REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs) (DATE 18/05/2012)
Italian investment firm (name):
ABBACUS SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA XX SETTEMBRE 33/2
Town:
16121 GENOVA (GE)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
2
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
ABS CONSULTING SIM SPA
Registered office:
PIAZZA G. MAZZINI, 15
Town:
00195 ROMA (RM)
First registration resolution:
Resolution 16755 of 29/12/2008
Registration no.:
256
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16755 of 29/12/2008)
Italian investment firm (name):
ADVIN PARTNERS SIM SPA
Registered office:
VIA SAN ROCCHETTO, 3
Town:
37121 VERONA (VR)
First registration resolution:
Resolution 16639 of 30/09/2008
Registration no.:
251
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16639 of 30/09/2008)
Italian investment firm (name):
ADVISE ONLY SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
VIA SAN GREGORIO 40
Town:
20124 MILANO (MI)
First registration resolution:
Resolution 17783 of 23/05/2011
Registration no.:
279
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17783 of 23/05/2011)
Italian investment firm (name):
ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office:
VIA SAN VITTORE 45
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 11821 of 03/02/1999
Registration no.:
157
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 17780 of 11/05/2011)
(registration resolution 17780 of 11/05/2011)
Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution 17780 of 11/05/2011)
(registration resolution 17780 of 11/05/2011)
Italian investment firm (name):
ALPE ADRIA GESTIONI SIM SPA
Registered office:
CORSO VITTORIO EMANUELE II, 20B
Town:
33170 PORDENONE (PN)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
3
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
AMARANTO INVESTMENT SIM SPA
Registered office:
VIA MANZONI 43
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 17378 of 22/06/2010
Registration no.:
274
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17378 of 22/06/2010)
Italian investment firm (name):
AMBROSETTI ASSET MANAGEMENT SIM SPA
Registered office:
VIA CONCILIAZIONE 1
Town:
22100 COMO (CO)
First registration resolution:
Resolution 16591 of 05/08/2008
Registration no.:
250
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16591 of 05/08/2008)
Italian investment firm (name):
A.M.U. INVESTMENTS SIM SPA
Registered office:
VIALE ENNIO, 15
Town:
70124 BARI (BA)
First registration resolution:
Resolution 16918 of 09/06/2009
Registration no.:
264
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16918 of 09/06/2009)
Italian investment firm (name):
APOGEO CONSULTING SIM S.P.A
Registered office:
VIA CUSANI 4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
71
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 15747 of 06/02/2007)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
ARIANNA SIM S.P.A.
Registered office:
VIA BARBERINI 86
Town:
00187 ROMA (RM)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
145
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 12190 of 10/11/1999)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
ASTOR SIM S.P.A.
Registered office:
Via Enrico Toti 2
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 17013 of 15/09/2009
Registration no.:
267
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17013 of 15/09/2009)
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18137 of 07/03/2012)
Italian investment firm (name):
AUGUSTUM OPUS SIM SPA
Registered office:
Via Gabrio Serbelloni 7
Town:
20122 MILANO (MI)
First registration resolution:
Resolution 17131 of 19/01/2010
Registration no.:
271
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)
Italian investment firm (name):
AVVENIRE SIM SPA IN LIQUIDAZIONE
Registered office:
VIA MARRADI 7
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 15636 of 22/11/2006
Registration no.:
231
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice (D.lgs. 164 of 17/09/2007)
Portfolio management (registration resolution 17577 of 29/11/2010)
Italian investment firm (name):
AXA INVESTMENT MANAGERS ITALIA SIM
Registered office:
CORSO DI PORTA ROMANA, 68
Town:
20122 MILANO (MI)
First registration resolution:
Resolution 13739 of 10/09/2002
Registration no.:
210
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 13739 of 10/09/2002)
Italian investment firm (name):
AZ INVESTIMENTI SIM SPA
Registered office:
VIA CUSANI, 4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
49
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 15701 of 27/12/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
AZIMUT CONSULENZA PER INVESTIMENTI SIM SPA
Registered office:
VIA CUSANI, 4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
15
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
BANKNORD SIM SPA
Registered office:
VIA SANTA RADEGONDA, 11
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
31
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 15204 of 25/10/2005)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
BE CUBE SIM SPA
Registered office:
VIA MISTRALI, 4
Town:
43100 PARMA (PR)
First registration resolution:
Resolution 16699 of 25/11/2008
Registration no.:
253
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16699 of 25/11/2008)
Italian investment firm (name):
BRUNETTA D'USSEAUX & C. SIM SPA
Registered office:
VIA FIESCHI 1/22
Town:
16121 GENOVA (GE)
First registration resolution:
Resolution 12348 of 27/01/2000
Registration no.:
170
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 12348 of 27/01/2000)
Reception and transmission of orders (registration resolution 12348 of 27/01/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
BSI WEALTH & FAMILY SIM SPA
Registered office:
VIA MONTEBELLO 39
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
127
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11833 of 09/02/1999)
Reception and transmission of orders (registration resolution 11833 of 09/02/1999)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CAMPERIO SIM S.P.A.
