application:	2029861 of 30/04/2002
Registration no.:	1269
Investment advice (Application 2029861 of 30/04/2002) Execution of orders on behalf of clients (Application 2029861 of 30/04/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2029861 of 30/04/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE FAMILY OFFICE IBERIA
Registered office:	31-33 AVENUE PASTEUR
Town:	L-2311 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	9013867 of 11/02/2009
Registration no.:	2531
Investment advice (Application 9013867 of 11/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9013867 of 11/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE INDOSUEZ CHEUVREUX NORDIC AB
Registered office:	REGERINGSGATAN 38 - P.O. BOX 7585
Town:	S-103 93 STOCCOLMA
Country:	SVEZIA
First application:	2017335 of 15/03/2002
Registration no.:	1247
Investment advice (Application 2017335 of 15/03/2002) Execution of orders on behalf of clients (Application 2017335 of 15/03/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2017335 of 15/03/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT AGRICOLE LUXEMBOURG CONSEIL
Registered office:	3 AVENUE PASTEUR
Town:	L-2311 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	8073841 of 04/08/2008
Registration no.:	2393
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8073841 of 04/08/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8073841 of 04/08/2008) Investment advice (Application 8073841 of 04/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT SUISSE ASSET MANAGEMENT LIMITED
Registered office:	1 CABOT SQUARE
Town:	E14 4QJ LONDRA
Country:	GRAN BRETAGNA
First application:	96056590 of 01/07/1996
Registration no.:	853
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996) Services related to underwriting (Application 96056590 of 01/07/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96056590 of 01/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96056590 of 01/07/1996) Placing of financial instruments without a firm commitment basis (Application 96056590 of 01/07/1996) Investment advice (Application 96056590 of 01/07/1996) Execution of orders on behalf of clients (Application 96056590 of 01/07/1996) Portfolio management (Application 96056590 of 01/07/1996) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7093813 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7093813 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDIT SUISSE SECURITIES (EUROPE) LIMITED
Registered office:	ONE CABOT SQUARE
Town:	E14 4QJ LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	88
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996) Portfolio management (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7097600 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7097600 of 01/11/2007) Operation of Multilateral Trading Facilities (Application 7097600 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CREDITEX BROKERAGE LLP
Registered office:	65 ST. PAUL'S CHURCHYARD
Town:	EC4M 8AB LONDRA
Country:	GRAN BRETAGNA
First application:	6068113 of 08/08/2006
Registration no.:	1691
Reception and transmission of orders in relation to one or more financial instruments (Application 6068113 of 08/08/2006) Operation of Multilateral Trading Facilities (Application 7094654 of 01/11/2007) Execution of orders on behalf of clients (Application 9079497 of 04/09/2009) Dealing on own account (Application 9079497 of 04/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CRE'DITO AGRICOLA DEALER SOCIEDADE FINANCEIRA DE CORRETAGEM S.A.
Registered office:	AV. DE BERNA, 24 D/6
Town:	1050 LISBONA
Country:	PORTOGALLO
First application:	99081807 of 05/11/1999
Registration no.:	948
Execution of orders on behalf of clients (Application 99081807 of 05/11/1999) Dealing on own account (Application 99081807 of 05/11/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99081807 of 05/11/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CROSSBORDER CAPITAL LTD
Registered office:	2nd FLOOR, MARCOL HOUSE 289-293 REGENT STREET
Town:	W1B 2HJ LONDRA
Country:	GRAN BRETAGNA
First application:	99048228 of 17/06/1999
Registration no.:	799
Investment advice (Application 99048228 of 17/06/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99048228 of 17/06/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CROSSBRIDGE CAPITAL MERCHANT BANKING LLP
Registered office:	9 SOUTH STREET
Town:	W1K 2XA LONDRA
Country:	GRAN BRETAGNA
First application:	10063750 of 20/07/2010
Registration no.:	2921
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10063750 of 20/07/2010) Investment advice (Application 10063750 of 20/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10063750 of 20/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CROWE CLARK WHITEHILL LLP
Registered office:	10 SALISBURY SQUARE
Town:	EC4Y 8EH LONDRA
Country:	GRAN BRETAGNA
First application:	10063757 of 20/07/2010
Registration no.:	2913
Investment advice (Application 10063757 of 20/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10063757 of 20/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CRT INTERNATIONAL LLP
Registered office:	BERKELEY SQUARE HOUSE BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	9015944 of 19/02/2009
Registration no.:	2532
Investment advice (Application 9015944 of 19/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9015944 of 19/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CRYSTAL FINANCIAL
Registered office:	70 MYMMS DRIVE BROOKMANS PARK , HERTFORDSHIRE
Town:	AL9 7AD HATFIELD
Country:	GRAN BRETAGNA
First application:	8012320 of 11/02/2008
Registration no.:	2205
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8012320 of 11/02/2008) Investment advice (Application 8012320 of 11/02/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8012320 of 11/02/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CULROSS GLOBAL MANAGEMENT LIMITED
Registered office:	21-22 Grosvenor Street
Town:	W1K 4QJ LONDRA
Country:	GRAN BRETAGNA
First application:	6073548 of 12/09/2006
Registration no.:	1700
Foreign exchange services where these are connected to the provision of investment services (Application 6073548 of 12/09/2006) Investment advice (Application 6073548 of 12/09/2006) Portfolio management (Application 6073548 of 12/09/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CUMBERLAND PLACE FINANCIAL MANAGEMENT LLP
Registered office:	5th FLOOR, 36-38 WHITEFRIARS ST
Town:	EC4Y 8BQ LONDRA
Country:	GRAN BRETAGNA
First application:	7111959 of 27/12/2007
Registration no.:	2139
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7111959 of 27/12/2007) Investment advice (Application 7111959 of 27/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7111959 of 27/12/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8102504 of 10/11/2008) Placing of financial instruments without a firm commitment basis (Application 8102504 of 10/11/2008) Portfolio management (Application 8102504 of 10/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CURRENCIES DIRECT FINANCIAL MARKETS LTD
Registered office:	51 MOORGATE
Town:	EC2R 6BH LONDRA
Country:	GRAN BRETAGNA
First application:	9054336 of 10/06/2009
Registration no.:	2610
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9054336 of 10/06/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9054336 of 10/06/2009) Investment advice (Application 9054336 of 10/06/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9054336 of 10/06/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CURRENCY INSIGHT LTD
Registered office:	''SHANDON'', CEVENDISH ROAD, ST GEORGES HILLA
Town:	KT12 0JY SURREY
Country:	GRAN BRETAGNA
First application:	97000594 of 07/01/1997
Registration no.:	588
Foreign exchange services where these are connected to the provision of investment services (Application 97000594 of 07/01/1997) Investment advice (Application 97000594 of 07/01/1997) Portfolio management (Application 97000594 of 07/01/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97000594 of 07/01/1997) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CURRENSEE LIMITED
Registered office:	OAKCROFT COURT LISKEARD GARDENS
Town:	SE3 0PL LONDRA
Country:	GRAN BRETAGNA
First application:	10071780 of 20/08/2010
Registration no.:	2949
Reception and transmission of orders in relation to one or more financial instruments (Application 10071780 of 20/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CURZON CAPITAL LIMITED
Registered office:	34 CLARGES STREET
Town:	W1Y 7PL LONDRA
Country:	GRAN BRETAGNA
First application:	37627 of 18/05/2000
Registration no.:	1010
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 37627 of 18/05/2000) Investment advice (Application 37627 of 18/05/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 37627 of 18/05/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CUSHMAN & WAKEFIELD CORPORATE FINANCE LTD
Registered office:	43/45 PORTMAN SQUARE
Town:	W1A 3BG LONDRA
Country:	GRAN BRETAGNA
First application:	5000428 of 05/01/2005
Registration no.:	1508
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5000428 of 05/01/2005) Investment advice (Application 5000428 of 05/01/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5000428 of 05/01/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CUSHMAN & WAKEFIELD INVESTORS (FINANCE) LIMITED
Registered office:	43-45 Portman Square
Town:	W1A 3BG LONDRA
Country:	GRAN BRETAGNA
First application:	6073715 of 13/09/2006
Registration no.:	1701
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6073715 of 13/09/2006) Investment advice (Application 6073715 of 13/09/2006) Execution of orders on behalf of clients (Application 6073715 of 13/09/2006) Portfolio management (Application 6073715 of 13/09/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6073715 of 13/09/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Placing of financial instruments without a firm commitment basis (Application 11002242 of 13/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CUTFIELD FREEMAN &CO LTD
Registered office:	314-316 HARBOUR YARD
Town:	SW 100XD LONDRA
Country:	GRAN BRETAGNA
First application:	11073348 of 24/08/2011
Registration no.:	3238
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11073348 of 24/08/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11073348 of 24/08/2011) Investment advice (Application 11073348 of 24/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11073348 of 24/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CUTWATER ASSET MANAGEMENT UK LTD
Registered office:	1 GRATER ST HELENS'S
Town:	EC3A 6HX LONDRA
Country:	GRAN BRETAGNA
First application:	4100520 of 25/11/2004
Registration no.:	1496
Investment advice (Application 4100520 of 25/11/2004) Execution of orders on behalf of clients (Application 4100520 of 25/11/2004) Portfolio management (Application 4100520 of 25/11/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4100520 of 25/11/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CVC CAPITAL PARTNERS LIMITED
Registered office:	111 THE STRAND
Town:	WC2R0AG LONDRA
Country:	GRAN BRETAGNA
First application:	11068144 of 01/08/2011
Registration no.:	3217
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11068144 of 01/08/2011) Investment advice (Application 11068144 of 01/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11068144 of 01/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CVC CORDATUS INVESTMENT MANAGEMENT LTD
Registered office:	111 STRAND
Town:	EC2R 0AG LONDRA
Country:	GRAN BRETAGNA
First application:	11076871 of 09/09/2011
Registration no.:	3248
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11076871 of 09/09/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11076871 of 09/09/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11076871 of 09/09/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11076871 of 09/09/2011) Investment advice (Application 11076871 of 09/09/2011) Portfolio management (Application 11076871 of 09/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11076871 of 09/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CVC CORDATUS LTD
Registered office:	90 Long Acre
Town:	WC2E 9RZ LONDRA
Country:	GRAN BRETAGNA
First application:	6089414 of 08/11/2006
Registration no.:	1719
Investment advice (Application 6089414 of 08/11/2006) Execution of orders on behalf of clients (Application 6089414 of 08/11/2006) Portfolio management (Application 6089414 of 08/11/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6089414 of 08/11/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	C-VIEW LIMITED
Registered office:	63/65 NEW ROAD DIGSWELL
Town:	AL6 OAL HERTFORD
Country:	GRAN BRETAGNA
First application:	97000595 of 07/01/1997
Registration no.:	895
Investment advice (Application 97000595 of 07/01/1997) Portfolio management (Application 97000595 of 07/01/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97000595 of 07/01/1997) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	CYGNUS INVESTMENT MANAGEMENT LIMITED
Registered office:	8-10 GROSVENOR GARDENS
Town:	SW1W 0DH LONDRA
Country:	GRAN BRETAGNA
