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REGISTER OF EU INVESTMENT FIRMS: WITH BRANCHES (DATE 01/12/2016)


EU investment firm (name): ABERDEEN ASSET MANAGERS LIMITED
Registered office: 10 Queens Terrace
Town: Ab10 1yg Aberdeen
Country: Gran Bretagna
Branch: Via Dante 16
Town: 20121 Milano (Mi)
Country: Italia
Application 9051207 of 29/05/2009
Registration no.: 77
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 12066345 of 06/08/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9051207 of 29/05/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ACTIVTRADES PLC
Registered office: 1 Thomas More Square
Town: E1w 1yw Londra
Country: Gran Bretagna
Branch: Via Borgonuovo 14/16
Town: 20121 Milano (Mi)
Country: Italia
Application 11060644 of 06/07/2011
Registration no.: 97
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 11060644 of 06/07/2011)
  • Foreign exchange services where these are connected to the provision of investment services (Application 11060644 of 06/07/2011)
  • Execution of orders on behalf of clients (Application 11060644 of 06/07/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11060644 of 06/07/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ADVANTAGE FINANCIAL S.A.
Registered office: 5 Boulevard Royal
Town: L2449 Lussemburgo
Country: Lussemburgo
Branch: Largo Augusto 8
Town: 20122 Milano (Mi)
Country: Italia
Application 10053460 of 11/06/2010
Registration no.: 89
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0061070/13 of 17/07/2013)
  • Services related to underwriting (Application 0061070/13 of 17/07/2013)
  • Placing of financial instruments without a firm commitment basis (Application 0061070/13 of 17/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0061070/13 of 17/07/2013)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10053460 of 11/06/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10053460 of 11/06/2010)
  • Investment advice (Application 10053460 of 11/06/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): AFX CAPITAL MARKETS LTD
Registered office: 116, Gladstonos Street
Town: 3032 Limassol
Country: Cipro
Branch: Via Larga 2
Town: 20122 Milano (Mi)
Country: Italia
Application 10103376 of 21/12/2010
Registration no.: 94
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10103376 of 21/12/2010)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 12034526 of 27/04/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
Registered office: 12 Throgmorton Avenue
Town: Ec2n 2dl Londra
Country: Gran Bretagna
Branch: Piazza San Fedele 2
Town: 20121 Milano (Mi)
Country: Italia
Application 1025762 of 09/04/2001
Registration no.: 24
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 1025762 of 09/04/2001)
  • Portfolio management (Application 1025762 of 09/04/2001)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 1025762 of 09/04/2001)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 1051662 of 02/07/2001)
  • Placing of financial instruments without a firm commitment basis (Application 1051662 of 02/07/2001)
  • Execution of orders on behalf of clients (Application 6064077 of 28/07/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED.
Registered office: 160 Queen Victoria Street
Town: Ec4v 4la Londra
Country: Gran Bretagna
Branch: Via Mike Bongiorno 13
Town: 20124 Milano (Mi)
Country: Italia
Application 1009418 of 08/02/2001
Registration no.: 20
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0095209/13 of 10/12/2013)
  • Investment advice (Application 1009418 of 08/02/2001)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CAPITAL INTERNATIONAL LIMITED
Registered office: 40 Grosvenor Place
Town: Sw1x 7gg Londra
Country: Gran Bretagna
Branch: Via Torino 2
Town: 20123 Milano (Mi)
Country: Italia
Application 13021372 of 18/03/2013
Registration no.: 114
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13021372 of 18/03/2013)
  • Investment advice (Application 13021372 of 18/03/2013)
  • Portfolio management (Application 13021372 of 18/03/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13021372 of 18/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CITIGROUP GLOBAL MARKETS LIMITED
Registered office: Citigroup Centre Canada Square Canary Wharf
Town: E14 5lb Londra
Country: Gran Bretagna
Branch: Via Dei Mercanti 12
Town: 20121 Milano (Mi)
Country: Italia
Application 99059409 of 02/08/1999
Registration no.: 5
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 65429 of 05/09/2000)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 7097990 of 02/11/2007)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 7097990 of 02/11/2007)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7097990 of 02/11/2007)
  • Foreign exchange services where these are connected to the provision of investment services (Application 7097990 of 02/11/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
  • Dealing on own account (Application 90827 of 05/12/2000)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 99059409 of 02/08/1999)
  • Services related to underwriting (Application 99059409 of 02/08/1999)
  • Investment advice (Application 99059409 of 02/08/1999)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 99059409 of 02/08/1999)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 99078717 of 26/10/1999)
  • Placing of financial instruments without a firm commitment basis (Application 99078717 of 26/10/1999)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CMC CAPITAL LIMITED
