Consob - wwww.consob.it
Consob
Issuers
Intermediaries
Register of investments firms
Register of financial salesman
Markets
Legal framework
Financial education
Conciliation and Arbitration Chamber
Intermediaries - Register of investments firms
REGISTER OF EU INVESTMENT FIRMS: WITH BRANCHES (DATE 18/05/2012)


EU investment firm (name): ABERDEEN ASSET MANAGERS LIMITED
Registered office: 1 BREAD STREET
Town: EC4M 9HH LONDRA
Country: GRAN BRETAGNA
Branch: VIA SAN VITTORE AL TEATRO 3
Town: 20123 MILANO (MI)
Country: ITALIA
Application 9051207 of 29/05/2009
Registration no.: 77
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9051207 of 29/05/2009)

EU investment firm (name): ABRAXAS CAPITAL MANAGEMENT LTD
Registered office: 111 BUCKINGHAM PALACE ROAD
Town: SE1W 0SR LONDRA
Country: GRAN BRETAGNA
Branch: VIA ETNA 2
Town: 20144 MILANO (MI)
Country: ITALIA
Application 11079012 of 21/09/2011
Registration no.: 99
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11079012 of 21/09/2011)
  • Investment advice (Application 11079012 of 21/09/2011)

EU investment firm (name): ACTIVTRADES PLC
Registered office: 1 THOMAS MORE SQUARE
Town: E1W 1YW LONDRA
Country: GRAN BRETAGNA
Branch: VIA BORGONUOVO 14/16
Town: 20121 MILANO (MI)
Country: ITALIA
Application 11060644 of 06/07/2011
Registration no.: 97
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11060644 of 06/07/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11060644 of 06/07/2011)
  • Execution of orders on behalf of clients (Application 11060644 of 06/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11060644 of 06/07/2011)

EU investment firm (name): ADVANTAGE FINANCIAL S.A.
Registered office: 5 BOULEVARD ROYAL
Town: L2449 LUSSEMBURGO
Country: LUSSEMBURGO
Branch: LARGO AUGUSTO 8
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10053460 of 11/06/2010
Registration no.: 89
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10053460 of 11/06/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10053460 of 11/06/2010)
  • Investment advice (Application 10053460 of 11/06/2010)

EU investment firm (name): ADVICORP PLC
Registered office: 90-94 FLEET STREET
Town: EC4Y 1DG LONDRA
Country: GRAN BRETAGNA
Branch: VIA PARIGI ,11
Town: 00185 ROMA (RM)
Country: ITALIA
Application 2065881 of 08/10/2002
Registration no.: 39
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 2065881 of 08/10/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2065881 of 08/10/2002)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5044765 of 21/06/2005)
  • Execution of orders on behalf of clients (Application 5044765 of 21/06/2005)
  • Portfolio management (Application 5044765 of 21/06/2005)
  • Dealing on own account (Application 5044765 of 21/06/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): AFX CAPITAL MARKETS LTD
Registered office: KOLONAKIOU 37 LINOPETRA
Town: 4103 LIMASSOL
Country: CIPRO
Branch: VIA MONTE DI PIETA 21
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10103376 of 21/12/2010
Registration no.: 94
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10103376 of 21/12/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12034526 of 27/04/2012)

EU investment firm (name): ALLIANZ GLOBAL INVESTORS EUROPE GMBH
Registered office: NYMPHENBURGER Str.112-116
Town: 80636 MONACO
Country: GERMANIA
Branch: PIAZZA VELASCA 7/9
Town: 20122 MILANO (MI)
Country: ITALIA
Application 7048391 of 28/05/2007
Registration no.: 66
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 7048391 of 28/05/2007)
  • Execution of orders on behalf of clients (Application 7048391 of 28/05/2007)
  • Portfolio management (Application 7048391 of 28/05/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 7048391 of 28/05/2007)

