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REGISTER OF EU INVESTMENT FIRMS: WITHOUT BRANCHES (DATE 19/05/2016)
EU investment firm (name): AA ADVISERS LLP
Registered office: 30 TADENA ROAD
Town: SW10 0PZ LONDRA
Country: GRAN BRETAGNA
First application: 7014782 of 19/02/2007
Registration no.: 1758
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7014782 of 19/02/2007)
  • Investment advice (Application 7014782 of 19/02/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7014782 of 19/02/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AAA INVESTMENT PARTNERS AG
Registered office: Vorarlbergerstrasse 29
Town: FL 9486 SCHAANWALD
Country: LIECHTENSTEIN
First application: 0048916/15 of 17/06/2015
Registration no.: 4192
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0048916/15 of 17/06/2015)
  • Investment advice (Application 0048916/15 of 17/06/2015)
  • Execution of orders on behalf of clients (Application 0048916/15 of 17/06/2015)
  • Portfolio management (Application 0048916/15 of 17/06/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0048916/15 of 17/06/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AAA TRADE LTD
Registered office: 124 Gladstonos Street
Town: 3032 LIMASSOL
Country: CIPRO
First application: 0095896/14 of 12/12/2014
Registration no.: 4071
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0095896/14 of 12/12/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0095896/14 of 12/12/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0095896/14 of 12/12/2014)
  • Execution of orders on behalf of clients (Application 0095896/14 of 12/12/2014)
  • Dealing on own account (Application 0095896/14 of 12/12/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0095896/14 of 12/12/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0074000/15 of 24/09/2015)
  • Investment advice (Application 0074000/15 of 24/09/2015)
  • Portfolio management (Application 0074000/15 of 24/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): A.A.M. & WEALTH LTD
Registered office: 22, Spyrou Kyprianou Avenue,
Town: 3070 LIMASSOL
Country: CIPRO
First application: 0011646/15 of 18/02/2015
Registration no.: 4105
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0011646/15 of 18/02/2015)
  • Portfolio management (Application 0011646/15 of 18/02/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AARON TAWNY MORTGAGES LTD
Registered office: 6 MARKET PLACE NORTHAMPTONSHIRE
Town: NN16 0AL KETTERING
Country: GRAN BRETAGNA
First application: 8065874 of 14/07/2008
Registration no.: 2351
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8065874 of 14/07/2008)
  • Investment advice (Application 8065874 of 14/07/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8065874 of 14/07/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABACO ASSET MANAGEMENT LLP
Registered office: 5-11 REGENT STREET
Town: SW1Y 4LR LONDRA
Country: GRAN BRETAGNA
First application: 12080661 of 10/10/2012
Registration no.: 3526
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 12080661 of 10/10/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12080661 of 10/10/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABACUS INVESTMENT SOLUTIONS LTD
Registered office: QUEEN ISABELLE HOUSE KINGSCLERE PARK NEWBURY
Town: RG20 4SW BERKSHIRE
Country: GRAN BRETAGNA
First application: 7079596 of 30/08/2007
Registration no.: 1843
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7079596 of 30/08/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7079596 of 30/08/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABBEY STOCKBROKERS LTD
Registered office: KINGFISHER HOUSE RADFORD WAY BILLERICAY
Town: CM12 0GZ ESSEX
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 71
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Dealing on own account (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABERDEEN ASSET INVESTMENT LIMITED
Registered office: 60 Morrison Street
Town: EC2N 1HZ EDIMBURGO
Country: GRAN BRETAGNA
First application: 98087034 of 06/11/1998
Registration no.: 740
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 98087034 of 06/11/1998)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Execution of orders on behalf of clients (Application 12060263 of 18/07/2012)
  • Portfolio management (Application 12060263 of 18/07/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12060263 of 18/07/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABERDEEN ASSET MANAGERS LIMITED
Registered office: 10 QUEEN TERRACE
Town: AB10 1YG ABERDEEN
Country: GRAN BRETAGNA
First application: 9015336 of 18/02/2009
Registration no.: 2524
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9015336 of 18/02/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9015336 of 18/02/2009)
  • Investment advice (Application 9015336 of 18/02/2009)
  • Execution of orders on behalf of clients (Application 9015336 of 18/02/2009)
  • Portfolio management (Application 9015336 of 18/02/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9015336 of 18/02/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABERDEEN INVESTMENT SOLUTION LIMITED
Registered office: Bow Bells House 1 Bread Street
Town: EC4M 9HH LONDRA
Country: GRAN BRETAGNA
First application: 99040301 of 20/05/1999
Registration no.: 784
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 99040301 of 20/05/1999)
  • Execution of orders on behalf of clients (Application 99040301 of 20/05/1999)
  • Portfolio management (Application 99040301 of 20/05/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99040301 of 20/05/1999)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABERDEEN PROPERTY INVESTORS CORPORATE ASA
Registered office: POSTBOKS 1228
Town: 0110 OSLO
Country: NORVEGIA
First application: 7088194 of 03/10/2007
Registration no.: 1855
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 7088194 of 03/10/2007)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7088194 of 03/10/2007)
  • Placing of financial instruments without a firm commitment basis (Application 7088194 of 03/10/2007)
  • Execution of orders on behalf of clients (Application 7088194 of 03/10/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7088194 of 03/10/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABERDEEN SVG PRIVATE EQUITY ADVISERS LIMITED
Registered office: 61 ALDWYCH
Town: WC2B 4AE LONDRA
Country: GRAN BRETAGNA
First application: 8070046 of 24/07/2008
Registration no.: 2371
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8070046 of 24/07/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABG SUNDAL COLLIER NORGE ASA
Registered office: MUNKEDAMSVEIEN 45
Town: 0250 OSLO
Country: NORVEGIA
First application: 1078114 of 16/10/2001
Registration no.: 1187
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1078114 of 16/10/2001)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1078114 of 16/10/2001)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1078114 of 16/10/2001)
  • Services related to underwriting (Application 1078114 of 16/10/2001)
  • Foreign exchange services where these are connected to the provision of investment services (Application 1078114 of 16/10/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1078114 of 16/10/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1078114 of 16/10/2001)
  • Investment advice (Application 1078114 of 16/10/2001)
  • Execution of orders on behalf of clients (Application 1078114 of 16/10/2001)
  • Dealing on own account (Application 1078114 of 16/10/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1078114 of 16/10/2001)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABG SUNDAL COLLIER PARTNERS LLP
Registered office: St. Martins Court, 10 Paternoster Row
Town: EC4M 7EJ LONDRA
Country: GRAN BRETAGNA
First application: 11055815 of 21/06/2011
Registration no.: 3176
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11055815 of 21/06/2011)
  • Investment advice (Application 11055815 of 21/06/2011)
  • Execution of orders on behalf of clients (Application 11055815 of 21/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11055815 of 21/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABRAAJ ADVISERS UK LIMITED
Registered office: 1Grafton Street
Town: W1S 4FE LONDRA
Country: GRAN BRETAGNA
First application: 12011167 of 16/02/2012
Registration no.: 3353
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12011167 of 16/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12011167 of 16/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABRAXAS CAPITAL MANAGEMENT LIMITED
Registered office: 111 BUCKINGHAM PALACE ROAD
Town: SW1W0SR LONDRA
Country: GRAN BRETAGNA
First application: 3020650 of 01/04/2003
Registration no.: 1354
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 3020650 of 01/04/2003)
  • Investment advice (Application 3020650 of 01/04/2003)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0093059/13 of 02/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABSALON CAPITAL FONDSMAEGLERSELSKAB A/S
Registered office: Tuborg Havnevej 19
Town: 2900 HELLERUP
Country: DANIMARCA
First application: 97051238 of 03/07/1997
Registration no.: 626
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 97051238 of 03/07/1997)
  • Investment advice (Application 97051238 of 03/07/1997)
  • Portfolio management (Application 97051238 of 03/07/1997)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 97051238 of 03/07/1997)
  • Execution of orders on behalf of clients (Application 0012036/14 of 13/02/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABSHIRE-SMITH GLOBAL LIMITED
Registered office: 26 York Street
Town: W1U 6PZ LONDRA
Country: GRAN BRETAGNA
First application: 13034443 of 23/04/2013
Registration no.: 3680
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 13034443 of 23/04/2013)
  • Execution of orders on behalf of clients (Application 13034443 of 23/04/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13034443 of 23/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABSOLUTE ENERGY CAPITAL LLP
Registered office: 100 PALL MALL
Town: SW1Y 5NQ LONDRA
Country: GRAN BRETAGNA
First application: 11097137 of 06/12/2011
Registration no.: 3309
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11097137 of 06/12/2011)
  • Investment advice (Application 11097137 of 06/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ABUNDANCE NRG LTD
Registered office: 65-69 Shepherds Bush Green
Town: W128TB LONDRA
Country: GRAN BRETAGNA
First application: 0094523/13 of 06/12/2013
Registration no.: 3873
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0094523/13 of 06/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AC GLOBAL MARKETS LIMITED
Registered office: 7 old park lane
Town: W1K 1QR LONDRA
Country: GRAN BRETAGNA
First application: 0059120 of 09/07/2013
Registration no.: 3742
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0059120 of 09/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059120 of 09/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACADIAN ASSET MANAGEMENT (UK) LIMITED
Registered office: 110 CANNON STREET
Town: EC4N 6EU LONDRA
Country: GRAN BRETAGNA
First application: 7027590 of 03/04/2007
Registration no.: 1785
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7027590 of 03/04/2007)
  • Execution of orders on behalf of clients (Application 7027590 of 03/04/2007)
  • Portfolio management (Application 7027590 of 03/04/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACANTHUS CAPITAL LIMITED
Registered office: 7 CAVENDISH SQUARE
Town: W1G 0PE LONDRA
Country: GRAN BRETAGNA
First application: 6018463 of 24/02/2006
Registration no.: 1623
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6018463 of 24/02/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6018463 of 24/02/2006)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACCESS EQUITY MANAGEMENT LTD
Registered office: 54 VINCENT SQUARE
Town: SW1P 2NR LONDRA
Country: GRAN BRETAGNA
First application: 11017383 of 08/03/2011
Registration no.: 3103
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11017383 of 08/03/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11017383 of 08/03/2011)
  • Services related to underwriting (Application 11017383 of 08/03/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11017383 of 08/03/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11017383 of 08/03/2011)
  • Investment advice (Application 11017383 of 08/03/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11017383 of 08/03/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACCOLA CAPITAL LLP
Registered office: 11 SOUTH SIDE
Town: W6 OXY LONDRA
Country: GRAN BRETAGNA
First application: 13016069 of 26/02/2013
Registration no.: 3642
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13016069 of 26/02/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13016069 of 26/02/2013)
  • Placing of financial instruments without a firm commitment basis (Application 13016069 of 26/02/2013)
  • Investment advice (Application 13016069 of 26/02/2013)
  • Execution of orders on behalf of clients (Application 13016069 of 26/02/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13016069 of 26/02/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACG ADVISORS (UK) LLP
Registered office: 1 Knightsbridge Green
Town: SW1X 7QA LONDRA
Country: GRAN BRETAGNA
First application: 0001121/16 of 08/01/2016
Registration no.: 4297
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0001121/16 of 08/01/2016)
  • Execution of orders on behalf of clients (Application 0001121/16 of 08/01/2016)
  • Portfolio management (Application 0001121/16 of 08/01/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0001121/16 of 08/01/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACHMEA ASSET MANAGEMENT B.V
Registered office: LAAN VAN MALKENSCHOTEN 20
Town: 7333 NP APELDOORN
Country: OLANDA
First application: 98058733 of 15/07/1998
Registration no.: 716
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 98058733 of 15/07/1998)
  • Portfolio management (Application 98058733 of 15/07/1998)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACPI INVESTMENTS LTD
Registered office: 56 CONDUIT STREET
Town: W1S 2YZ LONDRA
Country: GRAN BRETAGNA
First application: 7093062 of 17/10/2007
Registration no.: 1865
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7093062 of 17/10/2007)
  • Portfolio management (Application 7093062 of 17/10/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7093062 of 17/10/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACQUANTUM AG
Registered office: Josephspitalstrasse, 15
Town: D 80331 MONACO
Country: GERMANIA
First application: 13048481 of 31/05/2013
Registration no.: 3718
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 13048481 of 31/05/2013)
  • Execution of orders on behalf of clients (Application 13048481 of 31/05/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13048481 of 31/05/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACROPOLIS CAPITAL PARTNERS LTD
Registered office: 73 BROOK STREET
Town: W1K 4HS LONDRA
Country: GRAN BRETAGNA
First application: 7084508 of 19/09/2007
Registration no.: 1851
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7084508 of 19/09/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7084508 of 19/09/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACSEL ADVISORS LTD
Registered office: 29 RIVERMEAD EAST MOLESEY SURREY
Town: KT8 9AZ LONDRA
Country: GRAN BRETAGNA
First application: 6058308 of 11/07/2006
Registration no.: 1675
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6058308 of 11/07/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6058308 of 11/07/2006)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ACTIVTRADES PLC
Registered office: 1 THOMAS MORE SQUARE
Town: E1W 1YW LONDRA
Country: GRAN BRETAGNA
First application: 5081938 of 16/12/2005
Registration no.: 1606
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5081938 of 16/12/2005)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7090877 of 10/10/2007)
  • Dealing on own account (Application 7090877 of 10/10/2007)
  • Execution of orders on behalf of clients (Application 7098722 of 06/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AD VALOREM WEALTH MANAGEMENT LLP
Registered office: SANDY LANE
Town: ST5 0LZ NEWCASTLE
Country: GRAN BRETAGNA
First application: 10098668 of 01/12/2010
Registration no.: 3027
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10098668 of 01/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10098668 of 01/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AD VALOREM WEALTH MANAGEMENT SOLUTIONS LIMITED
Registered office: Whitehall House Sandy Lane
Town: ST5 OLZ LONDRA
Country: GRAN BRETAGNA
First application: 0012183/16 of 11/02/2016
Registration no.: 4320
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0012183/16 of 11/02/2016)
  • Investment advice (Application 0012183/16 of 11/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADAM & COMPANY INVESTMENT MANAGEMENT LTD
Registered office: 22 CHARLOTTE SQUARE
Town: EH2 4DF EDIMBURGO
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 343
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 96000620 of 03/01/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADAMANT CAPITAL PARTNERS AD
Registered office: 76 A JAMES BOURCHIER BLVD
Town: 1407 SOFIA
Country: BULGARIA
First application: 11065879 of 25/07/2011
Registration no.: 3202
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11065879 of 25/07/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11065879 of 25/07/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11065879 of 25/07/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11065879 of 25/07/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11065879 of 25/07/2011)
  • Investment advice (Application 11065879 of 25/07/2011)
  • Execution of orders on behalf of clients (Application 11065879 of 25/07/2011)
  • Portfolio management (Application 11065879 of 25/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11065879 of 25/07/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADAMS STREET PARTNERS UK LLP
Registered office: 20 GROSVENOR PLACE
Town: SW1X 7HN LONDRA
Country: GRAN BRETAGNA
First application: 10035337 of 21/04/2010
Registration no.: 2845
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10035337 of 21/04/2010)
  • Investment advice (Application 10035337 of 21/04/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10035337 of 21/04/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADM INVESTOR SERVICES INTERNATIONAL LIMITED
Registered office: MILLENNIUM BRIDGE HOUSE LAMBETH HILL
Town: EC4V 3TT LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 206
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Investment advice (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
  • Dealing on own account (Application 96059817 of 15/07/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADMIRAL MARKETS AS
Registered office: AHTRI 6A
Town: 10151 TALLINN
Country: ESTONIA
First application: 10098606 of 02/12/2010
Registration no.: 3036
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10098606 of 02/12/2010)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10098606 of 02/12/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10098606 of 02/12/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10098606 of 02/12/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10098606 of 02/12/2010)
  • Execution of orders on behalf of clients (Application 10098606 of 02/12/2010)
  • Dealing on own account (Application 10098606 of 02/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10098606 of 02/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADMIRAL MARKETS CYPRUS LTD
Registered office: 22, Spyrou Kyprianou, Pippiros Building
Town: 3070 LIMASSOL
Country: CIPRO
First application: 0016705/14 of 28/02/2014
Registration no.: 3918
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0016705/14 of 28/02/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0016705/14 of 28/02/2014)
  • Execution of orders on behalf of clients (Application 0016705/14 of 28/02/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0016705/14 of 28/02/2014)
  • Portfolio management (Application 0051054/14 of 18/06/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADMIRAL MARKETS UK LTD
Registered office: One love Lane
Town: EC2V 7JN LONDRA
Country: GRAN BRETAGNA
First application: 0059099/13 of 09/07/2013
Registration no.: 3744
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0059099/13 of 09/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059099/13 of 09/07/2013)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0093800/13 of 04/12/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0093800/13 of 04/12/2013)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0093800/13 of 04/12/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0093800/13 of 04/12/2013)
  • Placing of financial instruments without a firm commitment basis (Application 0093800/13 of 04/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADS SECURITIES LONDON LIMITED
Registered office: 125 Old Broad Street,
Town: EC2N 1AR LONDRA
Country: GRAN BRETAGNA
First application: 12068191 of 13/08/2012
Registration no.: 3488
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12068191 of 13/08/2012)
  • Execution of orders on behalf of clients (Application 12068191 of 13/08/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12068191 of 13/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADVANCED ASSET MANAGEMENT AG
Registered office: GRAF ADOLF STRASSE, 12
Town: 40212 DUSSELDORF
Country: GERMANIA
First application: 5042761 of 13/06/2005
Registration no.: 1582
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 5042761 of 13/06/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5042761 of 13/06/2005)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADVANTAGE FINANCIAL S.A.