Registered office: 23 Hanover Square
Town: W1s 1jb Londra
Country: Gran Bretagna
Branch: Via Della Spiga 52
Town: 20121 Milano (Mi)
Country: Italia
Application 0061965/13 of 22/07/2013
Registration no.: 117
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0061965/13 of 22/07/2013)
  • Investment advice (Application 0061965/13 of 22/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0061965/13 of 22/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): CMC MARKETS UK PLC
Registered office: 133 Houndsditch
Town: Ec3a 7bx Londra
Country: Gran Bretagna
Branch: Corso Di Porta Romana 68
Town: 20122 Milano (Mi)
Country: Italia
Application 8015560 of 21/02/2008
Registration no.: 70
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 11084968 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084968 of 18/10/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 8015560 of 21/02/2008)
  • Foreign exchange services where these are connected to the provision of investment services (Application 8015560 of 21/02/2008)
  • Dealing on own account (Application 8015560 of 21/02/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): COMPAGNIE FINANCIERE JACQUES COEUR
Registered office: 21 Boulevard Montmartre
Town: 75002 Parigi
Country: Francia
Branch: Via Gaetano Giardino 1
Town: 20123 Milano (Mi)
Country: Italia
Application 0072824/15 of 18/09/2015
Registration no.: 135
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0072824/15 of 18/09/2015)
  • Investment advice (Application 0072824/15 of 18/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): DMBL - BRANCH ITALIANA DI DINOSAUR MERCHANT BANK LIMITED
Registered office: 48-54 Moorgate
Town: Ec2r 6ej Londra
Country: Gran Bretagna
Branch: Piazza Repubblica 11
Town: 20124 Milano (Mi)
Country: Italia
Application 0069272/14 of 14/08/2014
Registration no.: 126
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0069272/14 of 14/08/2014)
  • Execution of orders on behalf of clients (Application 0069272/14 of 14/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069272/14 of 14/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ENGIE GLOBAL MARKETS
Registered office: 1 Place Samuel De Champlain
Town: 92400 Courbevoie
Country: Francia
Branch: Lungotevere Arnaldo Da Brescia 12
Town: 00196 Roma (Rm)
Country: Italia
Application 0083642/13 of 22/10/2013
Registration no.: 121
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0076885/16 of 24/08/2016)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0083642/13 of 22/10/2013)
  • Execution of orders on behalf of clients (Application 0083642/13 of 22/10/2013)
  • Dealing on own account (Application 0083642/13 of 22/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ENVENT CAPITAL MARKETS LIMITED
Registered office: 42 Berkeley Square
Town: W1j5aw Londra
Country: Gran Bretagna
Branch: Via Barberini 95
Town: 00187 Roma (Rm)
Country: Italia
Application 0053177/15 of 02/07/2015
Registration no.: 132
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0053177/15 of 02/07/2015)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0053177/15 of 02/07/2015)
  • Placing of financial instruments without a firm commitment basis (Application 0053177/15 of 02/07/2015)
  • Investment advice (Application 0053177/15 of 02/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0053177/15 of 02/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): EXANE SA
Registered office: 6 Rue Mýnars
Town: 75002 Parigi
Country: Francia
Branch: Via Dei Bossi, 4
Town: 20121 Milano (Mi)
Country: Italia
Application 4033723 of 15/04/2004
Registration no.: 49
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 4033723 of 15/04/2004)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 7009873 of 01/02/2007)
  • Placing of financial instruments without a firm commitment basis (Application 7009873 of 01/02/2007)
  • Execution of orders on behalf of clients (Application 7021035 of 12/03/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): F & C MANAGEMENT LIMITED
Registered office: 8th Floor, Exchange House Primrose Street
Town: Ec2a 2ny Londra
Country: Gran Bretagna
Branch: Regus Milano Corrobbio Via S. Maria Valle 3
Town: 20123 Milano (Mi)
Country: Italia
Application 0069325/15 of 02/09/2015
Registration no.: 133
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0069325/15 of 02/09/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
Registered office: Calle Velazquez 140
Town: 28001 Madrid
Country: Spagna
Branch: Galleria Del Corso 1
Town: 20122 Milano (Mi)
Country: Italia
Application 10002450 of 14/01/2010
Registration no.: 82
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10002450 of 14/01/2010)
  • Investment advice (Application 10002450 of 14/01/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10002450 of 14/01/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11087936 of 28/10/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11087936 of 28/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIL INVESTMENTS INTERNATIONAL
Registered office: 130 Tonbridge Road, Oakhill House
Town: Tn11 9dz Tonbridge
Country: Gran Bretagna
Branch: Via Della Chiusa, 2
Town: 20123 Milano (Mi)
Country: Italia
Application 1060856 of 08/08/2001
Registration no.: 27
SERVICES PROVIDED IN ITALY
  • Portfolio management (Application 1060856 of 08/08/2001)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FIL (LUXEMBOURG) S.A.