EU investment firm (name): BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
Registered office: 12 THROGMORTON AVENUE
Town: EC2N 2DL LONDRA
Country: GRAN BRETAGNA
Branch: VIA BRERA, 3/5
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1025762 of 09/04/2001
Registration no.: 24
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1025762 of 09/04/2001)
  • Portfolio management (Application 1025762 of 09/04/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1025762 of 09/04/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1051662 of 02/07/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1051662 of 02/07/2001)
  • Execution of orders on behalf of clients (Application 6064077 of 28/07/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): BNY MELLON ASSET MANAGEMENT INTERNATIONAL LTD
Registered office: 160 QUEEN VICTORIA STREET
Town: EC4V 4LA LONDRA
Country: GRAN BRETAGNA
Branch: VIA AGNELLO, 8
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1009418 of 08/02/2001
Registration no.: 20
SERVICES PROVIDED IN ITALY
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1009418 of 08/02/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1009418 of 08/02/2001)
  • Investment advice (Application 1009418 of 08/02/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): CANACCORD GENUITY LTD
Registered office: 88 Wood Street London
Town: EC2V 7QR LONDRA
Country: GRAN BRETAGNA
Branch: GALLERIA PASSARELLA N.1
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10009918 of 04/02/2010
Registration no.: 83
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10009918 of 04/02/2010)
  • Services related to underwriting (Application 10009918 of 04/02/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10009918 of 04/02/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10009918 of 04/02/2010)
  • Investment advice (Application 10009918 of 04/02/2010)
  • Execution of orders on behalf of clients (Application 10009918 of 04/02/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10009918 of 04/02/2010)

EU investment firm (name): CANTOR FITZGERALD EUROPE
Registered office: 17 CROSSWALL
Town: EC3N 2LB LONDRA
Country: GRAN BRETAGNA
Branch: piazza del carmine 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 99078224 of 25/10/1999
Registration no.: 10
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 99078224 of 25/10/1999)
  • Investment advice (Application 99078224 of 25/10/1999)
  • Execution of orders on behalf of clients (Application 99078224 of 25/10/1999)
  • Dealing on own account (Application 99078224 of 25/10/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99078224 of 25/10/1999)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 5052716 of 26/07/2005)
  • Services related to underwriting (Application 5052716 of 26/07/2005)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5052716 of 26/07/2005)
  • Placing of financial instruments without a firm commitment basis (Application 5052716 of 26/07/2005)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): CAPITAL STRATEGIES PARTNERS, A.V.SOCIEDAD ANONIMA
Registered office: C/ JOAQUIN BAU N 7,3 - I
Town: 28036 MADRID
Country: SPAGNA
Branch: VIA FABIO FILZI 27
Town: 20124 MILANO (MI)
Country: ITALIA
Application 11007852 of 02/02/2011
Registration no.: 93
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11007852 of 02/02/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11007852 of 02/02/2011)

EU investment firm (name): CITIGROUP GLOBAL MARKETS LIMITED
Registered office: CITIGROUP CENTRE CANADA SQUARE CANARY WHARF
Town: E14 5LB LONDRA
Country: GRAN BRETAGNA
Branch: VIA DEI MERCANTI 12
Town: 20121 MILANO (MI)
Country: ITALIA
Application 99059409 of 02/08/1999
Registration no.: 5
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99059409 of 02/08/1999)
  • Services related to underwriting (Application 99059409 of 02/08/1999)
  • Investment advice (Application 99059409 of 02/08/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99059409 of 02/08/1999)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99078717 of 26/10/1999)
  • Placing of financial instruments without a firm commitment basis (Application 99078717 of 26/10/1999)
  • Execution of orders on behalf of clients (Application 65429 of 05/09/2000)
  • Dealing on own account (Application 90827 of 05/12/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7097990 of 02/11/2007)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7097990 of 02/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7097990 of 02/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7097990 of 02/11/2007)