Registered office: 5 BOULEVARD ROYAL
Town: L-2449 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 8066325 of 15/07/2008
Registration no.: 2356
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8066325 of 15/07/2008)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8066325 of 15/07/2008)
  • Investment advice (Application 8066325 of 15/07/2008)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 057446/13 of 03/07/2013)
  • Placing of financial instruments without a firm commitment basis (Application 057446/13 of 03/07/2013)
  • Execution of orders on behalf of clients (Application 057446/13 of 03/07/2013)
  • Portfolio management (Application 057446/13 of 03/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 057446/13 of 03/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADVENT CAPIT MANGEMENT UK LIMITED
Registered office: 4th Floor Devonshire House 1 Mayfair Place,
Town: W1J8AJ LONDRA
Country: GRAN BRETAGNA
First application: 0060092/15 of 24/07/2015
Registration no.: 4212
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0060092/15 of 24/07/2015)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0060092/15 of 24/07/2015)
  • Investment advice (Application 0060092/15 of 24/07/2015)
  • Execution of orders on behalf of clients (Application 0060092/15 of 24/07/2015)
  • Portfolio management (Application 0060092/15 of 24/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0060092/15 of 24/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ADVISER BUSINESS SOLUTIONS LTD
Registered office: 227 LONDON ROAD NORTH END HAMPSHIRE
Town: PO2 9AJ PORTSMOUTH
Country: GRAN BRETAGNA
First application: 8042138 of 06/05/2008
Registration no.: 2294
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8042138 of 06/05/2008)
  • Investment advice (Application 8042138 of 06/05/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8042138 of 06/05/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AE CAPITAL ADVISORS LTD
Registered office: 6th Floor, 17 Moorgate
Town: EC2R 6AR LONDRA
Country: GRAN BRETAGNA
First application: 73845/13 of 11/09/2013
Registration no.: 3808
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 73845/13 of 11/09/2013)
  • Investment advice (Application 73845/13 of 11/09/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 73845/13 of 11/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AE GLOBAL INVESTMENT SOLUTIONS LIMITED
Registered office: BESSBOROUGH HOUSE 17 CAVEDISH SQUARE
Town: W1G 0PH LONDRA
Country: GRAN BRETAGNA
First application: 4027046 of 29/03/2004
Registration no.: 1431
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 4027046 of 29/03/2004)
  • Services related to underwriting (Application 4027046 of 29/03/2004)
  • Foreign exchange services where these are connected to the provision of investment services (Application 4027046 of 29/03/2004)
  • Investment advice (Application 4027046 of 29/03/2004)
  • Execution of orders on behalf of clients (Application 4027046 of 29/03/2004)
  • Portfolio management (Application 4027046 of 29/03/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4027046 of 29/03/2004)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AEONIC SECURITIES C.I.F PLC.
Registered office: 5, Andrea Kalvou Street, Helladion House
Town: 3085 LIMASSOL
Country: CIPRO
First application: 72770/13 of 06/09/2013
Registration no.: 3801
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 72770/13 of 06/09/2013)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 72770/13 of 06/09/2013)
  • Services related to underwriting (Application 72770/13 of 06/09/2013)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 72770/13 of 06/09/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 72770/13 of 06/09/2013)
  • Execution of orders on behalf of clients (Application 72770/13 of 06/09/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 72770/13 of 06/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AERIUS ASSOCIATES ADVISERS LLP
Registered office: 48 Dover Street
Town: W1S 4FF LONDRA
Country: GRAN BRETAGNA
First application: 0067829/15 of 26/08/2015
Registration no.: 4229
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0067829/15 of 26/08/2015)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0067829/15 of 26/08/2015)
  • Investment advice (Application 0067829/15 of 26/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0067829/15 of 26/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AES FINANCIAL SERVICES LTD
Registered office: 126-128 NEW KINGS ROAD
Town: SW6 4LZ LONDRA
Country: GRAN BRETAGNA
First application: 8076859 of 12/08/2008
Registration no.: 2390
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8076859 of 12/08/2008)
  • Investment advice (Application 8076859 of 12/08/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8076859 of 12/08/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AESPEN B.V.
Registered office: 120 NIEUWEZIJDS VOORBURGWAL
Town: 1012 SH AMSTERDAM
Country: OLANDA
First application: 3008225 of 12/02/2003
Registration no.: 1343
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 3008225 of 12/02/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3008225 of 12/02/2003)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AETHEL PARTNERS LLP
Registered office: 67 Grosvenor Street
Town: W1K 3JN LONDRA
Country: GRAN BRETAGNA
First application: 0083230/15 of 27/10/2015
Registration no.: 4250
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0083230/15 of 27/10/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AETIA LTD
Registered office: 41 WINFRITH ROAD
Town: SW18 3BE LONDRA
Country: GRAN BRETAGNA
First application: 10067632 of 02/08/2010
Registration no.: 2932
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10067632 of 02/08/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10067632 of 02/08/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AETOS CAPITAL GROUP (UK) LIMITED
Registered office: 25 Canada Square
Town: E14 5LQ LONDRA
Country: GRAN BRETAGNA
First application: 13053421 of 18/06/2013
Registration no.: 3732
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 13053421 of 18/06/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13053421 of 18/06/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFB FX LTD
Registered office: 6 MAXIMOS MICHAELIDES STREET
Town: 3106 LIMASSOL
Country: CIPRO
First application: 11040856 of 10/05/2011
Registration no.: 3148
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11040856 of 10/05/2011)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11040856 of 10/05/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11040856 of 10/05/2011)
  • Execution of orders on behalf of clients (Application 11040856 of 10/05/2011)
  • Dealing on own account (Application 11040856 of 10/05/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11040856 of 10/05/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFEX MARKETS PLC
Registered office: 40 Strand
Town: WC2N 5RW LONDRA
Country: GRAN BRETAGNA
First application: 0069085/14 of 20/08/2014
Registration no.: 4021
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 0069085/14 of 20/08/2014)
  • Investment advice (Application 0069085/14 of 20/08/2014)
  • Execution of orders on behalf of clients (Application 0069085/14 of 20/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFFILIATED MANAGERS GROUP LTD
Registered office: 35 PARK LANE
Town: WIK 1RB LONDRA
Country: GRAN BRETAGNA
First application: 10029990 of 01/04/2010
Registration no.: 2825
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10029990 of 01/04/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFFINITY FINANCIAL AWARENESS LIMITED
Registered office: 8 Farleigh Court Old Weston Road Flax Bourton
Town: BS48 1UR LONDRA
Country: GRAN BRETAGNA
First application: 0012919/16 of 15/02/2016
Registration no.: 4322
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0012919/16 of 15/02/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0012919/16 of 15/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFH INDEPENDENT FINANCIAL SERVICES LTD
Registered office: 16 CHURCH STREET , WORCESTERSHIRE
Town: B61 8DN BROMSGROVE
Country: GRAN BRETAGNA
First application: 8102064 of 07/11/2008
Registration no.: 2461
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8102064 of 07/11/2008)
  • Execution of orders on behalf of clients (Application 8102064 of 07/11/2008)
  • Portfolio management (Application 8102064 of 07/11/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8102064 of 07/11/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFRICAN ALPHA INVESTMENT PARTNERS LIMITED
Registered office: 14 CORK STREET
Town: W1S 3NS LONDRA
Country: GRAN BRETAGNA
First application: 12087599 of 06/11/2012
Registration no.: 3548
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12087599 of 06/11/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12087599 of 06/11/2012)
  • Investment advice (Application 12087599 of 06/11/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12087599 of 06/11/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFS BROKERS B.V.
Registered office: O.Z. VOORBURGWAL 282
Town: 1012 GL AMSTERDAM
Country: OLANDA
First application: 1052948 of 06/07/2001
Registration no.: 1152
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1052948 of 06/07/2001)
  • Execution of orders on behalf of clients (Application 1052948 of 06/07/2001)
  • Dealing on own account (Application 1052948 of 06/07/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1052948 of 06/07/2001)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFS LONDON LIMITED
Registered office: WARWICK HOUSE FIRST FLOOR 65-66 QUEEN STREET
Town: EC4 LONDRA
Country: GRAN BRETAGNA
First application: 2025867 of 18/04/2002
Registration no.: 1260
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2025867 of 18/04/2002)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFX CAPITAL MARKETS LTD
Registered office: 116, Gladstonos Street
Town: 3032 LIMASSOL
Country: CIPRO
First application: 10070118 of 10/08/2010
Registration no.: 2935
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10070118 of 10/08/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10070118 of 10/08/2010)
  • Portfolio management (Application 10070118 of 10/08/2010)
  • Dealing on own account (Application 10070118 of 10/08/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10070118 of 10/08/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12013555 of 23/02/2012)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12013555 of 23/02/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12013555 of 23/02/2012)
  • Investment advice (Application 12013555 of 23/02/2012)
  • Execution of orders on behalf of clients (Application 12013555 of 23/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AFX MARKETS LIMITED
Registered office: 33 Sun Street
Town: EC2M 2PY LONDRA
Country: GRAN BRETAGNA
First application: 12050441 of 13/06/2012
Registration no.: 3447
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 12050441 of 13/06/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12050441 of 13/06/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGASTI CAPITAL MARKETS AS
Registered office: Postboks 1753 Vika
Town: 0122 OSLO
Country: NORVEGIA
First application: 0013637/14 of 19/02/2014
Registration no.: 3908
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0013637/14 of 19/02/2014)
  • Execution of orders on behalf of clients (Application 0013637/14 of 19/02/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0013637/14 of 19/02/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0012185/16 of 11/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGENCY PARTNERS LLP
Registered office: 1 LIVERPOOL STREET
Town: EC2M 7QD LONDRA
Country: GRAN BRETAGNA
First application: 10102044 of 14/12/2010
Registration no.: 3039
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102044 of 14/12/2010)
  • Investment advice (Application 10102044 of 14/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10102044 of 14/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGENDA INVEST LTD
Registered office: 25 Saville Row
Town: W1S 2ER LONDRA
Country: GRAN BRETAGNA
First application: 0069830/15 of 04/09/2015
Registration no.: 4225
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0069830/15 of 04/09/2015)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0069830/15 of 04/09/2015)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0069830/15 of 04/09/2015)
  • Investment advice (Application 0069830/15 of 04/09/2015)
  • Execution of orders on behalf of clients (Application 0069830/15 of 04/09/2015)
  • Portfolio management (Application 0069830/15 of 04/09/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069830/15 of 04/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGF INTERNATIONAL ADVISORS COMPANY LTD
Registered office: 34 MOLESWORTH STREET DUBLIN 2
Town: DUBLINO
Country: IRLANDA
First application: 9020811 of 06/03/2009
Registration no.: 2542
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9020811 of 06/03/2009)
  • Execution of orders on behalf of clients (Application 9020811 of 06/03/2009)
  • Portfolio management (Application 9020811 of 06/03/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9020811 of 06/03/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGFE LTD
Registered office: 105 LANCASTER ROAD
Town: W11 1QF LONDRA
Country: GRAN BRETAGNA
First application: 6097345 of 11/12/2006
Registration no.: 1733
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6097345 of 11/12/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6097345 of 11/12/2006)
  • Portfolio management (Application 9080082 of 08/09/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGFIA LTD
Registered office: 34 MOLESWORTH STREET DUBLIN 2
Town: DUBLINO
Country: IRLANDA
First application: 9020808 of 06/03/2009
Registration no.: 2541
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9020808 of 06/03/2009)
  • Portfolio management (Application 9020808 of 06/03/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGINCOURT FINANCIAL LIMTED
Registered office: MOORGATE HALL 155 MOORGATE
Town: EC2M 6XB LONDRA
Country: GRAN BRETAGNA
First application: 1085647 of 14/11/2001
Registration no.: 1198
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1085647 of 14/11/2001)
  • Portfolio management (Application 1085647 of 14/11/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1085647 of 14/11/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGM MARKETS LIMITED
Registered office: 25, Aischylou Street
Town: 3096 LIMASSOL
Country: CIPRO
First application: 11098411 of 13/12/2011
Registration no.: 3316
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11098411 of 13/12/2011)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11098411 of 13/12/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11098411 of 13/12/2011)
  • Execution of orders on behalf of clients (Application 11098411 of 13/12/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11098411 of 13/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AGORA MICROFINANCE PARTNERS LLP
Registered office: 6 DUKE STREET
Town: SW1 6BN LONDRA
Country: GRAN BRETAGNA
First application: 10084745 of 15/10/2010
Registration no.: 2994
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10084745 of 15/10/2010)
  • Investment advice (Application 10084745 of 15/10/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AHJ CAPITAL MARKETS LIMITED
Registered office: 2 Minster Court
Town: EC3R 7BB LONDRA
Country: GRAN BRETAGNA
First application: 0001764/15 of 12/01/2015
Registration no.: 4082
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0001764/15 of 12/01/2015)
  • Investment advice (Application 0001764/15 of 12/01/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0001764/15 of 12/01/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AHORRO CORPORACION FINANCIERA SOCIETAD DE VALORES SA
Registered office: PASEO DE LA CASTELLANA, 89
Town: 28046 MADRID
Country: SPAGNA
First application: 3066158 of 17/10/2003
Registration no.: 1390
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 3066158 of 17/10/2003)
  • Execution of orders on behalf of clients (Application 3066158 of 17/10/2003)
  • Dealing on own account (Application 3066158 of 17/10/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3066158 of 17/10/2003)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AHV ASSOCIATES LLP
Registered office: 42 BROOK STREET
Town: W1K5BD LONDRA
Country: GRAN BRETAGNA
First application: 6100287 of 21/12/2006
Registration no.: 1741
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6100287 of 21/12/2006)
  • Investment advice (Application 6100287 of 21/12/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6100287 of 21/12/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AIB CORPORATE FINANCE LIMITED
Registered office: 85 PEMBROKE ROAD- BALLSBRIDGE
Town: 4 DUBLINO
Country: IRLANDA
First application: 95182 of 28/12/2000
Registration no.: 1067
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 95182 of 28/12/2000)
  • Services related to underwriting (Application 95182 of 28/12/2000)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 95182 of 28/12/2000)
  • Placing of financial instruments without a firm commitment basis (Application 95182 of 28/12/2000)
  • Investment advice (Application 95182 of 28/12/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 95182 of 28/12/2000)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AIRFINANCE PRO LIMITED.
