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REGISTER OF EU INVESTMENT FIRMS: WITH BRANCHES (DATE 30/06/2016)


EU investment firm (name): ABERDEEN ASSET MANAGERS LIMITED
Registered office: 10 QUEENS TERRACE
Town: AB10 1YG ABERDEEN
Country: GRAN BRETAGNA
Branch: VIa DANTE 16
Town: 20121 MILANO (MI)
Country: ITALIA
Application 9051207 of 29/05/2009
Registration no.: 77
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9051207 of 29/05/2009)
  • Placing of financial instruments without a firm commitment basis (Application 12066345 of 06/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ACTIVTRADES PLC
Registered office: 1 THOMAS MORE SQUARE
Town: E1W 1YW LONDRA
Country: GRAN BRETAGNA
Branch: VIA BORGONUOVO 14/16
Town: 20121 MILANO (MI)
Country: ITALIA
Application 11060644 of 06/07/2011
Registration no.: 97
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11060644 of 06/07/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11060644 of 06/07/2011)
  • Execution of orders on behalf of clients (Application 11060644 of 06/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11060644 of 06/07/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ADVANTAGE FINANCIAL S.A.
Registered office: 5 BOULEVARD ROYAL
Town: L2449 LUSSEMBURGO
Country: LUSSEMBURGO
Branch: LARGO AUGUSTO 8
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10053460 of 11/06/2010
Registration no.: 89
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10053460 of 11/06/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10053460 of 11/06/2010)
  • Investment advice (Application 10053460 of 11/06/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0061070/13 of 17/07/2013)
  • Services related to underwriting (Application 0061070/13 of 17/07/2013)
  • Placing of financial instruments without a firm commitment basis (Application 0061070/13 of 17/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0061070/13 of 17/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): AFX CAPITAL MARKETS LTD
Registered office: 116, Gladstonos Street
Town: 3032 LIMASSOL
Country: CIPRO
Branch: VIA LARGA 2
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10103376 of 21/12/2010
Registration no.: 94
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10103376 of 21/12/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12034526 of 27/04/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
Registered office: 12 THROGMORTON AVENUE
Town: EC2N 2DL LONDRA
Country: GRAN BRETAGNA
Branch: piazza San Fedele 2
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1025762 of 09/04/2001
Registration no.: 24
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1025762 of 09/04/2001)
  • Portfolio management (Application 1025762 of 09/04/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1025762 of 09/04/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1051662 of 02/07/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1051662 of 02/07/2001)
  • Execution of orders on behalf of clients (Application 6064077 of 28/07/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED.
Registered office: 160 QUEEN VICTORIA STREET
Town: EC4V 4LA LONDRA
Country: GRAN BRETAGNA
Branch: VIA AGNELLO, 8
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1009418 of 08/02/2001
Registration no.: 20
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1009418 of 08/02/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0095209/13 of 10/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CAPITAL INTERNATIONAL LIMITED
Registered office: 40 GROSVENOR PLACE
Town: SW1X 7GG LONDRA
Country: GRAN BRETAGNA
Branch: VIA TORINO 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 13021372 of 18/03/2013
Registration no.: 114
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13021372 of 18/03/2013)
  • Investment advice (Application 13021372 of 18/03/2013)
  • Portfolio management (Application 13021372 of 18/03/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13021372 of 18/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CITIGROUP GLOBAL MARKETS LIMITED
Registered office: CITIGROUP CENTRE CANADA SQUARE CANARY WHARF
Town: E14 5LB LONDRA
Country: GRAN BRETAGNA
Branch: VIA DEI MERCANTI 12
Town: 20121 MILANO (MI)
Country: ITALIA
Application 99059409 of 02/08/1999
Registration no.: 5
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99059409 of 02/08/1999)
  • Services related to underwriting (Application 99059409 of 02/08/1999)
  • Investment advice (Application 99059409 of 02/08/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99059409 of 02/08/1999)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99078717 of 26/10/1999)
  • Placing of financial instruments without a firm commitment basis (Application 99078717 of 26/10/1999)
  • Execution of orders on behalf of clients (Application 65429 of 05/09/2000)
  • Dealing on own account (Application 90827 of 05/12/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7097990 of 02/11/2007)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7097990 of 02/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7097990 of 02/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7097990 of 02/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CMC CAPITAL LIMITED
Registered office: 23 Hanover Square
Town: W1S 1JB LONDRA
Country: GRAN BRETAGNA
Branch: via della Spiga 52
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0061965/13 of 22/07/2013
Registration no.: 117
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0061965/13 of 22/07/2013)
  • Investment advice (Application 0061965/13 of 22/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0061965/13 of 22/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CMC MARKETS UK PLC
Registered office: 133 houndsditch
Town: EC3A 7BX LONDRA
Country: GRAN BRETAGNA
Branch: CORSO DI PORTA ROMANA 68
Town: 20122 MILANO (MI)
Country: ITALIA
Application 8015560 of 21/02/2008
Registration no.: 70
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015560 of 21/02/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8015560 of 21/02/2008)
  • Dealing on own account (Application 8015560 of 21/02/2008)