First application:	12011084 of 15/02/2012
Registration no.:	3351
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12011084 of 15/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011084 of 15/02/2012) Investment advice (Application 12011084 of 15/02/2012) Execution of orders on behalf of clients (Application 12011084 of 15/02/2012) Portfolio management (Application 12011084 of 15/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011084 of 15/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	D G PRYDE LTD
Registered office:	BRIDGENESS ROAD CARRIDEN BO' NESS
Town:	EH51 9SF WEST LOTHIAN
Country:	GRAN BRETAGNA
First application:	8086931 of 22/09/2008
Registration no.:	2421
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8086931 of 22/09/2008) Investment advice (Application 8086931 of 22/09/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8086931 of 22/09/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	D M STEVENSON & CO LTD
Registered office:	30 BONDS HILL COUNTY LONDONDERRY
Town:	BT47 6DP LONDONDERRY
Country:	GRAN BRETAGNA
First application:	8009544 of 31/01/2008
Registration no.:	2196
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8009544 of 31/01/2008) Investment advice (Application 8009544 of 31/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8009544 of 31/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAEWOO SECURITIES EUROPE LTD
Registered office:	4TH FLOOR, TOWER 42, 25 OLD BROAD STREET
Town:	EC2N 1HQ LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	91
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Dealing on own account (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAIWA ASSET MANAGEMENT (EUROPE) LTD
Registered office:	5 KING WILLIAM STREET
Town:	EC4N 7AX LONDRA
Country:	GRAN BRETAGNA
First application:	11083734 of 11/10/2011
Registration no.:	3279
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11083734 of 11/10/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11083734 of 11/10/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11083734 of 11/10/2011) Investment advice (Application 11083734 of 11/10/2011) Execution of orders on behalf of clients (Application 11083734 of 11/10/2011) Portfolio management (Application 11083734 of 11/10/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11083734 of 11/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAIWA CAPITAL MARKETS EUROPE LTD
Registered office:	5 KING WILLIAM STREET
Town:	EC4N 7AX LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	94
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996) Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 5021020 of 01/04/2005) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5021020 of 01/04/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAIWA CORPORATE ADVISORY LTD
Registered office:	10 CROWN PLACE
Town:	EC2A 4FT LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	73
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Services related to underwriting (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAIWA SB INVESTMENTS (UK) LTD
Registered office:	14 ST PAUL'S CHURCHYARD, CONDOR HOUSE
Town:	EC4M 8BD LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	352
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Portfolio management (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DALTON STRATEGIC PARTNERSHIP LLP
Registered office:	Third Floor Princes Court 7 Princess Street
Town:	EC2R 8AQ LONDRA
Country:	GRAN BRETAGNA
First application:	5021506 of 04/04/2005
Registration no.:	1534
Investment advice (Application 5021506 of 04/04/2005) Execution of orders on behalf of clients (Application 5021506 of 04/04/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5021506 of 04/04/2005) Foreign exchange services where these are connected to the provision of investment services (Application 6071322 of 29/08/2006) Portfolio management (Application 6071322 of 29/08/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DANIEL STEWART & COMPANY PLC
Registered office:	36 OLD JEWRY
Town:	EC2R 8DD LONDRA
Country:	GRAN BRETAGNA
First application:	10060102 of 05/07/2010
Registration no.:	2901
Foreign exchange services where these are connected to the provision of investment services (Application 10060102 of 05/07/2010) Investment advice (Application 10060102 of 05/07/2010) Execution of orders on behalf of clients (Application 10060102 of 05/07/2010) Dealing on own account (Application 10060102 of 05/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10060102 of 05/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DANSK PORTEFOLJE FONDSMAEGLERSELSKAB
Registered office:	NJPOSGADE 17,3, POSTBOX 418 V 1054
Town:	COPENAGHEN
Country:	DANIMARCA
First application:	97009851 of 13/01/1997
Registration no.:	595
Foreign exchange services where these are connected to the provision of investment services (Application 97009851 of 13/01/1997) Portfolio management (Application 97009851 of 13/01/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DARTMOOR CAITAL MANAGEMENT LTD
Registered office:	BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	10009914 of 04/02/2010
Registration no.:	2778
Investment advice (Application 10009914 of 04/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10009914 of 04/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAVENPORT FINANCIAL MANAGEMENT LTD
Registered office:	FILMER GROVE , GODALMING
Town:	GU7 3AB SURREY
Country:	GRAN BRETAGNA
First application:	8079249 of 25/08/2008
Registration no.:	2400
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8079249 of 25/08/2008) Investment advice (Application 8079249 of 25/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8079249 of 25/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAVID SMITH FINANCIAL SERVICES LLP
Registered office:	78 THE BROADWAY
Town:	IG10 3ST ESSEX
Country:	GRAN BRETAGNA
First application:	9084406 of 29/09/2009
Registration no.:	2684
Investment advice (Application 9084406 of 29/09/2009) Execution of orders on behalf of clients (Application 9084406 of 29/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAVY CORPORATE FINANCE
Registered office:	DAVY HOUSE, 49 DAWSON STREET 2
Town:	DUBLINO
Country:	IRLANDA
First application:	96060782 of 18/07/1996
Registration no.:	898
Placing of financial instruments without a firm commitment basis (Application 96060782 of 18/07/1996) Investment advice (Application 96060782 of 18/07/1996) Execution of orders on behalf of clients (Application 96060782 of 18/07/1996) Portfolio management (Application 96060782 of 18/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96060782 of 18/07/1996) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10068838 of 04/08/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10096885 of 24/11/2010) Services related to underwriting (Application 10096885 of 24/11/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DAWNAY DAY LANDER LIMITED
Registered office:	8-10 GROSVENOR GARDENS
Town:	SW1W 0BH LONDRA
Country:	GRAN BRETAGNA
First application:	21613 of 20/03/2000
Registration no.:	990
Portfolio management (Application 21613 of 20/03/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 21613 of 20/03/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DBJ EUROPE LTD
Registered office:	125 OLD BROAD STREET
Town:	EC2N 1AR LONDRA
Country:	GRAN BRETAGNA
First application:	10001639 of 12/01/2010
Registration no.:	2747
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10001639 of 12/01/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10001639 of 12/01/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10001639 of 12/01/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10001639 of 12/01/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10001639 of 12/01/2010) Placing of financial instruments without a firm commitment basis (Application 10001639 of 12/01/2010) Investment advice (Application 10001639 of 12/01/2010) Execution of orders on behalf of clients (Application 10001639 of 12/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10001639 of 12/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DBL ASSET MANAGEMENT LLP
Registered office:	14 KENNERSLEY LANE
Town:	SK9 5EQ WILMSLOW
Country:	GRAN BRETAGNA
First application:	7106679 of 04/12/2007
Registration no.:	2064
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7106679 of 04/12/2007) Investment advice (Application 7106679 of 04/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7106679 of 04/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DBS VICKERS SECURITIES UK LTD
Registered office:	PATERNOSTER HOUSE 65 St. PAUL' S CHURCHYARD
Town:	EC4M 8AB LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	493
Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DE VERE AND PARTNERS (UK) LTD
Registered office:	120 BATH ROAD HEATHROW
Town:	UB3 5AN MIDDLESEX
Country:	GRAN BRETAGNA
First application:	8111206 of 12/12/2008
Registration no.:	2489
Investment advice (Application 8111206 of 12/12/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 9094757 of 09/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DE VESTE VERMOGENSBEHEER B.V.
Registered office:	JACOB OBRECHTLSAN 7E
Town:	4611 AP BERGEN OP ZOOM
Country:	OLANDA
First application:	10104071 of 23/12/2010
Registration no.:	3048
Investment advice (Application 10104071 of 23/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10104071 of 23/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DECA CAPITAL PARTNERS LLP
Registered office:	4 LOMBARD STREET
Town:	EC3V 9HD LONDRA
Country:	GRAN BRETAGNA
First application:	9083849 of 25/09/2009
Registration no.:	2681
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9083849 of 25/09/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9083849 of 25/09/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9083849 of 25/09/2009) Placing of financial instruments without a firm commitment basis (Application 9083849 of 25/09/2009) Investment advice (Application 9083849 of 25/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9083849 of 25/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEEPBRIDGE CAPITAL LLP
Registered office:	REGUS HOUSE, HERONS WAY
Town:	CH4 9QR CHESTER
Country:	GRAN BRETAGNA
First application:	12011166 of 16/02/2012
Registration no.:	3352
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12011166 of 16/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011166 of 16/02/2012) Investment advice (Application 12011166 of 16/02/2012) Execution of orders on behalf of clients (Application 12011166 of 16/02/2012) Portfolio management (Application 12011166 of 16/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011166 of 16/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELCAP ASSET MANAGEMENT LTD
Registered office:	2 EATON GATE
Town:	SW1W 9BJ LONDRA
Country:	GRAN BRETAGNA
First application:	10047839 of 25/05/2010
Registration no.:	2868
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10047839 of 25/05/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10047839 of 25/05/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10047839 of 25/05/2010) Investment advice (Application 10047839 of 25/05/2010) Execution of orders on behalf of clients (Application 10047839 of 25/05/2010) Portfolio management (Application 10047839 of 25/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELFF MANAGEMENT LIMITED
Registered office:	37 THURLOE STREET
Town:	SW7 2LQ LONDRA
Country:	GRAN BRETAGNA
First application:	3016869 of 14/03/2003
Registration no.:	1348
Investment advice (Application 3016869 of 14/03/2003) Portfolio management (Application 3016869 of 14/03/2003) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Execution of orders on behalf of clients (Application 12011225 of 16/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12011225 of 16/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELOITTE INVESTMENT SERVICES LTD
Registered office:	24 SPYROU KYPRIANOU AVENUE
Town:	1065 NICOSIA
Country:	CIPRO
First application:	8093399 of 09/10/2008
Registration no.:	2436
Foreign exchange services where these are connected to the provision of investment services (Application 8093399 of 09/10/2008) Investment advice (Application 8093399 of 09/10/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8093399 of 09/10/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELTA FINANCIAL MARKES LTD
Registered office:	2 admirals way
Town:	E14 9XG LONDRA
Country:	GRAN BRETAGNA
First application:	11095441 of 29/11/2011
Registration no.:	3303
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11095441 of 29/11/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11095441 of 29/11/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11095441 of 29/11/2011) Execution of orders on behalf of clients (Application 11095441 of 29/11/2011) Dealing on own account (Application 11095441 of 29/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11095441 of 29/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELTA LLOYDS SECURITIES S.A.