Registered office: 27, Spyrou Kyprianou Avenue, Mesa Geitonia
Town: 4001 LIMASSOL
Country: CIPRO
First application: 0012514/14 of 17/02/2014
Registration no.: 3905
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0012514/14 of 17/02/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0012514/14 of 17/02/2014)
  • Execution of orders on behalf of clients (Application 0012514/14 of 17/02/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0012514/14 of 17/02/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AISA DIRECT LTD
Registered office: Fordbrook Business Centre, Marlborough Road
Town: SN9 5NU LONDRA
Country: GRAN BRETAGNA
First application: 0052241/15 of 30/06/2015
Registration no.: 4200
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0052241/15 of 30/06/2015)
  • Investment advice (Application 0052241/15 of 30/06/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0052241/15 of 30/06/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AITKEN ADVISORS LLP
Registered office: 41 Marryat Road
Town: SW195BE WIMBLEDON
Country: GRAN BRETAGNA
First application: 11021965 of 24/03/2011
Registration no.: 3113
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11021965 of 24/03/2011)
  • Investment advice (Application 11021965 of 24/03/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): A.J.K. WEALTH MANAGEMENT LIMITED
Registered office: 1 NAOUSIS STREET KARAPATAKIS BUILDING
Town: 6018 LARNACA
Country: CIPRO
First application: 11068146 of 01/08/2011
Registration no.: 3218
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11068146 of 01/08/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AK JENSEN LTD
Registered office: 148 Leadenhall Street
Town: EC3V 4QT LONDRA
Country: GRAN BRETAGNA
First application: 6053348 of 19/06/2006
Registration no.: 1665
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 6053348 of 19/06/2006)
  • Execution of orders on behalf of clients (Application 6053348 of 19/06/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6053348 of 19/06/2006)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12013188 of 22/02/2012)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 12013188 of 22/02/2012)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12013188 of 22/02/2012)
  • Investment advice (Application 12013188 of 22/02/2012)
  • Portfolio management (Application 12013188 of 22/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AKRAGAS AG
Registered office: LANDSTRASSE 40
Town: 9495 TRIESEN
Country: LIECHTENSTEIN
First application: 0012187/16 of 11/02/2016
Registration no.: 4319
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0012187/16 of 11/02/2016)
  • Investment advice (Application 0012187/16 of 11/02/2016)
  • Execution of orders on behalf of clients (Application 0012187/16 of 11/02/2016)
  • Portfolio management (Application 0012187/16 of 11/02/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0012187/16 of 11/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AKSIA EUROPE LTD
Registered office: 4-5 PARK PLACE
Town: SW1A 1LP LONDRA
Country: GRAN BRETAGNA
First application: 11077225 of 12/09/2011
Registration no.: 3247
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11077225 of 12/09/2011)
  • Investment advice (Application 11077225 of 12/09/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11077225 of 12/09/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALAN BOSWELL & COMPANY LTD
Registered office: 126 THORPE ROAD , NORFOLK
Town: NR1 VL NORWICH
Country: GRAN BRETAGNA
First application: 7099924 of 09/11/2007
Registration no.: 1995
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7099924 of 09/11/2007)
  • Investment advice (Application 7099924 of 09/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7099924 of 09/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALAN STEEL ASSET MANAGEMENT LTD
Registered office: BLACKNESS ROAD
Town: EH49 7HU WEST LOTHIAN
Country: GRAN BRETAGNA
First application: 7103182 of 21/11/2007
Registration no.: 2066
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103182 of 21/11/2007)
  • Investment advice (Application 7103182 of 21/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7103182 of 21/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALASKA FINANCIAL LTD
Registered office: 6 Vasili Vryonides Street
Town: 3095 LIMASSOL
Country: CIPRO
First application: 0086008/13 of 30/10/2013
Registration no.: 3844
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 0086008/13 of 30/10/2013)
  • Execution of orders on behalf of clients (Application 0086008/13 of 30/10/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0086008/13 of 30/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALBEMARLE ASSET MANAGEMENT LIMITED
Registered office: 7, OLD PARK LANE
Town: W1K1QR LONDRA
Country: GRAN BRETAGNA
First application: 4027810 of 30/03/2004
Registration no.: 1433
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 4027810 of 30/03/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4027810 of 30/03/2004)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALBOURNE PARTNERS LTD
Registered office: 6 GARDEN HOUSE CLOISTERS BUSINESS PARK CENTRE
Town: SW8 4BG LONDRA
Country: GRAN BRETAGNA
First application: 7091968 of 01/11/2007
Registration no.: 1913
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7091968 of 01/11/2007)
  • Investment advice (Application 7091968 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALCENTRA LIMITED
Registered office: 10 Gresham Street
Town: EC2V 7JD LONDRA
Country: GRAN BRETAGNA
First application: 1072543 of 26/09/2001
Registration no.: 1179
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 1072543 of 26/09/2001)
  • Investment advice (Application 1072543 of 26/09/2001)
  • Execution of orders on behalf of clients (Application 1072543 of 26/09/2001)
  • Portfolio management (Application 1072543 of 26/09/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1072543 of 26/09/2001)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12064680 of 01/08/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12064680 of 01/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALEAN CAPITAL AG
Registered office: Neugasse 15 - Vaduz
Town: 9490 VADUZ
Country: LIECHTENSTEIN
First application: 0007217/16 of 27/01/2016
Registration no.: 4311
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0007217/16 of 27/01/2016)
  • Investment advice (Application 0007217/16 of 27/01/2016)
  • Portfolio management (Application 0007217/16 of 27/01/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALEAN (CAPITAL) ANSTALT
Registered office: NEUGASSE 15
Town: FL 9490 VADUZ
Country: LIECHTENSTEIN
First application: 12076836 of 26/09/2012
Registration no.: 3514
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12076836 of 26/09/2012)
  • Investment advice (Application 12076836 of 26/09/2012)
  • Portfolio management (Application 12076836 of 26/09/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALEPH CAPITAL PARTNERS LLP
Registered office: 14 St. George Street
Town: W1S 1FE LONDRA
Country: GRAN BRETAGNA
First application: 0003099/14 of 14/01/2014
Registration no.: 3889
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0003099/14 of 14/01/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0003099/14 of 14/01/2014)
  • Investment advice (Application 0003099/14 of 14/01/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0003099/14 of 14/01/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALEXANDER DAVID SECURITIES LTD
Registered office: 49 Queen Victoria Street
Town: EC4N4SA LONDRA
Country: GRAN BRETAGNA
First application: 8079650 of 27/08/2008
Registration no.: 2406
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8079650 of 27/08/2008)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8079650 of 27/08/2008)
  • Investment advice (Application 8079650 of 27/08/2008)
  • Execution of orders on behalf of clients (Application 8079650 of 27/08/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8079650 of 27/08/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALFA CAPITAL HOLDINGS (CYPRUS) LTD
Registered office: 3, Themistokli Dervi Julia House
Town: 1066 NICOSIA
Country: CIPRO
First application: 12059558 of 16/07/2012
Registration no.: 3468
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12059558 of 16/07/2012)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 12059558 of 16/07/2012)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12059558 of 16/07/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12059558 of 16/07/2012)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 12059558 of 16/07/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12059558 of 16/07/2012)
  • Investment advice (Application 12059558 of 16/07/2012)
  • Execution of orders on behalf of clients (Application 12059558 of 16/07/2012)
  • Dealing on own account (Application 12059558 of 16/07/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12059558 of 16/07/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALFA TRADE (UK) LTD
Registered office: 85 Gresham Street
Town: EC2V 7NQ LONDRA
Country: GRAN BRETAGNA
First application: 0078409/14 of 03/10/2014
Registration no.: 4040
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0078409/14 of 03/10/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0078409/14 of 03/10/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALFRED BERG KAPITALFORVALTNING AB
Registered office: BIRGER JARLSGATAN 7
Town: S-107 25 STOCCOLMA
Country: SVEZIA
First application: 96021459 of 12/03/1996
Registration no.: 456
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 96021459 of 12/03/1996)
  • Execution of orders on behalf of clients (Application 96021459 of 12/03/1996)
  • Portfolio management (Application 96021459 of 12/03/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96021459 of 12/03/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALFRED BERG NORGE ASA
Registered office: STORTORVET 10 P.O. BOX 483 SENTRUM
Town: 0105 OSLO
Country: NORVEGIA
First application: 98017917 of 12/03/1998
Registration no.: 692
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 98017917 of 12/03/1998)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 98017917 of 12/03/1998)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98017917 of 12/03/1998)
  • Services related to underwriting (Application 98017917 of 12/03/1998)
  • Foreign exchange services where these are connected to the provision of investment services (Application 98017917 of 12/03/1998)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 98017917 of 12/03/1998)
  • Placing of financial instruments without a firm commitment basis (Application 98017917 of 12/03/1998)
  • Investment advice (Application 98017917 of 12/03/1998)
  • Execution of orders on behalf of clients (Application 98017917 of 12/03/1998)
  • Dealing on own account (Application 98017917 of 12/03/1998)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98017917 of 12/03/1998)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALFRED BERG TRANSFERATOR AB
Registered office: BOX 7643
Town: S-103 94 STOCCOLMA
Country: SVEZIA
First application: 96021459 of 12/03/1996
Registration no.: 457
SERVICES PROVIDED IN ITALY
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96021459 of 12/03/1996)
  • Placing of financial instruments without a firm commitment basis (Application 96021459 of 12/03/1996)
  • Investment advice (Application 96021459 of 12/03/1996)
  • Execution of orders on behalf of clients (Application 96021459 of 12/03/1996)
  • Dealing on own account (Application 96021459 of 12/03/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96021459 of 12/03/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALGER MANAGEMENT LTD
Registered office: 50 Broadway
Town: SW1H 0RG LONDRA
Country: GRAN BRETAGNA
First application: 0059169/14 of 15/07/2014
Registration no.: 3997
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0059169/14 of 15/07/2014)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0059169/14 of 15/07/2014)
  • Investment advice (Application 0059169/14 of 15/07/2014)
  • Execution of orders on behalf of clients (Application 0059169/14 of 15/07/2014)
  • Portfolio management (Application 0059169/14 of 15/07/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059169/14 of 15/07/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALGO CAPITAL MANAGEMENT LIMITED
Registered office: ERIDGE ROAD ERIDGE GREEN
Town: TN3 9LL TUNBRIDGE WELLS
Country: GRAN BRETAGNA
First application: 5082608 of 20/12/2005
Registration no.: 1610
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 5082608 of 20/12/2005)
  • Portfolio management (Application 5082608 of 20/12/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5082608 of 20/12/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALINDA CAPITAL LLP
Registered office: 6A AUSTIN FRIARS
Town: EC2N 2HA LONDRA
Country: GRAN BRETAGNA
First application: 0059072/13 of 09/07/2013
Registration no.: 3747
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0059072/13 of 09/07/2013)
  • Investment advice (Application 0059072/13 of 09/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059072/13 of 09/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALION PARTNERS CAPITAL LLP
Registered office: 11-12 ST JAMES'S SQUARE
Town: SW1Y 4LB LONDRA
Country: GRAN BRETAGNA
First application: 11090670 of 09/11/2011
Registration no.: 3293
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11090670 of 09/11/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11090670 of 09/11/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALKEN ASSET MANAGEMENT LIMITED
Registered office: 61 Conduit Street
Town: W1S 2GB LONDRA
Country: GRAN BRETAGNA
First application: 6053349 of 19/06/2006
Registration no.: 1661
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6053349 of 19/06/2006)
  • Execution of orders on behalf of clients (Application 6053349 of 19/06/2006)
  • Portfolio management (Application 6053349 of 19/06/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6053349 of 19/06/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALL IPO PLC
Registered office: 26 THROGMORTON STREET
Town: EC2N 2AN LONDRA
Country: GRAN BRETAGNA
First application: 5062512 of 19/09/2005
Registration no.: 1575
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5062512 of 19/09/2005)
  • Execution of orders on behalf of clients (Application 5062512 of 19/09/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5062512 of 19/09/2005)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALL OPTIONS INTERNATIONAL B.V.
Registered office: HERENGRACHT 46Y
Town: AMSTERDAM
Country: OLANDA
First application: 7111470 of 21/12/2007
Registration no.: 2156
SERVICES PROVIDED IN ITALY
  • Dealing on own account (Application 7111470 of 21/12/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALL SECURITIES B.V.
Registered office: NIEUWEZIJDS VOORBURGWAL 120-126
Town: 1012 SH AMSTERDAM
Country: OLANDA
First application: 7000025 of 02/01/2007
Registration no.: 1750
SERVICES PROVIDED IN ITALY
  • Dealing on own account (Application 7000025 of 02/01/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALL TRADING EUROPE ASSETS & MARKETS SOCIEDAD DE VALORES, S.A.
Registered office: CALLE VELAZQUEZ, 50,
Town: 28001 MADRID
Country: SPAGNA
First application: 9042071 of 07/05/2009
Registration no.: 2593
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9042071 of 07/05/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9042071 of 07/05/2009)
  • Investment advice (Application 9042071 of 07/05/2009)
  • Execution of orders on behalf of clients (Application 9042071 of 07/05/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9042071 of 07/05/2009)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 13016487 of 27/02/2013)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13016487 of 27/02/2013)
  • Placing of financial instruments without a firm commitment basis (Application 13016487 of 27/02/2013)
  • Dealing on own account (Application 13016487 of 27/02/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLEGRA ASSET MANAGEMENT (UK) LTD
Registered office: 43-45 PORTMAN SQUARE
Town: W1H 6HN LONDRA
Country: GRAN BRETAGNA
First application: 11052224 of 09/06/2011
Registration no.: 3164
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11052224 of 09/06/2011)
  • Execution of orders on behalf of clients (Application 11052224 of 09/06/2011)
  • Portfolio management (Application 11052224 of 09/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11052224 of 09/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLEN & COMPANY ADVISORY UK LLP
Registered office: 103 MOUNT STREET
Town: W1K 2TS LONDRA
Country: GRAN BRETAGNA
First application: 11016017 of 02/03/2011
Registration no.: 3098
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11016017 of 02/03/2011)
  • Investment advice (Application 11016017 of 02/03/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11016017 of 02/03/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLIANCEBERNSTEIN LIMITED
Registered office: 50 BERKELY STREET
Town: W1J 8HA LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 344
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 99021425 of 19/03/1999)
  • Portfolio management (Application 99021425 of 19/03/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9038929 of 29/04/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLIANZ RISK TRANSFER (UK) LTD
Registered office: 60 Gracechurch Street
Town: EC3V OHR LONDRA
Country: GRAN BRETAGNA
First application: 0036632/14 of 05/05/2014
Registration no.: 3954
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0036632/14 of 05/05/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0036632/14 of 05/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLIUM CAPITAL LTD
Registered office: 9 BRIDEWELL PLACE
Town: EC4V 6AW LONDRA
Country: GRAN BRETAGNA
First application: 9084403 of 29/09/2009
Registration no.: 2682
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9084403 of 29/09/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9084403 of 29/09/2009)
  • Investment advice (Application 9084403 of 29/09/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALLX LTD
Registered office: 276 Vauxhall Bridge Road,
Town: SW1V 1BB LONDRA
Country: GRAN BRETAGNA
First application: 0093269/14 of 01/12/2014
Registration no.: 4120
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0093269/14 of 01/12/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0093269/14 of 01/12/2014)
  • Investment advice (Application 0047520/15 of 11/06/2015)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0048921/15 of 17/06/2015)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0048921/15 of 17/06/2015)
  • Placing of financial instruments without a firm commitment basis (Application 0086486/15 of 09/11/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALMAGEST WEALTH MANAGEMENT S.A.
Registered office: 8 A Boulevard Josesph II
Town: L1840 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 0009181/15 of 06/02/2015
Registration no.: 4096
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0009181/15 of 06/02/2015)
  • Execution of orders on behalf of clients (Application 0009181/15 of 06/02/2015)
  • Portfolio management (Application 0009181/15 of 06/02/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0009181/15 of 06/02/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPARI (UK) LTD IN SPECIAL ADMINISTRATION
Registered office: 5th FLOOR 41 EASTCHEAP
Town: EC3M 1DT LONDRA
Country: GRAN BRETAGNA
First application: 7050959 of 01/06/2007
Registration no.: 1802
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 7050959 of 01/06/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7050959 of 01/06/2007)
  • Investment advice (Application 8060040 of 24/06/2008)
  • Execution of orders on behalf of clients (Application 8060040 of 24/06/2008)
  • Dealing on own account (Application 8060040 of 24/06/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPCOT CAPITAL MANAGEMENT LTD
Registered office: CARDINAL HOUSE 39-40 ALBEMARLE STREET
Town: W1S 4TE LONDRA
Country: GRAN BRETAGNA
First application: 8007166 of 25/01/2008
Registration no.: 2192
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8007166 of 25/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8007166 of 25/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHA CAPITAL MARKETS PLC
Registered office: 1 WORPLESDON ST. MARY
Town: GU3 3RE GUILDFORD
Country: GRAN BRETAGNA
First application: 6041169 of 10/05/2006
Registration no.: 1648
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 6041169 of 10/05/2006)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 6041169 of 10/05/2006)
  • Foreign exchange services where these are connected to the provision of investment services (Application 6041169 of 10/05/2006)
  • Execution of orders on behalf of clients (Application 6041169 of 10/05/2006)
  • Dealing on own account (Application 6041169 of 10/05/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6041169 of 10/05/2006)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHA COMMODITIES
Registered office: Rue Jules Ferry, Batiment C5B
Town: 18000 BOURGES
Country: FRANCIA
First application: 0015129/14 of 25/02/2014
Registration no.: 3911
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0015129/14 of 25/02/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0015129/14 of 25/02/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHA DIVERSITY LTD
Registered office: RYE ROAD
Town: TN18 5DN KENT
Country: GRAN BRETAGNA
First application: 9034499 of 17/04/2009
Registration no.: 2579
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9034499 of 17/04/2009)
  • Investment advice (Application 9034499 of 17/04/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHA WEALTH MANAGEMNT LUXEMBOURG S.A.