  • Execution of orders on behalf of clients (Application 11084968 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084968 of 18/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): COMPAGNIE FINANCIERE JACQUES COEUR
Registered office: 21 BOULEVARD MONTMARTRE
Town: 75002 PARIGI
Country: FRANCIA
Branch: via Gaetano Giardino 1
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0072824/15 of 18/09/2015
Registration no.: 135
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0072824/15 of 18/09/2015)
  • Investment advice (Application 0072824/15 of 18/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CREDIT SUISSE SECURITIES (EUROPE) LIMITED
Registered office: ONE CABOT SQUARE
Town: E14 4QJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA SANTA MARGHERITA 3
Town: 20121 MILANO (MI)
Country: ITALIA
Application 2019599 of 26/03/2002
Registration no.: 36
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 2019599 of 26/03/2002)
  • Services related to underwriting (Application 2019599 of 26/03/2002)
  • Investment advice (Application 2019599 of 26/03/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2019599 of 26/03/2002)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 8024246 of 19/03/2008)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 8024246 of 19/03/2008)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 8024246 of 19/03/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8024246 of 19/03/2008)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 8024246 of 19/03/2008)
  • Placing of financial instruments without a firm commitment basis (Application 8024246 of 19/03/2008)
  • Execution of orders on behalf of clients (Application 8024246 of 19/03/2008)
  • Portfolio management (Application 8024246 of 19/03/2008)
  • Dealing on own account (Application 8024246 of 19/03/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): DMBL - BRANCH ITALIANA DI DINOSAUR MERCHANT BANK LIMITED
Registered office: 48-54 Moorgate
Town: EC2R 6EJ LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZA REPUBBLICA 11
Town: 20124 MILANO (MI)
Country: ITALIA
Application 0069272/14 of 14/08/2014
Registration no.: 126
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0069272/14 of 14/08/2014)
  • Execution of orders on behalf of clients (Application 0069272/14 of 14/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069272/14 of 14/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ENGIE GLOBAL MARKETS
Registered office: 1 place Samuel de Champlain
Town: 92400 COURBEVOIE
Country: FRANCIA
Branch: Lungotevere Arnaldo da Brescia 12
Town: 00196 ROMA (RM)
Country: ITALIA
Application 0083642/13 of 22/10/2013
Registration no.: 121
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0083642/13 of 22/10/2013)
  • Execution of orders on behalf of clients (Application 0083642/13 of 22/10/2013)
  • Dealing on own account (Application 0083642/13 of 22/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ENVENT CAPITAL MARKETS LIMITED
Registered office: 25 Savile Row
Town: W1S2ER LONDRA
Country: GRAN BRETAGNA
Branch: VIA BARBERINI 95
Town: 00187 ROMA (RM)
Country: ITALIA
Application 0053177/15 of 02/07/2015
Registration no.: 132
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0053177/15 of 02/07/2015)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0053177/15 of 02/07/2015)
  • Placing of financial instruments without a firm commitment basis (Application 0053177/15 of 02/07/2015)
  • Investment advice (Application 0053177/15 of 02/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0053177/15 of 02/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): EXANE SA
Registered office: 16 AVENUE MATIGNON
Town: 75008 PARIGI
Country: FRANCIA
Branch: VIA DEI BOSSI, 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 4033723 of 15/04/2004
Registration no.: 49
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4033723 of 15/04/2004)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7009873 of 01/02/2007)
  • Placing of financial instruments without a firm commitment basis (Application 7009873 of 01/02/2007)
  • Execution of orders on behalf of clients (Application 7021035 of 12/03/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): F & C MANAGEMENT LIMITED
Registered office: 8th FLOOR, EXCHANGE HOUSE PRIMROSE STREET
Town: EC2A 2NY LONDRA
Country: GRAN BRETAGNA
Branch: Regus Milano Corrobbio Via S. Maria Valle 3
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0069325/15 of 02/09/2015
Registration no.: 133
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0069325/15 of 02/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
Registered office: CALLE VELAZQUEZ 140
Town: 28001 MADRID
Country: SPAGNA
Branch: GALLERIA DEL CORSO 1
Town: 20122 MILANO (MI)
Country: ITALIA
Application 10002450 of 14/01/2010
Registration no.: 82
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10002450 of 14/01/2010)
  • Investment advice (Application 10002450 of 14/01/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10002450 of 14/01/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11087936 of 28/10/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11087936 of 28/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIL INVESTMENTS INTERNATIONAL
Registered office: 130 Tonbridge Road, Oakhill House
Town: TN11 9DZ TONBRIDGE
Country: GRAN BRETAGNA
Branch: VIA DELLA CHIUSA, 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 1060856 of 08/08/2001
Registration no.: 27
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 1060856 of 08/08/2001)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 1060856 of 08/08/2001)
  • Services related to underwriting (Application 1060856 of 08/08/2001)
  • Foreign exchange services where these are connected to the provision of investment services (Application 1060856 of 08/08/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1060856 of 08/08/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1060856 of 08/08/2001)
  • Execution of orders on behalf of clients (Application 1060856 of 08/08/2001)
  • Portfolio management (Application 1060856 of 08/08/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1060856 of 08/08/2001)
  • Investment advice (Application 7078158 of 24/08/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIL (LUXEMBOURG) S.A.