Registered office: 2a, Rue Albert Borschette
Town: L1246 Lussemburgo
Country: Lussemburgo
Branch: Via Della Chiusa 2
Town: 20123 Milano (Mi)
Country: Italia
Application 12013565 of 23/02/2012
Registration no.: 103
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12013565 of 23/02/2012)
  • Investment advice (Application 12013565 of 23/02/2012)
  • Execution of orders on behalf of clients (Application 12013565 of 23/02/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12013565 of 23/02/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FISHER INVESTMENTS EUROPE LIMITED
Registered office: 6-10 Whitfield Street
Town: W1t 2re Londra
Country: Gran Bretagna
Branch: Via Magenta 3
Town: 43123 Parma (Pr)
Country: Italia
Application 0047523/15 of 11/06/2015
Registration no.: 130
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0047523/15 of 11/06/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): FOREX CAPITAL MARKETS LIMITED
Registered office: 10 Lower Thames Street
Town: Ec3r 6ad Londra
Country: Gran Bretagna
Branch: Piazza G. Ferre' 10
Town: 20025 Legnano (Mi)
Country: Italia
Application 9001505 of 09/01/2009
Registration no.: 76
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0072756/13 of 05/09/2013)
  • Portfolio management (Application 10093819 of 12/11/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 9001505 of 09/01/2009)
  • Execution of orders on behalf of clients (Application 9001505 of 09/01/2009)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9089752 of 21/10/2009)
  • Investment advice (Application 9089752 of 21/10/2009)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 9089752 of 21/10/2009)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): GOLDMAN SACHS INTERNATIONAL
Registered office: Peterborough Court 133 Fleet Street
Town: Ec4a 2bb Londra
Country: Gran Bretagna
Branch: Piazzetta Maurilio Bossi 3
Town: 20121 Milano (Mi)
Country: Italia
Application 3063623 of 07/10/2003
Registration no.: 43
SERVICES PROVIDED IN ITALY
  • Operation of Multilateral Trading Facilities (Application 11091950 of 14/11/2011)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 3063623 of 07/10/2003)
  • Services related to underwriting (Application 3063623 of 07/10/2003)
  • Foreign exchange services where these are connected to the provision of investment services (Application 3063623 of 07/10/2003)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 3063623 of 07/10/2003)
  • Placing of financial instruments without a firm commitment basis (Application 3063623 of 07/10/2003)
  • Investment advice (Application 3063623 of 07/10/2003)
  • Execution of orders on behalf of clients (Application 3063623 of 07/10/2003)
  • Dealing on own account (Application 3063623 of 07/10/2003)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 3063623 of 07/10/2003)
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 4078953 of 03/09/2004)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 4078953 of 03/09/2004)
  • Portfolio management (Application 4078953 of 03/09/2004)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 7095644 of 01/11/2007)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): HENDERSON GLOBAL INVESTORS LIMITED
Registered office: 201 Bishopsgate
Town: Ec2m 3ae Londra
Country: Gran Bretagna
Branch: Via Dante 14
Town: 20121 Milano (Mi)
Country: Italia
Application 3015 of 17/01/2000
Registration no.: 12
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 3015 of 17/01/2000)
  • Portfolio management (Application 3015 of 17/01/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 66015 of 07/09/2000)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): IG MARKETS LIMITED
Registered office: Cannon Bridge House 25 Dowgate Hill
Town: Ec4r 2ya Londra
Country: Gran Bretagna
Branch: Via Paolo Da Cannobio 33
Town: 20122 Milano (Mi)
Country: Italia
Application 8019529 of 03/03/2008
Registration no.: 72
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 8019529 of 03/03/2008)
  • Dealing on own account (Application 8019529 of 03/03/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8019529 of 03/03/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): IGNIS INVESTMENT SERVICES LIMITED
Registered office: 1 George Street Midlothian
Town: Eh2ll Edimburgo
Country: Gran Bretagna
Branch: Via Giuseppe Mazzini 10
Town: 20123 Milano (Mi)
Country: Italia
Application 12027986 of 10/04/2012
Registration no.: 104
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0045171/14 of 29/05/2014)
  • Investment advice (Application 0045171/14 of 29/05/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JANUS CAPITAL INTERNATIONAL LIMITED
Registered office: 1 Ropemaker Street
Town: Ec2y 9ht Londra
Country: Gran Bretagna
Branch: Via Dell'Annunciata 27
Town: 20121 Milano (Mi)
Country: Italia
Application 2003589 of 22/01/2002
Registration no.: 34
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 2003589 of 22/01/2002)