Registered office: 7 IN DER DUERRWIES
Town: L 7305 STEINSEL
Country: LUSSEMBURGO
First application: 12046089 of 30/05/2012
Registration no.: 3437
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12046089 of 30/05/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12046089 of 30/05/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12046089 of 30/05/2012)
  • Investment advice (Application 12046089 of 30/05/2012)
  • Execution of orders on behalf of clients (Application 12046089 of 30/05/2012)
  • Portfolio management (Application 12046089 of 30/05/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12046089 of 30/05/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHABET CAPITAL ADVISORS LTD
Registered office: 43 Berkeley Square
Town: W1J 5FJ LONDRA
Country: GRAN BRETAGNA
First application: 5052723 of 26/07/2005
Registration no.: 1570
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 5052723 of 26/07/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5052723 of 26/07/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHADYNE ASSET MANAGEMENT (UK) LLP
Registered office: BERKELEY SQUARE HOUSE
Town: LONDRA
Country: GRAN BRETAGNA
First application: 0086007/13 of 30/10/2013
Registration no.: 3840
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0086007/13 of 30/10/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0086007/13 of 30/10/2013)
  • Placing of financial instruments without a firm commitment basis (Application 0086007/13 of 30/10/2013)
  • Investment advice (Application 0086007/13 of 30/10/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0086007/13 of 30/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHA-UCITS LTD
Registered office: 180 GREAT PORTLAND STREET
Town: W1W 5QZ LONDRA
Country: GRAN BRETAGNA
First application: 11012196 of 22/02/2011
Registration no.: 3091
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012196 of 22/02/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11012196 of 22/02/2011)
  • Investment advice (Application 11012196 of 22/02/2011)
  • Execution of orders on behalf of clients (Application 11012196 of 22/02/2011)
  • Portfolio management (Application 11012196 of 22/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11012196 of 22/02/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPHONE PARTNERS LLP
Registered office: VICARAGE HOUSE 58-60 KENSINGTON CHURCH STREET
Town: W8 4DB LONDRA
Country: GRAN BRETAGNA
First application: 6058252 of 11/07/2006
Registration no.: 1674
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6058252 of 11/07/2006)
  • Execution of orders on behalf of clients (Application 6058252 of 11/07/2006)
  • Portfolio management (Application 6058252 of 11/07/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6058252 of 11/07/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPIMA LIMITED
Registered office: 1 Berkeley Street
Town: W1J 8DJ LONDRA
Country: GRAN BRETAGNA
First application: 0004562/16 of 19/01/2016
Registration no.: 4305
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0004562/16 of 19/01/2016)
  • Investment advice (Application 0004562/16 of 19/01/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0004562/16 of 19/01/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALPS F S LTD
Registered office: COMPTON HOUSE WALNUT TREE CLOSE
Town: GU1 4TX GUILDFORD
Country: GRAN BRETAGNA
First application: 7096767 of 01/11/2007
Registration no.: 1930
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7096767 of 01/11/2007)
  • Investment advice (Application 7096767 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7096767 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALQUITY INVESTMENT MANAGEMENT LTD
Registered office: 9 KINGSWAY
Town: WC2B 6XF LONDRA
Country: GRAN BRETAGNA
First application: 10104075 of 23/12/2010
Registration no.: 3045
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10104075 of 23/12/2010)
  • Investment advice (Application 10104075 of 23/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTANA WEALTH LTD
Registered office: STANDBROOK HOUSE 2-5 OLD BOND ST
Town: W1S 4PD LONDRA
Country: GRAN BRETAGNA
First application: 11035235 of 22/04/2011
Registration no.: 3132
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11035235 of 22/04/2011)
  • Investment advice (Application 11035235 of 22/04/2011)
  • Execution of orders on behalf of clients (Application 11035235 of 22/04/2011)
  • Portfolio management (Application 11035235 of 22/04/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11035235 of 22/04/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTERNATIVES ST JAMES LLP
Registered office: 6 Duke Street St James's
Town: SW1Y 6BN LONDRA
Country: GRAN BRETAGNA
First application: 11054848 of 17/06/2011
Registration no.: 3178
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11054848 of 17/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11054848 of 17/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTERNET (UK) LTD
Registered office: 7-11 FINSBURY CIRCUS
Town: EC2M 7EB LONDRA
Country: GRAN BRETAGNA
First application: 12069473 of 22/08/2012
Registration no.: 3494
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 12069473 of 22/08/2012)
  • Execution of orders on behalf of clients (Application 12069473 of 22/08/2012)
  • Dealing on own account (Application 12069473 of 22/08/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12069473 of 22/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTIMA PARTNERS LLP
Registered office: 11 Slingsby Place
Town: WC2E9AB LONDRA
Country: GRAN BRETAGNA
First application: 9034932 of 20/04/2009
Registration no.: 2573
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9034932 of 20/04/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9034932 of 20/04/2009)
  • Investment advice (Application 9034932 of 20/04/2009)
  • Execution of orders on behalf of clients (Application 9034932 of 20/04/2009)
  • Portfolio management (Application 9034932 of 20/04/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9034932 of 20/04/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTIUM CAPITAL LTD
Registered office: 30 ST. JAMES'S SQUARE
Town: SW1Y 4AL LONDRA
Country: GRAN BRETAGNA
First application: 10059509 of 02/07/2010
Registration no.: 2898
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10059509 of 02/07/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10059509 of 02/07/2010)
  • Services related to underwriting (Application 10059509 of 02/07/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10059509 of 02/07/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10059509 of 02/07/2010)
  • Investment advice (Application 10059509 of 02/07/2010)
  • Execution of orders on behalf of clients (Application 10059509 of 02/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10059509 of 02/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTIUS ASSOCIATES LTD
Registered office: 20 GROSVENOR PLACE
Town: SW1X 7HN LONDRA
Country: GRAN BRETAGNA
First application: 6028328 of 30/03/2006
Registration no.: 1633
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6028328 of 30/03/2006)
  • Execution of orders on behalf of clients (Application 6028328 of 30/03/2006)
  • Portfolio management (Application 6028328 of 30/03/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6028328 of 30/03/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTORFER FINANCIAL MANAGEMENT LTD
Registered office: 83 HIGH STREET WALTHAM CROSS
Town: EN8 7AF HERTFORD
Country: GRAN BRETAGNA
First application: 8000483 of 03/01/2008
Registration no.: 2159
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8000483 of 03/01/2008)
  • Execution of orders on behalf of clients (Application 8000483 of 03/01/2008)
  • Portfolio management (Application 8000483 of 03/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8000483 of 03/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALTRUID SYSTEMS LIMITED
Registered office: 168 ST CHRISTOPHER STREET
Town: VLT 1467 VALLETTA
Country: MALTA
First application: 13053410 of 18/06/2013
Registration no.: 3731
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 13053410 of 18/06/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALVAREZ & MARSAL FS EUROPE LIMITED
Registered office: 1 Finsbury Circus
Town: EC2M 7EB LONDRA
Country: GRAN BRETAGNA
First application: 0091561/13 of 25/11/2013
Registration no.: 3863
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0091561/13 of 25/11/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0091561/13 of 25/11/2013)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0091561/13 of 25/11/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0091561/13 of 25/11/2013)
  • Investment advice (Application 0091561/13 of 25/11/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ALVINE CAPITAL MANAGEMENT LTD
Registered office: 5-6 CARLOS PLACE
Town: W1K 3AP LONDRA
Country: GRAN BRETAGNA
First application: 5079767 of 05/12/2005
Registration no.: 1604
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5079767 of 05/12/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8077911 of 19/08/2008)
  • Investment advice (Application 8077911 of 19/08/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): A&M FINANCIAL SERVICES LTD
Registered office: 9 CASTLE COURT
Town: BB8 7RD COLNE
Country: GRAN BRETAGNA
First application: 10097208 of 25/11/2010
Registration no.: 3026
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10097208 of 25/11/2010)
  • Investment advice (Application 10097208 of 25/11/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10097208 of 25/11/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMAGIS CAPITAL PARTNERS LLP
Registered office: 18 King William Street
Town: EC4N 7BP LONDRA
Country: GRAN BRETAGNA
First application: 0063209/14 of 29/07/2014
Registration no.: 4006
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0063209/14 of 29/07/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0063209/14 of 29/07/2014)
  • Execution of orders on behalf of clients (Application 0082970/15 of 26/10/2015)
  • Portfolio management (Application 0082970/15 of 26/10/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMALA PARTNERS LLP
Registered office: 11 Bruton Street
Town: W1J 6PY LONDRA
Country: GRAN BRETAGNA
First application: 6081014 of 11/10/2006
Registration no.: 1717
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 6081014 of 11/10/2006)
  • Investment advice (Application 6081014 of 11/10/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6081014 of 11/10/2006)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMALGAMATED METAL TRADING LTD
Registered office: 55 BISHOPSGATE
Town: EC2N 3AH LONDRA
Country: GRAN BRETAGNA
First application: 7094192 of 01/11/2007
Registration no.: 1900
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7094192 of 01/11/2007)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7094192 of 01/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7094192 of 01/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7094192 of 01/11/2007)
  • Investment advice (Application 7094192 of 01/11/2007)
  • Execution of orders on behalf of clients (Application 7094192 of 01/11/2007)
  • Dealing on own account (Application 7094192 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7094192 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMANA CAPITAL LTD
Registered office: 12 Archiepiskopou Makariou III
Town: CY-4000 LIMASSOL
Country: CIPRO
First application: 12050444 of 13/06/2012
Registration no.: 3449
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12050444 of 13/06/2012)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 12050444 of 13/06/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12050444 of 13/06/2012)
  • Execution of orders on behalf of clients (Application 12050444 of 13/06/2012)
  • Dealing on own account (Application 12050444 of 13/06/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12050444 of 13/06/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMBER FONDSMAEGLERSELSKAB AS
Registered office: STRANDVEJEN 163 DENMARK
Town: 2900 HELLERUP
Country: DANIMARCA
First application: 8058872 of 20/06/2008
Registration no.: 2332
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8058872 of 20/06/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8058872 of 20/06/2008)
  • Investment advice (Application 8058872 of 20/06/2008)
  • Execution of orders on behalf of clients (Application 8058872 of 20/06/2008)
  • Portfolio management (Application 8058872 of 20/06/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8058872 of 20/06/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMBROSIA CAPITAL LTD
Registered office: 111A George Lane
Town: E181AN LONDRA
Country: GRAN BRETAGNA
First application: 0022963/16 of 17/03/2016
Registration no.: 4345
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0022963/16 of 17/03/2016)
  • Execution of orders on behalf of clients (Application 0022963/16 of 17/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0022963/16 of 17/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMERICAN CENTURY INVESTMENT MANAGEMENT (UK) LTD
Registered office: 90 LONG ACRE
Town: WC2E 9RZ LONDRA
Country: GRAN BRETAGNA
First application: 9084407 of 29/09/2009
Registration no.: 2685
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9084407 of 29/09/2009)
  • Investment advice (Application 9084407 of 29/09/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9084407 of 29/09/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMFF LTD
Registered office: 13 & 15, Grigori Afxentiou,, Mesa Yeitonia
Town: 4003 LIMASSOL
Country: CIPRO
First application: 0071664/15 of 14/09/2015
Registration no.: 4232
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0071664/15 of 14/09/2015)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0071664/15 of 14/09/2015)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0071664/15 of 14/09/2015)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0071664/15 of 14/09/2015)
  • Execution of orders on behalf of clients (Application 0071664/15 of 14/09/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0071664/15 of 14/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMG KAPITAL LIMITED
Registered office: 6 MAXIMOS MICHAELIDES STREET, MAXIMOS PLAZA
Town: 3106 LIMASSOL
Country: CIPRO
First application: 11088394 of 31/10/2011
Registration no.: 3289
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11088394 of 31/10/2011)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 11088394 of 31/10/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11088394 of 31/10/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11088394 of 31/10/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11088394 of 31/10/2011)
  • Portfolio management (Application 11088394 of 31/10/2011)
  • Dealing on own account (Application 11088394 of 31/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMIAS BERMAN & CO LLP
Registered office: One Finsbury Circus,
Town: EC2M 7EB LONDRA
Country: GRAN BRETAGNA
First application: 9089750 of 21/10/2009
Registration no.: 2706
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9089750 of 21/10/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9089750 of 21/10/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMIUS INVESTOR SERVICES LIMITED
Registered office: 25 Berkeley Square
Town: W1J 6HN LONDRA
Country: GRAN BRETAGNA
First application: 8018897 of 29/02/2008
Registration no.: 2235
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8018897 of 29/02/2008)
  • Execution of orders on behalf of clients (Application 8018897 of 29/02/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8018897 of 29/02/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMP CAPITAL INVESTORS (UK) LTD
Registered office: BERKELEY SQUARE
Town: W1J 6BX LONDRA
Country: GRAN BRETAGNA
First application: 9052645 of 04/06/2009
Registration no.: 2604
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9052645 of 04/06/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9052645 of 04/06/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9052645 of 04/06/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9052645 of 04/06/2009)
  • Investment advice (Application 9052645 of 04/06/2009)
  • Execution of orders on behalf of clients (Application 9052645 of 04/06/2009)
  • Portfolio management (Application 9052645 of 04/06/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9052645 of 04/06/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMSTEL CAPITAL MANAGEMENT BV
Registered office: LAREN ZEVENEND 45-I
Town: 1251 RL NEDERLAND
Country: OLANDA
First application: 7067133 of 19/07/2007
Registration no.: 1831
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 7067133 of 19/07/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMSTEL SECURITIES LLP
Registered office: 1 Tudor Street
Town: EC4Y 0AH LONDRA
Country: GRAN BRETAGNA
First application: 0017984/14 of 06/03/2014
Registration no.: 3924
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0017984/14 of 06/03/2014)
  • Execution of orders on behalf of clients (Application 0017984/14 of 06/03/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0017984/14 of 06/03/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0056269/14 of 04/07/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMT FUTURES LIMITED
Registered office: 55 BISHOPSGATE
Town: EC2N 3AH LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 12
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AMUNDI INTERMEDIATION
Registered office: 90 boulevard Pasteur
Town: 75015 PARIGI
Country: FRANCIA
First application: 0052103/14 of 20/06/2014
Registration no.: 3981
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0052103/14 of 20/06/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0052103/14 of 20/06/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANCA CAPITAL PARTNERS LTD
Registered office: 34 Lime Street
Town: EC3M7AT LONDRA
Country: GRAN BRETAGNA
First application: 0028842/14 of 08/04/2014
Registration no.: 3942
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0028842/14 of 08/04/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0028842/14 of 08/04/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANCALA PARTNERS LLP
Registered office: 23 AUSTIN FRIARS
Town: EC2N 2QP LONDRA
Country: GRAN BRETAGNA
First application: 11012194 of 22/02/2011
Registration no.: 3122
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11012194 of 22/02/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012194 of 22/02/2011)
  • Investment advice (Application 11012194 of 22/02/2011)
  • Execution of orders on behalf of clients (Application 11012194 of 22/02/2011)
  • Portfolio management (Application 11012194 of 22/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11012194 of 22/02/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANCORA FINANCE LLP
Registered office: 1 CONNAUGHT PLACE
Town: W2 2ET LONDRA
Country: GRAN BRETAGNA
First application: 13018705 of 06/03/2013
Registration no.: 3649
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13018705 of 06/03/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13018705 of 06/03/2013)
  • Investment advice (Application 13018705 of 06/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANDERSON STRATHERN ASSET MANAGEMENT LIMITED
Registered office: 1 Rutland Court
Town: EH3 8EY EDIMBURGO
Country: GRAN BRETAGNA
First application: 0071586/14 of 03/09/2014
Registration no.: 4024
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0071586/14 of 03/09/2014)
  • Investment advice (Application 0071586/14 of 03/09/2014)
  • Portfolio management (Application 0071586/14 of 03/09/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0071586/14 of 03/09/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANDES FINANCIAL SERVICES LIMITED
Registered office: 25 Canada Square , MWB BUSINESS EXCHANGES
Town: E14 5LQ LONDRA
Country: GRAN BRETAGNA
First application: 13041179 of 14/05/2013
Registration no.: 3702
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13041179 of 14/05/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13041179 of 14/05/2013)
  • Investment advice (Application 13041179 of 14/05/2013)
  • Execution of orders on behalf of clients (Application 13041179 of 14/05/2013)
  • Dealing on own account (Application 13041179 of 14/05/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13041179 of 14/05/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANDURANCE VENTURES LLP
Registered office: c/o Andurand Capital 100 Brompton Road
Town: SW3 1ER LONDRA
Country: GRAN BRETAGNA
First application: 0094862/13 of 09/12/2013
Registration no.: 3874
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0094862/13 of 09/12/2013)
  • Investment advice (Application 0094862/13 of 09/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANDURAND CAPITAL MANAGEMENT LLP
Registered office: 100 Brompton Road
Town: SW3 1ER LONDRA
Country: GRAN BRETAGNA
First application: 13011156 of 11/02/2013
Registration no.: 3629
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13011156 of 11/02/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13011156 of 11/02/2013)
  • Investment advice (Application 13011156 of 11/02/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13011156 of 11/02/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANGELLIST LTD
Registered office: Clerkenwell Road
Town: EC1R 5DF LONDRA
Country: GRAN BRETAGNA
First application: 0015160/15 of 02/03/2015
Registration no.: 4112
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0015160/15 of 02/03/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0015160/15 of 02/03/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANNANDALE FINANCIAL SERVICES LLP
Registered office: 62-64 BUCCLEUCH STREET,
Town: DG1 2AA DUMFRIES
Country: GRAN BRETAGNA
First application: 13005360 of 22/01/2013
Registration no.: 3606
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13005360 of 22/01/2013)
  • Investment advice (Application 13005360 of 22/01/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13005360 of 22/01/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANTON V. BELOW & CO
Registered office: NEUER WALL 50
Town: 20354 AMBURGO
Country: GERMANIA
First application: 99053545 of 09/07/1999
Registration no.: 810
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 99053545 of 09/07/1999)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99053545 of 09/07/1999)
  • Placing of financial instruments without a firm commitment basis (Application 99053545 of 09/07/1999)
  • Investment advice (Application 99053545 of 09/07/1999)
  • Execution of orders on behalf of clients (Application 99053545 of 09/07/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99053545 of 09/07/1999)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ANVIL PARTNERS LLP
Registered office: 48 CHARLES STREET
Town: W1J 5EN LONDRA
Country: GRAN BRETAGNA
First application: 9034929 of 20/04/2009
Registration no.: 2570
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9034929 of 20/04/2009)
  • Investment advice (Application 9034929 of 20/04/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9034929 of 20/04/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AON BENFIELD SECURITIES LTD
Registered office: 55 BISHOPGATE
Town: EC2N 3AS LONDRA
Country: GRAN BRETAGNA
First application: 5017769 of 22/03/2005
Registration no.: 1531
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5017769 of 22/03/2005)
  • Services related to underwriting (Application 5017769 of 22/03/2005)
  • Investment advice (Application 5017769 of 22/03/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5017769 of 22/03/2005)
  • Execution of orders on behalf of clients (Application 7075174 of 09/08/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AON HEWITT LTD
Registered office: SOVEREIGN STREET
Town: LS1 4BJ LEEDS
Country: GRAN BRETAGNA
First application: 11083133 of 07/10/2011
Registration no.: 3280
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11083133 of 07/10/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11083133 of 07/10/2011)
  • Investment advice (Application 11083133 of 07/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11083133 of 07/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AOT DERIVATIVES
Registered office: VIJRELSHUUD 20
Town: 1017 AMSTERDAM
Country: OLANDA
First application: 2078655 of 28/11/2002
Registration no.: 1330
SERVICES PROVIDED IN ITALY
  • Dealing on own account (Application 2078655 of 28/11/2002)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): APARTNERS CAPITAL LIMITED
Registered office: 7-10 CHANDOS STREET
Town: W1G 9DQ LONDRA
Country: GRAN BRETAGNA
First application: 0025575/14 of 01/04/2014
Registration no.: 3936
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0025575/14 of 01/04/2014)
  • Investment advice (Application 0025575/14 of 01/04/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0025575/14 of 01/04/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): APAX PARTNERS LLP
Registered office: 33 JERMYN STREET
Town: SW1Y 6DN LONDRA
Country: GRAN BRETAGNA
First application: 13009610 of 05/02/2013
Registration no.: 3623
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13009610 of 05/02/2013)
  • Investment advice (Application 13009610 of 05/02/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13009610 of 05/02/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): APERIOS PARTNERS LLP
Registered office: 32 Ludgate Hill
Town: EC4M 7DR LONDRA
Country: GRAN BRETAGNA
First application: 10047812 of 24/05/2010
Registration no.: 2863
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10047812 of 24/05/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10047812 of 24/05/2010)
  • Investment advice (Application 10047812 of 24/05/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10047812 of 24/05/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): APG INVESTMENT SERVICES N.V.