Registered office:	10/12 KIPDORP
Town:	B 2000 ANTWERPEN
Country:	BELGIO
First application:	98072048 of 08/09/1998
Registration no.:	725
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 98072048 of 08/09/1998) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98072048 of 08/09/1998) Services related to underwriting (Application 98072048 of 08/09/1998) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 98072048 of 08/09/1998) Placing of financial instruments without a firm commitment basis (Application 98072048 of 08/09/1998) Investment advice (Application 98072048 of 08/09/1998) Execution of orders on behalf of clients (Application 98072048 of 08/09/1998) Dealing on own account (Application 98072048 of 08/09/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98072048 of 08/09/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DELTASTOCK AD
Registered office:	6 STEFAN STAMBOLOV BLVD
Town:	1301 SOFIA
Country:	BULGARIA
First application:	9031091 of 06/04/2009
Registration no.:	2562
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9031091 of 06/04/2009) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9031091 of 06/04/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9031091 of 06/04/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9031091 of 06/04/2009) Investment advice (Application 9031091 of 06/04/2009) Execution of orders on behalf of clients (Application 9031091 of 06/04/2009) Portfolio management (Application 9031091 of 06/04/2009) Dealing on own account (Application 9031091 of 06/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9031091 of 06/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DENHOLM HALL CAPITAL MARKETS LIMITED
Registered office:	25 North Colonnade Wharf
Town:	E14 5HS LONDRA
Country:	GRAN BRETAGNA
First application:	6064068 of 28/07/2006
Registration no.:	1682
Investment advice (Application 6064068 of 28/07/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6064068 of 28/07/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DENNY ELLISON ENTERPRISES LTD
Registered office:	2 WOODBERRY GROVE
Town:	N12ODR LONDRA
Country:	GRAN BRETAGNA
First application:	11043346 of 16/05/2011
Registration no.:	3151
Investment advice (Application 11043346 of 16/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH
Registered office:	MAINZER LANDSTRASSE 16
Town:	60325 FRANKFURT AM MAIN
Country:	GERMANIA
First application:	2072744 of 06/11/2002
Registration no.:	1334
Investment advice (Application 2072744 of 06/11/2002) Portfolio management (Application 2072744 of 06/11/2002) Execution of orders on behalf of clients (Application 7011701 of 08/02/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7011701 of 08/02/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEUTSCHE ASSET MANAGEMENT (UK) LTD
Registered office:	1 APPOLD STREET
Town:	EC2A 2UU LONDRA
Country:	GRAN BRETAGNA
First application:	8005166 of 21/01/2008
Registration no.:	2179
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8005166 of 21/01/2008) Investment advice (Application 8005166 of 21/01/2008) Portfolio management (Application 8005166 of 21/01/2008) Execution of orders on behalf of clients (Application 9039187 of 29/04/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9039187 of 29/04/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEVELOPMENT COMPANY FOR ISRAEL (UK) LTD
Registered office:	126 ALBERT STREET
Town:	NW17NE LONDRA
Country:	GRAN BRETAGNA
First application:	11043354 of 16/05/2011
Registration no.:	3149
Reception and transmission of orders in relation to one or more financial instruments (Application 11043354 of 16/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEXIA SECURITIES FRANCE
Registered office:	6 RUE SAINT/JOSEPH
Town:	75002 PARIGI
Country:	FRANCIA
First application:	97086091 of 17/12/1997
Registration no.:	662
Execution of orders on behalf of clients (Application 97086091 of 17/12/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97086091 of 17/12/1997) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 43324 of 02/06/2000) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 43324 of 02/06/2000) Investment advice (Application 43324 of 02/06/2000) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7091247 of 11/10/2007) Placing of financial instruments without a firm commitment basis (Application 7091247 of 11/10/2007) Dealing on own account (Application 7091247 of 11/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DEXION CAPITAL PLC
Registered office:	9 BRIDEWELL PLACE
Town:	EC4V 6AW LONDRA
Country:	GRAN BRETAGNA
First application:	7076620 of 16/08/2007
Registration no.:	1827
Investment advice (Application 7076620 of 16/08/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7076620 of 16/08/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Execution of orders on behalf of clients (Application 9089751 of 21/10/2009) Dealing on own account (Application 9089751 of 21/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DFJ ESPRIT SECONDARIES LLP
Registered office:	52 JERMYN STREET
Town:	SW1Y 6LX LONDRA
Country:	GRAN BRETAGNA
First application:	10073573 of 01/09/2010
Registration no.:	2960
Investment advice (Application 10073573 of 01/09/2010) Execution of orders on behalf of clients (Application 10073573 of 01/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10073573 of 01/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIAM INTERNATIONAL LTD
Registered office:	ONE FRIDAY STREET
Town:	EC4M 9JA LONDRA
Country:	GRAN BRETAGNA
First application:	98023156 of 30/03/1998
Registration no.:	695
Foreign exchange services where these are connected to the provision of investment services (Application 98023156 of 30/03/1998) Investment advice (Application 98023156 of 30/03/1998) Execution of orders on behalf of clients (Application 98023156 of 30/03/1998) Portfolio management (Application 98023156 of 30/03/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98023156 of 30/03/1998) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10071784 of 20/08/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIAPASON COMMODITIES MANAGEMENT UK LLP
Registered office:	18 UPPER BROOK STREET
Town:	W1K 7PU LONDRA
Country:	GRAN BRETAGNA
First application:	10058192 of 28/06/2010
Registration no.:	2888
Investment advice (Application 10058192 of 28/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10064106 of 21/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DICKSON FINANCIAL SERVICES LTD
Registered office:	31 THE AVENUE WATFORD
Town:	WD17 4AJ HERTFORDSHIRE
Country:	GRAN BRETAGNA
First application:	8102091 of 07/11/2008
Registration no.:	2464
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8102091 of 07/11/2008) Investment advice (Application 8102091 of 07/11/2008) Execution of orders on behalf of clients (Application 8102091 of 07/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIGI-CAPITAL LTD
Registered office:	107 CLIFTON STREET
Town:	EC2A 4LG LONDRA
Country:	GRAN BRETAGNA
First application:	11040472 of 09/05/2011
Registration no.:	3140
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11040472 of 09/05/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11040472 of 09/05/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11040472 of 09/05/2011) Investment advice (Application 11040472 of 09/05/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIGITAL VEGA FX LIMITED
Registered office:	1 TEMPLE AVENUE HAMILTON HOUSE
Town:	EC4Y 0HA LONDRA
Country:	GRAN BRETAGNA
First application:	11096760 of 05/12/2011
Registration no.:	3308
Reception and transmission of orders in relation to one or more financial instruments (Application 11096760 of 05/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIMENSIONAL FUND ADVISORS LTD
Registered office:	20 TRITON STREET
Town:	NW1 3BF LONDRA
Country:	GRAN BRETAGNA
First application:	6096407 of 05/12/2006
Registration no.:	1730
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 6096407 of 05/12/2006) Foreign exchange services where these are connected to the provision of investment services (Application 6096407 of 05/12/2006) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6096407 of 05/12/2006) Placing of financial instruments without a firm commitment basis (Application 6096407 of 05/12/2006) Investment advice (Application 6096407 of 05/12/2006) Execution of orders on behalf of clients (Application 6096407 of 05/12/2006) Portfolio management (Application 6096407 of 05/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6096407 of 05/12/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DINOSAUR SECURITIES (UK) LTD
Registered office:	39 MOORGATE
Town:	EC2R 6BT LONDRA
Country:	GRAN BRETAGNA
First application:	10022613 of 16/03/2010
Registration no.:	2807
Investment advice (Application 10022613 of 16/03/2010) Execution of orders on behalf of clients (Application 10022613 of 16/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10022613 of 16/03/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DIRECT HEDGE DANMARK FONDSMAEGLERSELSKAB A/S
Registered office:	GAMMEL STRANDVEJ 18
Town:	2990 NIVA
Country:	DANIMARCA
First application:	11062180 of 12/07/2011
Registration no.:	3197
Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11062180 of 12/07/2011) Execution of orders on behalf of clients (Application 11062180 of 12/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11062180 of 12/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DODGE & COX WORLDWIDE INVESTMENTS LTD
Registered office:	111 BUCKINGHAM PALACE ROAD
Town:	SW1W 0SR LONDRA
Country:	GRAN BRETAGNA
First application:	10054209 of 14/06/2010
Registration no.:	2881
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10054209 of 14/06/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10054209 of 14/06/2010) Investment advice (Application 10054209 of 14/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10054209 of 14/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DOLMEN SECURITIES LTD
Registered office:	75 St STEPHENS GREEN DUBLIN 2
Town:	DUBLINO
Country:	IRLANDA
First application:	8073235 of 01/08/2008
Registration no.:	2388
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8073235 of 01/08/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8073235 of 01/08/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8073235 of 01/08/2008) Placing of financial instruments without a firm commitment basis (Application 8073235 of 01/08/2008) Investment advice (Application 8073235 of 01/08/2008) Execution of orders on behalf of clients (Application 8073235 of 01/08/2008) Portfolio management (Application 8073235 of 01/08/2008) Dealing on own account (Application 8073235 of 01/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8073235 of 01/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DORAN CAPITAL PARTNERS (EUROPE) LTD
Registered office:	35 NEW BROAD STREET
Town:	EC2M 1NH LONDRA
Country:	GRAN BRETAGNA
First application:	10006990 of 28/01/2010
Registration no.:	2764
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10006990 of 28/01/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10006990 of 28/01/2010) Investment advice (Application 10006990 of 28/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DORIC PARTNERS LLP
Registered office:	5 ROYAL EXCHANGE BUILDINGS
Town:	EC3V 3NL LONDRA
Country:	GRAN BRETAGNA
First application:	12035033 of 30/04/2012
Registration no.:	3405
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12035033 of 30/04/2012) Investment advice (Application 12035033 of 30/04/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DOUGLAS BAILLIE LTD
Registered office:	GLENEARN ROAD, PERTHSHIRE
Town:	PH2 0NJ PERTH
Country:	GRAN BRETAGNA
First application:	8037948 of 23/04/2008
Registration no.:	2288
Investment advice (Application 8037948 of 23/04/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8037948 of 23/04/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DQN GLOBAL CAPITAL PARTNERS LLP
Registered office:	BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	8102067 of 07/11/2008
Registration no.:	2462
Investment advice (Application 8102067 of 07/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8102067 of 07/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DR. SAMHABER & PARTNER VERMOEGENSVERWALTUNGS AG
Registered office:	HASNERSTRASSE 4
Town:	A-4020 LINZ
Country:	AUSTRIA
First application:	4023881 of 17/03/2004
Registration no.:	1427
Investment advice (Application 4023881 of 17/03/2004) Portfolio management (Application 4023881 of 17/03/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4023881 of 17/03/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DRAGON CAPITAL MARKETS (EUROPE) LIMITED
Registered office:	BEEHIVE YARD
Town:	BA1 5BB BATH
Country:	GRAN BRETAGNA
First application:	6065593 of 02/08/2006
Registration no.:	1684
Investment advice (Application 6065593 of 02/08/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6065593 of 02/08/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DRAWBRIDGE (UK) LLP
Registered office:	5 SAVILE ROW
Town:	W1S 3PD LONDRA
Country:	GRAN BRETAGNA
First application:	9022234 of 12/03/2009
Registration no.:	2550
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9022234 of 12/03/2009) Investment advice (Application 9022234 of 12/03/2009) Execution of orders on behalf of clients (Application 9022234 of 12/03/2009) Portfolio management (Application 9022234 of 12/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9022234 of 12/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DRESDNER VAN MOER COURTENS
Registered office:	DREVE DU PRIEURE 19 AUDERGHEM
Town:	1160 BRUXELLES
Country:	BELGIO
First application:	99014467 of 03/03/1999
Registration no.:	761
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 99014467 of 03/03/1999) Foreign exchange services where these are connected to the provision of investment services (Application 99014467 of 03/03/1999) Investment advice (Application 99014467 of 03/03/1999) Execution of orders on behalf of clients (Application 99014467 of 03/03/1999) Portfolio management (Application 99014467 of 03/03/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99014467 of 03/03/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DTZ INVESTMENT MANAGEMENT LTD
Registered office:	125 OLD BROAD STREET
Town:	EC2N 2BQ LONDRA
Country:	GRAN BRETAGNA
First application:	6091304 of 15/11/2006
Registration no.:	1737
Investment advice (Application 6091304 of 15/11/2006) Execution of orders on behalf of clients (Application 6091304 of 15/11/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6091304 of 15/11/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Portfolio management (Application 7103100 of 21/11/2007) Placing of financial instruments without a firm commitment basis (Application 8068365 of 21/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DU PASQUIER & CIE (FRANCE)
Registered office:	31, AVENUE DES CHAMPS ELYSEES
Town:	75008 PARIGI
Country:	FRANCIA
First application:	1046014 of 08/06/2001
Registration no.:	1131
Investment advice (Application 1046014 of 08/06/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1046014 of 08/06/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUALEDGE CAPITAL MANAGEMENT LLP
Registered office:	27 ARUNDEL GARDENS
Town:	W11 2LW LONDRA
Country:	GRAN BRETAGNA
First application:	10104072 of 23/12/2010
Registration no.:	3047
Investment advice (Application 10104072 of 23/12/2010) Execution of orders on behalf of clients (Application 10104072 of 23/12/2010) Portfolio management (Application 10104072 of 23/12/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10104072 of 23/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUET ALTERNATIVE INVESTMENTS (UK) LTD
Registered office:	27 HILL STREET
Town:	W1J 5LP LONDRA
Country:	GRAN BRETAGNA
First application:	2001005 of 08/01/2002
Registration no.:	1219
Foreign exchange services where these are connected to the provision of investment services (Application 2001005 of 08/01/2002) Investment advice (Application 2001005 of 08/01/2002) Execution of orders on behalf of clients (Application 2001005 of 08/01/2002) Portfolio management (Application 2001005 of 08/01/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2001005 of 08/01/2002) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11017263 of 07/03/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11017263 of 07/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUET ASSET MANAGEMENT LTD
Registered office:	27 HILL STREET
Town:	W1J 5LP LONDRA
Country:	GRAN BRETAGNA
First application:	11019546 of 15/03/2011
Registration no.:	3108
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11019546 of 15/03/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11019546 of 15/03/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11019546 of 15/03/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11019546 of 15/03/2011) Investment advice (Application 11019546 of 15/03/2011) Execution of orders on behalf of clients (Application 11019546 of 15/03/2011) Portfolio management (Application 11019546 of 15/03/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11019546 of 15/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUET PRIVATE EQUITY LTD
Registered office:	27 HILL STREET
Town:	W1J 5LP LONDRA
Country:	GRAN BRETAGNA
First application:	10074982 of 08/09/2010
Registration no.:	2970
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10074982 of 08/09/2010) Investment advice (Application 10074982 of 08/09/2010) Execution of orders on behalf of clients (Application 10074982 of 08/09/2010) Portfolio management (Application 10074982 of 08/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10074982 of 08/09/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11019547 of 15/03/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11019547 of 15/03/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11019547 of 15/03/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUFF AND PHELPS SECURITIES LTD
Registered office:	40 BANK STREET CANARY WHARF
Town:	E14 5NR LONDRA
Country:	GRAN BRETAGNA
First application:	8005219 of 21/01/2008
Registration no.:	2186
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8005219 of 21/01/2008) Investment advice (Application 8005219 of 21/01/2008) Execution of orders on behalf of clients (Application 8005219 of 21/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8005219 of 21/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUKASCOPY EUROPE IBS AS
Registered office:	LACPLESA STREET 20A-1
Town:	LV 1011 RIGA
Country:	LETTONIA
First application:	11078739 of 20/09/2011
Registration no.:	3264