  • Execution of orders on behalf of clients (Application 2003589 of 22/01/2002)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 2003589 of 22/01/2002)
  • Portfolio management (Application 2022659 of 09/04/2002)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JCI CAPITAL LIMITED
Registered office: 78 Brook Street
Town: W1k 5ef Londra
Country: Gran Bretagna
Branch: 1/B Via Di Porta Pinciana 6
Town: 00187 Roma (Rm)
Country: Italia
Branch: Corso Sempione,2
Town: 20145 Milano (Mi)
Country: Italia
Application 12090623 of 19/11/2012
Registration no.: 108
SERVICES PROVIDED IN ITALY

  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0004747/16 of 20/01/2016)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0012116/14 of 14/02/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0017867/14 of 05/03/2014)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0022786/16 of 16/03/2016)
  • Services related to underwriting (Application 0022786/16 of 16/03/2016)
  • Portfolio management (Application 0056689/14 of 07/07/2014)
  • Execution of orders on behalf of clients (Application 12090623 of 19/11/2012)
  • Dealing on own account (Application 12090623 of 19/11/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12090623 of 19/11/2012)
  • Investment advice (Application 13035054 of 24/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): JEFFERIES INTERNATIONAL LTD
Registered office: 68 Upper Thames Street
Town: Ec4v 8bj Londra
Country: Gran Bretagna
Branch: Via Gastone Pisoni 6
Town: 20121 Milano (Mi)
Country: Italia
Application 10079106 of 28/09/2010
Registration no.: 91
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10079106 of 28/09/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10079106 of 28/09/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10079106 of 28/09/2010)
  • Services related to underwriting (Application 10079106 of 28/09/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10079106 of 28/09/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10079106 of 28/09/2010)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 10079106 of 28/09/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10079106 of 28/09/2010)
  • Investment advice (Application 10079106 of 28/09/2010)
  • Execution of orders on behalf of clients (Application 10079106 of 28/09/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10079106 of 28/09/2010)
  • Dealing on own account (Application 12068201 of 13/08/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): JUPITER ASSET MANAGEMENT LIMITED
Registered office: 70 Victoria Street Zig Zag Building
Town: Sw1e6sq Londra
Country: Gran Bretagna
Branch: Corso Vittorio Emanuele Ii, 1
Town: 20122 Milano (Mi)
Country: Italia
Application 0095007/15 of 16/12/2015
Registration no.: 137
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0039071/16 of 29/04/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): KEPLER CHEUVREUX
Registered office: 112 Avenue Kebler
Town: 75116 Parigi
Country: Francia
Branch: Via Cornaggia 10
Town: 20123 Milano (Mi)
Country: Italia
Application 98066757 of 17/08/1998
Registration no.: 4
SERVICES PROVIDED IN ITALY
  • Services related to underwriting (Application 11098928 of 14/12/2011)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 11098928 of 14/12/2011)
  • Placing of financial instruments without a firm commitment basis (Application 11098928 of 14/12/2011)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 9008731 of 27/01/2009)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 98066757 of 17/08/1998)
  • Foreign exchange services where these are connected to the provision of investment services (Application 98066757 of 17/08/1998)
  • Investment advice (Application 98066757 of 17/08/1998)
  • Execution of orders on behalf of clients (Application 98066757 of 17/08/1998)
  • Dealing on own account (Application 98066757 of 17/08/1998)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 98066757 of 17/08/1998)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): KLIMEK ADVISORS FUND CONSULTING GMBH
Registered office: Schwindstrasse 10
Town: 60325 Frankfurt Am Main
Country: Germania
Branch in Italy: The firm operates in Italy only with professional clients using a tied agent
Application 0020590/16 of 09/03/2016
Registration no.: 140
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0020590/16 of 09/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0020590/16 of 09/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): KNG SECURITIES LLP
Registered office: 6 Broad St Place
Town: Ec2m 7jh Londra
Country: Gran Bretagna
Branch: Via Aurelio Saffi 12
Town: 20123 Milano (Mi)
Country: Italia
Application 0020543/16 of 09/03/2016
Registration no.: 139
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0020543/16 of 09/03/2016)
  • Services related to underwriting (Application 0020543/16 of 09/03/2016)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0020543/16 of 09/03/2016)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0020543/16 of 09/03/2016)