Registered office: Gustav Mahlerplein 4
Town: 1082 AMSTERDAM
Country: OLANDA
First application: 12027263 of 05/04/2012
Registration no.: 3391
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12027263 of 05/04/2012)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12027263 of 05/04/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12027263 of 05/04/2012)
  • Investment advice (Application 12027263 of 05/04/2012)
  • Execution of orders on behalf of clients (Application 12027263 of 05/04/2012)
  • Portfolio management (Application 12027263 of 05/04/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12027263 of 05/04/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): APOLLO MANAGEMENT INTERNATIONAL LLP
Registered office: 25 St. George Street
Town: W1S 1FS LONDRA
Country: GRAN BRETAGNA
First application: 12096598 of 12/12/2012
Registration no.: 3573
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12096598 of 12/12/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12096598 of 12/12/2012)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 12096598 of 12/12/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12096598 of 12/12/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12096598 of 12/12/2012)
  • Investment advice (Application 12096598 of 12/12/2012)
  • Execution of orders on behalf of clients (Application 12096598 of 12/12/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12096598 of 12/12/2012)
  • Services related to underwriting (Application 0054757/15 of 08/07/2015)
  • Portfolio management (Application 0054757/15 of 08/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AQUILA FINANCIAL MANAGEMENT LTD
Registered office: 52 QUEEN STREET EXETER
Town: EX4 3SF DEVON
Country: GRAN BRETAGNA
First application: 7098341 of 05/11/2007
Registration no.: 1966
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098341 of 05/11/2007)
  • Investment advice (Application 7098341 of 05/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7098341 of 05/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AQUIS EXCHANGE LIMITED
Registered office: Becket House, 36 Old Jewry,
Town: EC2R8DD LONDRA
Country: GRAN BRETAGNA
First application: 0068348/14 of 13/08/2014
Registration no.: 4014
SERVICES PROVIDED IN ITALY
  • Operation of Multilateral Trading Facilities (Application 0068348/14 of 13/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARAGON FONDKOMMISSION AB
Registered office: MASTER SAMUELSGATAN 6, BOX 7794
Town: 10396 STOCCOLMA
Country: SVEZIA
First application: 97045074 of 05/06/1997
Registration no.: 620
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 97045074 of 05/06/1997)
  • Services related to underwriting (Application 97045074 of 05/06/1997)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 97045074 of 05/06/1997)
  • Placing of financial instruments without a firm commitment basis (Application 97045074 of 05/06/1997)
  • Investment advice (Application 97045074 of 05/06/1997)
  • Execution of orders on behalf of clients (Application 97045074 of 05/06/1997)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 97045074 of 05/06/1997)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 99057704 of 26/07/1999)
  • Foreign exchange services where these are connected to the provision of investment services (Application 99057704 of 26/07/1999)
  • Portfolio management (Application 99057704 of 26/07/1999)
  • Dealing on own account (Application 99057704 of 26/07/1999)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARAVIS PARTNERS LLP
Registered office: 13 AUSTIN FRIARS
Town: EC2N 2HE LONDRA
Country: GRAN BRETAGNA
First application: 11000225 of 03/01/2011
Registration no.: 3056
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11000225 of 03/01/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARBOUR PARTNERS LLP
Registered office: 1 CORNHILL
Town: EC3V 3ND LONDRA
Country: GRAN BRETAGNA
First application: 10079525 of 29/09/2010
Registration no.: 2981
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079525 of 29/09/2010)
  • Investment advice (Application 10079525 of 29/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079525 of 29/09/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARCANO VALORES, A.V, S.A.
Registered office: C/LOPEZ DE HOYOS 42
Town: 28006 MADRID
Country: SPAGNA
First application: 10087844 of 27/10/2010
Registration no.: 3008
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10087844 of 27/10/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10087844 of 27/10/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10087844 of 27/10/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARCH FINANCIAL PRODUCTS LLP
Registered office: 66 GROSVENOR STREET
Town: W1 K 3JL LONDRA
Country: GRAN BRETAGNA
First application: 9005827 of 20/01/2009
Registration no.: 2511
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9005827 of 20/01/2009)
  • Services related to underwriting (Application 9005827 of 20/01/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9005827 of 20/01/2009)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9005827 of 20/01/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9005827 of 20/01/2009)
  • Investment advice (Application 9005827 of 20/01/2009)
  • Portfolio management (Application 9005827 of 20/01/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9005827 of 20/01/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARCHE WEALTH MANAGEMENT
Registered office: 37 A, AVENUE JF KENNEDY
Town: L 1855 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 0061080/13 of 17/07/2013
Registration no.: 3753
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0061080/13 of 17/07/2013)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0061080/13 of 17/07/2013)
  • Investment advice (Application 0061080/13 of 17/07/2013)
  • Execution of orders on behalf of clients (Application 0061080/13 of 17/07/2013)
  • Portfolio management (Application 0061080/13 of 17/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0061080/13 of 17/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARCINVEST AG
Registered office: MEIERHOFSTRASSE 1
Town: 9490 VADUZ
Country: LIECHTENSTEIN
First application: 0059472/13 of 10/07/2013
Registration no.: 3788
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0059472/13 of 10/07/2013)
  • Investment advice (Application 0059472/13 of 10/07/2013)
  • Portfolio management (Application 0059472/13 of 10/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059472/13 of 10/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARCTIC SECURITIES AS
Registered office: HAAKON VIIS GATE, 6
Town: 0161 OSLO
Country: NORVEGIA
First application: 7087136 of 28/09/2007
Registration no.: 1849
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7087136 of 28/09/2007)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7087136 of 28/09/2007)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7087136 of 28/09/2007)
  • Services related to underwriting (Application 7087136 of 28/09/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7087136 of 28/09/2007)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7087136 of 28/09/2007)
  • Placing of financial instruments without a firm commitment basis (Application 7087136 of 28/09/2007)
  • Investment advice (Application 7087136 of 28/09/2007)
  • Execution of orders on behalf of clients (Application 7087136 of 28/09/2007)
  • Dealing on own account (Application 7087136 of 28/09/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7087136 of 28/09/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARDEN PARTNERS PLC
Registered office: 17 HIGHFIELD ROAD
Town: B15 3DU BIRMINGHAM
Country: GRAN BRETAGNA
First application: 9061470 of 02/07/2009
Registration no.: 2627
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9061470 of 02/07/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9061470 of 02/07/2009)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9061470 of 02/07/2009)
  • Investment advice (Application 9061470 of 02/07/2009)
  • Execution of orders on behalf of clients (Application 9061470 of 02/07/2009)
  • Dealing on own account (Application 9061470 of 02/07/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9061470 of 02/07/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARDEVORA ASSET MANAGEMENT LLP
Registered office: 130 Fleet Street
Town: EC4A2BH LONDRA
Country: GRAN BRETAGNA
First application: 0021919/14 of 21/03/2014
Registration no.: 3931
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0021919/14 of 21/03/2014)
  • Execution of orders on behalf of clients (Application 0021919/14 of 21/03/2014)
  • Portfolio management (Application 0021919/14 of 21/03/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0021919/14 of 21/03/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARENA WEALTH MANAGEMENT LTD
Registered office: 598, 608 CHISWICK HIGH ROAD
Town: W45RT LONDRA
Country: GRAN BRETAGNA
First application: 96056590 of 01/07/1996
Registration no.: 870
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 96056590 of 01/07/1996)
  • Execution of orders on behalf of clients (Application 96056590 of 01/07/1996)
  • Portfolio management (Application 96056590 of 01/07/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96056590 of 01/07/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARES MANAGEMENT LTD
Registered office: 30 st Mary Axe
Town: EC3A 8EP LONDRA
Country: GRAN BRETAGNA
First application: 7019806 of 07/03/2007
Registration no.: 1770
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7019806 of 07/03/2007)
  • Investment advice (Application 7019806 of 07/03/2007)
  • Execution of orders on behalf of clients (Application 7019806 of 07/03/2007)
  • Portfolio management (Application 7019806 of 07/03/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7019806 of 07/03/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12022418 of 27/03/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12022418 of 27/03/2012)
  • Placing of financial instruments without a firm commitment basis (Application 0092081/13 of 26/11/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARGO SECURITIES
Registered office: OLAV V's GATE, 5
Town: 0161 OSLO
Country: NORVEGIA
First application: 9013868 of 11/02/2009
Registration no.: 2529
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9013868 of 11/02/2009)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9013868 of 11/02/2009)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9013868 of 11/02/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9013868 of 11/02/2009)
  • Services related to underwriting (Application 9013868 of 11/02/2009)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9013868 of 11/02/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9013868 of 11/02/2009)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9013868 of 11/02/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9013868 of 11/02/2009)
  • Investment advice (Application 9013868 of 11/02/2009)
  • Execution of orders on behalf of clients (Application 9013868 of 11/02/2009)
  • Dealing on own account (Application 9013868 of 11/02/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9013868 of 11/02/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARGON FINANCIAL LIMITED
Registered office: 23 Ocean Village Promenade
Town: GIBILTERRA
Country: GIBILTERRA
First application: 9079501 of 04/09/2009
Registration no.: 2667
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9079501 of 04/09/2009)
  • Execution of orders on behalf of clients (Application 9079501 of 04/09/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9079501 of 04/09/2009)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0041228/14 of 16/05/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0041228/14 of 16/05/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0041228/14 of 16/05/2014)
  • Dealing on own account (Application 0041228/14 of 16/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARGUS STOCKBROKERS LTD
Registered office: 25 DEMONSTHENI SEVERI AVENUE
Town: 1080 NICOSIA
Country: CIPRO
First application: 10098905 of 02/12/2010
Registration no.: 3031
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10098905 of 02/12/2010)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10098905 of 02/12/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10098905 of 02/12/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10098905 of 02/12/2010)
  • Investment advice (Application 10098905 of 02/12/2010)
  • Execution of orders on behalf of clients (Application 10098905 of 02/12/2010)
  • Portfolio management (Application 10098905 of 02/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10098905 of 02/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARGYLE CONSULTING LTD
Registered office: HILLSIDE HOUSE 239 St VINCENT STREET , LANARKSHIRE
Town: G2 5QY GLASGOW
Country: GRAN BRETAGNA
First application: 8015085 of 20/02/2008
Registration no.: 2223
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015085 of 20/02/2008)
  • Investment advice (Application 8015085 of 20/02/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8015085 of 20/02/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARIAN FINANCIAL LLP
Registered office: 52-58 TABERNACLE STREET LONDON
Town: EC2A 4NJ LONDRA
Country: GRAN BRETAGNA
First application: 11101189 of 23/12/2011
Registration no.: 3325
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11101189 of 23/12/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11101189 of 23/12/2011)
  • Investment advice (Application 11101189 of 23/12/2011)
  • Execution of orders on behalf of clients (Application 11101189 of 23/12/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11101189 of 23/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARIYA CAPITAL LLP
Registered office: BERKELEY SQUARE
Town: W1J 6BD LONDRA
Country: GRAN BRETAGNA
First application: 10096898 of 24/11/2010
Registration no.: 3022
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10096898 of 24/11/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARJENT LIMITED
Registered office: 140 LONDON WALL
Town: EC2Y 5DN LONDRA
Country: GRAN BRETAGNA
First application: 2045625 of 28/06/2002
Registration no.: 1283
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2045625 of 28/06/2002)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARLE CAPITAL LLP
Registered office: 12 CHARLES II STREET
Town: SW1Y 4QN LONDRA
Country: GRAN BRETAGNA
First application: 12068741 of 21/08/2012
Registration no.: 3492
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12068741 of 21/08/2012)
  • Investment advice (Application 12068741 of 21/08/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12068741 of 21/08/2012)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13017798 of 04/03/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13017798 of 04/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARLINGTON GROUP ASSET MANAGEMENT LIMITED
Registered office: 18 Pall Mall
Town: SW1Y 5LU LONDRA
Country: GRAN BRETAGNA
First application: 0088149/15 of 16/11/2015
Registration no.: 4268
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0088149/15 of 16/11/2015)
  • Investment advice (Application 0088149/15 of 16/11/2015)
  • Execution of orders on behalf of clients (Application 0088149/15 of 16/11/2015)
  • Portfolio management (Application 0088149/15 of 16/11/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0088149/15 of 16/11/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARMA PARTNERS LLP
Registered office: 16 BERKELEY STREET
Town: W1J 8DS LONDRA
Country: GRAN BRETAGNA
First application: 12096599 of 12/12/2012
Registration no.: 3574
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12096599 of 12/12/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12096599 of 12/12/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0094861/13 of 09/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARMILA CAPITAL LIMITED
Registered office: 17 Albemarle Street
Town: W1S4HP LONDRA
Country: GRAN BRETAGNA
First application: 0067300/14 of 08/08/2014
Registration no.: 4010
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0067300/14 of 08/08/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0067300/14 of 08/08/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0067300/14 of 08/08/2014)
  • Investment advice (Application 0067300/14 of 08/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0067300/14 of 08/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARMSTRONG DAVIS LTD
Registered office: 5 LAKES COURT ST MARGARETSBURY STANSTEAD ABBOTTS
Town: SG12 8ES HERTS
Country: GRAN BRETAGNA
First application: 8021352 of 10/03/2008
Registration no.: 2245
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8021352 of 10/03/2008)
  • Investment advice (Application 8021352 of 10/03/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8021352 of 10/03/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARNGRIMSSON ADVISORS LIMITED.
Registered office: 201 Great Portland Street
Town: W1W 5AB LONDRA
Country: GRAN BRETAGNA
First application: 0003873/15 of 19/01/2015
Registration no.: 4122
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0003873/15 of 19/01/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0003873/15 of 19/01/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARROWBRIDGE CAPITAL LIMITED
Registered office: 24 Greville Street
Town: EC1N 8SS LONDRA
Country: GRAN BRETAGNA
First application: 0042133/14 of 21/05/2014
Registration no.: 3961
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0042133/14 of 21/05/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0042133/14 of 21/05/2014)
  • Investment advice (Application 0042133/14 of 21/05/2014)
  • Execution of orders on behalf of clients (Application 0042133/14 of 21/05/2014)
  • Portfolio management (Application 0042133/14 of 21/05/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0042133/14 of 21/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARROWSTREET CAPITAL EUROPE LTD
Registered office: 1 Berkeley Street
Town: W1J8DJ LONDRA
Country: GRAN BRETAGNA
First application: 11013633 of 25/02/2011
Registration no.: 3093
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11013633 of 25/02/2011)
  • Investment advice (Application 11013633 of 25/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11013633 of 25/02/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARTIC FUND MANAGEMENT AS
Registered office: HAAKON VIIS GATE 5
Town: 0161 OSLO
Country: NORVEGIA
First application: 11039855 of 06/05/2011
Registration no.: 3138
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11039855 of 06/05/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11039855 of 06/05/2011)
  • Investment advice (Application 11039855 of 06/05/2011)
  • Portfolio management (Application 11039855 of 06/05/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11039855 of 06/05/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARTISAN PARTNERS UK LLP
Registered office: 25 ST JAMES'S STREET
Town: SW1A 1HA LONDRA
Country: GRAN BRETAGNA
First application: 10079553 of 29/09/2010
Registration no.: 2982
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10079553 of 29/09/2010)
  • Portfolio management (Application 10079553 of 29/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079553 of 29/09/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ARUP CORPORATE FINANCE LTDG
Registered office: 13 Fitzroy Street,
Town: W1T 4BQ LONDRA
Country: GRAN BRETAGNA
First application: 0085003/15 of 03/11/2015
Registration no.: 4256
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0085003/15 of 03/11/2015)
  • Investment advice (Application 0085003/15 of 03/11/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0085003/15 of 03/11/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASANTE CAPITAL GROUP LLP
Registered office: BERKELEY SQUARE HOUSE
Town: W1 6BD LONDRA
Country: GRAN BRETAGNA
First application: 11016019 of 02/03/2011
Registration no.: 3097
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11016019 of 02/03/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11016019 of 02/03/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASCENSION SECURITIES LTD
Registered office: South Unit Part 2 Floor 120 Fenchurch Street
Town: EC3M 5BA LONDRA
Country: GRAN BRETAGNA
First application: 6067802 of 08/08/2006
Registration no.: 1690
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 6067802 of 08/08/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6067802 of 08/08/2006)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASHBURTON (UK) LIMITED
Registered office: 3RD FLOOR, 21 UPPER BROOK STREET
Town: W1Y 1PD LONDRA
Country: GRAN BRETAGNA
First application: 98007305 of 03/02/1998
Registration no.: 682
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 98007305 of 03/02/1998)
  • Investment advice (Application 98007305 of 03/02/1998)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98007305 of 03/02/1998)
  • Foreign exchange services where these are connected to the provision of investment services (Application 6067357 of 07/08/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASHCOURT FINANCIAL PLANNING LTD
Registered office: 11 TOWER VIEW, KING HILL, WEST MALLING
Town: ME19 4UN KENT
Country: GRAN BRETAGNA
First application: 7098694 of 06/11/2007
Registration no.: 1959
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098694 of 06/11/2007)
  • Investment advice (Application 7098694 of 06/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7098694 of 06/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASHENDEN FINBRO FINANCE (UK) LIMITED
Registered office: 1 KnIghtsbridge Green
Town: SW1XQA LONDRA
Country: GRAN BRETAGNA
First application: 0022803/16 of 16/03/2016
Registration no.: 4343
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0022803/16 of 16/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0022803/16 of 16/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASHMORE INVESTMENT MANAGEMENT LIMITED
Registered office: 61 ALDWYCH
Town: WC2B4AE LONDRA
Country: GRAN BRETAGNA
First application: 11089898 of 07/11/2011
Registration no.: 3286
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11089898 of 07/11/2011)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11089898 of 07/11/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11089898 of 07/11/2011)
  • Investment advice (Application 11089898 of 07/11/2011)
  • Execution of orders on behalf of clients (Application 11089898 of 07/11/2011)
  • Portfolio management (Application 11089898 of 07/11/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11089898 of 07/11/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASN VERMOGENSBEHEER B.V.