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11078739 of 20/09/2011) Placing of financial instruments without a firm commitment basis (Application 11078739 of 20/09/2011) Execution of orders on behalf of clients (Application 11078739 of 20/09/2011) Portfolio management (Application 11078739 of 20/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11078739 of 20/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	DUPONT-DENANT CONTREPARTIE
Registered office:	100 RUE REAUMUR
Town:	75002 PARIGI
Country:	FRANCIA
First application:	99083115 of 11/11/1999
Registration no.:	950
Dealing on own account (Application 99083115 of 11/11/1999)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	E D & F MAN CAPITAL MARKETS LIMITED
Registered office:	HAY'S LANE
Town:	SE1 2QE LONDRA
Country:	GRAN BRETAGNA
First application:	12014358 of 27/02/2012
Registration no.:	3366
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12014358 of 27/02/2012) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 12014358 of 27/02/2012) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12014358 of 27/02/2012) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12014358 of 27/02/2012) Foreign exchange services where these are connected to the provision of investment services (Application 12014358 of 27/02/2012) Investment advice (Application 12014358 of 27/02/2012) Execution of orders on behalf of clients (Application 12014358 of 27/02/2012) Dealing on own account (Application 12014358 of 27/02/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12014358 of 27/02/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	E J GLANVILLE & CO (INVESTMENT BROKERS) LTD
Registered office:	NEVILLE HOUSE 66 HIGH STREET
Town:	B95 5BX HENLEY IN ARDEN
Country:	GRAN BRETAGNA
First application:	7110831 of 20/12/2007
Registration no.:	2149
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7110831 of 20/12/2007) Investment advice (Application 7110831 of 20/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7110831 of 20/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EAGLE OAK CAPITAL LIMITED
Registered office:	16 KILMAINE ROAD
Town:	SW6 7JX LONDRA
Country:	GRAN BRETAGNA
First application:	11096757 of 05/12/2011
Registration no.:	3311
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11096757 of 05/12/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11096757 of 05/12/2011) Investment advice (Application 11096757 of 05/12/2011) Execution of orders on behalf of clients (Application 11096757 of 05/12/2011) Portfolio management (Application 11096757 of 05/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11096757 of 05/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EAST CAPITAL AB
Registered office:	BOX 1364
Town:	111 93 STOCCOLMA
Country:	SVEZIA
First application:	7108914 of 13/12/2007
Registration no.:	2113
Reception and transmission of orders in relation to one or more financial instruments (Application 7108914 of 13/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EAST FUND MANAGEMENTBERATUNG GMBH
Registered office:	KARTNER RING 11/13/7.6.3
Town:	1010 VIENNA
Country:	AUSTRIA
First application:	98082145 of 21/10/1998
Registration no.:	734
Investment advice (Application 98082145 of 21/10/1998) Portfolio management (Application 98082145 of 21/10/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98082145 of 21/10/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EASTWOOD ANGLO CORPORATE FINANCE LIMITED
Registered office:	BURNELL ARMS - VILLAGE WINKBURN
Town:	NG22 8PQ NEWARK (CONTEA DI NOTTS)
Country:	GRAN BRETAGNA
First application:	76289 of 17/10/2000
Registration no.:	1054
Investment advice (Application 76289 of 17/10/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 76289 of 17/10/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EASY FOREX TRADING LTD
Registered office:	GRIVA DIGENI AVE KRIEL COURT, OFFICE 303
Town:	3035 LIMASSOL
Country:	CIPRO
First application:	7077557 of 22/08/2007
Registration no.:	1852
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7077557 of 22/08/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7077557 of 22/08/2007) Dealing on own account (Application 7077557 of 22/08/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7077557 of 22/08/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EATON PARTNERS (UK) LLP
Registered office:	41-46 PICCADILLY
Town:	W1J 0DS LONDRA
Country:	GRAN BRETAGNA
First application:	8079073 of 22/08/2008
Registration no.:	2396
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8079073 of 22/08/2008) Investment advice (Application 8079073 of 22/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8079073 of 22/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
Registered office:	1 BERKELEY STREET
Town:	W1J 8DJ LONDRA
Country:	GRAN BRETAGNA
First application:	2027120 of 23/04/2002
Registration no.:	1266
Portfolio management (Application 2027120 of 23/04/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2027120 of 23/04/2002) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 2042576 of 13/06/2002) Placing of financial instruments without a firm commitment basis (Application 2042576 of 13/06/2002) Investment advice (Application 7013772 of 15/02/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EB CAPITAL LLP
Registered office:	90 JERMYN STREET
Town:	SW1Y 6JD LONDRA
Country:	GRAN BRETAGNA
First application:	11077233 of 12/09/2011
Registration no.:	3259
Investment advice (Application 11077233 of 12/09/2011) Execution of orders on behalf of clients (Application 11077233 of 12/09/2011) Portfolio management (Application 11077233 of 12/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11077233 of 12/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EBROKERS (UK) LLP
Registered office:	NEW BROAD STREET HOUSE 35 NEW BROAD STREET
Town:	EC2M 1NH LONDRA
Country:	GRAN BRETAGNA
First application:	7092062 of 15/10/2007
Registration no.:	1867
Investment advice (Application 7092062 of 15/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7092062 of 15/10/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EBULLIO CAPITAL MANAGEMENT LLP
Registered office:	33 CLARENCE STREET
Town:	SS1 1BH ESSEX
Country:	GRAN BRETAGNA
First application:	9089390 of 20/10/2009
Registration no.:	2704
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9089390 of 20/10/2009) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9089390 of 20/10/2009) Investment advice (Application 9089390 of 20/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EC HAMBRO RABBEN & PARTNERS LTD
Registered office:	12 ALBERMARLE STREET
Town:	W1X 3HE LONDRA
Country:	GRAN BRETAGNA
First application:	99022001 of 22/03/1999
Registration no.:	931
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99022001 of 22/03/1999) Investment advice (Application 99022001 of 22/03/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99022001 of 22/03/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ECLIPSE OPTIONS (NL) B.V.
Registered office:	BEECH AVNUE 54-80
Town:	1119 PW SCHIPHOL
Country:	OLANDA
First application:	9101668 of 07/12/2009
Registration no.:	2735
Dealing on own account (Application 9101668 of 07/12/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDINBURGH RISK MANAGEMENT
Registered office:	43 NORTHUMBERLAND STREET, EDINBURGH, MIDLOTHIAN
Town:	EH3 6JQ NORTHUMBERLAND
Country:	GRAN BRETAGNA
First application:	7101562 of 15/11/2007
Registration no.:	2033
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7101562 of 15/11/2007) Investment advice (Application 7101562 of 15/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101562 of 15/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDISON INVESTMENT RESEARCH LTD
Registered office:	296-302 HIGH HOLBORN
Town:	WC1V 7JH LONDRA
Country:	GRAN BRETAGNA
First application:	10060103 of 05/07/2010
Registration no.:	2902
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10060103 of 05/07/2010) Investment advice (Application 10060103 of 05/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDISON WEALTH MANAGEMENT LTD
Registered office:	24 OLD BURLINGTON STREET
Town:	W1S 3AW LONDRA
Country:	GRAN BRETAGNA
First application:	11059059 of 30/06/2011
Registration no.:	3191
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11059059 of 30/06/2011) Investment advice (Application 11059059 of 30/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11059059 of 30/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDM SERVICIOS FINANCIEROS, AGENCIA DE VALORES, S.A.
Registered office:	AV.DIAGONAL, 399, 5A PLANTA
Town:	08008 BARCELLONA
Country:	SPAGNA
First application:	11095442 of 29/11/2011
Registration no.:	3304
Portfolio management (Application 11095442 of 29/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDMOND CAPITAL PARTNERS LLP
Registered office:	27 HILL STREET
Town:	W1J 5LP LONDRA
Country:	GRAN BRETAGNA
First application:	10064105 of 21/07/2010
Registration no.:	2923
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064105 of 21/07/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10064105 of 21/07/2010) Placing of financial instruments without a firm commitment basis (Application 10064105 of 21/07/2010) Investment advice (Application 10064105 of 21/07/2010) Execution of orders on behalf of clients (Application 10064105 of 21/07/2010) Portfolio management (Application 10064105 of 21/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10064105 of 21/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDRIM SOLUTIONS
Registered office:	47 RUE DU FAUBOURG
Town:	75008 SAINT HONORE
Country:	FRANCIA
First application:	9008726 of 27/01/2009
Registration no.:	2515
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9008726 of 27/01/2009) Placing of financial instruments without a firm commitment basis (Application 9008726 of 27/01/2009) Investment advice (Application 9008726 of 27/01/2009) Dealing on own account (Application 9008726 of 27/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9008726 of 27/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EDWARDS SECURITIES LTD
Registered office:	156 SOUTH STREET
Town:	RH4 2HF SURREY
Country:	GRAN BRETAGNA
First application:	10016283 of 26/02/2010
Registration no.:	2793
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10016283 of 26/02/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10016283 of 26/02/2010) Investment advice (Application 10016283 of 26/02/2010) Execution of orders on behalf of clients (Application 10016283 of 26/02/2010) Portfolio management (Application 10016283 of 26/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10016283 of 26/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EEA FUND MANAGEMENT LTD
Registered office:	22 BILLITER STREET
Town:	EC3M 2RY LONDRA
Country:	GRAN BRETAGNA
First application:	8066544 of 15/07/2008
Registration no.:	2354
Reception and transmission of orders in relation to one or more financial instruments (Application 8066544 of 15/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EEP ADVISERS LIMITED
Registered office:	76 BROOK STREET
Town:	W1Y 1YD LONDRA
Country:	GRAN BRETAGNA
First application:	2017211 of 14/03/2002
Registration no.:	1246
Reception and transmission of orders in relation to one or more financial instruments (Application 2017211 of 14/03/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EES CAPITAL TRUSTEES LTD
Registered office:	TRINITY ROAD
Town:	HX1 2RG LONDRA
Country:	GRAN BRETAGNA
First application:	12235 of 17/02/2000
Registration no.:	976
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12235 of 17/02/2000) Foreign exchange services where these are connected to the provision of investment services (Application 12235 of 17/02/2000) Execution of orders on behalf of clients (Application 12235 of 17/02/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 12235 of 17/02/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EFEKTA CONSULTING A.S.
Registered office:	ERBENOVA 312/1
Town:	60200 BRNO
Country:	REPUBBLICA CECA
First application:	10059507 of 02/07/2010
Registration no.:	2896
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10059507 of 02/07/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10059507 of 02/07/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10059507 of 02/07/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10059507 of 02/07/2010) Investment advice (Application 10059507 of 02/07/2010) Execution of orders on behalf of clients (Application 10059507 of 02/07/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10059507 of 02/07/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EFG ASSET MANAGEMENT (UK) LTD
Registered office:	CURZON STREET
Town:	W1J 5JB LONDRA
Country:	GRAN BRETAGNA
First application:	11071994 of 16/08/2011
Registration no.:	3231
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11071994 of 16/08/2011) Investment advice (Application 11071994 of 16/08/2011) Execution of orders on behalf of clients (Application 11071994 of 16/08/2011) Portfolio management (Application 11071994 of 16/08/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11071994 of 16/08/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EFG FINANCIAL PRODUCTS (EUROPE) GMBH
Registered office:	GOETHEPLATZ 2
Town:	60311 FRANKURT AM MAIN
Country:	GERMANIA
First application:	11095227 of 28/11/2011
Registration no.:	3320
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11095227 of 28/11/2011) Placing of financial instruments without a firm commitment basis (Application 11095227 of 28/11/2011) Investment advice (Application 11095227 of 28/11/2011) Execution of orders on behalf of clients (Application 11095227 of 28/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11095227 of 28/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EGL SVERIGE AB
Registered office:	STORTORGET 29
Town:	211 39 MALMO
Country:	SVEZIA
First application:	8085605 of 17/09/2008
Registration no.:	2419
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8085605 of 17/09/2008) Investment advice (Application 8085605 of 17/09/2008) Execution of orders on behalf of clients (Application 8085605 of 17/09/2008) Portfolio management (Application 8085605 of 17/09/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8085605 of 17/09/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EGR BROKERS LIMITED
Registered office:	17 HANOVER SQUARE - Landmark House
Town:	W1S 1HU LONDRA
Country:	GRAN BRETAGNA
First application:	11098404 of 13/12/2011
Registration no.:	3315
Execution of orders on behalf of clients (Application 11098404 of 13/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11098404 of 13/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EGRET MANAGEMENT LLP
Registered office:	41 TOWER HILL
Town:	EC3N 4SG LONDRA
Country:	GRAN BRETAGNA
First application:	9083025 of 22/09/2009
Registration no.:	2677
Investment advice (Application 9083025 of 22/09/2009) Portfolio management (Application 9083025 of 22/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9083025 of 22/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EIDOS PARTNERS HOLDINGS LTD
Registered office:	1 KNIGHTSBRIDGE GREEN
Town:	SW1X 7QA LONDRA
Country:	GRAN BRETAGNA
First application:	9079251 of 03/09/2009
Registration no.:	2668
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9079251 of 03/09/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9079251 of 03/09/2009) Investment advice (Application 9079251 of 03/09/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9079251 of 03/09/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EIGER SECURITIES LLP
Registered office:	35 ARTILLERY LANE
Town:	E1 7LP LONDRA
Country:	GRAN BRETAGNA
First application:	9076510 of 21/08/2009
Registration no.:	2662
Execution of orders on behalf of clients (Application 9076510 of 21/08/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9076510 of 21/08/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EIM FRANCE SA
Registered office:	21, PLACE DE LA MADELEINE
Town:	75008 PARIGI
Country:	FRANCIA
First application:	5000427 of 05/01/2005
Registration no.:	1507
Investment advice (Application 5000427 of 05/01/2005) Portfolio management (Application 5000427 of 05/01/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EIM (GIBRALTAR) LTD
Registered office:	SUITE 212 NEPTUNE HOUSE MARINA BAY
Town:	GIBILTERRA
Country:	GIBILTERRA
First application:	7067447 of 20/07/2007
Registration no.:	1821
Execution of orders on behalf of clients (Application 7067447 of 20/07/2007) Portfolio management (Application 7067447 of 20/07/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7067447 of 20/07/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EIM (UNITED KINGDOM) LTD
Registered office:	DEVONSHIRE HOUSE 1 MAYFAIR PLACE
Town:	W1J 8AJ LONDRA
Country:	GRAN BRETAGNA
First application:	7089629 of 01/11/2007
Registration no.:	1886
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7089629 of 01/11/2007) Investment advice (Application 7089629 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7089629 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EISER INFRASTRUCTURE PARTNERS LLP
Registered office:	14-17 MARKET PLACE
Town:	W1W 8AJ LONDRA
Country:	GRAN BRETAGNA
First application:	11010867 of 16/02/2011
Registration no.:	3081
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11010867 of 16/02/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11010867 of 16/02/2011) Investment advice (Application 11010867 of 16/02/2011) Portfolio management (Application 11010867 of 16/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EKISTICS PROPERTY ADVISORS LLP
Registered office:	35 GROSVENOR STREET
Town:	W1K4QX LONDRA
Country:	GRAN BRETAGNA
First application:	11007848 of 02/02/2011
Registration no.:	3069
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11007848 of 02/02/2011) Investment advice (Application 11007848 of 02/02/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11007848 of 02/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ELARA CAPITAL PLC
Registered office:	29 MARYLEBONE ROAD
Town:	NW1 5JX LONDRA
Country:	GRAN BRETAGNA
First application:	6100311 of 21/12/2006
Registration no.:	1744
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 6100311 of 21/12/2006) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6100311 of 21/12/2006) Services related to underwriting (Application 6100311 of 21/12/2006) Foreign exchange services where these are connected to the provision of investment services (Application 6100311 of 21/12/2006) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6100311 of 21/12/2006) Placing of financial instruments without a firm commitment basis (Application 6100311 of 21/12/2006) Investment advice (Application 6100311 of 21/12/2006) Execution of orders on behalf of clients (Application 6100311 of 21/12/2006) Portfolio management (Application 6100311 of 21/12/2006) Dealing on own account (Application 6100311 of 21/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6100311 of 21/12/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ELITE ADVISERS S.A.