Registered office:
VIA CAMPERIO 9
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
48
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Reception and transmission of orders (registration resolution 17425 of 20/07/2010)
Italian investment firm (name):
CARIFE SIM SPA
Registered office:
CORSO DELLA GIOVECCA 108
Town:
44121 FERRARA (FE)
First registration resolution:
Resolution 15629 of 21/11/2006
Registration no.:
233
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15629 of 21/11/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Placing without a firm commitment basis (registration resolution 17985 of 03/11/2011)
Reception and transmission of orders (registration resolution 17985 of 03/11/2011)
Italian investment firm (name):
CELLINO E ASSOCIATI SIM SPA
Registered office:
VIA CAVOUR 21
Town:
10123 TORINO (TO)
First registration resolution:
Resolution 13900 of 21/01/2003
Registration no.:
211
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 13900 of 21/01/2003)
Portfolio management (registration resolution 13900 of 21/01/2003)
Reception and transmission of orders (registration resolution 13900 of 21/01/2003)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CERESIO SIM SPA
Registered office:
VIA PORLEZZA, 8
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 15248 of 06/12/2005
Registration no.:
225
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 15248 of 06/12/2005)
Portfolio management (registration resolution 15248 of 06/12/2005)
Reception and transmission of orders (registration resolution 15248 of 06/12/2005)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CGM ITALIA SIM SPA
Registered office:
VIA SANTA MARIA SEGRETA, 7/9
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 15746 of 06/02/2007
Registration no.:
234
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CLASSICA SIM S.P.A.
Registered office:
VIA UGO BASSI 60
Town:
35131 PADOVA (PD)
First registration resolution:
Resolution 13076 of 18/04/2001
Registration no.:
191
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 13076 of 18/04/2001)
Reception and transmission of orders (registration resolution 13076 of 18/04/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CLASSIS CAPITAL SIM SPA
Registered office:
Via Vittor Pisani 19
Town:
20124 MILANO (MI)
First registration resolution:
Resolution 17390 of 28/06/2010
Registration no.:
275
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17390 of 28/06/2010)
Italian investment firm (name):
COFIN SIM SPA
Registered office:
PIAZZA ROMA 7
Town:
26100 CREMONA (CR)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
36
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
PIAZZA F. MEDA 1
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
45
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CONSULTINVEST INVESTIMENTI SIM SPA
Registered office:
PIAZZA GRANDE 33
Town:
41100 MODENA (MO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
47
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CONSULTIQUE SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
Via dei Mutilati 3/D
Town:
37122 VERONA (VR)
First registration resolution:
Resolution 16726 of 16/12/2008
Registration no.:
255
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16726 of 16/12/2008)
Italian investment firm (name):
COPERNICO SIM SPA
Registered office:
VIA CAVOUR, 20
Town:
33100 UDINE (UD)
First registration resolution:
Resolution 12343 of 26/01/2000
Registration no.:
171
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 12343 of 26/01/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
CORDUSIO SIM ADVISORY & FAMILY OFFICE SPA
Registered office:
VIA DANTE, 4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 18167 of 11/04/2012
Registration no.:
282
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (Notifica d'iscrizione 18167 of 11/04/2012)
Italian investment firm (name):
CORNER SIM S.P.A. (IN LIQUIDAZIONE VOLONTARIA)
Registered office:
VIA SAN ANDREA 10 A
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
153
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Italian investment firm (name):
CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA DELL' ANNUNCIATA, 23/4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 13208 of 24/07/2001
Registration no.:
197
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 13208 of 24/07/2001)
Execution of orders on behalf of clients (registration resolution 13208 of 24/07/2001)
Placing without a firm commitment basis (registration resolution 13208 of 24/07/2001)
Portfolio management (registration resolution 13208 of 24/07/2001)
Reception and transmission of orders (registration resolution 13208 of 24/07/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
DIAMAN SIM SPA
Registered office:
Via Lombardi 14/4
Town:
30020 MARCON (VE)
First registration resolution:
Resolution 16880 of 05/05/2009