EU investment firm (name): CMC MARKETS UK PLC
Registered office: 133 houndsditch
Town: EC3A 7BX LONDRA
Country: GRAN BRETAGNA
Branch: CORSO VENEZIA 5
Town: 20122 MILANO (MI)
Country: ITALIA
Application 8015560 of 21/02/2008
Registration no.: 70
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015560 of 21/02/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8015560 of 21/02/2008)
  • Dealing on own account (Application 8015560 of 21/02/2008)
  • Execution of orders on behalf of clients (Application 11084968 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084968 of 18/10/2011)

EU investment firm (name): CREDIT AGRICOLE CHEUVREUX S.A.
Registered office: 9 QUAI DU PRESIDENT PAUL DOUMER
Town: 92920 PARIGI
Country: FRANCIA
Branch: PIAZZA CAVOUR 2
Town: 20121 MILANO (MI)
Country: ITALIA
Application 9104882 of 22/12/2009
Registration no.: 80
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9104882 of 22/12/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9104882 of 22/12/2009)
  • Investment advice (Application 9104882 of 22/12/2009)
  • Execution of orders on behalf of clients (Application 9104882 of 22/12/2009)
  • Dealing on own account (Application 9104882 of 22/12/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9104882 of 22/12/2009)

EU investment firm (name): CREDIT SUISSE SECURITIES (EUROPE) LIMITED
Registered office: ONE CABOT SQUARE
Town: E14 4QJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA SANTA MARGHERITA 3
Town: 20121 MILANO (MI)
Country: ITALIA
Application 2019599 of 26/03/2002
Registration no.: 36
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2019599 of 26/03/2002)
  • Services related to underwriting (Application 2019599 of 26/03/2002)
  • Investment advice (Application 2019599 of 26/03/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2019599 of 26/03/2002)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8024246 of 19/03/2008)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8024246 of 19/03/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8024246 of 19/03/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8024246 of 19/03/2008)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8024246 of 19/03/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8024246 of 19/03/2008)
  • Execution of orders on behalf of clients (Application 8024246 of 19/03/2008)
  • Portfolio management (Application 8024246 of 19/03/2008)
  • Dealing on own account (Application 8024246 of 19/03/2008)

EU investment firm (name): EIDOS PARTNERS HOLDINGS LTD
Registered office: 1 KNIGHTSBRIDGE GREEN
Town: SW1X 7QA LONDRA
Country: GRAN BRETAGNA
Branch: VIA SANTO SPIRITO 14
Town: 20122 MILANO (MI)
Country: ITALIA
Application 11062240 of 12/07/2011
Registration no.: 96
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 11062240 of 12/07/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11062240 of 12/07/2011)
  • Investment advice (Application 11062240 of 12/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11062240 of 12/07/2011)

EU investment firm (name): ENIGMA SECURITIES LLP
Registered office: 120 OLD BROAD STREET
Town: EC2N 1AR LONDRA
Country: GRAN BRETAGNA
Branch: VIA VOGHERA, 6
Town: 20144 MILANO (MI)
Country: ITALIA
Application 4098309 of 17/11/2004
Registration no.: 53
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 4098309 of 17/11/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4098309 of 17/11/2004)

EU investment firm (name): EXANE SA
Registered office: 16 AVENUE MATIGNON
Town: 75008 PARIGI
Country: FRANCIA
Branch: VIA DEI BOSSI, 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 4033723 of 15/04/2004
Registration no.: 49
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4033723 of 15/04/2004)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7009873 of 01/02/2007)
  • Placing of financial instruments without a firm commitment basis (Application 7009873 of 01/02/2007)
  • Execution of orders on behalf of clients (Application 7021035 of 12/03/2007)

EU investment firm (name): FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
Registered office: CALLE VELAZQUEZ 140
Town: 28001 MADRID
Country: SPAGNA
Branch: PIAZZALE CADORNA 9
Town: 20123 MILANO (MI)
Country: ITALIA
Application 10002450 of 14/01/2010
Registration no.: 82
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10002450 of 14/01/2010)
  • Investment advice (Application 10002450 of 14/01/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10002450 of 14/01/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11087936 of 28/10/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11087936 of 28/10/2011)