Registered office: 2A, RUE ALBERT BORSCHETTE
Town: L1246 LUSSEMBURGO
Country: LUSSEMBURGO
Branch: VIA DELLA CHIUSA 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 12013565 of 23/02/2012
Registration no.: 103
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12013565 of 23/02/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12013565 of 23/02/2012)
  • Investment advice (Application 12013565 of 23/02/2012)
  • Execution of orders on behalf of clients (Application 12013565 of 23/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12013565 of 23/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FISHER INVESTMENTS EUROPE LIMITED
Registered office: 6-10 Whitfield Street
Town: W1T 2RE LONDRA
Country: GRAN BRETAGNA
Branch: Via Magenta 3
Town: 43123 PARMA (PR)
Country: ITALIA
Application 0047523/15 of 11/06/2015
Registration no.: 130
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0047523/15 of 11/06/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FOREX CAPITAL MARKETS LIMITED
Registered office: 10 LOWER THAMES STREET
Town: EC3R 6AD LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZA G. FERRE' 10
Town: 20025 LEGNANO (MI)
Country: ITALIA
Application 9001505 of 09/01/2009
Registration no.: 76
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 9001505 of 09/01/2009)
  • Execution of orders on behalf of clients (Application 9001505 of 09/01/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9089752 of 21/10/2009)
  • Investment advice (Application 9089752 of 21/10/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9089752 of 21/10/2009)
  • Portfolio management (Application 10093819 of 12/11/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0072756/13 of 05/09/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): GOLDMAN SACHS INTERNATIONAL
Registered office: PETERBOROUGH COURT 133 FLEET STREET
Town: EC4A 2BB LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZETTA MAURILIO BOSSI 3
Town: 20121 MILANO (MI)
Country: ITALIA
Application 3063623 of 07/10/2003
Registration no.: 43
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3063623 of 07/10/2003)
  • Services related to underwriting (Application 3063623 of 07/10/2003)
  • Foreign exchange services where these are connected to the provision of investment services (Application 3063623 of 07/10/2003)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 3063623 of 07/10/2003)
  • Placing of financial instruments without a firm commitment basis (Application 3063623 of 07/10/2003)
  • Investment advice (Application 3063623 of 07/10/2003)
  • Execution of orders on behalf of clients (Application 3063623 of 07/10/2003)
  • Dealing on own account (Application 3063623 of 07/10/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3063623 of 07/10/2003)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4078953 of 03/09/2004)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 4078953 of 03/09/2004)
  • Portfolio management (Application 4078953 of 03/09/2004)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7095644 of 01/11/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Operation of Multilateral Trading Facilities (Application 11091950 of 14/11/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): HENDERSON GLOBAL INVESTORS LIMITED
Registered office: 201 BISHOPSGATE
Town: EC2M 3AE LONDRA
Country: GRAN BRETAGNA
Branch: VIA DANTE 14
Town: 20121 MILANO (MI)
Country: ITALIA
Application 3015 of 17/01/2000
Registration no.: 12
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 3015 of 17/01/2000)
  • Portfolio management (Application 3015 of 17/01/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 66015 of 07/09/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): IG MARKETS LIMITED
Registered office: CANNON BRIDGE HOUSE 25 DOWGATE HILL
Town: EC4R 2YA LONDRA
Country: GRAN BRETAGNA
Branch: VIA PAOLO DA CANNOBIO 33
Town: 20122 MILANO (MI)
Country: ITALIA
Application 8019529 of 03/03/2008
Registration no.: 72
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 8019529 of 03/03/2008)
  • Dealing on own account (Application 8019529 of 03/03/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8019529 of 03/03/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): IGNIS INVESTMENT SERVICES LIMITED
Registered office: 50 BOTHWELL STREET
Town: G26HR GLASGOW
Country: GRAN BRETAGNA
Branch: Via Giuseppe Mazzini 10
Town: 20123 MILANO (MI)
Country: ITALIA
Application 12027986 of 10/04/2012
Registration no.: 104
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0045171/14 of 29/05/2014)
  • Investment advice (Application 0045171/14 of 29/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JANUS CAPITAL INTERNATIONAL LIMITED
Registered office: 1 ROPEMAKER STREET
Town: EC2Y 9HT LONDRA
Country: GRAN BRETAGNA
Branch: VIA DELL'ANNUNCIATA 27
Town: 20121 MILANO (MI)
Country: ITALIA
Application 2003589 of 22/01/2002
Registration no.: 34
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 2003589 of 22/01/2002)