Registration no.:
263
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16880 of 05/05/2009)
Italian investment firm (name):
DIRECTA SIM SPA
Registered office:
VIA BRUNO BUOZZI 5
Town:
10121 TORINO (TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
59
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Underwriting and/or placing on a firm commitment basis (registration resolution 12438 of 14/03/2000)
Placing without a firm commitment basis (registration resolution 12438 of 14/03/2000)
Execution of orders on behalf of clients (registration resolution 13438 of 05/02/2002)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 13227 of 07/08/2001)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14909 of 15/02/2005)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17494 of 28/09/2010)
Italian investment firm (name):
FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office:
VIA APPIANI, 2
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
46
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 13255 of 11/09/2001)
Portfolio management (registration resolution 13255 of 11/09/2001)
Reception and transmission of orders (registration resolution 13255 of 11/09/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
FINLABO SIM SPA
Registered office:
Corso Persiani 45
Town:
62019 RECANATI (MC)
First registration resolution:
Resolution 16498 of 03/06/2008
Registration no.:
245
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16498 of 03/06/2008)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17516 of 05/10/2010)
Italian investment firm (name):
FINN INVESTMENT ADVISORY SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
VIA G.A. LONGHIN, 83
Town:
35129 PADOVA (PD)
First registration resolution:
Resolution 16766 of 20/01/2009
Registration no.:
260
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16766 of 20/01/2009)
Italian investment firm (name):
FORTINVESTIMENTI SIM SPA
Registered office:
VIA ORAZIO 24/28
Town:
00193 ROMA (RM)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
77
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 12357 of 02/02/2000)
Placing without a firm commitment basis (registration resolution 14725 of 05/10/2004)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
FOUR PARTNERS ADVISORY SIM SPA
Registered office:
VIA SENATO 12
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 16767 of 20/01/2009
Registration no.:
257
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16767 of 20/01/2009)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16385 of 11/03/2008)
Investment advice (registration resolution 16385 of 11/03/2008)
Italian investment firm (name):
FREE SIM SPA
Registered office:
via G.B.PERGOLESI 26
Town:
20124 MILANO (MI)
First registration resolution:
Resolution 14249 of 30/09/2003
Registration no.:
214
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 14249 of 30/09/2003)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
GALILEO FINANCE SIM SPA
Registered office:
VIA NICOLO' PORPORA 9
Town:
00198 ROMA (RM)
First registration resolution:
Resolution 16849 of 31/03/2009
Registration no.:
262
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16849 of 31/03/2009)
Italian investment firm (name):
GECO SIM S.P.A
Registered office:
VIA CUSANI, 7
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 17809 of 08/06/2011
Registration no.:
280
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17809 of 08/06/2011)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17809 of 08/06/2011)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17809 of 08/06/2011)
Italian investment firm (name):
GENESI ULN SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA GEMONA DEL FRIULI 20
Town:
00188 ROMA (RM)
First registration resolution:
Resolution 16201 of 30/10/2007
Registration no.:
239
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice (D.lgs. 164 of 17/09/2007)
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16201 of 30/10/2007)
Italian investment firm (name):
GIAMPAOLO ABBONDIO ASSOCIATI SIM S.P.A.
Registered office:
PIAZZA CASTELLO 16
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 17025 of 07/10/2009
Registration no.:
269
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 17025 of 07/10/2009)
Investment advice (registration resolution 17025 of 07/10/2009)
Italian investment firm (name):
GLOBAL WEALTH ADVISORY SIM SPA
Registered office:
VIA XXIV MAGGIO 43
Town:
00187 ROMA (RM)
First registration resolution:
Resolution 16768 of 20/01/2009
Registration no.:
258
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16768 of 20/01/2009)
Italian investment firm (name):
GROUPAMA SIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office:
VIA MASSIMI 158
Town:
00136 ROMA (RM)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
79
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
HI-MTF SIM S.P. A.