Registered office:	39 ,BD JOSEPH II
Town:	L-1840 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	7088528 of 03/10/2007
Registration no.:	1862
Investment advice (Application 7088528 of 03/10/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7088528 of 03/10/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ELLIS BATES FINANCIAL SOLUTIONS LTD
Registered office:	SHAKESPEARE HOUSE, 18 TYNE AND WEAR
Town:	NE1 6AQ NEWCASTLE
Country:	GRAN BRETAGNA
First application:	7103442 of 21/11/2007
Registration no.:	2028
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103442 of 21/11/2007) Investment advice (Application 7103442 of 21/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103442 of 21/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ELM CAPITAL ASSOCIATES LTD
Registered office:	136 SLOANE STREET
Town:	SW1X 9AY LONDRA
Country:	GRAN BRETAGNA
First application:	9096549 of 16/11/2009
Registration no.:	2728
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9096549 of 16/11/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9096549 of 16/11/2009) Investment advice (Application 9096549 of 16/11/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9096549 of 16/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EM QUEST CAPITAL LLP
Registered office:	15 STRATTON STREET GREEN PARK HOUSE
Town:	W1J 8LQ LONDRA
Country:	GRAN BRETAGNA
First application:	11097135 of 06/12/2011
Registration no.:	3310
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11097135 of 06/12/2011) Investment advice (Application 11097135 of 06/12/2011) Execution of orders on behalf of clients (Application 11097135 of 06/12/2011) Portfolio management (Application 11097135 of 06/12/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11097135 of 06/12/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EMEA CAPITAL LLP
Registered office:	BERKELEY SQUARE
Town:	W1J 6BD LONDRA
Country:	GRAN BRETAGNA
First application:	9001774 of 09/01/2009
Registration no.:	2504
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9001774 of 09/01/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9001774 of 09/01/2009) Investment advice (Application 9001774 of 09/01/2009) Execution of orders on behalf of clients (Application 9001774 of 09/01/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9001774 of 09/01/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EM-ES FUND MANAGEMENT LLP
Registered office:	22 BROADFIELDS AVENUE MIDDLESEX
Town:	HA8 8PG EDGWARE
Country:	GRAN BRETAGNA
First application:	7103516 of 22/11/2007
Registration no.:	2089
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7103516 of 22/11/2007) Investment advice (Application 7103516 of 22/11/2007) Execution of orders on behalf of clients (Application 7103516 of 22/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103516 of 22/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EMF CAPITAL (UK) LIMITED
Registered office:	43 LONDON WALL
Town:	EC2M 5TF LONDRA
Country:	GRAN BRETAGNA
First application:	8105092 of 18/11/2008
Registration no.:	2470
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8105092 of 18/11/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8105092 of 18/11/2008) Placing of financial instruments without a firm commitment basis (Application 8105092 of 18/11/2008) Investment advice (Application 8105092 of 18/11/2008) Execution of orders on behalf of clients (Application 8105092 of 18/11/2008) Portfolio management (Application 8105092 of 18/11/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8105092 of 18/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EMSO PARTNERS LTD
Registered office:	43-45 PORTMAN SQUARE
Town:	W1H 6LY LONDRA
Country:	GRAN BRETAGNA
First application:	11065875 of 25/07/2011
Registration no.:	3204
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11065875 of 25/07/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11065875 of 25/07/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11065875 of 25/07/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11065875 of 25/07/2011) Placing of financial instruments without a firm commitment basis (Application 11065875 of 25/07/2011) Investment advice (Application 11065875 of 25/07/2011) Execution of orders on behalf of clients (Application 11065875 of 25/07/2011) Portfolio management (Application 11065875 of 25/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11065875 of 25/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ENCOMPASS FINANCIAL MANAGEMENT LTD
Registered office:	CHANDLER'S FORD, EASTLEIGH
Town:	SO53 2GH HAMPSHIRE
Country:	GRAN BRETAGNA
First application:	8061189 of 27/06/2008
Registration no.:	2337
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8061189 of 27/06/2008) Investment advice (Application 8061189 of 27/06/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8061189 of 27/06/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ENIGMA SECURITIES LLP
Registered office:	120 OLD BROAD STREET
Town:	EC2N 1AR LONDRA
Country:	GRAN BRETAGNA
First application:	4091657 of 13/10/2004
Registration no.:	1480
Execution of orders on behalf of clients (Application 4091657 of 13/10/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4091657 of 13/10/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPIC ASSET MANAGEMENT LIMITED
Registered office:	22 BILLITER STREET
Town:	EC3M 2RY LONDRA
Country:	GRAN BRETAGNA
First application:	3008224 of 12/02/2003
Registration no.:	1339
Portfolio management (Application 3008224 of 12/02/2003) Investment advice (Application 7036262 of 24/04/2007) Execution of orders on behalf of clients (Application 7036262 of 24/04/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7036262 of 24/04/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8075233 of 06/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPIC PRIVATE EQUITY LTD
Registered office:	22 BILLITER STREET
Town:	EC3M2RY LONDRA
Country:	GRAN BRETAGNA
First application:	9091611 of 28/10/2009
Registration no.:	2707
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9091611 of 28/10/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9091611 of 28/10/2009) Placing of financial instruments without a firm commitment basis (Application 9091611 of 28/10/2009) Investment advice (Application 9091611 of 28/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9091611 of 28/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPICON FINANCIAL SERVICES GMBH
Registered office:	HANDELSKAI 94-96
Town:	1200 VIENNA
Country:	AUSTRIA
First application:	80402 of 27/10/2000
Registration no.:	1069
Investment advice (Application 80402 of 27/10/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 80402 of 27/10/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPICON INVESTMENT AG
Registered office:	HANDELSKAI 94-96
Town:	1200 VIENNA
Country:	AUSTRIA
First application:	80404 of 27/10/2000
Registration no.:	1367
Investment advice (Application 80404 of 27/10/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 80404 of 27/10/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPISTEME CAPITAL PARTNERS (UK) LLP
Registered office:	61 CONDUIT STREET
Town:	W1S 2GB LONDRA
Country:	GRAN BRETAGNA
First application:	9065575 of 14/07/2009
Registration no.:	2635
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9065575 of 14/07/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9065575 of 14/07/2009) Foreign exchange services where these are connected to the provision of investment services (Application 9065575 of 14/07/2009) Investment advice (Application 9065575 of 14/07/2009) Execution of orders on behalf of clients (Application 9065575 of 14/07/2009) Portfolio management (Application 9065575 of 14/07/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9065575 of 14/07/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EPIVEST AG
Registered office:	LANDSTRASSE 14
Town:	FL-9496 BALZERS
Country:	LIECHTENSTEIN
First application:	8069735 of 24/07/2008
Registration no.:	2376
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8069735 of 24/07/2008) Investment advice (Application 8069735 of 24/07/2008) Portfolio management (Application 8069735 of 24/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8069735 of 24/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EQUEST PARTNERS LIMITED
Registered office:	58 THE LEXINGTON 40-56 CITY ROAD
Town:	EC1Y 2AN LONDRA
Country:	GRAN BRETAGNA
First application:	2001006 of 08/01/2002
Registration no.:	1220
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2001006 of 08/01/2002) Reception and transmission of orders in relation to one or more financial instruments (Application 2001006 of 08/01/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EQUILEND EUROPE LIMITED
Registered office:	12 LEADENHALL STREET
Town:	EC3V 1LP LONDRA
Country:	GRAN BRETAGNA
First application:	4010506 of 05/02/2004
Registration no.:	1418
Execution of orders on behalf of clients (Application 4010506 of 05/02/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4010506 of 05/02/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EQUINITI FINANCIAL SERVICES LTD
Registered office:	HIGHDOWN HOUSE YEOMAN WAY WORTHING
Town:	BN13 3RA WEST SUSSEX
Country:	GRAN BRETAGNA
First application:	7083736 of 18/09/2007
Registration no.:	1848
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7083736 of 18/09/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7083736 of 18/09/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ERG FINANCIAL PLANNING LTD
Registered office:	2 THE MAINS
Town:	EH414LT HADDINGTON
Country:	GRAN BRETAGNA
First application:	11035242 of 22/04/2011
Registration no.:	3131
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11035242 of 22/04/2011) Investment advice (Application 11035242 of 22/04/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11035242 of 22/04/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ERIK PENSER FONDKOMMISSSION AB
Registered office:	BIBLIOTEKSGATAN 9
Town:	103 91 STOCCOLMA
Country:	SVEZIA
First application:	97081790 of 24/11/1997
Registration no.:	642
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 97081790 of 24/11/1997) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 97081790 of 24/11/1997) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 97081790 of 24/11/1997) Foreign exchange services where these are connected to the provision of investment services (Application 97081790 of 24/11/1997) Investment advice (Application 97081790 of 24/11/1997) Execution of orders on behalf of clients (Application 97081790 of 24/11/1997) Portfolio management (Application 97081790 of 24/11/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97081790 of 24/11/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ERMGASSEN & CO LTD
Registered office:	MICHELIN HOUSE 81 FULHAM ROAD
Town:	SW3 6RD LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	111
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 3024773 of 17/04/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ERMITAGE UK LIMITED
Registered office:	25 SAVILE ROW
Town:	W1X 1AA LONDRA
Country:	GRAN BRETAGNA
First application:	98027967 of 16/04/1998
Registration no.:	697
Investment advice (Application 98027967 of 16/04/1998) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ESECLENDING (EUROPE) LTD
Registered office:	10 KING WILLIAM STREET
Town:	EC4N 7TW LONDRA
Country:	GRAN BRETAGNA
First application:	6047198 of 25/05/2006
Registration no.:	1655
Reception and transmission of orders in relation to one or more financial instruments (Application 6047198 of 25/05/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ESO CAPITAL UK LIMITED
Registered office:	34 St James's Street
Town:	SW1A 1HD LONDRA
Country:	GRAN BRETAGNA
First application:	10102669 of 17/12/2010
Registration no.:	3043
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10102669 of 17/12/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102669 of 17/12/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10102669 of 17/12/2010) Investment advice (Application 10102669 of 17/12/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EST4TE FOUR CAPITAL LLP
Registered office:	7 HOWICK PLACE
Town:	SW1P 1BB LONDRA
Country:	GRAN BRETAGNA
First application:	11003684 of 20/01/2011
Registration no.:	3064
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11003684 of 20/01/2011) Investment advice (Application 11003684 of 20/01/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11003684 of 20/01/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ETF SECURITIES (UK) LTD
Registered office:	3 LOMBARD STREET
Town:	EC3V 9AA LONDRA
Country:	GRAN BRETAGNA
First application:	11054847 of 17/06/2011
Registration no.:	3172
Investment advice (Application 11054847 of 17/06/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11054847 of 17/06/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ETHOS ADVISORY SERVICES LTD
Registered office:	156 CLIFFORD'S INN
Town:	EC4A 1BY LONDRA
Country:	GRAN BRETAGNA
First application:	10010175 of 05/02/2010
Registration no.:	2775
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10010175 of 05/02/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10010175 of 05/02/2010) Investment advice (Application 10010175 of 05/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10010175 of 05/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ETHOS PARTNERS LTD
Registered office:	140 TABERNACLE STREET
Town:	LONDRA
Country:	GRAN BRETAGNA
First application:	8025003 of 21/03/2008
Registration no.:	2258
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8025003 of 21/03/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8025003 of 21/03/2008) Investment advice (Application 8025003 of 21/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8025003 of 21/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	ETHOS VERMOGENSVERWALTUNG GMBH
Registered office:	PETERSBRUNNSTRASSE 2
Town:	5020 SALISBURGO
Country:	AUSTRIA
First application:	9020807 of 06/03/2009
Registration no.:	2543
Portfolio management (Application 9020807 of 06/03/2009) Investment advice (Application 11010038 of 14/02/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	*ETRADE SECURITIES LIMITED**
Registered office:	42nd FLOOR ONE CANADA SQUARE
Town:	E14 5AA LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	54
Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996) Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 97016274 of 05/03/1997) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98058575 of 15/07/1998) Services related to underwriting (Application 98058575 of 15/07/1998) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 98058575 of 15/07/1998) Placing of financial instruments without a firm commitment basis (Application 98058575 of 15/07/1998) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4005756 of 23/01/2004) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7093501 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EURIVEX LTD
Registered office:	2 ARMENIAS STREET
Town:	2003 NICOSIA
Country:	ITALIA
First application:	11065878 of 25/07/2011
Registration no.:	3206
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11065878 of 25/07/2011) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11065878 of 25/07/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11065878 of 25/07/2011) Portfolio management (Application 11065878 of 25/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11065878 of 25/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROBOND-SALES GMBH
Registered office:	FLINGERSTRASSE, 11
Town:	D-40213 DUSSELDORF
Country:	GERMANIA
First application:	4096241 of 08/11/2004
Registration no.:	1488
Execution of orders on behalf of clients (Application 4096241 of 08/11/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4096241 of 08/11/2004)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROCONSULT INTERNATIONAL MERGERS & ACQUISITIONS LTD
Registered office:	23 BERKELEY SQUARE
Town:	W1J 6HE LONDRA
Country:	GRAN BRETAGNA
First application:	7067375 of 20/07/2007
Registration no.:	1818
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7067375 of 20/07/2007) Investment advice (Application 7067375 of 20/07/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7067375 of 20/07/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EURODEKANIA MANAGEMENT LTD
Registered office:	5 ALDFORD STREET
Town:	W1K 2AF LONDRA
Country:	GRAN BRETAGNA
First application:	10001640 of 12/01/2010
Registration no.:	2746
Investment advice (Application 10001640 of 12/01/2010) Execution of orders on behalf of clients (Application 10001640 of 12/01/2010) Portfolio management (Application 10001640 of 12/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10001640 of 12/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROMTS LIMITED
Registered office:	4 th FLOOR OLD BROAD STREET
Town:	EC2N 1HT LONDRA
Country:	GRAN BRETAGNA
First application:	99023377 of 26/03/1999
Registration no.:	769
Reception and transmission of orders in relation to one or more financial instruments (Application 99023377 of 26/03/1999) Execution of orders on behalf of clients (Application 6089403 of 08/11/2006) Operation of Multilateral Trading Facilities (Application 7092043 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EURONOVA ASSET MANAGEMENT UK LLP
Registered office:	7-9 NORTH St. DAVID STREET MIDLOTHIAN
Town:	EH2 1AW EDIMBURGO
Country:	GRAN BRETAGNA
First application:	9013910 of 12/02/2009
Registration no.:	2528
Foreign exchange services where these are connected to the provision of investment services (Application 9013910 of 12/02/2009) Placing of financial instruments without a firm commitment basis (Application 9013910 of 12/02/2009) Execution of orders on behalf of clients (Application 9013910 of 12/02/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9013910 of 12/02/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPA PARTNERS LIMITED
Registered office:	33 ST. JAMES' S SQUARE
Town:	SW1A 2BC LONDRA
Country:	GRAN BRETAGNA
First application:	1011108 of 14/02/2001
Registration no.:	1098
Services related to underwriting (Application 1011108 of 14/02/2001) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1011108 of 14/02/2001) Placing of financial instruments without a firm commitment basis (Application 1011108 of 14/02/2001) Investment advice (Application 1011108 of 14/02/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1011108 of 14/02/2001) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPEAN CAPITAL MARKETS LIMITED
Registered office:	27 SLOANE COURT WEST
Town:	SW3 4TD LONDRA
Country:	GRAN BRETAGNA
First application:	5011675 of 24/02/2005
Registration no.:	1519
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5011675 of 24/02/2005) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5011675 of 24/02/2005) Placing of financial instruments without a firm commitment basis (Application 5011675 of 24/02/2005) Investment advice (Application 5011675 of 24/02/2005) Execution of orders on behalf of clients (Application 5011675 of 24/02/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5011675 of 24/02/2005) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPEAN CREDIT MANAGEMENT LIMITED
Registered office:	34 GROSVENOR STREET
Town:	W1K 4QU LONDRA
Country:	GRAN BRETAGNA
First application:	67339 of 13/09/2000
Registration no.:	1046
Foreign exchange services where these are connected to the provision of investment services (Application 67339 of 13/09/2000) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 67339 of 13/09/2000) Placing of financial instruments without a firm commitment basis (Application 67339 of 13/09/2000) Execution of orders on behalf of clients (Application 67339 of 13/09/2000) Portfolio management (Application 67339 of 13/09/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 67339 of 13/09/2000)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPEAN DIGITAL CAPITAL LIMITED
Registered office:	120 PALL MALL
Town:	SW1Y 5EA LONDRA
Country:	GRAN BRETAGNA
First application:	96040068 of 07/05/1996
Registration no.:	897
Investment advice (Application 96040068 of 07/05/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96040068 of 07/05/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPEAN FUND SERVICES S.A.
Registered office:	2, PARC D' ACTIVITE SYRDALL
Town:	L-5365 MUNSBACH
Country:	LUSSEMBURGO
First application:	5062713 of 20/09/2005
Registration no.:	1578
Execution of orders on behalf of clients (Application 5062713 of 20/09/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5062713 of 20/09/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROPEAN VALUE PARTNERS ADVISOR SARL
Registered office:	534 RUE DE NEUDORF
Town:	L2220 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	9057894 of 22/06/2009
Registration no.:	2614
Investment advice (Application 9057894 of 22/06/2009) Portfolio management (Application 9057894 of 22/06/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROSAFEI SOCIEDAD DE VALORES SA
Registered office:	CALLE GOYA, 6
Town:	28001 MADRID
Country:	SPAGNA
First application:	3080371 of 12/12/2003
Registration no.:	1402
Investment advice (Application 3080371 of 12/12/2003) Execution of orders on behalf of clients (Application 3080371 of 12/12/2003) Dealing on own account (Application 3080371 of 12/12/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3080371 of 12/12/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EUROXX SECURITIES S.A.
Registered office:	7 PALAIOLOGOU STR.
Town:	152 32 ATENE
Country:	GRECIA
First application:	3034301 of 23/05/2003
Registration no.:	1370
Execution of orders on behalf of clients (Application 3034301 of 23/05/2003) Dealing on own account (Application 3034301 of 23/05/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3034301 of 23/05/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EVANS RANDALL INVESTMENT MANAGEMENT LTD
Registered office:	CHOBHAM PARK DRIVE , CHOBHAM, WORKING
Town:	GU24 8HQ SURREY
Country:	GRAN BRETAGNA
First application:	8111207 of 12/12/2008
Registration no.:	2488
Reception and transmission of orders in relation to one or more financial instruments (Application 8111207 of 12/12/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EVERCORE PARTNERS INTERNATIONAL LLP
Registered office:	1 PATERNOSTER SQUARE
Town:	EC4M 7DX LONDRA
Country:	GRAN BRETAGNA
First application:	11076397 of 07/09/2011
Registration no.:	3246
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11076397 of 07/09/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11076397 of 07/09/2011) Investment advice (Application 11076397 of 07/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11076397 of 07/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EVOLUTION MARKETS LTD
Registered office:	1-2 GRACECHURCH STREET
Town:	EC3V 0DD LONDRA
Country:	GRAN BRETAGNA
First application:	7099815 of 09/11/2007
Registration no.:	1989
Execution of orders on behalf of clients (Application 7099815 of 09/11/2007) Portfolio management (Application 7099815 of 09/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099815 of 09/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EVOLUTION SECURITIES CHINA LTD
Registered office:	29-30 CORNHILL
Town:	EC3V 3NF LONDRA
Country:	GRAN BRETAGNA
First application:	7059175 of 26/06/2007
Registration no.:	1808
Services related to underwriting (Application 7059175 of 26/06/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7059175 of 26/06/2007) Placing of financial instruments without a firm commitment basis (Application 7059175 of 26/06/2007) Investment advice (Application 7059175 of 26/06/2007) Execution of orders on behalf of clients (Application 7059175 of 26/06/2007) Dealing on own account (Application 7059175 of 26/06/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7059175 of 26/06/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EVOLUTION SECURITIES LTD
Registered office:	9th 100 WOOD STREET
Town:	EC2V 7AN LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	479
Services related to underwriting (Application 96059817 of 15/07/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996) Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996) Investment advice (Application 96059817 of 15/07/1996) Execution of orders on behalf of clients (Application 96059817 of 15/07/1996) Dealing on own account (Application 96059817 of 15/07/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXANE
Registered office:	16 AVENUE MATIGNON
Town:	75008 PARIGI
Country:	FRANCIA
First application:	97086091 of 17/12/1997
Registration no.:	651
Execution of orders on behalf of clients (Application 97086091 of 17/12/1997) Dealing on own account (Application 97086091 of 17/12/1997) Reception and transmission of orders in relation to one or more financial instruments (Application 97086091 of 17/12/1997)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXANE LIMITED
Registered office:	11 GRAFTON STREET
Town:	W1S 4EX LONDRA
Country:	GRAN BRETAGNA
First application:	2016666 of 13/03/2002
Registration no.:	1245
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 2016666 of 13/03/2002) Placing of financial instruments without a firm commitment basis (Application 2016666 of 13/03/2002) Investment advice (Application 2016666 of 13/03/2002) Execution of orders on behalf of clients (Application 2016666 of 13/03/2002) Dealing on own account (Application 2016666 of 13/03/2002) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXANE OPTIONS
Registered office:	16 AVENUE DE MATIGNON
Town:	75008 PARIGI
Country:	FRANCIA
First application:	8075232 of 06/08/2008
Registration no.:	2380
Execution of orders on behalf of clients (Application 8075232 of 06/08/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8075232 of 06/08/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXECUTION NOBLE LIMITED
Registered office:	BLOCK D THE OLD TRUMAN BREWERY 91 BRICK LANE
Town:	E1 6QL LONDRA
Country:	GRAN BRETAGNA
First application:	1056528 of 23/07/2001
Registration no.:	1155
Investment advice (Application 1056528 of 23/07/2001) Execution of orders on behalf of clients (Application 1056528 of 23/07/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1056528 of 23/07/2001) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7051686 of 04/06/2007) Placing of financial instruments without a firm commitment basis (Application 7051686 of 04/06/2007) Dealing on own account (Application 7051686 of 04/06/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXECUTIVE BENEFIT CONSULTANCY LTD
Registered office:	16 PARK CIRCUS, LANARKSHIRE
Town:	G3 6AX GLASGOW
Country:	GRAN BRETAGNA
First application:	8030629 of 03/04/2008
Registration no.:	2271
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8030629 of 03/04/2008) Investment advice (Application 8030629 of 03/04/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8030629 of 03/04/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXOTIX LIMITED
Registered office:	PARK HOUSE, 16 FINSURY CIRCUS
Town:	EC2M 7DJ LONDRA
Country:	GRAN BRETAGNA
First application:	96059817 of 15/07/1996
Registration no.:	839
Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996) Execution of orders on behalf of clients (Application 37510 of 17/05/2000) Investment advice (Application 2004184 of 23/01/2002) Dealing on own account (Application 2004184 of 23/01/2002) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	EXPERT TIMING SYSTEMS INTERNATIONAL, EAFI, SL
Registered office:	C/RONDA BUGANDVILLA DEL REY 131
Town:	28023 MADRID
Country:	SPAGNA
First application:	11065140 of 22/07/2011
Registration no.:	3201
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11065140 of 22/07/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11065140 of 22/07/2011) Investment advice (Application 11065140 of 22/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	F & C MANAGEMENT LTD
Registered office:	8th FLOOR, EXCHANGE HOUSE PRIMROSE STREET
Town:	EC2A 2NY LONDRA
Country:	GRAN BRETAGNA
First application:	96070989 of 04/09/1996
Registration no.:	574
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96070989 of 04/09/1996) Foreign exchange services where these are connected to the provision of investment services (Application 96070989 of 04/09/1996) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96070989 of 04/09/1996) Placing of financial instruments without a firm commitment basis (Application 96070989 of 04/09/1996) Investment advice (Application 96070989 of 04/09/1996) Execution of orders on behalf of clients (Application 96070989 of 04/09/1996) Portfolio management (Application 96070989 of 04/09/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96070989 of 04/09/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	F H MANNING FINANCIAL SERVICES LTD