  • Execution of orders on behalf of clients (Application 2003589 of 22/01/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2003589 of 22/01/2002)
  • Portfolio management (Application 2022659 of 09/04/2002)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JCI CAPITAL LIMITED
Registered office: 78 BROOK STREET
Town: W1K 5EF LONDRA
Country: GRAN BRETAGNA
Branch: 1/B Via di Porta PInciana 6
Town: 00187 ROMA (RM)
Country: ITALIA
Branch: CORSO SEMPIONE,2
Town: 20145 MILANO (MI)
Country: ITALIA
Application 12090623 of 19/11/2012
Registration no.: 108
SERVICES PROVIDED IN ITALY

  • Execution of orders on behalf of clients (Application 12090623 of 19/11/2012)
  • Dealing on own account (Application 12090623 of 19/11/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12090623 of 19/11/2012)
  • Investment advice (Application 13035054 of 24/04/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0012116/14 of 14/02/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0017867/14 of 05/03/2014)
  • Portfolio management (Application 0056689/14 of 07/07/2014)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0004747/16 of 20/01/2016)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0022786/16 of 16/03/2016)
  • Services related to underwriting (Application 0022786/16 of 16/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): JEFFERIES INTERNATIONAL LTD
Registered office: 68 UPPER THAMES STREET
Town: EC4V 8BJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA GASTONE PISONI 6
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10079106 of 28/09/2010
Registration no.: 91
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10079106 of 28/09/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10079106 of 28/09/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079106 of 28/09/2010)
  • Services related to underwriting (Application 10079106 of 28/09/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10079106 of 28/09/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10079106 of 28/09/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10079106 of 28/09/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10079106 of 28/09/2010)
  • Investment advice (Application 10079106 of 28/09/2010)
  • Execution of orders on behalf of clients (Application 10079106 of 28/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079106 of 28/09/2010)
  • Dealing on own account (Application 12068201 of 13/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JUPITER ASSET MANAGEMENT LIMITED
Registered office: 70 Victoria Street Zig Zag Building
Town: SW1E6SQ LONDRA
Country: GRAN BRETAGNA
Branch: Corso Vittorio Emanuele II, 1
Town: 20122 MILANO (MI)
Country: ITALIA
Application 0095007/15 of 16/12/2015
Registration no.: 137
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0039071/16 of 29/04/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): KEPLER CHEUVREUX
Registered office: 112 AVENUE KEBLER
Town: 75116 PARIGI
Country: FRANCIA
Branch: via Cornaggia 10
Town: 20123 MILANO (MI)
Country: ITALIA
Application 98066757 of 17/08/1998
Registration no.: 4
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98066757 of 17/08/1998)
  • Foreign exchange services where these are connected to the provision of investment services (Application 98066757 of 17/08/1998)
  • Investment advice (Application 98066757 of 17/08/1998)
  • Execution of orders on behalf of clients (Application 98066757 of 17/08/1998)
  • Dealing on own account (Application 98066757 of 17/08/1998)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98066757 of 17/08/1998)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9008731 of 27/01/2009)
  • Services related to underwriting (Application 11098928 of 14/12/2011)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11098928 of 14/12/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11098928 of 14/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): KLIMEK ADVISORS FUND CONSULTING GMBH
Registered office: SCHWINDSTRASSE 10
Town: 60325 FRANKFURT AM MAIN
Country: GERMANIA
Branch in Italy: The firm operates in Italy only with professional clients using a tied agent
Application 0020590/16 of 09/03/2016
Registration no.: 140
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0020590/16 of 09/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0020590/16 of 09/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): KNG SECURITIES LLP
Registered office: 6 Broad St Place
Town: EC2M 7JH LONDRA
Country: GRAN BRETAGNA
Branch: via Aurelio Saffi 12
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0020543/16 of 09/03/2016
Registration no.: 139
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0020543/16 of 09/03/2016)
  • Services related to underwriting (Application 0020543/16 of 09/03/2016)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0020543/16 of 09/03/2016)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0020543/16 of 09/03/2016)
  • Placing of financial instruments without a firm commitment basis (Application 0020543/16 of 09/03/2016)