EU investment firm (name): FIL INVESTMENTS INTERNATIONAL
Registered office: OAKHILL HOUSE, HILDENBOROUGH
Town: TN11 9DZ TONBRIDGE
Country: GRAN BRETAGNA
Branch: VIA DELLA CHIUSA, 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 1060856 of 08/08/2001
Registration no.: 27
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1060856 of 08/08/2001)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1060856 of 08/08/2001)
  • Services related to underwriting (Application 1060856 of 08/08/2001)
  • Foreign exchange services where these are connected to the provision of investment services (Application 1060856 of 08/08/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1060856 of 08/08/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1060856 of 08/08/2001)
  • Execution of orders on behalf of clients (Application 1060856 of 08/08/2001)
  • Portfolio management (Application 1060856 of 08/08/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1060856 of 08/08/2001)
  • Investment advice (Application 7078158 of 24/08/2007)

EU investment firm (name): FIL (LUXEMBOURG) S.A.
Registered office: 2A, RUE ALBERT BORSCHETTE
Town: L1246 LUSSEMBURGO
Country: LUSSEMBURGO
Branch: VIA DELLA CHIUSA 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 12013565 of 23/02/2012
Registration no.: 103
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12013565 of 23/02/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12013565 of 23/02/2012)
  • Investment advice (Application 12013565 of 23/02/2012)
  • Execution of orders on behalf of clients (Application 12013565 of 23/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12013565 of 23/02/2012)

EU investment firm (name): FOREX CAPITAL MARKETS LTD
Registered office: 145 LEADENHALL STREET
Town: EC3V 4QT LONDRA
Country: GRAN BRETAGNA
Branch: VIALE CADARA 43
Town: 20122 MILANO (MI)
Country: ITALIA
Application 9001505 of 09/01/2009
Registration no.: 76
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 9001505 of 09/01/2009)
  • Execution of orders on behalf of clients (Application 9001505 of 09/01/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9089752 of 21/10/2009)
  • Investment advice (Application 9089752 of 21/10/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9089752 of 21/10/2009)
  • Portfolio management (Application 10093819 of 12/11/2010)

EU investment firm (name): GOLDMAN SACHS INTERNATIONAL
Registered office: PETERBOROUGH COURT 133 FLEET STREET
Town: EC4R 2BB LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZETTA MAURILIO BOSSI 3
Town: 20121 MILANO (MI)
Country: ITALIA
Application 3063623 of 07/10/2003
Registration no.: 43
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3063623 of 07/10/2003)
  • Services related to underwriting (Application 3063623 of 07/10/2003)
  • Foreign exchange services where these are connected to the provision of investment services (Application 3063623 of 07/10/2003)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 3063623 of 07/10/2003)
  • Placing of financial instruments without a firm commitment basis (Application 3063623 of 07/10/2003)
  • Investment advice (Application 3063623 of 07/10/2003)
  • Execution of orders on behalf of clients (Application 3063623 of 07/10/2003)
  • Dealing on own account (Application 3063623 of 07/10/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3063623 of 07/10/2003)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4078953 of 03/09/2004)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 4078953 of 03/09/2004)
  • Portfolio management (Application 4078953 of 03/09/2004)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7095644 of 01/11/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Operation of Multilateral Trading Facilities (Application 11091950 of 14/11/2011)