  • Placing of financial instruments without a firm commitment basis (Application 0020543/16 of 09/03/2016)
  • Investment advice (Application 0020543/16 of 09/03/2016)
  • Execution of orders on behalf of clients (Application 0020543/16 of 09/03/2016)
  • Dealing on own account (Application 0020543/16 of 09/03/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0020543/16 of 09/03/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): LEGG MASON INVESTMENTS (EUROPE) LIMITED
Registered office: 201 Bishopsgate
Town: Ec2m 3ab Londra
Country: Gran Bretagna
Branch: Piazza Iv Novembre 4, Blend Tower Business Centre
Town: 20124 Milano (Mi)
Country: Italia
Application 8018101 of 28/02/2008
Registration no.: 71
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 8018101 of 28/02/2008)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8018101 of 28/02/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LIMITED
Registered office: 3 Old Burlington Street
Town: W1s 3ab Londra
Country: Gran Bretagna
Branch: Via Santa Maria Segreta 7
Town: 20123 Milano (Mi)
Country: Italia
Application 11054849 of 17/06/2011
Registration no.: 98
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11054849 of 17/06/2011)
  • Investment advice (Application 11054849 of 17/06/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11054849 of 17/06/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MANGUSTA RISK LIMITED
Registered office: Royalty House 32 Sackville Street
Town: W1s 3ea Londra
Country: Gran Bretagna
Branch: Via Giulia 4
Town: 00186 Roma (Rm)
Country: Italia
Application 0011478/16 of 09/02/2016
Registration no.: 141
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0011478/16 of 09/02/2016)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0011478/16 of 09/02/2016)
  • Investment advice (Application 0011478/16 of 09/02/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0011478/16 of 09/02/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): METHOD INVESTMENTS & ADVISORY LTD
Registered office: 25, 1st Floor Savile Road
Town: W1s2er Londra
Country: Gran Bretagna
Branch: Via Santa Radegonda 11
Town: 20121 Milano (Mi)
Country: Italia
Application 10063422 of 19/07/2010
Registration no.: 86
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 10063422 of 19/07/2010)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10063422 of 19/07/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10063422 of 19/07/2010)
  • Services related to underwriting (Application 10063422 of 19/07/2010)
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 10063422 of 19/07/2010)
  • Foreign exchange services where these are connected to the provision of investment services (Application 10063422 of 19/07/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10063422 of 19/07/2010)
  • Investment advice (Application 10063422 of 19/07/2010)
  • Execution of orders on behalf of clients (Application 10063422 of 19/07/2010)
  • Portfolio management (Application 10063422 of 19/07/2010)
  • Dealing on own account (Application 10063422 of 19/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10063422 of 19/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MFM INVESTMENT LTD
Registered office: 90-92 Pentonville Road
Town: N1 9hs Londra
Country: Gran Bretagna
Branch: Largo Carlo Felice 26
Town: 09124 Cagliari (Ca)
Country: Italia
Application 0055777/16 of 15/06/2016
Registration no.: 142
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0055777/16 of 15/06/2016)
  • Investment advice (Application 0055777/16 of 15/06/2016)
  • Execution of orders on behalf of clients (Application 0055777/16 of 15/06/2016)
  • Portfolio management (Application 0055777/16 of 15/06/2016)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0055777/16 of 15/06/2016)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MFS INTERNATIONAL (UK) LIMITED
Registered office: 1 Carter Lane
Town: Ec4v 5er Londra
Country: Gran Bretagna
Branch: Via Torino 2
Town: 20123 Milano (Mi)
Country: Italia
Application 6081023 of 11/10/2006
Registration no.: 62
SERVICES PROVIDED IN ITALY
  • Execution of orders on behalf of clients (Application 0096563/13 of 16/12/2013)
  • Investment advice (Application 6081023 of 11/10/2006)
  • Portfolio management (Application 6081023 of 11/10/2006)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 6081023 of 11/10/2006)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 7098302 of 01/11/2007)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
Registered office: 20 Bank Street, Canary Wharf
Town: E14 4qa Londra
Country: Gran Bretagna
Branch: Corso Venezia 16
Town: 20121 Milano (Mi)
Country: Italia
Application 0081878/14 of 15/10/2014
Registration no.: 127
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 0081878/14 of 15/10/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0081878/14 of 15/10/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): MUZINICH & CO. LIMITED