  • Investment advice (Application 0020543/16 of 09/03/2016)
  • Execution of orders on behalf of clients (Application 0020543/16 of 09/03/2016)
  • Dealing on own account (Application 0020543/16 of 09/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0020543/16 of 09/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): LEGG MASON INVESTMENTS (EUROPE) LIMITED
Registered office: 201 BISHOPSGATE
Town: EC2M 3AB LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZA IV NOVEMBRE 4, BLEND TOWER BUSINESS CENTRE
Town: 20124 MILANO (MI)
Country: ITALIA
Application 8018101 of 28/02/2008
Registration no.: 71
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 8018101 of 28/02/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8018101 of 28/02/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LIMITED
Registered office: 3 OLD BURLINGTON STREET
Town: W1S 3AB LONDRA
Country: GRAN BRETAGNA
Branch: VIA SANTA MARIA SEGRETA 7
Town: 20123 MILANO (MI)
Country: ITALIA
Application 11054849 of 17/06/2011
Registration no.: 98
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11054849 of 17/06/2011)
  • Investment advice (Application 11054849 of 17/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11054849 of 17/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MANGUSTA RISK LIMITED
Registered office: ROYALTY HOUSE 32 SACKVILLE STREET
Town: W1S 3EA LONDRA
Country: GRAN BRETAGNA
Branch: via Giulia 4
Town: 00186 ROMA (RM)
Country: ITALIA
Application 0011478/16 of 09/02/2016
Registration no.: 141
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0011478/16 of 09/02/2016)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0011478/16 of 09/02/2016)
  • Investment advice (Application 0011478/16 of 09/02/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0011478/16 of 09/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MERRILL LYNCH INTERNATIONAL
Registered office: 2 KING EDWARD STREET
Town: EC1A 1HQ LONDRA
Country: GRAN BRETAGNA
Branch: LARGO FONTANELLA DI BORGHESE 19
Town: 00186 ROMA (RM)
Country: ITALIA
Branch: VIA MANZONI 5
Town: 20121 MILANO (MI)
Country: ITALIA
Application 1006672 of 30/01/2001
Registration no.: 21
SERVICES PROVIDED IN ITALY

  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 1006672 of 30/01/2001)
  • Services related to underwriting (Application 1038431 of 17/05/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1069363 of 13/09/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7095645 of 01/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7095645 of 01/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7095645 of 01/11/2007)
  • Investment advice (Application 7095645 of 01/11/2007)
  • Placing of financial instruments without a firm commitment basis (Application 8052336 of 30/05/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): METHOD INVESTMENTS & ADVISORY LTD
Registered office: 25, 1st Floor Savile Road
Town: W1S2ER LONDRA
Country: GRAN BRETAGNA
Branch: via santa radegonda 11
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10063422 of 19/07/2010
Registration no.: 86
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10063422 of 19/07/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10063422 of 19/07/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10063422 of 19/07/2010)
  • Services related to underwriting (Application 10063422 of 19/07/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10063422 of 19/07/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10063422 of 19/07/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10063422 of 19/07/2010)
  • Investment advice (Application 10063422 of 19/07/2010)
  • Execution of orders on behalf of clients (Application 10063422 of 19/07/2010)
  • Portfolio management (Application 10063422 of 19/07/2010)
  • Dealing on own account (Application 10063422 of 19/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10063422 of 19/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MFM INVESTMENT LTD
Registered office: 9 Devonshire Square
Town: ECM4YD LONDRA
Country: GRAN BRETAGNA
Branch: c/o MoneyFarm Sim Spa Largo Carlo Felice 26
Town: 09124 CAGLIARI (CA)
Country: ITALIA
Application 0055777/16 of 15/06/2016
Registration no.: 142
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0055777/16 of 15/06/2016)
  • Investment advice (Application 0055777/16 of 15/06/2016)
  • Execution of orders on behalf of clients (Application 0055777/16 of 15/06/2016)
  • Portfolio management (Application 0055777/16 of 15/06/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0055777/16 of 15/06/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MFS INTERNATIONAL (UK) LIMITED
Registered office: 1 Carter Lane
Town: EC4V 5ER LONDRA
Country: GRAN BRETAGNA
Branch: VIA TORINO 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 6081023 of 11/10/2006
Registration no.: 62
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 6081023 of 11/10/2006)