EU investment firm (name): HENDERSON GLOBAL INVESTORS LIMITED
Registered office: 201 BISHOPSGATE
Town: EC2M 3AE LONDRA
Country: GRAN BRETAGNA
Branch: VIA AGNELLO, 8
Town: 20121 MILANO (MI)
Country: ITALIA
Application 3015 of 17/01/2000
Registration no.: 12
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 3015 of 17/01/2000)
  • Portfolio management (Application 3015 of 17/01/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 66015 of 07/09/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): IBS SECURITIES LTD
Registered office: 26 GEORGE STREET
Town: W1S 2FW LONDRA
Country: GRAN BRETAGNA
Branch: VIA DURINI 24
Town: 20122 MILANO (MI)
Country: ITALIA
Branch: VIA MUSEO GIOVIO 5
Town: 2210 COMO (CO)
Country: ITALIA
Application 8009636 of 31/01/2008
Registration no.: 69
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 8009636 of 31/01/2008)
  • Investment advice (Application 8009636 of 31/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8009636 of 31/01/2008)

EU investment firm (name): IG MARKETS LTD
Registered office: CANNON BRIDGE HOUSE 25 DOWGATE HILL
Town: EC4R 2YA LONDRA
Country: GRAN BRETAGNA
Branch: VIA PAOLO DA CANNOBIO 33
Town: 20122 MILANO (MI)
Country: ITALIA
Application 8019529 of 03/03/2008
Registration no.: 72
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8019529 of 03/03/2008)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8019529 of 03/03/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8019529 of 03/03/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8019529 of 03/03/2008)
  • Investment advice (Application 8019529 of 03/03/2008)
  • Execution of orders on behalf of clients (Application 8019529 of 03/03/2008)
  • Dealing on own account (Application 8019529 of 03/03/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8019529 of 03/03/2008)

EU investment firm (name): ING ASSET MANAGEMENT B.V
Registered office: PRINSES BEATRIXLAAN 15
Town: 2595 DEN HAAG
Country: OLANDA
Branch: VIA PIETRO PALEOCAPA 5
Town: 20121 MILANO (MI)
Country: ITALIA
Application 9042064 of 30/06/2009
Registration no.: 78
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9042064 of 30/06/2009)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 9042064 of 30/06/2009)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 9042064 of 30/06/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9042064 of 30/06/2009)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 9042064 of 30/06/2009)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9042064 of 30/06/2009)
  • Investment advice (Application 9042064 of 30/06/2009)
  • Execution of orders on behalf of clients (Application 9042064 of 30/06/2009)
  • Portfolio management (Application 9042064 of 30/06/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9042064 of 30/06/2009)
  • Placing of financial instruments without a firm commitment basis (Application 9072103 of 03/08/2009)

EU investment firm (name): INTEGRATED FINANCIAL PRODUCTS LIMITED
Registered office: 4 HILL STREET
Town: W1J 5NE LONDRA
Country: GRAN BRETAGNA
Branch: VIA VITTOR PISANI, 22
Town: 20124 MILANO (MI)
Country: ITALIA
Application 4003728 of 21/01/2004
Registration no.: 46
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 4003728 of 21/01/2004)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4100906 of 29/11/2004)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 5033366 of 10/05/2005)
  • Placing of financial instruments without a firm commitment basis (Application 5033366 of 10/05/2005)
  • Dealing on own account (Application 5081826 of 15/12/2005)
  • Investment advice (Application 8024249 of 19/03/2008)

EU investment firm (name): JANUS CAPITAL INTERNATIONAL LIMITED
Registered office: 1 ROPEMAKER STREET
Town: EC2Y 9HT LONDRA
Country: GRAN BRETAGNA
Branch: VIA CAMPERIO, 14
Town: 20123 MILANO (MI)
Country: ITALIA
Application 2003589 of 22/01/2002
Registration no.: 34
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 2003589 of 22/01/2002)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 2003589 of 22/01/2002)
  • Placing of financial instruments without a firm commitment basis (Application 2003589 of 22/01/2002)
  • Execution of orders on behalf of clients (Application 2003589 of 22/01/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2003589 of 22/01/2002)
  • Portfolio management (Application 2022659 of 09/04/2002)