Registered office: 8 Hanover Street
Town: W1s 1yq Londra
Country: Gran Bretagna
Branch: Via Senato 12
Town: 20121 Milano (Mi)
Country: Italia
Application 0065395/13 of 30/07/2013
Registration no.: 119
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0065395/13 of 30/07/2013)
  • Portfolio management (Application 0065395/13 of 30/07/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0065395/13 of 30/07/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): NEUBERGER BERMAN EUROPE LIMITED
Registered office: Lansdowne House 57 Berkley Square
Town: Londra
Country: Gran Bretagna
Branch: Via San Damiano 7
Town: 20122 Milano (Mi)
Country: Italia
Application 11030214 of 11/04/2011
Registration no.: 95
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0091427/14 of 24/11/2014)
  • Execution of orders on behalf of clients (Application 0091427/14 of 24/11/2014)
  • Portfolio management (Application 0091427/14 of 24/11/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0091427/14 of 24/11/2014)
  • Investment advice (Application 11030214 of 11/04/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): NOMURA INTERNATIONAL PLC
Registered office: 1 Angel Lane
Town: Ec4r 3ab Londra
Country: Gran Bretagna
Branch: Piazza Del Carmine 4
Town: 20121 Milano (Mi)
Country: Italia
Application 10102508 of 16/12/2010
Registration no.: 92
SERVICES PROVIDED IN ITALY
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 10102508 of 16/12/2010)
  • Services related to underwriting (Application 10102508 of 16/12/2010)
  • Placing of financial instruments without a firm commitment basis (Application 10102508 of 16/12/2010)
  • Investment advice (Application 10102508 of 16/12/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10102508 of 16/12/2010)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11096398 of 02/12/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): OLYMPIA WEALTH MANAGEMENT LTD
Registered office: 276 Vauxhall Bridge Road
Town: Sw1v 1bb Londra
Country: Gran Bretagna
Branch: Via Turati 38
Town: 20121 Milano (Mi)
Country: Italia
Application 13020070 of 12/03/2013
Registration no.: 112
SERVICES PROVIDED IN ITALY
  • Placing of financial instruments without a firm commitment basis (Application 13020070 of 12/03/2013)
  • Investment advice (Application 13020070 of 12/03/2013)
  • Portfolio management (Application 13020070 of 12/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ONDRA LLP
Registered office: 125 Old Broad Street
Town: Ec2n 1ar Londra
Country: Gran Bretagna
Branch: Via Ciovassino 1
Town: 20121 Milano (Mi)
Country: Italia
Application 12097800 of 18/12/2012
Registration no.: 111
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 12097800 of 18/12/2012)
  • Investment advice (Application 12097800 of 18/12/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12097800 of 18/12/2012)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13043141 of 17/05/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): OSIRIS ASSET MANAGEMENT AG
Registered office: Austrasse 52, Postfach 157
Town: Fl 9490 Vaduz
Country: Liechtenstein
Branch in Italy: The firm operates in Italy only with financial advisors authorised to make off-premises offers
Application 0052765/14 of 24/06/2014
Registration no.: 124
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0052765/14 of 24/06/2014)
  • Investment advice (Application 0052765/14 of 24/06/2014)
  • Portfolio management (Application 0052765/14 of 24/06/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0052765/14 of 24/06/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): PAIRSTECH CAPITAL MANAGEMENT LLP
Registered office: 26 Cadogan Square
Town: Sw1x 0jp Londra
Country: Gran Bretagna
Branch: Via Torino 61
Town: 20123 Milano (Mi)
Country: Italia
Branch: Piazza Della Repubblica 32
Town: 20121 Milano (Mi)
Country: Italia
Application 13033851 of 22/04/2013
Registration no.: 115
SERVICES PROVIDED IN ITALY

  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 13033851 of 22/04/2013)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13033851 of 22/04/2013)
  • Services related to underwriting (Application 13033851 of 22/04/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13033851 of 22/04/2013)
  • Investment advice (Application 13033851 of 22/04/2013)
  • Portfolio management (Application 13033851 of 22/04/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13033851 of 22/04/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): PETERCAM SA
Registered office: Place Sainte Gudule 19
Town: B-1000 Bruxelles
Country: Belgio
Branch: Via Monte Di Pieta' 21
Town: 20121 Milano (Mi)
Country: Italia
Application 12085212 of 26/10/2012
Registration no.: 109
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 12085212 of 26/10/2012)
  • Execution of orders on behalf of clients (Application 12085212 of 26/10/2012)