Registered office:
VIA F. CAVALLOTTI, 14
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 16320 of 29/01/2008
Registration no.:
242
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16320 of 29/01/2008)
Italian investment firm (name):
IDEA SIM SPA
Registered office:
VIA DELL'ANNUNCIATA, 23/4
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 17343 of 25/05/2010
Registration no.:
273
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17343 of 25/05/2010)
Italian investment firm (name):
INDEPENDENT PRIVATE BANKERS SIM SPA
Registered office:
PIAZZA MAZZINI, 27
Town:
00195 ROMA (RM)
First registration resolution:
Resolution 14406 of 27/01/2004
Registration no.:
218
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14406 of 27/01/2004)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
INTEGRAE SIM S.P.A.
Registered office:
VIA MERAVIGLI 13
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 17725 of 29/03/2011
Registration no.:
278
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 17725 of 29/03/2011)
Placing without a firm commitment basis (registration resolution 17725 of 29/03/2011)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17725 of 29/03/2011)
Italian investment firm (name):
INTERMONTE SIM SPA
Registered office:
C.so VITTORIO EMANUELE II 9
Town:
20122 MILANO (MI)
Head Office:
C.so V.Emanuele II 9
Town:
20122 MILANO (MI)
First registration resolution:
Resolution 16524 of 24/06/2008
Registration no.:
246
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 16600 of 19/08/2008)
Execution of orders on behalf of clients (registration resolution 16600 of 19/08/2008)
Underwriting and/or placing on a firm commitment basis (registration resolution 16600 of 19/08/2008)
Placing without a firm commitment basis (registration resolution 16600 of 19/08/2008)
Reception and transmission of orders (registration resolution 16600 of 19/08/2008)
Investment advice (registration resolution 16600 of 19/08/2008)
Italian investment firm (name):
INTESA SANPAOLO PREVIDENZA SIM S.P.A.
Registered office:
VIA UGO BASSI, 8/B
Town:
20159 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
140
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
INTESA SIM SPA
Registered office:
CORSO VINZAGLIO 4
Town:
10121 TORINO (TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
101
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
INVESTITORI ASSOCIATI CONSULENZA SIM SPA
Registered office:
Via Aurelio Saffi 23
Town:
20128 MILANO (MI)
First registration resolution:
Resolution 16479 of 20/05/2008
Registration no.:
244
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16479 of 20/05/2008)
Italian investment firm (name):
J. LAMARCK SIM S.P.A.
Registered office:
VIA DI S.ANTONIO 4
Town:
37100 VERONA (VR)
First registration resolution:
Resolution 16715 of 02/12/2008
Registration no.:
254
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16715 of 02/12/2008)
Italian investment firm (name):
JC & ASSOCIATI SIM SPA
Registered office:
VIA ANTONIO CANOVA, 19/A
Town:
20145 MILANO (MI)
First registration resolution:
Resolution 16962 of 22/07/2009
Registration no.:
265
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16962 of 22/07/2009)
Italian investment firm (name):
JULIUS BAER SIM S.P.A.
Registered office:
CORSO DI PORTA NUOVA 3
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11979 of 18/05/1999
Registration no.:
165
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11979 of 18/05/1999)
Portfolio management (registration resolution 11979 of 18/05/1999)
Reception and transmission of orders (registration resolution 14291 of 29/10/2003)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
MARZOTTO SIM S.P.A.