Registered office: BEZUIDENHOUTSEWEG 153
Town: 2594 AG DEN HAAG
Country: OLANDA
First application: 12090928 of 19/11/2012
Registration no.: 3565
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12090928 of 19/11/2012)
  • Portfolio management (Application 12090928 of 19/11/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12090928 of 19/11/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASPINALLS FAMILY OFFICE LLP
Registered office: 25 SOUTHAMPTON BUILDINGS
Town: WC2A 1AL LONDRA
Country: GRAN BRETAGNA
First application: 7099150 of 07/11/2007
Registration no.: 1971
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7099150 of 07/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7099150 of 07/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASSET GROWTH EAFI, S.L
Registered office: C/ Alcala 121
Town: 28009 MADRID
Country: SPAGNA
First application: 0028126/14 of 04/04/2014
Registration no.: 3941
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0028126/14 of 04/04/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0028126/14 of 04/04/2014)
  • Investment advice (Application 0028126/14 of 04/04/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASSET MANAGEMENT ADVISORY SERVICES (AMASS) LIMITED
Registered office: 1, Makarios III Avenue, 4000 Mesa Geitonia
Town: LIMASSOL
Country: CIPRO
First application: 75447/13 of 20/09/2013
Registration no.: 3817
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 75447/13 of 20/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASSURED GUARANTY FINANCE OVERSEAS LTD
Registered office: HASILWOOD HOUSE 60 BISHOPSGATE
Town: EC2N 4AJ LONDRA
Country: GRAN BRETAGNA
First application: 1050006 of 25/06/2001
Registration no.: 1147
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1050006 of 25/06/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1050006 of 25/06/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASTEO LUXEMBOURG S.A.R.L
Registered office: 120 Boulevard de la Petrusse
Town: L 2330 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 0019338/15 of 17/03/2015
Registration no.: 4129
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0019338/15 of 17/03/2015)
  • Investment advice (Application 0019338/15 of 17/03/2015)
  • Portfolio management (Application 0019338/15 of 17/03/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0019338/15 of 17/03/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ASTIR CAPITAL ADVISORS LIMITED
Registered office: 25 MADDOX STREET
Town: W1S 2QN LONDRA
Country: GRAN BRETAGNA
First application: 13009611 of 05/02/2013
Registration no.: 3624
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13009611 of 05/02/2013)
  • Investment advice (Application 13009611 of 05/02/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13009611 of 05/02/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATC BROKERS LIMITED
Registered office: 25 CANADA SQUARE LEVEL 33
Town: E14 5LQ LONDRA
Country: GRAN BRETAGNA
First application: 0076798/13 of 27/09/2013
Registration no.: 3822
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0076798/13 of 27/09/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0076798/13 of 27/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): A.T.I. ASSOCIATES (CYPRUS) LTD
Registered office: P.O. BOX 63099
Town: 8210 PAPHOS
Country: CIPRO
First application: 11051505 of 07/06/2011
Registration no.: 3163
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11051505 of 07/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATKINS BLAND LTD
Registered office: PRINCESS ROAD, FERNDOWN
Town: BH22 9JG DORSET
Country: GRAN BRETAGNA
First application: 7103101 of 21/11/2007
Registration no.: 2024
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7103101 of 21/11/2007)
  • Investment advice (Application 7103101 of 21/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7103101 of 21/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIC ALLIANCE LTD
Registered office: 14 Waterloo Place
Town: SW1Y 4AR LONDRA
Country: GRAN BRETAGNA
First application: 5070959 of 26/10/2005
Registration no.: 1585
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 5070959 of 26/10/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5070959 of 26/10/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIC CAPITAL LIMITED
Registered office: Unit D the Tower Marina Bay
Town: GIBILTERRA
Country: GIBILTERRA
First application: 0066436/15 of 17/08/2015
Registration no.: 4257
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0066436/15 of 17/08/2015)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0066436/15 of 17/08/2015)
  • Investment advice (Application 0066436/15 of 17/08/2015)
  • Execution of orders on behalf of clients (Application 0066436/15 of 17/08/2015)
  • Portfolio management (Application 0066436/15 of 17/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0066436/15 of 17/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIC EQUITIES LLP
Registered office: 15 ST.HELEN' PLACE
Town: EC3A 6DQ LONDRA
Country: GRAN BRETAGNA
First application: 8092675 of 07/10/2008
Registration no.: 2435
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8092675 of 07/10/2008)
  • Execution of orders on behalf of clients (Application 8092675 of 07/10/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8092675 of 07/10/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIC PACIFIC CAPITAL LIMITED
Registered office: 52 Jermyn Street
Town: SW1Y6LX LONDRA
Country: GRAN BRETAGNA
First application: 99009252 of 11/02/1999
Registration no.: 756
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 99009252 of 11/02/1999)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0023907/14 of 27/03/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIC SECURITIES LTD
Registered office: 37, Prodromou Street
Town: 1090 NICOSIA
Country: CIPRO
First application: 0095912/13 of 12/12/2013
Registration no.: 3877
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0095912/13 of 12/12/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0095912/13 of 12/12/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0095912/13 of 12/12/2013)
  • Execution of orders on behalf of clients (Application 0095912/13 of 12/12/2013)
  • Portfolio management (Application 0095912/13 of 12/12/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0095912/13 of 12/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTICOMNIUM (UK) LTD
Registered office: 12 ST. JAMES'S PLACE
Town: SW1A1NX LONDRA
Country: GRAN BRETAGNA
First application: 12084762 of 25/10/2012
Registration no.: 3539
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12084762 of 25/10/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12084762 of 25/10/2012)
  • Investment advice (Application 12084762 of 25/10/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12084762 of 25/10/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIDE ASSET MANAGEMENT LIMITED
Registered office: 66 GROSVENOR STREET
Town: W1K 3JL LONDRA
Country: GRAN BRETAGNA
First application: 0085687/13 of 29/10/2013
Registration no.: 3837
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0085687/13 of 29/10/2013)
  • Execution of orders on behalf of clients (Application 0085687/13 of 29/10/2013)
  • Portfolio management (Application 0085687/13 of 29/10/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0085687/13 of 29/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIS CAPITAL MANAGEMENT LTD
Registered office: 40-41 PALL MALL
Town: SW1Y 5JG LONDRA
Country: GRAN BRETAGNA
First application: 11069131 of 03/08/2011
Registration no.: 3225
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11069131 of 03/08/2011)
  • Investment advice (Application 11069131 of 03/08/2011)
  • Execution of orders on behalf of clients (Application 11069131 of 03/08/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11069131 of 03/08/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLANTIS INVESTMENT MANAGEMENT LTD
Registered office: 13 St. Swithin s Lane
Town: EC4N 8AL LONDRA
Country: GRAN BRETAGNA
First application: 9101066 of 03/12/2009
Registration no.: 3635
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9101066 of 03/12/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9101066 of 03/12/2009)
  • Investment advice (Application 9101066 of 03/12/2009)
  • Execution of orders on behalf of clients (Application 9101066 of 03/12/2009)
  • Portfolio management (Application 9101066 of 03/12/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9101066 of 03/12/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLAS CAPITAL FINANCIAL SERVICES LTD AUTORIZZAZIONE SOSPESA DAL'AUTHORITA' CIPRIOTA DAL 07/04/2016
Registered office: 19, PROMAHON ELEFTHERIAS STREET
Town: 4103 LIMASSOL
Country: CIPRO
First application: 8025012 of 21/03/2008
Registration no.: 2259
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8025012 of 21/03/2008)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8025012 of 21/03/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8025012 of 21/03/2008)
  • Portfolio management (Application 8025012 of 21/03/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8025012 of 21/03/2008)
  • Dealing on own account (Application 9020868 of 06/03/2009)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10003725 of 19/01/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10003725 of 19/01/2010)
  • Investment advice (Application 10003725 of 19/01/2010)
  • Execution of orders on behalf of clients (Application 10003725 of 19/01/2010)
  • Services related to underwriting (Application 0081714/15 of 21/10/2015)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0081714/15 of 21/10/2015)
  • Placing of financial instruments without a firm commitment basis (Application 0081714/15 of 21/10/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATLAS STRATEGIC ADVISORS LLP
Registered office: 33 EGERTON TERRACE
Town: SW3 2BU LONDRA
Country: GRAN BRETAGNA
First application: 13003578 of 15/01/2013
Registration no.: 3600
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13003578 of 15/01/2013)
  • Investment advice (Application 13003578 of 15/01/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATOMICO (UK) PARTNERS LLP
Registered office: 50 NEW BOND STREET
Town: W1S 1BJ LONDRA
Country: GRAN BRETAGNA
First application: 10072607 of 26/08/2010
Registration no.: 2958
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10072607 of 26/08/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10072607 of 26/08/2010)
  • Investment advice (Application 10072607 of 26/08/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10072607 of 26/08/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATOM8 FINANCIAL SERVICES LLP
Registered office: Centenary House (2nd Floor) Palliser Road
Town: W14 9EQ LONDRA
Country: GRAN BRETAGNA
First application: 0068858/13 of 12/08/2013
Registration no.: 3768
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0068858/13 of 12/08/2013)
  • Dealing on own account (Application 0068858/13 of 12/08/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0068858/13 of 12/08/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): ATONLINE LTD
Registered office: 20 KYRIACOS MATSIS AVENUE
Town: 1082 NICOSIA
Country: CIPRO
First application: 1077770 of 22/09/2010
Registration no.: 2978
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1077770 of 22/09/2010)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1077770 of 22/09/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1077770 of 22/09/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 1077770 of 22/09/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 1077770 of 22/09/2010)
  • Placing of financial instruments without a firm commitment basis (Application 1077770 of 22/09/2010)
  • Execution of orders on behalf of clients (Application 1077770 of 22/09/2010)
  • Dealing on own account (Application 1077770 of 22/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1077770 of 22/09/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUBREY CAPITAL MANAGEMENT LTD
Registered office: 10 COATES CRESCENT
Town: EH3 7AL EDIMBURGO
Country: GRAN BRETAGNA
First application: 7014786 of 19/02/2007
Registration no.: 1759
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7014786 of 19/02/2007)
  • Execution of orders on behalf of clients (Application 7014786 of 19/02/2007)
  • Portfolio management (Application 7014786 of 19/02/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7014786 of 19/02/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUDA (DEUTSCHLAND) GMBH
Registered office: am Pilgerrain 17
Town: 61352 BAD HOMBURG
Country: GERMANIA
First application: 0037026/14 of 06/05/2014
Registration no.: 3955
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0037026/14 of 06/05/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0037026/14 of 06/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUGUSTA & CO PLC
Registered office: 2 WARDROBE PLACE
Town: EC4V 5AH LONDRA
Country: GRAN BRETAGNA
First application: 7095639 of 25/10/2007
Registration no.: 1874
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7095639 of 25/10/2007)
  • Investment advice (Application 7095639 of 25/10/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7095639 of 25/10/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUGUSTINE LTD
Registered office: 5th Floor 2-5 MINORIES
Town: EC3N 1BJ LONDRA
Country: GRAN BRETAGNA
First application: 7093503 of 01/11/2007
Registration no.: 1902
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7093503 of 01/11/2007)
  • Investment advice (Application 7093503 of 01/11/2007)
  • Execution of orders on behalf of clients (Application 7093503 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7093503 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUREL - BGC
Registered office: 29 RUE DE BERRI
Town: 75008 PARIGI
Country: FRANCIA
First application: 98097538 of 06/05/1998
Registration no.: 702
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98087221 of 06/11/1998)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8065878 of 14/07/2008)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8065878 of 14/07/2008)
  • Services related to underwriting (Application 8065878 of 14/07/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8065878 of 14/07/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8065878 of 14/07/2008)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8065878 of 14/07/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8065878 of 14/07/2008)
  • Investment advice (Application 8065878 of 14/07/2008)
  • Execution of orders on behalf of clients (Application 8065878 of 14/07/2008)
  • Dealing on own account (Application 8065878 of 14/07/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUREUS VERMOGEN & ADVIES B.V.
Registered office: PLA EUGENINSINGEL 17
Town: 5913 GK VENLO
Country: OLANDA
First application: 10018819 of 05/03/2010
Registration no.: 2805
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10018819 of 05/03/2010)
  • Portfolio management (Application 10018819 of 05/03/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10018819 of 05/03/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AURIEL CAPITAL MANAGEMENT LLP
Registered office: 22 CROSS KEYS CLOSE
Town: W1U 2DW LONDRA
Country: GRAN BRETAGNA
First application: 10058193 of 28/06/2010
Registration no.: 2891
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10058193 of 28/06/2010)
  • Execution of orders on behalf of clients (Application 10058193 of 28/06/2010)
  • Portfolio management (Application 10058193 of 28/06/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10058193 of 28/06/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AURUM FUNDS LTD
Registered office: 37 LXWORTH PLACE
Town: SW3 3QH LONDRA
Country: GRAN BRETAGNA
First application: 9042368 of 07/05/2009
Registration no.: 2586
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9042368 of 07/05/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9042368 of 07/05/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AUTONOMOUS RESEARCH LLP
Registered office: 1 Bartholomew Lane
Town: EC2N 2AX LONDRA
Country: GRAN BRETAGNA
First application: 0012620/15 of 20/02/2015
Registration no.: 4107
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0012620/15 of 20/02/2015)
  • Investment advice (Application 0012620/15 of 20/02/2015)
  • Execution of orders on behalf of clients (Application 0012620/15 of 20/02/2015)
  • Dealing on own account (Application 0012620/15 of 20/02/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0012620/15 of 20/02/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVA TRADE EU LIMITED
Registered office: Five Lamps Place - Amien Street
Town: DUBILN1 DUBLINO
Country: IRLANDA
First application: 9068076 of 22/07/2009
Registration no.: 2640
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9068076 of 22/07/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9068076 of 22/07/2009)
  • Dealing on own account (Application 9068076 of 22/07/2009)
  • Execution of orders on behalf of clients (Application 0034348/16 of 18/04/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVENDUS CAPITAL (UK) PRIVATE LTD
Registered office: 32 BROOK STREET
Town: W1K 5DL LONDRA
Country: GRAN BRETAGNA
First application: 9098897 of 25/11/2009
Registration no.: 2731
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9098897 of 25/11/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9098897 of 25/11/2009)
  • Investment advice (Application 9098897 of 25/11/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9098897 of 25/11/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVIATE GLOBAL LLP
Registered office: 22 Ganton Street
Town: W1F 7FD LONDRA
Country: GRAN BRETAGNA
First application: 0064955/15 of 07/08/2015
Registration no.: 4222
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0064955/15 of 07/08/2015)
  • Investment advice (Application 0064955/15 of 07/08/2015)
  • Execution of orders on behalf of clients (Application 0064955/15 of 07/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0064955/15 of 07/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVIDUS SCOTT LANG & CO LTD
Registered office: OLD HALL ROAD, SALE
Town: M33 2HG CHESHIRE
Country: GRAN BRETAGNA
First application: 7107484 of 06/12/2007
Registration no.: 2107
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7107484 of 06/12/2007)
  • Investment advice (Application 7107484 of 06/12/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7107484 of 06/12/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVIOR CAPITAL MARKETS INTERNATIONAL LIMITED
Registered office: 5th Floor 1 Tudor St
Town: EC4Y 0AH LONDRA
Country: GRAN BRETAGNA
First application: 13003193 of 14/01/2013
Registration no.: 3910
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13003193 of 14/01/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13003193 of 14/01/2013)
  • Services related to underwriting (Application 13003193 of 14/01/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13003193 of 14/01/2013)
  • Investment advice (Application 13003193 of 14/01/2013)
  • Execution of orders on behalf of clients (Application 13003193 of 14/01/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13003193 of 14/01/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVISTA PARTNERS LLP
Registered office: 78 Pall Mall
Town: SWLY 5ES LONDRA
Country: GRAN BRETAGNA
First application: 7021033 of 12/03/2007
Registration no.: 1773
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 7021033 of 12/03/2007)
  • Investment advice (Application 7021033 of 12/03/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7021033 of 12/03/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVIVA INVESTORS GLOBAL SERVICES LTD
Registered office: 1 POULTRY
Town: EC2R 8EJ LONDRA
Country: GRAN BRETAGNA
First application: 8034393 of 14/04/2008
Registration no.: 2282
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 8034393 of 14/04/2008)
  • Investment advice (Application 12022417 of 27/03/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12022417 of 27/03/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVUS CAPITAL LTD
Registered office: 18 SHIPEHENSKI PROHOD STR.