EU investment firm (name): JEFFERIES INTERNATIONAL LTD
Registered office: 68 UPPER THAMES STREET
Town: EC4V 8BJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA GIUSEPPE BRENTANO 2
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10079106 of 28/09/2010
Registration no.: 91
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10079106 of 28/09/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10079106 of 28/09/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079106 of 28/09/2010)
  • Services related to underwriting (Application 10079106 of 28/09/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10079106 of 28/09/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10079106 of 28/09/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10079106 of 28/09/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10079106 of 28/09/2010)
  • Investment advice (Application 10079106 of 28/09/2010)
  • Execution of orders on behalf of clients (Application 10079106 of 28/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079106 of 28/09/2010)

EU investment firm (name): KEPLER CAPITAL MARKETS SA
Registered office: 112 AVENUE KEBLER
Town: 75116 PARIGI
Country: FRANCIA
Branch: VIA DURINI, 18
Town: 20122 MILANO (MI)
Country: ITALIA
Application 98066757 of 17/08/1998
Registration no.: 4
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98066757 of 17/08/1998)
  • Foreign exchange services where these are connected to the provision of investment services (Application 98066757 of 17/08/1998)
  • Investment advice (Application 98066757 of 17/08/1998)
  • Execution of orders on behalf of clients (Application 98066757 of 17/08/1998)
  • Dealing on own account (Application 98066757 of 17/08/1998)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98066757 of 17/08/1998)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9008731 of 27/01/2009)
  • Services related to underwriting (Application 11098928 of 14/12/2011)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11098928 of 14/12/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11098928 of 14/12/2011)

EU investment firm (name): KLIMEK ADVISORS FUND CONSULTING GMBH
Registered office: MAINZER LANDSTRASSE 47
Town: 60329 FRANKFURT AM MAIN
Country: GERMANIA
Branch: VIA TELESIO 23
Town: 20145 MILANO (MI)
Country: ITALIA
Application 11043810 of 17/05/2011
Registration no.: 101
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 11043810 of 17/05/2011)
  • Investment advice (Application 11043810 of 17/05/2011)
  • Execution of orders on behalf of clients (Application 11043810 of 17/05/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11043810 of 17/05/2011)

EU investment firm (name): LEGG MASON INVESTMENTS (EUROPE) LTD
Registered office: 201 BISHOPSGATE
Town: EC2M 3AB LONDRA
Country: GRAN BRETAGNA
Branch: VIA SANTA MARIA VALLE 1/A-3
Town: 20123 MILANO (MI)
Country: ITALIA
Application 8018101 of 28/02/2008
Registration no.: 71
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 8018101 of 28/02/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8018101 of 28/02/2008)

EU investment firm (name): LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD
Registered office: 3 OLD BURLINGTON STREET
Town: W1S 3AB LONDRA
Country: GRAN BRETAGNA
Branch: VIA MONTE DI PIETA' 21
Town: 20121 MILANO (MI)
Country: ITALIA
Application 11054849 of 17/06/2011
Registration no.: 98
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11054849 of 17/06/2011)
  • Investment advice (Application 11054849 of 17/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11054849 of 17/06/2011)

EU investment firm (name): MERRILL LYNCH INTERNATIONAL
Registered office: 2 KING EDWARD STREET
Town: EC1A 1HQ LONDRA
Country: GRAN BRETAGNA
Branch: LARGO FONTANELLA DI BORGHESE 19
Town: 00186 ROMA (RM)
Country: ITALIA
Branch: VIA MANZONI 5
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1006672 of 30/01/2001
Registration no.: 21
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1006672 of 30/01/2001)
  • Services related to underwriting (Application 1038431 of 17/05/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1069363 of 13/09/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7095645 of 01/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7095645 of 01/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7095645 of 01/11/2007)
  • Investment advice (Application 7095645 of 01/11/2007)
  • Placing of financial instruments without a firm commitment basis (Application 8052336 of 30/05/2008)