Registered office:
VIA MAZZINI 7
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 15542 of 29/08/2006
Registration no.:
229
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 15542 of 29/08/2006)
Placing without a firm commitment basis (registration resolution 15542 of 29/08/2006)
Portfolio management (registration resolution 15542 of 29/08/2006)
Reception and transmission of orders (registration resolution 15542 of 29/08/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Dealing on own account (registration resolution 17208 of 09/03/2010)
Italian investment firm (name):
MILLENNIUM SIM SPA
Registered office:
VIA CASSA DI RISPARMIO, 12/B
Town:
39100 BOLZANO (BZ)
First registration resolution:
Resolution 12566 of 23/05/2000
Registration no.:
179
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 12566 of 23/05/2000)
Execution of orders on behalf of clients (registration resolution 13270 of 19/09/2001)
Placing without a firm commitment basis (registration resolution 13270 of 19/09/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
MONEYFARM SIM SPA
Registered office:
Via Pozzone 1
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 18125 of 22/02/2012
Registration no.:
281
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 18125 of 22/02/2012)
Investment advice (registration resolution 18125 of 22/02/2012)
Italian investment firm (name):
MORVAL SIM SPA
Registered office:
VIA CRIMEA 6
Town:
10133 TORINO (TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
39
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 12383 of 22/02/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
NEXTAM PARTNERS SIM SPA
Registered office:
VIA BIGLI 11
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 16663 of 28/10/2008
Registration no.:
252
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 17527 of 12/10/2010)
Placing without a firm commitment basis (registration resolution 17527 of 12/10/2010)
Reception and transmission of orders (registration resolution 17527 of 12/10/2010)
Investment advice (registration resolution 17527 of 12/10/2010)
Italian investment firm (name):
NOVASIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office:
VIA FRANCESCO CRISPI 10
Town:
00187 ROMA (RM)
First registration resolution:
Resolution 15053 of 31/05/2005
Registration no.:
223
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 15053 of 31/05/2005)
Placing without a firm commitment basis (registration resolution 15053 of 31/05/2005)
Portfolio management (registration resolution 15053 of 31/05/2005)
Reception and transmission of orders (registration resolution 15053 of 31/05/2005)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
NUOVI INVESTIMENTI SIM SPA
Registered office:
VIA GRAMSCI 215
Town:
13876 SANDIGLIANO (BI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
116
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
ONLINE SIM SPA
Registered office:
VIA SANTA MARIA SEGRETA, 7/9
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 12476 of 11/04/2000
Registration no.:
175
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 12476 of 11/04/2000)
Reception and transmission of orders (registration resolution 12476 of 11/04/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
PREVIRA INVEST SIM SPA
Registered office:
PIAZZA SAN BERNARDO, 106
Town:
00187 ROMA (RM)
First registration resolution:
Resolution 13134 of 23/05/2001
Registration no.:
192
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 13134 of 23/05/2001)
Reception and transmission of orders (registration resolution 13134 of 23/05/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
PRIVATE & CONSULTING S.I.M. SPA
Registered office:
VIA PAPACINO 2
Town:
10121 TORINO (TO)
First registration resolution:
Resolution 17004 of 25/08/2009
Registration no.:
266
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17004 of 25/08/2009)
Italian investment firm (name):
PROMETEIA ADVISOR SIM SPA
Registered office:
VIA MARCONI, 43
Town:
40122 BOLOGNA (BO)
First registration resolution:
Resolution 15587 of 17/10/2006
Registration no.:
230
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15587 of 17/10/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SAI MERCATI MOBILIARI SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA SENIGALLIA, 18/2
Town:
20161 MILANO (MI)
First registration resolution:
Resolution 12501 of 27/04/2000
Registration no.:
178
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 12647 of 04/07/2000)
Dealing on own account (registration resolution 14451 of 02/03/2004)
Execution of orders on behalf of clients (registration resolution 14451 of 02/03/2004)
Underwriting and/or placing on a firm commitment basis (registration resolution 14451 of 02/03/2004)
Placing without a firm commitment basis (registration resolution 14451 of 02/03/2004)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SANPAOLO INVEST SIM SPA
Registered office:
VIA DEL SERAFICO, 43
Town:
00142 ROMA (RM)
First registration resolution:
Resolution 14304 of 18/11/2003
Registration no.:
216
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14304 of 18/11/2003)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SCHRODERS ITALY SIM SPA
Registered office:
VIA DELLA SPIGA 30
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 12485 of 18/04/2000
Registration no.:
177
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 12485 of 18/04/2000)
Portfolio management (registration resolution 12485 of 18/04/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Reception and transmission of orders (registration resolution 17009 of 01/09/2009)
Italian investment firm (name):
SECOFIND SIM S.P.A
Registered office:
VIA DELL'ANNUNCIATA 21
Town:
20121 MILANO (MI)
Head Office:
CORSO ITALIA 15/A
Town:
20122 MILANO (MI)
First registration resolution:
Resolution 16565 of 23/07/2008
Registration no.:
248
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16565 of 23/07/2008)
Italian investment firm (name):
SEMPIONE SIM SPA
Registered office:
VIA MAURIZIO GONZAGA, 2
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 13203 of 18/07/2001
Registration no.:
196
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 13203 of 18/07/2001)
Portfolio management (registration resolution 13203 of 18/07/2001)
Reception and transmission of orders (registration resolution 13203 of 18/07/2001)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SEVEN SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office:
VIALE DELLA LIBERTA', 67
Town:
33170 PORDENONE (PN)
First registration resolution:
Resolution 15203 of 25/10/2005
Registration no.:
224
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management (registration resolution 15203 of 25/10/2005)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA MERAVIGLI 4
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 13524 of 16/04/2002
Registration no.:
202
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 13524 of 16/04/2002)
Portfolio management (registration resolution 13524 of 16/04/2002)
Reception and transmission of orders (registration resolution 13524 of 16/04/2002)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SIMGENIA SPA - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office:
VIA MACHIAVELLI, 4
Town:
34132 TRIESTE (TS)
First registration resolution:
Resolution 11922 of 06/04/1999
Registration no.:
163
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11922 of 06/04/1999)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA CAIROLI 11
Town:
40121 BOLOGNA (BO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
142
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 11761 of 22/12/1998)
Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
Portfolio management (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
Underwriting and/or placing on a firm commitment basis (registration resolution 12245 of 09/12/1999)
Placing without a firm commitment basis (registration resolution 12245 of 09/12/1999)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SOLIDARIETA' & FINANZA SIM SPA
Registered office:
VIA DOGANA 3
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
146
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
SOLUTIONS CAPITAL MANAGEMENT SIM SPA
Registered office:
VIA MAURIZIO GONZAGA 3
Town:
20123 MILANO (MI)
First registration resolution:
Resolution 17202 of 02/03/2010
Registration no.:
272
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
Italian investment firm (name):
STUDIO GAFFINO SIM SPA
Registered office:
VIA ORSINI, 19
Town:
00192 ROMA (RM)
First registration resolution:
Resolution 12635 of 27/06/2000
Registration no.:
181
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients (registration resolution 12635 of 27/06/2000)
Placing without a firm commitment basis (registration resolution 12635 of 27/06/2000)
Portfolio management (registration resolution 12635 of 27/06/2000)
Reception and transmission of orders (registration resolution 12635 of 27/06/2000)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
TOSETTI VALUE SIM S.P.A.
Registered office:
CORSO MARCONI 10
Town:
10125 TORINO (TO)
First registration resolution:
Resolution 16566 of 23/07/2008
Registration no.:
247
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16566 of 23/07/2008)
Italian investment firm (name):
TRADE POINT SIM SPA
Registered office:
VIA PAOLINA, 221
Town:
55049 VIAREGGIO (LU)
First registration resolution:
Resolution 14199 of 19/08/2003
Registration no.:
213
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders (registration resolution 14199 of 19/08/2003)
Placing without a firm commitment basis (registration resolution 15242 of 06/12/2005)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
TRADITION ITALIA SIM SPA
Registered office:
VIA GUSTAVO FARA 39
Town:
20124 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
151
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17270 of 13/04/2010)
Italian investment firm (name):
UBS ITALIA SIM SPA
Registered office:
VIA SANTA MARGHERITA, 16
Town:
20121 MILANO (MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
87
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
UNICASIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
PIAZZA R. DE FERRARI, 2
Town:
16121 GENOVA (GE)
First registration resolution:
Resolution 12703 of 08/08/2000
Registration no.:
182
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account (registration resolution 12703 of 08/08/2000)
Execution of orders on behalf of clients (registration resolution 12703 of 08/08/2000)
Reception and transmission of orders (registration resolution 12703 of 08/08/2000)
Placing without a firm commitment basis (registration resolution 15457 of 13/06/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
VALORI & FINANZA INVESTIMENTI SIM S.P.A.
Registered office:
VIA RAIMONDO D'ARONCO 30
Town:
33100 UDINE (UD)
First registration resolution:
Resolution 15592 of 24/10/2006
Registration no.:
228
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15592 of 24/10/2006)
Investment advice (D.lgs. 164 of 17/09/2007)
Italian investment firm (name):
3P SIM SPA
Registered office:
VIA DEL GESU' 62
Town:
00186 ROMA (RM)
First registration resolution:
Resolution 17537 of 25/10/2010
Registration no.:
277
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)
Italian investment firm (name):
81 SOCIETA' DI INTERMEDIAZIONE MOBILIARE FAMILY OFFICE S.P.A.
Registered office:
CONTRA' S. FAUSTINO, 17
Town:
36100 VICENZA (VI)
First registration resolution:
Resolution 17024 of 07/10/2009
Registration no.:
268
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17024 of 07/10/2009)