  • Portfolio management (Application 12085212 of 26/10/2012)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 12085212 of 26/10/2012)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): PICTET ASSET MANAGEMENT LIMITED
Registered office: Moor House, Level 11 - 120 London Wall
Town: Ec2y 5et Londra
Country: Gran Bretagna
Branch: Via Della Moscova 3
Town: 20121 Milano (Mi)
Country: Italia
Application 13021841 of 19/03/2013
Registration no.: 113
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 13021841 of 19/03/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 13021841 of 19/03/2013)
  • Investment advice (Application 13021841 of 19/03/2013)
  • Execution of orders on behalf of clients (Application 13021841 of 19/03/2013)
  • Portfolio management (Application 13021841 of 19/03/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13021841 of 19/03/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): PIMCO EUROPE LTD
Registered office: 11 Baker Street
Town: W1u 3ah Londra
Country: Gran Bretagna
Branch: Corso Matteotti 8
Town: 20121 Milano (Mi)
Country: Italia
Application 11084971 of 18/10/2011
Registration no.: 100
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 11084971 of 18/10/2011)
  • Investment advice (Application 11084971 of 18/10/2011)
  • Execution of orders on behalf of clients (Application 11084971 of 18/10/2011)
  • Portfolio management (Application 11084971 of 18/10/2011)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 11084971 of 18/10/2011)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED
Registered office: New Court, St. Swithin'S Lane
Town: Ec4n 8al Londra
Country: Gran Bretagna
Branch: Via Agnello 5
Town: 20121 Milano (Mi)
Country: Italia
Application 0018372/14 of 07/03/2014
Registration no.: 123
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0018372/14 of 07/03/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0018372/14 of 07/03/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0018372/14 of 07/03/2014)
  • Investment advice (Application 0018372/14 of 07/03/2014)
  • Execution of orders on behalf of clients (Application 0018372/14 of 07/03/2014)
  • Portfolio management (Application 0018372/14 of 07/03/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0018372/14 of 07/03/2014)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0061953/14 of 24/07/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0065250/15 of 10/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): RUSSELL INVESTMENTS LIMITED
Registered office: 10 Regent Street London
Town: Sw1y 4pe Londra
Country: Gran Bretagna
Branch: Via Brera 4
Town: 20121 Milano (Mi)
Country: Italia
Application 10064904 of 23/07/2010
Registration no.: 87
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 10064904 of 23/07/2010)
  • Investment advice (Application 10064904 of 23/07/2010)
  • Execution of orders on behalf of clients (Application 10064904 of 23/07/2010)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 10064904 of 23/07/2010)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SANFORD C. BERNSTEIN LIMITED
Registered office: 50 Berkeley Street
Town: W1j8sb Londra
Country: Gran Bretagna
Branch: Via Monte Di Pietý 21
Town: 20121 Milano (Mi)
Country: Italia
Application 0055403/15 of 09/07/2015
Registration no.: 131
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0055403/15 of 09/07/2015)
  • Investment advice (Application 0055403/15 of 09/07/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0055403/15 of 09/07/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SCHRODER INVESTMENT MANAGEMENT LTD
Registered office: 31 Gresham Street
Town: Ec2v 7qa Londra
Country: Gran Bretagna
Branch: Via Della Spiga, 30
Town: 20121 Milano (Mi)
Country: Italia
Application 13239 of 21/02/2000
Registration no.: 58
SERVICES PROVIDED IN ITALY
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 12083579 of 22/10/2012)
  • Placing of financial instruments without a firm commitment basis (Application 12083579 of 22/10/2012)
  • Portfolio management (Application 12083579 of 22/10/2012)
  • Execution of orders on behalf of clients (Application 13239 of 21/02/2000)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 13239 of 21/02/2000)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): STATE STREET GLOBAL ADVISORS LIMITED
Registered office: 20 Churchill Place
Town: E14 5hj Londra
Country: Gran Bretagna
Branch: Via Dei Bossi, 4
Town: 20121 Milano (Mi)
Country: Italia
Application 8000077 of 02/01/2008
Registration no.: 67
SERVICES PROVIDED IN ITALY
  • Reception and transmission of orders in relation to one or more financial instruments (Application 8000077 of 02/01/2008)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): SYZ ASSET MANAGEMENT (EUROPE) LIMITED
Registered office: Southwest House 11a Regent Street,
Town: Sw1y4lr Londra
Country: Gran Bretagna
Branch: Via Borgonuovo 16
Town: 20121 Milano (Mi)
Country: Italia
Application 0064943/15 of 07/08/2015
Registration no.: 134
SERVICES PROVIDED IN ITALY
  • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (Application 0064943/15 of 07/08/2015)
  • Investment advice (Application 0064943/15 of 07/08/2015)
  • Execution of orders on behalf of clients (Application 0064943/15 of 07/08/2015)
  • Portfolio management (Application 0064943/15 of 07/08/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0064943/15 of 07/08/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): T. ROWE PRICE INTERNATIONAL LTD
Registered office: 60 Queen Victoria Street
Town: Ec4n4tz Londra
Country: Gran Bretagna
Branch: Via Torino 2
Town: 20123 Milano (Mi)
Country: Italia
Application 0097549/14 of 19/12/2014
Registration no.: 128
SERVICES PROVIDED IN ITALY
  • Foreign exchange services where these are connected to the provision of investment services (Application 0097549/14 of 19/12/2014)
  • Investment advice (Application 0097549/14 of 19/12/2014)
  • Execution of orders on behalf of clients (Application 0097549/14 of 19/12/2014)
  • Portfolio management (Application 0097549/14 of 19/12/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0097549/14 of 19/12/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): TENDERCAPITAL LIMITED
Registered office: 42 Brook Street
Town: W1k 5db Londra
Country: Gran Bretagna
Branch: Via Carducci 5
Town: 20123 Milano (Mi)
Country: Italia
Application 0077415/13 of 01/10/2013
Registration no.: 118
SERVICES PROVIDED IN ITALY
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0077415/13 of 01/10/2013)
  • Investment advice (Application 0077415/13 of 01/10/2013)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0077415/13 of 01/10/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): TFS DERIVATIVES LIMITED
Registered office: 15 St.Botolph Street
Town: Ec3a 7qx Londra
Country: Gran Bretagna
Branch: Via G.M. Lancisi 31
Town: 00145 Roma (Rm)
Country: Italia
Branch: Via Venini Giulio E Corrado 1
Town: 20127 Milano (Mi)
Country: Italia
Application 0094370/15 of 14/12/2015
Registration no.: 138
SERVICES PROVIDED IN ITALY

  • Reception and transmission of orders in relation to one or more financial instruments (Application 0094370/15 of 14/12/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

EU investment firm (name): TRIPLE AM LLP
Registered office: Westbourne Studios 242 Acklam Road
Town: W105jj Londra
Country: Gran Bretagna
Branch: Via Vincenzo Monti 47
Town: 20123 Milano (Mi)
Country: Italia
Application 0091169/15 of 27/11/2015
Registration no.: 136
SERVICES PROVIDED IN ITALY
  • Investment advice (Application 0091169/15 of 27/11/2015)
  • Execution of orders on behalf of clients (Application 0091169/15 of 27/11/2015)
  • Portfolio management (Application 0091169/15 of 27/11/2015)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0091169/15 of 27/11/2015)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): WOOD & COMPANY FINANCIAL SERVICES, A.S.
Registered office: Namesti Republiky 1079/1a
Town: 11000 Praga
Country: Repubblica Ceca
Branch: Via Vittor Pisani 22
Town: 20124 Milano (Mi)
Country: Italia
Application 0069272/14 of 21/08/2014
Registration no.: 125
SERVICES PROVIDED IN ITALY
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0069272/14 of 21/08/2014)
  • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (Application 0069272/14 of 21/08/2014)
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (Application 0069272/14 of 21/08/2014)
  • Services related to underwriting (Application 0069272/14 of 21/08/2014)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0069272/14 of 21/08/2014)
  • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (Application 0069272/14 of 21/08/2014)
  • Placing of financial instruments without a firm commitment basis (Application 0069272/14 of 21/08/2014)
  • Investment advice (Application 0069272/14 of 21/08/2014)
  • Execution of orders on behalf of clients (Application 0069272/14 of 21/08/2014)
  • Dealing on own account (Application 0069272/14 of 21/08/2014)
  • Reception and transmission of orders in relation to one or more financial instruments (Application 0069272/14 of 21/08/2014)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions


EU investment firm (name): XTRADE EUROPE LTD
Registered office: 140, Vasileos Konstantinou Street
Town: 3080 Limassol
Country: Cipro
Branch: Via Conservatorio 22
Town: 20100 Milano (Mi)
Country: Italia
Application 0096369/13 of 13/12/2013
Registration no.: 122
SERVICES PROVIDED IN ITALY
  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (Application 0096369/13 of 13/12/2013)
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (Application 0096369/13 of 13/12/2013)
  • Foreign exchange services where these are connected to the provision of investment services (Application 0096369/13 of 13/12/2013)
  • Execution of orders on behalf of clients (Application 0096369/13 of 13/12/2013)
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions

Investment Firms with branches
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