  • Portfolio management (Application 6081023 of 11/10/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6081023 of 11/10/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Execution of orders on behalf of clients (Application 0096563/13 of 16/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
Registered office: 20 Bank street, Canary Wharf
Town: E14 4QA LONDRA
Country: GRAN BRETAGNA
Branch: Corso Venezia 16
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0081878/14 of 15/10/2014
Registration no.: 127
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0081878/14 of 15/10/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0081878/14 of 15/10/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MUZINICH & CO. LIMITED
Registered office: 8 Hanover Street
Town: W1S 1YQ LONDRA
Country: GRAN BRETAGNA
Branch: Via Senato 12
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0065395/13 of 30/07/2013
Registration no.: 119
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0065395/13 of 30/07/2013)
  • Portfolio management (Application 0065395/13 of 30/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0065395/13 of 30/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): NEUBERGER BERMAN EUROPE LIMITED
Registered office: LANSDOWNE HOUSE 57 BERKLEY SQUARE
Town: LONDRA
Country: GRAN BRETAGNA
Branch: Via San Damiano 7
Town: 20122 MILANO (MI)
Country: ITALIA
Application 11030214 of 11/04/2011
Registration no.: 95
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 11030214 of 11/04/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0091427/14 of 24/11/2014)
  • Execution of orders on behalf of clients (Application 0091427/14 of 24/11/2014)
  • Portfolio management (Application 0091427/14 of 24/11/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0091427/14 of 24/11/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): NOMURA INTERNATIONAL PLC
Registered office: 1 ANGEL LANE
Town: EC4R 3AB LONDRA
Country: GRAN BRETAGNA
Branch: PIAZZA DEL CARMINE 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10102508 of 16/12/2010
Registration no.: 92
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10102508 of 16/12/2010)
  • Services related to underwriting (Application 10102508 of 16/12/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10102508 of 16/12/2010)
  • Investment advice (Application 10102508 of 16/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10102508 of 16/12/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11096398 of 02/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): OLYMPIA WEALTH MANAGEMENT LTD
Registered office: 276 Vauxhall Bridge Road
Town: SW1V 1BB LONDRA
Country: GRAN BRETAGNA
Branch: VIA TURATI 38
Town: 20121 MILANO (MI)
Country: ITALIA
Application 13020070 of 12/03/2013
Registration no.: 112
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 13020070 of 12/03/2013)
  • Investment advice (Application 13020070 of 12/03/2013)
  • Portfolio management (Application 13020070 of 12/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ONDRA LLP
Registered office: 125 Old Broad Street
Town: EC2N 1AR LONDRA
Country: GRAN BRETAGNA
Branch: Via Ciovassino 1
Town: 20121 MILANO (MI)
Country: ITALIA
Application 12097800 of 18/12/2012
Registration no.: 111
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12097800 of 18/12/2012)
  • Investment advice (Application 12097800 of 18/12/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12097800 of 18/12/2012)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13043141 of 17/05/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): OSIRIS ASSET MANAGEMENT AG
Registered office: AUSTRASSE 52, POSTFACH 157
Town: FL 9490 VADUZ
Country: LIECHTENSTEIN
Branch in Italy: The firm operates in Italy only with professional clients using a tied agent
Application 0052765/14 of 24/06/2014
Registration no.: 124
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0052765/14 of 24/06/2014)
  • Investment advice (Application 0052765/14 of 24/06/2014)
  • Portfolio management (Application 0052765/14 of 24/06/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0052765/14 of 24/06/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): PAIRSTECH CAPITAL MANAGEMENT LLP
Registered office: 26 Cadogan Square
Town: SW1X 0JP LONDRA
Country: GRAN BRETAGNA
Branch: VIA TORINO 61
Town: 20123 MILANO (MI)
Country: ITALIA
Branch: Piazza Della Repubblica 32
Town: 20121 MILANO (MI)
Country: ITALIA
Application 13033851 of 22/04/2013
Registration no.: 115
SERVICES PROVIDED IN ITALY

  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13033851 of 22/04/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13033851 of 22/04/2013)
  • Services related to underwriting (Application 13033851 of 22/04/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13033851 of 22/04/2013)
  • Investment advice (Application 13033851 of 22/04/2013)
  • Portfolio management (Application 13033851 of 22/04/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13033851 of 22/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): PETERCAM SA