EU investment firm (name): METHOD INVESTMENTS & ADVISORY LTD
Registered office: 16 BERKELEY STREET
Town: W1J 8DZ LONDRA
Country: GRAN BRETAGNA
Branch: via santa radegonda 11
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10063422 of 19/07/2010
Registration no.: 86
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10063422 of 19/07/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10063422 of 19/07/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10063422 of 19/07/2010)
  • Services related to underwriting (Application 10063422 of 19/07/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10063422 of 19/07/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10063422 of 19/07/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10063422 of 19/07/2010)
  • Investment advice (Application 10063422 of 19/07/2010)
  • Execution of orders on behalf of clients (Application 10063422 of 19/07/2010)
  • Portfolio management (Application 10063422 of 19/07/2010)
  • Dealing on own account (Application 10063422 of 19/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10063422 of 19/07/2010)

EU investment firm (name): MFS INTERNATIONAL (UK) LTD
Registered office: PATERNOSTER HOUSE 65 PAUL'S CHURCHYARD
Town: EC4M 7EJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA TORINO 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 6081023 of 11/10/2006
Registration no.: 62
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6081023 of 11/10/2006)
  • Portfolio management (Application 6081023 of 11/10/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6081023 of 11/10/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)

EU investment firm (name): NEUBERGER BERMAN EUROPE LIMITED
Registered office: LANSDOWNE HOUSE 57 BERKLEY SQUARE
Town: LONDRA
Country: GRAN BRETAGNA
Branch: LARGO FRANCESCO RICHINI 6
Town: 20122 MILANO (MI)
Country: ITALIA
Application 11030214 of 11/04/2011
Registration no.: 95
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11030214 of 11/04/2011)

EU investment firm (name): NOMURA INTERNATIONAL PLC
Registered office: 1 ANGEL LANE
Town: EC4R 3AB LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZA DEL CARMINE 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10102508 of 16/12/2010
Registration no.: 92
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10102508 of 16/12/2010)
  • Services related to underwriting (Application 10102508 of 16/12/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10102508 of 16/12/2010)
  • Investment advice (Application 10102508 of 16/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10102508 of 16/12/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11096398 of 02/12/2011)

EU investment firm (name): PIMCO EUROPE LTD
Registered office: 103 WIGMORE STREET
Town: W1U 1QS LONDRA
Country: GRAN BRETAGNA
Branch: LARGO RICHINI, 6
Town: 20122 MILANO (MI)
Country: ITALIA
Application 11084971 of 18/10/2011
Registration no.: 100
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11084971 of 18/10/2011)
  • Investment advice (Application 11084971 of 18/10/2011)
  • Execution of orders on behalf of clients (Application 11084971 of 18/10/2011)
  • Portfolio management (Application 11084971 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084971 of 18/10/2011)

EU investment firm (name): POSITIVA AD
Registered office: 39 CHERKOVNA STREET
Town: 1505 SOFIA
Country: BULGARIA
Branch: VIALE ABRUZZI 13/A
Town: 20131 MILANO (MI)
Country: ITALIA
Application 12027338 of 05/04/2012
Registration no.: 102
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12027338 of 05/04/2012)
  • Foreign exchange services where these are connected to the provision of investment services (Application 12027338 of 05/04/2012)
  • Execution of orders on behalf of clients (Application 12027338 of 05/04/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12027338 of 05/04/2012)

EU investment firm (name): RAIFFEISEN INTERNATIONAL FUND ADVISORY GMBH
Registered office: SCHWARZENBERGPLATZ 1
Town: 1010 VIENNA
Country: AUSTRIA
Branch: CORSO PLEBISCITI 9
Town: 20129 MILANO (MI)
Country: ITALIA
Application 8008663 of 30/01/2008
Registration no.: 68
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8008663 of 30/01/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8008663 of 30/01/2008)

EU investment firm (name): RUSSELL IMPLEMENTATION SERVICES LTD
Registered office: 10 REGENT STREET
Town: S1Y 4PE LONDRA
Country: GRAN BRETAGNA
Branch: VIA BRERA 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10064905 of 23/07/2010
Registration no.: 88
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064905 of 23/07/2010)
  • Investment advice (Application 10064905 of 23/07/2010)
  • Execution of orders on behalf of clients (Application 10064905 of 23/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10064905 of 23/07/2010)