Registered office:	8-12 SOUTH STREET HORNCASTLE
Town:	LN9 6DX LINCOLN
Country:	GRAN BRETAGNA
First application:	7096751 of 01/11/2007
Registration no.:	1922
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7096751 of 01/11/2007) Dealing on own account (Application 7096751 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7096751 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	F.A. WATTS (INVESTMENT MANAGERS) LTD
Registered office:	2 THE POTTERIES, WICKHAM ROAD, FAREHAM
Town:	PO16 7ET HAMPSHIRE
Country:	GRAN BRETAGNA
First application:	7104911 of 28/11/2007
Registration no.:	2079
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7104911 of 28/11/2007) Investment advice (Application 7104911 of 28/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7104911 of 28/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FACE TO FACE FINANCE (ANGLIA) LTD
Registered office:	VALLEY ROAD
Town:	NR15 1NG NORFOLK
Country:	GRAN BRETAGNA
First application:	10054195 of 14/06/2010
Registration no.:	2883
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10054195 of 14/06/2010) Investment advice (Application 10054195 of 14/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10054195 of 14/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FACTORY AD
Registered office:	111 TSARIGRADSKO SHOSE
Town:	1784 SOFIA
Country:	BULGARIA
First application:	10052411 of 08/06/2010
Registration no.:	2876
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10052411 of 08/06/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10052411 of 08/06/2010) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10052411 of 08/06/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10052411 of 08/06/2010) Services related to underwriting (Application 10052411 of 08/06/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10052411 of 08/06/2010) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10052411 of 08/06/2010) Placing of financial instruments without a firm commitment basis (Application 10052411 of 08/06/2010) Investment advice (Application 10052411 of 08/06/2010) Execution of orders on behalf of clients (Application 10052411 of 08/06/2010) Portfolio management (Application 10052411 of 08/06/2010) Dealing on own account (Application 10052411 of 08/06/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10052411 of 08/06/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FAIRFAX I.S. PLC
Registered office:	46 BERKELEY SQUARE
Town:	W1J5AT LONDRA
Country:	GRAN BRETAGNA
First application:	11059550 of 01/07/2011
Registration no.:	3189
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11059550 of 01/07/2011) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11059550 of 01/07/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11059550 of 01/07/2011) Investment advice (Application 11059550 of 01/07/2011) Execution of orders on behalf of clients (Application 11059550 of 01/07/2011) Dealing on own account (Application 11059550 of 01/07/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11059550 of 01/07/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FAIR-LEAD PARTNERS LLP
Registered office:	68 GRAFTON WAY
Town:	W1T 5DS LONDRA
Country:	GRAN BRETAGNA
First application:	10041732 of 07/05/2010
Registration no.:	2853
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10041732 of 07/05/2010) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10041732 of 07/05/2010) Investment advice (Application 10041732 of 07/05/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10041732 of 07/05/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FALCON BROKERS LTD
Registered office:	41 KOLONAKIOU STREET
Town:	33099 LIMASSOL
Country:	CIPRO
First application:	11078455 of 19/09/2011
Registration no.:	3267
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11078455 of 19/09/2011) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11078455 of 19/09/2011) Foreign exchange services where these are connected to the provision of investment services (Application 11078455 of 19/09/2011) Execution of orders on behalf of clients (Application 11078455 of 19/09/2011) Dealing on own account (Application 11078455 of 19/09/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11078455 of 19/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FALCON MONEY MANAGEMENT LLP
Registered office:	60 GREAT TOWER STREET
Town:	EC3R 5AD LONDRA
Country:	GRAN BRETAGNA
First application:	9092400 of 30/10/2009
Registration no.:	2708
Foreign exchange services where these are connected to the provision of investment services (Application 9092400 of 30/10/2009) Investment advice (Application 9092400 of 30/10/2009) Execution of orders on behalf of clients (Application 9092400 of 30/10/2009) Portfolio management (Application 9092400 of 30/10/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9092400 of 30/10/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FARAD INVESTMENT ADVISOR S.A.
Registered office:	RUE BECK 2-4
Town:	L-1222 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	5082609 of 20/12/2005
Registration no.:	1611
Investment advice (Application 5082609 of 20/12/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5082609 of 20/12/2005) Execution of orders on behalf of clients (Application 7087138 of 28/09/2007) Portfolio management (Application 7087138 of 28/09/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FARLEY & THOMPSON LLP
Registered office:	PINE GRANGE, BATH ROAD BOURNEMOUTH
Town:	BH1 2NU DORSET
Country:	GRAN BRETAGNA
First application:	8021350 of 10/03/2008
Registration no.:	2242
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8021350 of 10/03/2008) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8021350 of 10/03/2008) Foreign exchange services where these are connected to the provision of investment services (Application 8021350 of 10/03/2008) Investment advice (Application 8021350 of 10/03/2008) Execution of orders on behalf of clients (Application 8021350 of 10/03/2008) Portfolio management (Application 8021350 of 10/03/2008) Dealing on own account (Application 8021350 of 10/03/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8021350 of 10/03/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FARO INVEST VERMOGENSBERATUNG AG
Registered office:	AUSTRASSE 49
Town:	9490 VADUZ
Country:	LIECHTENSTEIN
First application:	8003720 of 15/01/2008
Registration no.:	2172
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8003720 of 15/01/2008) Investment advice (Application 8003720 of 15/01/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8003720 of 15/01/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FAUCHIER PARTNERS LLP
Registered office:	72 WELBECK STREET
Town:	W1G 0AY LONDRA
Country:	GRAN BRETAGNA
First application:	7076241 of 13/08/2007
Registration no.:	1828
Investment advice (Application 7076241 of 13/08/2007) Portfolio management (Application 7076241 of 13/08/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FCMB (UK)LTD
Registered office:	65 GROSVENOR STREET
Town:	W1K 3JH LONDRA
Country:	GRAN BRETAGNA
First application:	10006939 of 28/01/2010
Registration no.:	2761
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10006939 of 28/01/2010) Investment advice (Application 10006939 of 28/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10006939 of 28/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FCSTONE COMMODITY SERVICES (EUROPE) LTD
Registered office:	THORNCASTLE STREET
Town:	DUBLIN 4 DUBLINO
Country:	IRLANDA
First application:	10026693 of 25/03/2010
Registration no.:	2817
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10026693 of 25/03/2010) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10026693 of 25/03/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10026693 of 25/03/2010) Investment advice (Application 10026693 of 25/03/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10026693 of 25/03/2010) Execution of orders on behalf of clients (Application 11085257 of 19/10/2011) Portfolio management (Application 11085257 of 19/10/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FEARNLEY FONDS ASA
Registered office:	GREV WEDELS PLASS, 9
Town:	N-0107 OSLO
Country:	NORVEGIA
First application:	5038632 of 26/05/2005
Registration no.:	1552
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5038632 of 26/05/2005) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 5038632 of 26/05/2005) Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5038632 of 26/05/2005) Services related to underwriting (Application 5038632 of 26/05/2005) Foreign exchange services where these are connected to the provision of investment services (Application 5038632 of 26/05/2005) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5038632 of 26/05/2005) Placing of financial instruments without a firm commitment basis (Application 5038632 of 26/05/2005) Investment advice (Application 5038632 of 26/05/2005) Execution of orders on behalf of clients (Application 5038632 of 26/05/2005) Dealing on own account (Application 5038632 of 26/05/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5038632 of 26/05/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FEDERATED INVESTORS (UK) LTD
Registered office:	1 SILK STREET
Town:	EC2Y 8HQ LONDRA
Country:	GRAN BRETAGNA
First application:	7006341 of 23/01/2007
Registration no.:	1751
Investment advice (Application 7006341 of 23/01/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7006341 of 23/01/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FENCHURCH ADVISORY PARTNERS LIMITED
Registered office:	4 ROYAL MINT COURT
Town:	EC3N 4HJ LONDRA
Country:	GRAN BRETAGNA
First application:	4010508 of 05/02/2004
Registration no.:	1419
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4010508 of 05/02/2004) Investment advice (Application 4010508 of 05/02/2004) Reception and transmission of orders in relation to one or more financial instruments (Application 4010508 of 05/02/2004) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FERI TRUST GMBH
Registered office:	RATHAUSPLATZ 8-10
Town:	61348 BAD HOMBURG
Country:	GERMANIA
First application:	12006472 of 27/01/2012
Registration no.:	3336
Foreign exchange services where these are connected to the provision of investment services (Application 12006472 of 27/01/2012) Investment advice (Application 12006472 of 27/01/2012) Portfolio management (Application 12006472 of 27/01/2012) Reception and transmission of orders in relation to one or more financial instruments (Application 12006472 of 27/01/2012)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FFP FRISCHMANN FINANZ-UND PARTNER GMBH
Registered office:	HERZOG-FRIEDRICH-STRASSE 34
Town:	A-6020 INNSBRUCK
Country:	AUSTRIA
First application:	6046572 of 24/05/2006
Registration no.:	1754
Investment advice (Application 6046572 of 24/05/2006) Portfolio management (Application 6046572 of 24/05/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6046572 of 24/05/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIBO GROUP HOLDINGS LTD
Registered office:	182 AYIAS FYLAXEOS
Town:	3083 LIMASSOL
Country:	CIPRO
First application:	10077771 of 22/09/2010
Registration no.:	2976
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10077771 of 22/09/2010) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10077771 of 22/09/2010) Foreign exchange services where these are connected to the provision of investment services (Application 10077771 of 22/09/2010) Execution of orders on behalf of clients (Application 10077771 of 22/09/2010) Dealing on own account (Application 10077771 of 22/09/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10077771 of 22/09/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
Registered office:	CALLE VELAZQUEZ, 140
Town:	28001 MADRID
Country:	SPAGNA
First application:	3082879 of 23/12/2003
Registration no.:	1404
Investment advice (Application 3082879 of 23/12/2003) Reception and transmission of orders in relation to one or more financial instruments (Application 3082879 of 23/12/2003)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIDEURAM ASSET MANAGEMENT (IRELAND) LTD
Registered office:	25/28, NORTH WALL QUAY
Town:	DUBLINO
Country:	IRLANDA
First application:	7107469 of 06/12/2007
Registration no.:	2141
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7107469 of 06/12/2007) Portfolio management (Application 7107469 of 06/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIDUCIA WEALTH MANAGEMENT LTD
Registered office:	BROOK STREET DEDHAM COLCHESTER
Town:	CO7 6AD ESSEX
Country:	GRAN BRETAGNA
First application:	8064668 of 08/07/2008
Registration no.:	2347
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8064668 of 08/07/2008) Investment advice (Application 8064668 of 08/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8064668 of 08/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIDUCIARY TRUST INTERNATIONAL LTD
Registered office:	THE ADELPHI 1-11 JOHN ADAM STREET
Town:	WC2N 6HT LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	354
Portfolio management (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 98027956 of 16/04/1998) Reception and transmission of orders in relation to one or more financial instruments (Application 98027956 of 16/04/1998)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIL INVESTMENTS INTERNATIONAL
Registered office:	130 TONBRIDGE ROAD HILDENBOROUGH
Town:	TN1 9DZ TONBRIDGE
Country:	GRAN BRETAGNA
First application:	7094191 of 01/11/2007
Registration no.:	2075
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7094191 of 01/11/2007) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7094191 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7094191 of 01/11/2007) Services related to underwriting (Application 7094191 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7094191 of 01/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7094191 of 01/11/2007) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7094191 of 01/11/2007) Placing of financial instruments without a firm commitment basis (Application 7094191 of 01/11/2007) Investment advice (Application 7094191 of 01/11/2007) Execution of orders on behalf of clients (Application 7094191 of 01/11/2007) Portfolio management (Application 7094191 of 01/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7094191 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIL (LUXEMBOURG) S.A.