Town: 1113 SOFIA
Country: BULGARIA
First application: 11091444 of 11/11/2011
Registration no.: 3299
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 11091444 of 11/11/2011)
  • Execution of orders on behalf of clients (Application 11091444 of 11/11/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11091444 of 11/11/2011)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0098616/14 of 24/12/2014)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0098616/14 of 24/12/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AVUS CAPITAL UK LIMITED
Registered office: 99 Bishopsgate
Town: EC2M3XD LONDRA
Country: GRAN BRETAGNA
First application: 0010280/15 of 12/02/2015
Registration no.: 4097
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0010280/15 of 12/02/2015)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0010280/15 of 12/02/2015)
  • Execution of orders on behalf of clients (Application 0010280/15 of 12/02/2015)
  • Dealing on own account (Application 0010280/15 of 12/02/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0010280/15 of 12/02/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AWK GLOBAL INVEST GMBH
Registered office: WILDBICHLERSTRASSE 33
Town: 6341 EBBS
Country: AUSTRIA
First application: 4013417 of 17/02/2004
Registration no.: 1422
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 4013417 of 17/02/2004)
  • Portfolio management (Application 4013417 of 17/02/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4013417 of 17/02/2004)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AX MARKETS LIMITED
Registered office: 337 CITY ROAD
Town: EC1V 1LJ LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 152
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Investment advice (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Dealing on own account (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXA INVESTMENT MANAGERS GS LTD
Registered office: 7 NEWGATE STREET
Town: EC1A 7HD LONDRA
Country: GRAN BRETAGNA
First application: 8107029 of 25/11/2008
Registration no.: 2482
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8107029 of 25/11/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8107029 of 25/11/2008)
  • Investment advice (Application 8107029 of 25/11/2008)
  • Execution of orders on behalf of clients (Application 8107029 of 25/11/2008)
  • Portfolio management (Application 8107029 of 25/11/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8107029 of 25/11/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXA INVESTMENT MANAGERS IF
Registered office: LA DEFENSE 4- 100 ESPLANADE DU GENERAL DE GAULLE
Town: 92932 PARIGI
Country: FRANCIA
First application: 8002385 of 10/01/2008
Registration no.: 2168
SERVICES PROVIDED IN ITALY
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8002385 of 10/01/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8002385 of 10/01/2008)
  • Investment advice (Application 8002385 of 10/01/2008)
  • Execution of orders on behalf of clients (Application 8002385 of 10/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8002385 of 10/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXA ROSENBERG INVESTMENT MANAGEMENT LIMITED
Registered office: 1st Floor, 7 Newgate Street
Town: EC1A 7NX LONDRA
Country: GRAN BRETAGNA
First application: 3083653 of 31/12/2003
Registration no.: 1409
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 3083653 of 31/12/2003)
  • Portfolio management (Application 3083653 of 31/12/2003)
  • Dealing on own account (Application 3083653 of 31/12/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3083653 of 31/12/2003)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXELTIS
Registered office: 1-3 rue des italiens
Town: 75009 PARIGI
Country: FRANCIA
First application: 10062421 of 14/07/2010
Registration no.: 2909
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 10062421 of 14/07/2010)
  • Investment advice (Application 10062421 of 14/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXIA VENTURES GROUP LTD
Registered office: 10, G. KRANIDIOTIS STREET
Town: 1065 NICOSIA
Country: CIPRO
First application: 11076392 of 07/09/2011
Registration no.: 3243
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11076392 of 07/09/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11076392 of 07/09/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11076392 of 07/09/2011)
  • Services related to underwriting (Application 11076392 of 07/09/2011)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11076392 of 07/09/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11076392 of 07/09/2011)
  • Investment advice (Application 11076392 of 07/09/2011)
  • Execution of orders on behalf of clients (Application 11076392 of 07/09/2011)
  • Portfolio management (Application 11076392 of 07/09/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11076392 of 07/09/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXICORP LIMITED
Registered office: 30 CROWN PLACE 10TH FLOOR
Town: EC2A 4EB LONDRA
Country: GRAN BRETAGNA
First application: 12035028 of 30/04/2012
Registration no.: 3402
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12035028 of 30/04/2012)
  • Execution of orders on behalf of clients (Application 12035028 of 30/04/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12035028 of 30/04/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AXON PARTNERS LLP
Registered office: HEATHSIDE, CHAPEL ROAD
Town: RH8 0SX SURREY
Country: GRAN BRETAGNA
First application: 0049241/15 of 18/06/2015
Registration no.: 4193
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0049241/15 of 18/06/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0049241/15 of 18/06/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AYONDO MARKETS LIMITED
Registered office: 16-20 Ely Place, Audrey House
Town: EC1N 6SN LONDRA
Country: GRAN BRETAGNA
First application: 97080530 of 17/11/1997
Registration no.: 641
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 97080530 of 17/11/1997)
  • Investment advice (Application 97080530 of 17/11/1997)
  • Portfolio management (Application 97080530 of 17/11/1997)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9075814 of 17/08/2009)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 9075814 of 17/08/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9075814 of 17/08/2009)
  • Execution of orders on behalf of clients (Application 9075814 of 17/08/2009)
  • Dealing on own account (Application 9075814 of 17/08/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9075814 of 17/08/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): AZURE WEALTH LLP
Registered office: 1 DUKE STREET
Town: W1U 3ET LONDRA
Country: GRAN BRETAGNA
First application: 11061916 of 11/07/2011
Registration no.: 3196
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11061916 of 11/07/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11061916 of 11/07/2011)
  • Investment advice (Application 11061916 of 11/07/2011)
  • Execution of orders on behalf of clients (Application 11061916 of 11/07/2011)
  • Portfolio management (Application 11061916 of 11/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11061916 of 11/07/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BABSON CAPITAL EUROPE LIMITED
Registered office: 61 ALDWYCH
Town: WC2B 4AE LONDRA
Country: GRAN BRETAGNA
First application: 4103036 of 10/12/2004
Registration no.: 1500
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4103036 of 10/12/2004)
  • Services related to underwriting (Application 4103036 of 10/12/2004)
  • Foreign exchange services where these are connected to the provision of investment services (Application 4103036 of 10/12/2004)
  • Investment advice (Application 4103036 of 10/12/2004)
  • Execution of orders on behalf of clients (Application 4103036 of 10/12/2004)
  • Portfolio management (Application 4103036 of 10/12/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4103036 of 10/12/2004)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8000468 of 03/01/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8021872 of 11/03/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BAIGRIE DAVIES & COMPANY LTD
Registered office: 3rd Floor, EPWORTH HOUSE 25 CITY ROAD
Town: EC1Y 1AA LONDRA
Country: GRAN BRETAGNA
First application: 7092085 of 01/11/2007
Registration no.: 1906
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7092085 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BAILLIE GIFFORD OVERSEAS LIMITED
Registered office: 1 GREENSIDE ROW
Town: EH1 3AN EDIMBURGO
Country: GRAN BRETAGNA
First application: 96056590 of 01/07/1996
Registration no.: 591
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 96056590 of 01/07/1996)
  • Services related to underwriting (Application 97005569 of 27/01/1997)
  • Execution of orders on behalf of clients (Application 97005569 of 27/01/1997)
  • Investment advice (Application 7070390 of 27/07/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7090936 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BAIN CAPITAL EUROPE LLP
Registered office: 1 Mayfair place
Town: W1J 8AJ LONDRA
Country: GRAN BRETAGNA
First application: 13036833 of 30/04/2013
Registration no.: 3687
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13036833 of 30/04/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13036833 of 30/04/2013)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 13036833 of 30/04/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13036833 of 30/04/2013)
  • Investment advice (Application 13036833 of 30/04/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13036833 of 30/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BAKER TILLY FINANCIAL MANAGEMENT LIMITED
Registered office: 66 Chiltern Street
Town: W1U 4JTD LONDRA
Country: GRAN BRETAGNA
First application: 7098334 of 05/11/2007
Registration no.: 1950
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098334 of 05/11/2007)
  • Investment advice (Application 7098334 of 05/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7098334 of 05/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BALFOUR BEATTY INFRASTRUCTURE PARTNERS LLP
Registered office: 20 ST. JAMES'S STREET
Town: SW1A 1ES LONDRA
Country: GRAN BRETAGNA
First application: 12015948 of 01/03/2012
Registration no.: 3368
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12015948 of 01/03/2012)
  • Investment advice (Application 12015948 of 01/03/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12015948 of 01/03/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BALRATH CAPITAL LTD
Registered office: 145-157 ST JOHN STREET
Town: EC1V 4PY LONDRA
Country: GRAN BRETAGNA
First application: 10009089 of 02/02/2010
Registration no.: 2767
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10009089 of 02/02/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANC DE BINARY LIMITED
Registered office: 12 ARCHIEPISKOPOU MAKARIOUS III
Town: 4000 LIMASSOL
Country: CIPRO
First application: 13007532 of 28/01/2013
Registration no.: 3614
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 13007532 of 28/01/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 13007532 of 28/01/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13007532 of 28/01/2013)
  • Execution of orders on behalf of clients (Application 13007532 of 28/01/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13007532 of 28/01/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0024292/16 of 21/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANCTRUST SECURITIES (EUROPE) LIMITED.
Registered office: 81-83 Fulham High Street
Town: SW6 3JA LONDRA
Country: GRAN BRETAGNA
First application: 13007527 of 28/01/2013
Registration no.: 3615
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13007527 of 28/01/2013)
  • Investment advice (Application 13007527 of 28/01/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13007527 of 28/01/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANGERT PONTIER MARKETMAKESR B.V
Registered office: POSTBUS 11375
Town: 1001 GJ AMSTERDAM
Country: OLANDA
First application: 96002785 of 10/01/1996
Registration no.: 426
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96002785 of 10/01/1996)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96002785 of 10/01/1996)
  • Services related to underwriting (Application 96002785 of 10/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96002785 of 10/01/1996)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96002785 of 10/01/1996)
  • Placing of financial instruments without a firm commitment basis (Application 96002785 of 10/01/1996)
  • Investment advice (Application 96002785 of 10/01/1996)
  • Execution of orders on behalf of clients (Application 96002785 of 10/01/1996)
  • Portfolio management (Application 96002785 of 10/01/1996)
  • Dealing on own account (Application 96002785 of 10/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96002785 of 10/01/1996)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANK AUSTRIA FINANZSERVICE GMBH
Registered office: LASSALLESTRASSE 5
Town: 01020 VIENNA
Country: AUSTRIA
First application: 12364 of 18/02/2000
Registration no.: 978
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12364 of 18/02/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12364 of 18/02/2000)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANK OF CHINA INTERNATIONAL (UK) LTD
Registered office: 90 CANNON STREET
Town: EC4N 6HA LONDRA
Country: GRAN BRETAGNA
First application: 9105827 of 28/12/2009
Registration no.: 2741
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9105827 of 28/12/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9105827 of 28/12/2009)
  • Investment advice (Application 9105827 of 28/12/2009)
  • Execution of orders on behalf of clients (Application 9105827 of 28/12/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9105827 of 28/12/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANK OF IRELAND CORPORATE FINANCE LTD
Registered office: 1 DONEGAL SQUARE SOUTH COUNTY ANTRIM
Town: BT1 5LR BELFAST
Country: GRAN BRETAGNA
First application: 9000035 of 02/01/2009
Registration no.: 2496
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9000035 of 02/01/2009)
  • Investment advice (Application 9000035 of 02/01/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9000035 of 02/01/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANK OF VALLETTA PLC
Registered office: BOV CENTRE, CANON ROAD
Town: SVR 9030 SANTA VENERA
Country: MALTA
First application: 11075001 of 31/08/2011
Registration no.: 3241
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11075001 of 31/08/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11075001 of 31/08/2011)
  • Investment advice (Application 11075001 of 31/08/2011)
  • Execution of orders on behalf of clients (Application 11075001 of 31/08/2011)
  • Portfolio management (Application 11075001 of 31/08/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANKHAUS SCHEICH WERTPAPIERSPEZIALIST GMGH WPHB
Registered office: Bursenplatz 5, 60313
Town: FRANKFURT AM MAIN
Country: GERMANIA
First application: 0059275/15 of 22/07/2015
Registration no.: 4211
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0059275/15 of 22/07/2015)
  • Services related to underwriting (Application 0059275/15 of 22/07/2015)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0059275/15 of 22/07/2015)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0059275/15 of 22/07/2015)
  • Placing of financial instruments without a firm commitment basis (Application 0059275/15 of 22/07/2015)
  • Execution of orders on behalf of clients (Application 0059275/15 of 22/07/2015)
  • Portfolio management (Application 0059275/15 of 22/07/2015)
  • Dealing on own account (Application 0059275/15 of 22/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0059275/15 of 22/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANKHOUSE FINANCIAL MANAGEMENT LTD
Registered office: 3 BYRON HOUSE LANSDOWNE COURT BUMPERS WAY
Town: SN14 6RZ CHIPPENHAM
Country: GRAN BRETAGNA
First application: 7105494 of 30/11/2007
Registration no.: 2086
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7105494 of 30/11/2007)
  • Investment advice (Application 7105494 of 30/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7105494 of 30/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANKINTER SECURITIES SOCIEDAD DE VALORES SA
Registered office: c/o Marques de Riscal, 11 duplicado 1
Town: 28010 MADRID
Country: SPAGNA
First application: 0000316/16 of 05/01/2016
Registration no.: 4295
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0000316/16 of 05/01/2016)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0000316/16 of 05/01/2016)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0000316/16 of 05/01/2016)
  • Services related to underwriting (Application 0000316/16 of 05/01/2016)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0000316/16 of 05/01/2016)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0000316/16 of 05/01/2016)
  • Investment advice (Application 0000316/16 of 05/01/2016)
  • Execution of orders on behalf of clients (Application 0000316/16 of 05/01/2016)
  • Dealing on own account (Application 0000316/16 of 05/01/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0000316/16 of 05/01/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANOR CAPITAL LIMITED
Registered office: 16 BERKELEY STREET
Town: W1J 8DZ LONDRA
Country: GRAN BRETAGNA
First application: 11012195 of 22/02/2011
Registration no.: 3125
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11012195 of 22/02/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11012195 of 22/02/2011)
  • Investment advice (Application 11012195 of 22/02/2011)
  • Execution of orders on behalf of clients (Application 11012195 of 22/02/2011)
  • Portfolio management (Application 11012195 of 22/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11012195 of 22/02/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BANQUO CREDIT MANAGEMENT LLP
Registered office: 70 GRACECHURCH STREET
Town: EC3V 0XL LONDRA
Country: GRAN BRETAGNA
First application: 5021485 of 04/04/2005
Registration no.: 1532
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 5021485 of 04/04/2005)
  • Portfolio management (Application 5021485 of 04/04/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARCHESTER GREEN INVESTMENT LTD
Registered office: 45-49 CATHERINE STREET
Town: SP1 2DH SALISBURY
Country: GRAN BRETAGNA
First application: 9085885 of 01/10/2009
Registration no.: 2694
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 9085885 of 01/10/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9085885 of 01/10/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARCHESTER GROUP LIMITED
Registered office: 10 BARTON STREET
Town: SW1P 3NE LONDRA
Country: GRAN BRETAGNA
First application: 99039864 of 19/05/1999
Registration no.: 783
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 99039864 of 19/05/1999)
  • Investment advice (Application 99039864 of 19/05/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99039864 of 19/05/1999)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARCLAYS CAPITAL SECURITIES LIMITED
Registered office: 5 The North Colonnade - Canary Wharf
Town: E14 4BB LONDRA
Country: GRAN BRETAGNA
First application: 96059817 of 15/07/1996
Registration no.: 478
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 96059817 of 15/07/1996)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96059817 of 15/07/1996)
  • Services related to underwriting (Application 96059817 of 15/07/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96059817 of 15/07/1996)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96059817 of 15/07/1996)
  • Placing of financial instruments without a firm commitment basis (Application 96059817 of 15/07/1996)
  • Investment advice (Application 96059817 of 15/07/1996)
  • Execution of orders on behalf of clients (Application 96059817 of 15/07/1996)
  • Portfolio management (Application 96059817 of 15/07/1996)
  • Dealing on own account (Application 96059817 of 15/07/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96059817 of 15/07/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7098446 of 05/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARCLAYS STOCKBROKERS LIMITED
Registered office: 1 CHURCHILL PLACE
Town: E145HP LONDRA
Country: GRAN BRETAGNA
First application: 9039189 of 29/04/2009
Registration no.: 2580
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9039189 of 29/04/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9039189 of 29/04/2009)
  • Execution of orders on behalf of clients (Application 9039189 of 29/04/2009)
  • Portfolio management (Application 9039189 of 29/04/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9039189 of 29/04/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARING ASSET MANAGEMENT LTD
Registered office: 155 BISHOPSGATE
Town: EC2M 3XY LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 347
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 97042282 of 28/05/1997)
  • Investment advice (Application 97042282 of 28/05/1997)
  • Execution of orders on behalf of clients (Application 97042282 of 28/05/1997)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 97042282 of 28/05/1997)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARKER FINANCIAL ASSOCIATES
Registered office: GLENFIELD PARK TURNER ROAD NELSON
Town: BB97DR LANCASHIRE
Country: GRAN BRETAGNA
First application: 8004318 of 17/01/2008
Registration no.: 2174
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8004318 of 17/01/2008)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8004318 of 17/01/2008)
  • Services related to underwriting (Application 8004318 of 17/01/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8004318 of 17/01/2008)
  • Investment advice (Application 8004318 of 17/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8004318 of 17/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARMAC ASSET MANAGEMENT LTD
Registered office: 27a LIDGET HILL PUDSEY
Town: LS28 7LG LEEDS
Country: GRAN BRETAGNA
First application: 8106322 of 21/11/2008
Registration no.: 2471
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8106322 of 21/11/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8106322 of 21/11/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8106322 of 21/11/2008)
  • Investment advice (Application 8106322 of 21/11/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8106322 of 21/11/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARNARD JACOBS MELLET (UK) LIMITED
Registered office: 62-66 GEORGE STREET
Town: EH2 2LR EDIMBURGO
Country: GRAN BRETAGNA
First application: 66016 of 07/09/2000
Registration no.: 1045
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 66016 of 07/09/2000)
  • Services related to underwriting (Application 66016 of 07/09/2000)
  • Foreign exchange services where these are connected to the provision of investment services (Application 66016 of 07/09/2000)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 66016 of 07/09/2000)
  • Placing of financial instruments without a firm commitment basis (Application 66016 of 07/09/2000)
  • Investment advice (Application 66016 of 07/09/2000)
  • Execution of orders on behalf of clients (Application 66016 of 07/09/2000)
  • Dealing on own account (Application 66016 of 07/09/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 66016 of 07/09/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARONS FINANCIAL SERVICES (UK) LIMITED
Registered office: 24 PARKSIDE KNIGHTSBRIDGE
Town: SW1X 7JW LONDRA
Country: GRAN BRETAGNA
First application: 2002161 of 15/01/2002
Registration no.: 1223
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2002161 of 15/01/2002)
  • Investment advice (Application 2002161 of 15/01/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2002161 of 15/01/2002)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BARRATT & COOKE LTD
Registered office: 5 OPIE STREET , NORWICH
Town: NR1 3DW NORFOLK
Country: GRAN BRETAGNA
First application: 8051929 of 30/05/2008
Registration no.: 2316
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8051929 of 30/05/2008)
  • Investment advice (Application 8051929 of 30/05/2008)
  • Execution of orders on behalf of clients (Application 8051929 of 30/05/2008)
  • Portfolio management (Application 8051929 of 30/05/2008)
  • Dealing on own account (Application 8051929 of 30/05/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8051929 of 30/05/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BASF METAL FORWARDS LTD
Registered office: Heron Tower 110 Bishopsgate
Town: E2N4AY LONDRA
Country: GRAN BRETAGNA
First application: 8108283 of 01/12/2008
Registration no.: 2479
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 8108283 of 01/12/2008)
  • Dealing on own account (Application 8108283 of 01/12/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BASI & BASI FINANCIAL PLANNING LIMITED
Registered office: Parker House 104 Hutton Road Shenfield
Town: CM15 8NB LONDRA
Country: GRAN BRETAGNA
First application: 0068415/15 of 27/08/2015
Registration no.: 4228
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0068415/15 of 27/08/2015)
  • Investment advice (Application 0068415/15 of 27/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0068415/15 of 27/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BASTION CAPITAL LONDON LIMITED
Registered office: 4-12 TABERNACLE STREET
Town: EC2A 4LU LONDRA
Country: GRAN BRETAGNA
First application: 4076216 of 19/08/2004
Registration no.: 1465
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4076216 of 19/08/2004)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BAYNARD CAPITAL MANAGEMENT LLP
Registered office: 1 CHEPSTOW PLACE
Town: W2 4TE LONDRA
Country: GRAN BRETAGNA
First application: 12009025 of 07/02/2012
Registration no.: 3339
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12009025 of 07/02/2012)
  • Execution of orders on behalf of clients (Application 12009025 of 07/02/2012)
  • Portfolio management (Application 12009025 of 07/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12009025 of 07/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BB SECURITIES LTD
Registered office: 16 St. MARTIN' S LE GRAND
Town: EC1A 4NA LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 24
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 96000620 of 03/01/1996)
  • Services related to underwriting (Application 96000620 of 03/01/1996)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 96000620 of 03/01/1996)
  • Placing of financial instruments without a firm commitment basis (Application 96000620 of 03/01/1996)
  • Investment advice (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Dealing on own account (Application 96000620 of 03/01/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Execution of orders on behalf of clients (Application 8078399 of 20/08/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8078399 of 20/08/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BBSP PARTNERS
Registered office: 23 RUE DE BALZAC
Town: 75008 PARIGI
Country: FRANCIA
First application: 8092128 of 06/10/2008
Registration no.: 2430
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8092128 of 06/10/2008)
  • Investment advice (Application 8092128 of 06/10/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8092128 of 06/10/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BCB & PARTNERS SA
Registered office: 68-70 blvd de la Petrusse
Town: L 2320 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 12011794 of 17/02/2012
Registration no.: 3361
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 12011794 of 17/02/2012)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12011794 of 17/02/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12011794 of 17/02/2012)
  • Investment advice (Application 12011794 of 17/02/2012)
  • Execution of orders on behalf of clients (Application 12011794 of 17/02/2012)
  • Portfolio management (Application 12011794 of 17/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12011794 of 17/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BCS PRIME BROKERAGE LTD
Registered office: 25 Old Broad Street International Financial Centre
Town: EC2N1HQ LONDRA
Country: GRAN BRETAGNA
First application: 0090854/13 of 21/11/2013
Registration no.: 3862
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0090854/13 of 21/11/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0090854/13 of 21/11/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0090854/13 of 21/11/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0090854/13 of 21/11/2013)
  • Investment advice (Application 0090854/13 of 21/11/2013)
  • Execution of orders on behalf of clients (Application 0090854/13 of 21/11/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0090854/13 of 21/11/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BDSWISS HOLDING PLC.