Registered office: Place Sainte Gudule 19
Town: B-1000 BRUXELLES
Country: BELGIO
Branch: VIA MONTE DI PIETA' 21
Town: 20121 MILANO (MI)
Country: ITALIA
Application 12085212 of 26/10/2012
Registration no.: 109
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12085212 of 26/10/2012)
  • Execution of orders on behalf of clients (Application 12085212 of 26/10/2012)
  • Portfolio management (Application 12085212 of 26/10/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12085212 of 26/10/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): PICTET ASSET MANAGEMENT LIMITED
Registered office: MOOR HOUSE, LEVEL 11 - 120 LONDON WALL
Town: EC2Y 5ET LONDRA
Country: GRAN BRETAGNA
Branch: VIA DELLA MOSCOVA 3
Town: 20121 MILANO (MI)
Country: ITALIA
Application 13021841 of 19/03/2013
Registration no.: 113
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13021841 of 19/03/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13021841 of 19/03/2013)
  • Investment advice (Application 13021841 of 19/03/2013)
  • Execution of orders on behalf of clients (Application 13021841 of 19/03/2013)
  • Portfolio management (Application 13021841 of 19/03/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13021841 of 19/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): PIMCO EUROPE LTD
Registered office: 11 BAKER STREET
Town: W1U 3AH LONDRA
Country: GRAN BRETAGNA
Branch: CORSO MATTEOTTI 8
Town: 20121 MILANO (MI)
Country: ITALIA
Application 11084971 of 18/10/2011
Registration no.: 100
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11084971 of 18/10/2011)
  • Investment advice (Application 11084971 of 18/10/2011)
  • Execution of orders on behalf of clients (Application 11084971 of 18/10/2011)
  • Portfolio management (Application 11084971 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084971 of 18/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED
Registered office: New Court, St. Swithin's Lane
Town: EC4N 8AL LONDRA
Country: GRAN BRETAGNA
Branch: Via Agnello 5
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0018372/14 of 07/03/2014
Registration no.: 123
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0018372/14 of 07/03/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0018372/14 of 07/03/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0018372/14 of 07/03/2014)
  • Investment advice (Application 0018372/14 of 07/03/2014)
  • Execution of orders on behalf of clients (Application 0018372/14 of 07/03/2014)
  • Portfolio management (Application 0018372/14 of 07/03/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0018372/14 of 07/03/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0061953/14 of 24/07/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0065250/15 of 10/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): RUSSELL IMPLEMENTATION SERVICES LTD
Registered office: 10 REGENT STREET
Town: S1Y 4PE LONDRA
Country: GRAN BRETAGNA
Branch: VIA BRERA 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10064905 of 23/07/2010
Registration no.: 88
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064905 of 23/07/2010)
  • Investment advice (Application 10064905 of 23/07/2010)
  • Execution of orders on behalf of clients (Application 10064905 of 23/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10064905 of 23/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): RUSSELL INVESTMENTS LIMITED
Registered office: 10 REGENT STREET LONDON
Town: SW1Y 4PE LONDRA
Country: GRAN BRETAGNA
Branch: VIA BRERA 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 10064904 of 23/07/2010
Registration no.: 87
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064904 of 23/07/2010)
  • Investment advice (Application 10064904 of 23/07/2010)
  • Execution of orders on behalf of clients (Application 10064904 of 23/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10064904 of 23/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SANFORD C. BERNSTEIN LIMITED
Registered office: 50 Berkeley Street
Town: W1J8SB LONDRA
Country: GRAN BRETAGNA
Branch: Via Monte di Pieta 21
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0055403/15 of 09/07/2015
Registration no.: 131
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0055403/15 of 09/07/2015)
  • Investment advice (Application 0055403/15 of 09/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0055403/15 of 09/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SCHRODER INVESTMENT MANAGEMENT LTD
Registered office: 31 GRESHAM STREET
Town: EC2V 7QA LONDRA
Country: GRAN BRETAGNA
Branch: VIA DELLA SPIGA, 30
Town: 20121 MILANO (MI)
Country: ITALIA
Application 13239 of 21/02/2000
Registration no.: 58
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 13239 of 21/02/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13239 of 21/02/2000)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 12083579 of 22/10/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12083579 of 22/10/2012)
  • Portfolio management (Application 12083579 of 22/10/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): STATE STREET GLOBAL ADVISORS LIMITED