Registered office:	2A RUE ALBERT BORSCHETTE
Town:	L-1246 LUSSEMBURGO
Country:	LUSSEMBURGO
First application:	11092428 of 15/11/2011
Registration no.:	3295
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11092428 of 15/11/2011) Investment advice (Application 11092428 of 15/11/2011) Execution of orders on behalf of clients (Application 11092428 of 15/11/2011) Reception and transmission of orders in relation to one or more financial instruments (Application 11092428 of 15/11/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIL PENSIONS MANAGEMENT
Registered office:	OAKHILL HOUSE HILDENBOROUGH
Town:	TN119DZ TONBRIDGE
Country:	GRAN BRETAGNA
First application:	99074541 of 13/10/1999
Registration no.:	941
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 99074541 of 13/10/1999) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99074541 of 13/10/1999) Placing of financial instruments without a firm commitment basis (Application 99074541 of 13/10/1999) Investment advice (Application 99074541 of 13/10/1999) Execution of orders on behalf of clients (Application 99074541 of 13/10/1999) Portfolio management (Application 99074541 of 13/10/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99074541 of 13/10/1999) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7094666 of 01/11/2007) Services related to underwriting (Application 7094666 of 01/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7094666 of 01/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7094666 of 01/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIMERIS LTD
Registered office:	58 GROSVENOR STREET
Town:	W1K 3JB LONDRA
Country:	GRAN BRETAGNA
First application:	9096560 of 16/11/2009
Registration no.:	2726
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9096560 of 16/11/2009) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9096560 of 16/11/2009) Investment advice (Application 9096560 of 16/11/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9096560 of 16/11/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINACOR & ASSOCIES S.A.
Registered office:	RUE DES COLONIES 52
Town:	B-1000 BRUXELLES
Country:	BELGIO
First application:	2031456 of 07/05/2002
Registration no.:	1271
Reception and transmission of orders in relation to one or more financial instruments (Application 2031456 of 07/05/2002)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCE FI
Registered office:	15 RUE DROUOT
Town:	75009 PARIGI
Country:	FRANCIA
First application:	1064323 of 21/08/2001
Registration no.:	1162
Investment advice (Application 1064323 of 21/08/2001) Execution of orders on behalf of clients (Application 1064323 of 21/08/2001) Reception and transmission of orders in relation to one or more financial instruments (Application 1064323 of 21/08/2001)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCE LONDON ADVISORS LTD
Registered office:	10 FITZJOHNS AVENUE
Town:	NW3 5NA LONDRA
Country:	GRAN BRETAGNA
First application:	10087845 of 27/10/2010
Registration no.:	3007
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10087845 of 27/10/2010) Investment advice (Application 10087845 of 27/10/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10087845 of 27/10/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL & GENERAL SECURITIES LTD
Registered office:	25A MOTCOMB STREET
Town:	SW1X 9EX LONDRA
Country:	GRAN BRETAGNA
First application:	96000620 of 03/01/1996
Registration no.:	116
Investment advice (Application 96000620 of 03/01/1996) Execution of orders on behalf of clients (Application 96000620 of 03/01/1996) Dealing on own account (Application 96000620 of 03/01/1996) Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 8102498 of 10/11/2008) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8102498 of 10/11/2008) Operation of Multilateral Trading Facilities (Application 8102498 of 10/11/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL ADVICE AND SERVICES LTD
Registered office:	ORCHARD HOUSE, 2 BOUVERIE ROAD WEST
Town:	CT20 2RX KENT
Country:	GRAN BRETAGNA
First application:	7098346 of 05/11/2007
Registration no.:	1963
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098346 of 05/11/2007) Investment advice (Application 7098346 of 05/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7098346 of 05/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL FUTURES IFA LTD
Registered office:	52 COLEGATE, NORFOLK
Town:	NR3 1DD NORWICH
Country:	GRAN BRETAGNA
First application:	7107052 of 05/12/2007
Registration no.:	2055
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107052 of 05/12/2007) Investment advice (Application 7107052 of 05/12/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7107052 of 05/12/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL LTD
Registered office:	UNIT 1 ANDOVERSFORD INDUSTRIAL ESTATE
Town:	GL54 4LB CHELTENHAM
Country:	GRAN BRETAGNA
First application:	7101557 of 15/11/2007
Registration no.:	2034
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7101557 of 15/11/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7101557 of 15/11/2007) Investment advice (Application 7101557 of 15/11/2007) Execution of orders on behalf of clients (Application 7101557 of 15/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101557 of 15/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL PROFESSIONAL LTD
Registered office:	21 BROOMFIELD ADEL WEST YORKSHIRE
Town:	LS16 6AE LEEDS
Country:	GRAN BRETAGNA
First application:	7099161 of 07/11/2007
Registration no.:	1957
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7099161 of 07/11/2007) Investment advice (Application 7099161 of 07/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7099161 of 07/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL RELATIONSHIP LLP
Registered office:	70 St MARY AXE
Town:	EC3A 88D LONDRA
Country:	GRAN BRETAGNA
First application:	8068369 of 21/07/2008
Registration no.:	2362
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8068369 of 21/07/2008) Investment advice (Application 8068369 of 21/07/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8068369 of 21/07/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL RISK MANAGEMENT LIMITED
Registered office:	43/44 ALBEMARLE STREET
Town:	W1X 3FE LONDRA
Country:	GRAN BRETAGNA
First application:	99070706 of 29/09/1999
Registration no.:	934
Investment advice (Application 99070706 of 29/09/1999) Portfolio management (Application 99070706 of 29/09/1999) Reception and transmission of orders in relation to one or more financial instruments (Application 99070706 of 29/09/1999) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANCIAL STRATEGIES (NORTH) LTD
Registered office:	9 CHURCH STREET BAWTRY, SOUTH YORKSHIRE
Town:	DN10 6HR DONCASTER
Country:	GRAN BRETAGNA
First application:	8086661 of 19/09/2008
Registration no.:	2422
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8086661 of 19/09/2008) Investment advice (Application 8086661 of 19/09/2008) Reception and transmission of orders in relation to one or more financial instruments (Application 8086661 of 19/09/2008)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINANZ ADMIN WERTPAPIERDIENSTLEISTUNGEN GMBH
Registered office:	SCHOTTENRING 33
Town:	1010 VIENNA
Country:	AUSTRIA
First application:	6096873 of 06/12/2006
Registration no.:	1731
Investment advice (Application 6096873 of 06/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6096873 of 06/12/2006)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINESCO FINANCIAL SERVICES LTD
Registered office:	6 WOODSIDE CRESCENT LANARKSHIRE
Town:	G3 7UL GLASGOW
Country:	GRAN BRETAGNA
First application:	7101002 of 14/11/2007
Registration no.:	2003
Investment advice (Application 7101002 of 14/11/2007) Execution of orders on behalf of clients (Application 7101002 of 14/11/2007) Portfolio management (Application 7101002 of 14/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7101002 of 14/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINEX LLP
Registered office:	32-38 DUKES PLACE
Town:	EC3A 7LP LONDRA
Country:	GRAN BRETAGNA
First application:	10010173 of 05/02/2010
Registration no.:	2773
Investment advice (Application 10010173 of 05/02/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10010173 of 05/02/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FINOTEC TRADING UK LTD
Registered office:	HOLLAND HOUSE SUITE GF2 4 BURY STREET
Town:	EC3A 5AW LONDRA
Country:	GRAN BRETAGNA
First application:	7103446 of 21/11/2007
Registration no.:	2031
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103446 of 21/11/2007) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7103446 of 21/11/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7103446 of 21/11/2007) Execution of orders on behalf of clients (Application 7103446 of 21/11/2007) Dealing on own account (Application 7103446 of 21/11/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7103446 of 21/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIR POST CAPITAL LONDON LLP
Registered office:	48-54 MOORGATE
Town:	EC2R 6EJ LONDRA
Country:	GRAN BRETAGNA
First application:	11081222 of 30/09/2011
Registration no.:	3276
Investment advice (Application 11081222 of 30/09/2011)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRERUSH VENTURES NO.3 LP
Registered office:	PO BOX 60519
Town:	W2 7JU LONDRA
Country:	GRAN BRETAGNA
First application:	10001766 of 12/01/2010
Registration no.:	2748
Placing of financial instruments without a firm commitment basis (Application 10001766 of 12/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10001766 of 12/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST AVENUE PARTNERS LLP
Registered office:	FITZROY HOUSE 18-20 GRAFTON STREET
Town:	W1S 4DZ LONDRA
Country:	GRAN BRETAGNA
First application:	6097965 of 13/12/2006
Registration no.:	1734
Foreign exchange services where these are connected to the provision of investment services (Application 6097965 of 13/12/2006) Investment advice (Application 6097965 of 13/12/2006) Reception and transmission of orders in relation to one or more financial instruments (Application 6097965 of 13/12/2006) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST CAPITAL ASSET MANAGERS B.V.
Registered office:	SCHOOLSTRAAT 27
Town:	2242 KE WASSENAAR
Country:	OLANDA
First application:	5039964 of 01/06/2005
Registration no.:	1555
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5039964 of 01/06/2005) Placing of financial instruments without a firm commitment basis (Application 5039964 of 01/06/2005) Portfolio management (Application 5039964 of 01/06/2005) Reception and transmission of orders in relation to one or more financial instruments (Application 5039964 of 01/06/2005)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST CAPITAL CORPORATION LTD
Registered office:	77 FULHAM PALACE ROAD
Town:	W6 8JA LONDRA
Country:	GRAN BRETAGNA
First application:	10000450 of 07/01/2010
Registration no.:	2742
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10000450 of 07/01/2010) Investment advice (Application 10000450 of 07/01/2010) Reception and transmission of orders in relation to one or more financial instruments (Application 10000450 of 07/01/2010)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST COLUMBUS LLP
Registered office:	35 NEW BROAD STREET
Town:	EC2M 1NH LONDRA
Country:	GRAN BRETAGNA
First application:	9022233 of 12/03/2009
Registration no.:	2549
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9022233 of 12/03/2009) Investment advice (Application 9022233 of 12/03/2009) Reception and transmission of orders in relation to one or more financial instruments (Application 9022233 of 12/03/2009)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST GLOBAL (UK) LIMITED
Registered office:	82 GREAT EASTERN STREET
Town:	EC2A 1JL LONDRA
Country:	GRAN BRETAGNA
First application:	7602 of 02/02/2000
Registration no.:	974
Investment advice (Application 7602 of 02/02/2000) Execution of orders on behalf of clients (Application 7602 of 02/02/2000) Reception and transmission of orders in relation to one or more financial instruments (Application 7602 of 02/02/2000) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

SERVICES PROVIDED IN ITALY
EU investment firm (name):	FIRST INTERNATIONAL GROUP PLC
Registered office:	BROOK STREET MAYFAIR
Town:	W1K 4HS LONDRA
Country:	GRAN BRETAGNA
First application:	7001342 of 08/01/2007
Registration no.:	1749
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7001342 of 08/01/2007) Foreign exchange services where these are connected to the provision of investment services (Application 7001342 of 08/01/2007) Investment advice (Application 7001342 of 08/01/2007) Execution of orders on behalf of clients (Application 7001342 of 08/01/2007) Reception and transmission of orders in relation to one or more financial instruments (Application 7001342 of 08/01/2007) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11068161 of 01/08/2011) Services related to underwriting (Application 11068161 of 01/08/2011) Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11068161 of 01/08/2011) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11068161 of 01/08/2011) Placing of financial instruments without a firm commitment basis (Application 11068161 of 01/08/2011) Dealing on own account (Application 11068161 of 01/08/2011)

EU investment firm (name):	FIRST PROPERTY ASSET MANAGEMENT LTD
Registered office:	35 OLD QUEEN ST