EU investment firm (name): RUSSELL INVESTMENTS LTD
Registered office: 10 REGENT STREET LONDON
Town: SW1Y 4PE LONDRA
Country: GRAN BRETAGNA
Branch: VIA BRERA 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10064904 of 23/07/2010
Registration no.: 87
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064904 of 23/07/2010)
  • Investment advice (Application 10064904 of 23/07/2010)
  • Execution of orders on behalf of clients (Application 10064904 of 23/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10064904 of 23/07/2010)

EU investment firm (name): SATOR CAPITAL LTD
Registered office: 14 GOLDEN SQUARE
Town: W1F 9JF LONDRA
Country: GRAN BRETAGNA
Branch: VIA ANDREA APPIANI 7
Town: 20100 MILANO (MI)
Country: ITALIA
Branch: VIA GIACOMO CARISSIMI 39-41
Town: 00189 ROMA (RM)
Country: ITALIA
Application 8048131 of 21/05/2008
Registration no.: 73
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 8048131 of 21/05/2008)
  • Execution of orders on behalf of clients (Application 8048131 of 21/05/2008)
  • Portfolio management (Application 8048131 of 21/05/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8048131 of 21/05/2008)

EU investment firm (name): SCHRODER INVESTMENT MANAGEMENT LTD
Registered office: 31 GRESHAM STREET
Town: EC2V 7QA LONDRA
Country: GRAN BRETAGNA
Branch: VIA DELLA SPIGA, 30
Town: 20121 MILANO (MI)
Country: ITALIA
Application 13239 of 21/02/2000
Registration no.: 58
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 13239 of 21/02/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13239 of 21/02/2000)

EU investment firm (name): STATE STREET GLOBAL ADVISORS LTD
Registered office: 20 CHURCHILL PLACE
Town: E14 5HJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA DEI BOSSI, 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 8000077 of 02/01/2008
Registration no.: 67
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8000077 of 02/01/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8068366 of 21/07/2008)

EU investment firm (name): VONTOBEL EUROPE SA
Registered office: 1, COTE D' EICH
Town: L-1450 LUSSEMBURGO
Country: LUSSEMBURGO
Branch: PIAZZA DEGLI AFFARI 3
Town: 20123 MILANO (MI)
Country: ITALIA
Application 6021972 of 09/03/2006
Registration no.: 57
SERVICES PROVIDED IN ITALY
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 6021972 of 09/03/2006)
  • Placing of financial instruments without a firm commitment basis (Application 6021972 of 09/03/2006)
  • Investment advice (Application 6021972 of 09/03/2006)
  • Execution of orders on behalf of clients (Application 6021972 of 09/03/2006)
  • Portfolio management (Application 6021972 of 09/03/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6021972 of 09/03/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8080361 of 28/08/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8080361 of 28/08/2008)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 9034714 of 17/04/2009)

EU investment firm (name): X-TRADE BROKERS DOM MAKLERSKI SA
Registered office: ul. Ogrodowa 58
Town: 00-876 VARSAVIA
Country: POLONIA
Branch: VIA ALBRICCI 9
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10011347 of 10/02/2010
Registration no.: 85
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 10011347 of 10/02/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10011347 of 10/02/2010)
  • Execution of orders on behalf of clients (Application 10011347 of 10/02/2010)
  • Dealing on own account (Application 10011347 of 10/02/2010)

EU investment firm (name): 3I EUROPE PLC
Registered office: 16 PALACE STREET
Town: SW1E 5JD LONDRA
Country: GRAN BRETAGNA
Branch: VIA OREFICI 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 10005977 of 26/01/2010
Registration no.: 84
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 10005977 of 26/01/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10005977 of 26/01/2010)
Investment Firms with branches
© All rights reserved - Consob - Best viewed at 800x600