Registered office: 20 CHURCHILL PLACE
Town: E14 5HJ LONDRA
Country: GRAN BRETAGNA
Branch: VIA DEI BOSSI, 4
Town: 20121 MILANO (MI)
Country: ITALIA
Application 8000077 of 02/01/2008
Registration no.: 67
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8000077 of 02/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SYZ ASSET MANAGEMENT (EUROPE) LIMITED
Registered office: Southwest House 11a Regent Street,
Town: SW1Y4LR LONDRA
Country: GRAN BRETAGNA
Branch: Via Borgonuovo 16
Town: 20121 MILANO (MI)
Country: ITALIA
Application 0064943/15 of 07/08/2015
Registration no.: 134
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0064943/15 of 07/08/2015)
  • Investment advice (Application 0064943/15 of 07/08/2015)
  • Execution of orders on behalf of clients (Application 0064943/15 of 07/08/2015)
  • Portfolio management (Application 0064943/15 of 07/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0064943/15 of 07/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): T. ROWE PRICE INTERNATIONAL LTD
Registered office: 60 Queen Victoria Street
Town: EC4N4TZ LONDRA
Country: GRAN BRETAGNA
Branch: VIA TORINO 2
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0097549/14 of 19/12/2014
Registration no.: 128
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 0097549/14 of 19/12/2014)
  • Investment advice (Application 0097549/14 of 19/12/2014)
  • Execution of orders on behalf of clients (Application 0097549/14 of 19/12/2014)
  • Portfolio management (Application 0097549/14 of 19/12/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0097549/14 of 19/12/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): TENDERCAPITAL LIMITED
Registered office: 42 Brook Street
Town: W1K 5DB LONDRA
Country: GRAN BRETAGNA
Branch: via Carducci 5
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0077415/13 of 01/10/2013
Registration no.: 118
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0077415/13 of 01/10/2013)
  • Investment advice (Application 0077415/13 of 01/10/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0077415/13 of 01/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): TFS DERIVATIVES LIMITED
Registered office: 15 ST.BOTOLPH STREET
Town: EC3A 7QX LONDRA
Country: GRAN BRETAGNA
Branch: Via G.M. Lancisi 31
Town: 00145 ROMA (RM)
Country: ITALIA
Application 0094370/15 of 14/12/2015
Registration no.: 138
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0094370/15 of 14/12/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): TRIPLE AM LLP
Registered office: Westbourne Studios 242 Acklam Road
Town: W105JJ LONDRA
Country: GRAN BRETAGNA
Branch: Via Vincenzo Monti 47
Town: 20123 MILANO (MI)
Country: ITALIA
Application 0091169/15 of 27/11/2015
Registration no.: 136
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0091169/15 of 27/11/2015)
  • Execution of orders on behalf of clients (Application 0091169/15 of 27/11/2015)
  • Portfolio management (Application 0091169/15 of 27/11/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0091169/15 of 27/11/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): WOOD & COMPANY FINANCIAL SERVICES, A.S.
Registered office: Namesti Republiky 1079/1a
Town: 11000 PRAGA
Country: REPUBBLICA CECA
Branch: via Vittor Pisani 22
Town: 20124 MILANO (MI)
Country: ITALIA
Application 0069272/14 of 21/08/2014
Registration no.: 125
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0069272/14 of 21/08/2014)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0069272/14 of 21/08/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0069272/14 of 21/08/2014)
  • Services related to underwriting (Application 0069272/14 of 21/08/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0069272/14 of 21/08/2014)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0069272/14 of 21/08/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0069272/14 of 21/08/2014)
  • Investment advice (Application 0069272/14 of 21/08/2014)
  • Execution of orders on behalf of clients (Application 0069272/14 of 21/08/2014)
  • Dealing on own account (Application 0069272/14 of 21/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069272/14 of 21/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): XTRADE EUROPE LTD
Registered office: 140, VASILEOS KONSTANTINOU STREET
Town: 3080 LIMASSOL
Country: CIPRO
Branch: via Conservatorio 22
Town: 20100 MILANO (MI)
Country: ITALIA
Application 0096369/13 of 13/12/2013
Registration no.: 122
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0096369/13 of 13/12/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0096369/13 of 13/12/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0096369/13 of 13/12/2013)
  • Execution of orders on behalf of clients (Application 0096369/13 of 13/12/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0096369/13 of 13/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

Investment Firms with branches
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