Registered office: 160 Arch. Makariou III Avenue
Town: 3026 LIMASSOL
Country: CIPRO
First application: 0076603/13 of 26/09/2013
Registration no.: 3823
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0076603/13 of 26/09/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0076603/13 of 26/09/2013)
  • Execution of orders on behalf of clients (Application 0076603/13 of 26/09/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0076603/13 of 26/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEACH HORIZON LLP
Registered office: 25 DOWGATE HILL
Town: EC4R 2YA LONDRA
Country: GRAN BRETAGNA
First application: 6015495 of 16/02/2006
Registration no.: 1621
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6015495 of 16/02/2006)
  • Portfolio management (Application 6015495 of 16/02/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6050381 of 07/06/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEACH POINT CAPITAL EUROPE LLP
Registered office: 69 OLD BROAD STREET
Town: EC2M 1QS LONDRA
Country: GRAN BRETAGNA
First application: 10079536 of 29/09/2010
Registration no.: 2980
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10079536 of 29/09/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079536 of 29/09/2010)
  • Investment advice (Application 10079536 of 29/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079536 of 29/09/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEACON HILL CONSULTANCY LIMITED
Registered office: Montagu Pavilion, 8-10 Queensway
Town: GIBILTERRA
Country: GIBILTERRA
First application: 13036113 of 26/04/2013
Registration no.: 3683
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13036113 of 26/04/2013)
  • Investment advice (Application 13036113 of 26/04/2013)
  • Execution of orders on behalf of clients (Application 13036113 of 26/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEACON WEALTH MANAGEMENT LIMITED
Registered office: The Old Chapel, Thrapston Road
Town: PE280HW LONDRA
Country: GRAN BRETAGNA
First application: 0069267/14 of 21/08/2014
Registration no.: 4020
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0069267/14 of 21/08/2014)
  • Investment advice (Application 0069267/14 of 21/08/2014)
  • Execution of orders on behalf of clients (Application 0069267/14 of 21/08/2014)
  • Portfolio management (Application 0069267/14 of 21/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069267/14 of 21/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEAUFORT SECURITIES LIMITED
Registered office: 131 FINSBURY PAVEMENT
Town: EC2A 1NT LONDRA
Country: GRAN BRETAGNA
First application: 99045831 of 08/06/1999
Registration no.: 798
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 99045831 of 08/06/1999)
  • Services related to underwriting (Application 99045831 of 08/06/1999)
  • Foreign exchange services where these are connected to the provision of investment services (Application 99045831 of 08/06/1999)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99045831 of 08/06/1999)
  • Placing of financial instruments without a firm commitment basis (Application 99045831 of 08/06/1999)
  • Investment advice (Application 99045831 of 08/06/1999)
  • Execution of orders on behalf of clients (Application 99045831 of 08/06/1999)
  • Portfolio management (Application 99045831 of 08/06/1999)
  • Dealing on own account (Application 99045831 of 08/06/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99045831 of 08/06/1999)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEAUREGARD CAPITAL LIMITED
Registered office: Park Place
Town: SW1A1LP LONDRA
Country: GRAN BRETAGNA
First application: 19192 of 09/03/2000
Registration no.: 981
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 19192 of 09/03/2000)
  • Portfolio management (Application 19192 of 09/03/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 19192 of 09/03/2000)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0054516/14 of 30/06/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BECHTEL FINANCING SERVICES LTD
Registered office: 11 PILGRIM STREET
Town: EC4V 6RN LONDRA
Country: GRAN BRETAGNA
First application: 10083571 of 12/10/2010
Registration no.: 2990
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10083571 of 12/10/2010)
  • Investment advice (Application 10083571 of 12/10/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEDROCK ASSET MANAGEMENT (UK) LIMITED
Registered office: 20 UPPER GROSVERNOR STREET
Town: W1K 7PB LONDRA
Country: GRAN BRETAGNA
First application: 5014788 of 09/03/2005
Registration no.: 1526
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 5014788 of 09/03/2005)
  • Investment advice (Application 5036445 of 19/05/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEEHIVE CAPITAL LLP
Registered office: 1 ELLERDALE CLOSE HAMPSTEAD
Town: NW3 6BE LONDRA
Country: GRAN BRETAGNA
First application: 3038453 of 09/06/2003
Registration no.: 1372
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3038453 of 09/06/2003)
  • Services related to underwriting (Application 3038453 of 09/06/2003)
  • Investment advice (Application 3038453 of 09/06/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3038453 of 09/06/2003)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BELAIR HOUSE
Registered office: 2 BOULEVARD GRANDE-DUCHESSE CHARLOTTE
Town: L1330 LUSSEMBURGO
Country: LUSSEMBURGO
First application: 0018620/14 of 10/03/2014
Registration no.: 3925
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0018620/14 of 10/03/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0018620/14 of 10/03/2014)
  • Investment advice (Application 0018620/14 of 10/03/2014)
  • Portfolio management (Application 0018620/14 of 10/03/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0018620/14 of 10/03/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BELGRAVE CAPITAL MANAGEMENT LTD
Registered office: 5 LOWER BELGRADE STREET
Town: SW1W 0NR LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 349
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BELL CAPITAL PARTNERS LLP
Registered office: 22 TUDOR STREET
Town: EC4Y 0AY LONDRA
Country: GRAN BRETAGNA
First application: 9094762 of 09/11/2009
Registration no.: 2718
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9094762 of 09/11/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9094762 of 09/11/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9094762 of 09/11/2009)
  • Investment advice (Application 9094762 of 09/11/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9094762 of 09/11/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BELLACAPITAL UK LIMITED
Registered office: 42 BERKELEY SQUARE
Town: W1J 5AW LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 203
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Investment advice (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BELTONE FINANCIAL (UK) LLP
Registered office: 43-45 DORSET STREET
Town: W1U 7NA LONDRA
Country: GRAN BRETAGNA
First application: 12028311 of 11/04/2012
Registration no.: 3396
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12028311 of 11/04/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12028311 of 11/04/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BENTLEY-LEEK FINANCIAL MANAGEMENT LTD
Registered office: 14 THE MOUNT
Town: GU2 4HN GUILDFORD
Country: GRAN BRETAGNA
First application: 9070647 of 29/07/2009
Registration no.: 2644
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9070647 of 29/07/2009)
  • Investment advice (Application 9070647 of 29/07/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9070647 of 29/07/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERBEN'S EFFECTENKANTOOR B.V.
Registered office: JODENSTRAAT 6
Town: 6101 AS ECHT
Country: OLANDA
First application: 5012682 of 01/03/2005
Registration no.: 1522
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 5012682 of 01/03/2005)
  • Investment advice (Application 5012682 of 01/03/2005)
  • Execution of orders on behalf of clients (Application 5012682 of 01/03/2005)
  • Portfolio management (Application 5012682 of 01/03/2005)
  • Dealing on own account (Application 5012682 of 01/03/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5012682 of 01/03/2005)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERCHWOOD PARTNERS LLP
Registered office: 20-22 Mount Row
Town: W1K 3SF LONDRA
Country: GRAN BRETAGNA
First application: 13000627 of 04/01/2013
Registration no.: 3592
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 13000627 of 04/01/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13000627 of 04/01/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERGEN ENERGI MARKETS AS
Registered office: FANTOFTVEGEN 38
Town: 5096 BERGEN
Country: NORVEGIA
First application: 11057807 of 27/06/2011
Registration no.: 3181
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11057807 of 27/06/2011)
  • Investment advice (Application 11057807 of 27/06/2011)
  • Portfolio management (Application 11057807 of 27/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERKELEY FUTURES LTD
Registered office: 18 SAVILLE ROW
Town: W1S 3PW LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 27
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96000620 of 03/01/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96000620 of 03/01/1996)
  • Investment advice (Application 96000620 of 03/01/1996)
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Portfolio management (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERKELEY MORGAN LTD
Registered office: 899 SILBURY BOULEVARD BUCKINGHAMSHIRE
Town: MK9 3XL MILTON KEYNES
Country: GRAN BRETAGNA
First application: 8113107 of 19/12/2008
Registration no.: 2491
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8113107 of 19/12/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERKSHIRE CAPITAL SECURITIES LIMITED
Registered office: 30 BUCKINGHAM GATE
Town: SW1E 6NN LONDRA
Country: GRAN BRETAGNA
First application: 99005540 of 26/01/1999
Registration no.: 754
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99005540 of 26/01/1999)
  • Investment advice (Application 9000030 of 02/01/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BERRY ASSET MANAGEMENT LTD
Registered office: 101 THE CHAMBERS, CHELSEA HARBOUR
Town: SW10 0XF LONDRA
Country: GRAN BRETAGNA
First application: 96056590 of 01/07/1996
Registration no.: 850
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96056590 of 01/07/1996)
  • Investment advice (Application 96056590 of 01/07/1996)
  • Execution of orders on behalf of clients (Application 96056590 of 01/07/1996)
  • Portfolio management (Application 96056590 of 01/07/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEST CHOICE FBC LIMITED
Registered office: 73, Agias Zonis,
Town: 3090 LIMASSOL
Country: CIPRO
First application: 0082490/14 of 17/10/2014
Registration no.: 4049
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0082490/14 of 17/10/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0082490/14 of 17/10/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0082490/14 of 17/10/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0082490/14 of 17/10/2014)
  • Execution of orders on behalf of clients (Application 0082490/14 of 17/10/2014)
  • Portfolio management (Application 0082490/14 of 17/10/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEST OF BREED
Registered office: 16 OLD QUEEN STREET
Town: SW1H 9HP LONDRA
Country: GRAN BRETAGNA
First application: 10058198 of 28/06/2010
Registration no.: 2894
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10058198 of 28/06/2010)
  • Execution of orders on behalf of clients (Application 10058198 of 28/06/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10058198 of 28/06/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BEST PRACTICE IFA GROUP LTD
Registered office: 109-111 HIGH STREET HURSTIERPOINT, WEST SUSSES
Town: BN6 9PU HASSOCKS
Country: GRAN BRETAGNA
First application: 7109456 of 14/12/2007
Registration no.: 2133
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7109456 of 14/12/2007)
  • Investment advice (Application 7109456 of 14/12/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7109456 of 14/12/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BESTINVEST (BROKERS) LTD
Registered office: 6 CHESTERFIELD GARDENS
Town: W1J5BQ LONDRA
Country: GRAN BRETAGNA
First application: 11043342 of 16/05/2011
Registration no.: 3153
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 11043342 of 16/05/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11043342 of 16/05/2011)
  • Investment advice (Application 11043342 of 16/05/2011)
  • Execution of orders on behalf of clients (Application 11043342 of 16/05/2011)
  • Portfolio management (Application 11043342 of 16/05/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11043342 of 16/05/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BETA SECURITIES S.A.
Registered office: 8, FANARIOTON STREET
Town: 11472 ATENE
Country: GRECIA
First application: 5000425 of 05/01/2005
Registration no.: 1505
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 5000425 of 05/01/2005)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 5000425 of 05/01/2005)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BETA 2 LTD
Registered office: 26 OLD BAILEY
Town: EC4M 7HW LONDRA
Country: GRAN BRETAGNA
First application: 11012198 of 22/02/2011
Registration no.: 3092
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11012198 of 22/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11012198 of 22/02/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BFINANCE UK LIMITED
Registered office: 15 BEDFORD STREET
Town: WC2E 9HE LONDRA
Country: GRAN BRETAGNA
First application: 10102660 of 17/12/2010
Registration no.: 3042
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10102660 of 17/12/2010)
  • Investment advice (Application 10102660 of 17/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10102660 of 17/12/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BGB WESTON LTD
Registered office: 29 PALL MALL
Town: SW1Y 5LT LONDRA
Country: GRAN BRETAGNA
First application: 9044048 of 12/05/2009
Registration no.: 2587
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9044048 of 12/05/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9044048 of 12/05/2009)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9044048 of 12/05/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9044048 of 12/05/2009)
  • Investment advice (Application 9044048 of 12/05/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9044048 of 12/05/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BGC BROKERS L.P.
Registered office: ONE CHURCHILL PLACE CANARY WHARF
Town: E14 5RD LONDRA
Country: GRAN BRETAGNA
First application: 7029259 of 05/04/2007
Registration no.: 1782
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7029259 of 05/04/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7029259 of 05/04/2007)
  • Investment advice (Application 7029259 of 05/04/2007)
  • Execution of orders on behalf of clients (Application 7029259 of 05/04/2007)
  • Dealing on own account (Application 7029259 of 05/04/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7029259 of 05/04/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BGC INTERNATIONAL
Registered office: ONE AMERICA SQUARE
Town: EC3N 2LS LONDRA
Country: GRAN BRETAGNA
First application: 96000620 of 03/01/1996
Registration no.: 48
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 96000620 of 03/01/1996)
  • Dealing on own account (Application 96000620 of 03/01/1996)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 96000620 of 03/01/1996)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 96059817 of 15/07/1996)
  • Foreign exchange services where these are connected to the provision of investment services (Application 96059817 of 15/07/1996)
  • Investment advice (Application 96085204 of 31/10/1996)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BIDROUTE LTD
Registered office: 70 St MARY AXE
Town: EC3A 8BD LONDRA
Country: GRAN BRETAGNA
First application: 7094144 of 22/10/2007
Registration no.: 1868
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7094144 of 22/10/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.

EU investment firm (name): BINARY INVESTMENTS (EUROPE) LTD