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REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs) (DATE 02/02/2017)

Italian investment firm (name): ADVANCE SIM SPA
Registered office: Piazza Cavour 3
Town: 20121 Milano (Mi)
First registration resolution: Resolution 17537 of 25/10/2010
Registration no.: 277
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17537 of 25/10/2010)

Italian investment firm (name): ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: Via San Vittore 45
Town: 20123 Milano (Mi)
First registration resolution: Resolution 11821 of 03/02/1999
Registration no.: 157
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 17780 of 11/05/2011)
  • (registration resolution 17780 of 11/05/2011)
  • Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution 17780 of 11/05/2011)
  • (registration resolution 17780 of 11/05/2011)

Italian investment firm (name): ALPE ADRIA GESTIONI SIM SPA
Registered office: Corso Vittorio Emanuele Ii, 20b
Town: 33170 Pordenone (Pn)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 3
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Placing without a firm commitment basis (registration resolution 19060 of 29/10/2014)
  • Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution 19060 of 29/10/2014)

Italian investment firm (name): AMARANTO INVESTMENT SIM SPA
Registered office: Via Manzoni 43
Town: 20121 Milano (Mi)
First registration resolution: Resolution 17378 of 22/06/2010
Registration no.: 274
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17378 of 22/06/2010)

Italian investment firm (name): AMBROSETTI ASSET MANAGEMENT SIM SPA
Registered office: Via Conciliazione 1
Town: 22100 Como (Co)
First registration resolution: Resolution 16591 of 05/08/2008
Registration no.: 250
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16591 of 05/08/2008)

Italian investment firm (name): A.M.U. INVESTMENTS SIM SPA
Registered office: Viale Ennio, 15
Town: 70124 Bari (Ba)
First registration resolution: Resolution 16918 of 09/06/2009
Registration no.: 264
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16918 of 09/06/2009)

Italian investment firm (name): ASSITECA SIM SPA
Registered office: Viale Majno 18
Town: 20129 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 36
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ASTOR SIM S.P.A.
Registered office: Via Enrico Toti 2
Town: 20123 Milano (Mi)
First registration resolution: Resolution 17013 of 15/09/2009
Registration no.: 267
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17013 of 15/09/2009)
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18137 of 07/03/2012)

Italian investment firm (name): AUGUSTUM OPUS SIM SPA
Registered office: Via Marina 6
Town: 20121 Milano (Mi)
First registration resolution: Resolution 17131 of 19/01/2010
Registration no.: 271
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)

Italian investment firm (name): AXA INVESTMENT MANAGERS ITALIA SIM
Registered office: Corso Di Porta Romana, 68
Town: 20122 Milano (Mi)
First registration resolution: Resolution 13739 of 10/09/2002
Registration no.: 210
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13739 of 10/09/2002)

Italian investment firm (name): BANOR SIM SPA
Registered office: Via Dante 15
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 31
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 15204 of 25/10/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 19402 of 08/10/2015)

Italian investment firm (name): BRUNETTA D'USSEAUX & C. SIM SPA
Registered office: Via Fieschi 1/22
Town: 16121 Genova (Ge)
First registration resolution: Resolution 12348 of 27/01/2000
Registration no.: 170
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 12348 of 27/01/2000)
  • Reception and transmission of orders (registration resolution 12348 of 27/01/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CAMPERIO SIM S.P.A.
Registered office: Via Camperio 9
Town: 20123 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 48
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Reception and transmission of orders (registration resolution 17425 of 20/07/2010)

Italian investment firm (name): CARIFE SIM SOCIETA' INTERMEDIAZIONE MOBILIARE PER AZIONI IN SIGLA CARIFE SIM S.P.A.
Registered office: Corso Della Giovecca 108
Town: 44121 Ferrara (Fe)
First registration resolution: Resolution 15629 of 21/11/2006
Registration no.: 233
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15629 of 21/11/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Placing without a firm commitment basis (registration resolution 17985 of 03/11/2011)
  • Reception and transmission of orders (registration resolution 17985 of 03/11/2011)

Italian investment firm (name): CELLINO E ASSOCIATI SIM SPA
Registered office: Via Cavour 21
Town: 10123 Torino (To)
First registration resolution: Resolution 13900 of 21/01/2003
Registration no.: 211
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 13900 of 21/01/2003)
  • Portfolio management (registration resolution 13900 of 21/01/2003)
  • Reception and transmission of orders (registration resolution 13900 of 21/01/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CERESIO SIM SPA
Registered office: Via Pietro Tamburini 13
Town: 20123 Milano (Mi)
First registration resolution: Resolution 15248 of 06/12/2005
Registration no.: 225
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 15248 of 06/12/2005)
  • Portfolio management (registration resolution 15248 of 06/12/2005)
  • Reception and transmission of orders (registration resolution 15248 of 06/12/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CLASSIS CAPITAL SIM SPA
Registered office: Via Vittor Pisani 19
Town: 20124 Milano (Mi)
First registration resolution: Resolution 17390 of 28/06/2010
Registration no.: 275
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17390 of 28/06/2010)

Italian investment firm (name): CO.MO.I. - COMPAGNIA MOBILIARE INVESTIMENTI SIM SPA
Registered office: Galleria Del Corso 2
Town: 20122 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 33
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Piazza F. Meda 1
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 45
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CONSULTINVEST INVESTIMENTI SIM SPA
Registered office: Piazza Grande 33
Town: 41100 Modena (Mo)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 47
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): COPERNICO SIM SPA
Registered office: Via Cavour, 20
Town: 33100 Udine (Ud)
First registration resolution: Resolution 12343 of 26/01/2000
Registration no.: 171
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 12343 of 26/01/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CORDUSIO SIM SPA
Registered office: Via San Protaso 3
Town: 20121 Milano (Mi)
First registration resolution: Resolution 18167 of 11/04/2012
Registration no.: 282
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (Notifica d'iscrizione 18167 of 11/04/2012)
  • Placing without a firm commitment basis (registration resolution 19674 of 20/07/2016)
  • Portfolio management (registration resolution 19674 of 20/07/2016)
  • Reception and transmission of orders (registration resolution 19674 of 20/07/2016)

Italian investment firm (name): CORNER SIM S.P.A. (IN LIQUIDAZIONE VOLONTARIA)
Registered office: Via San Andrea 2
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 153
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)

Italian investment firm (name): CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Via Dell' Annunciata, 23/4
Town: 20121 Milano (Mi)
First registration resolution: Resolution 13208 of 24/07/2001
Registration no.: 197
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 13208 of 24/07/2001)
  • Execution of orders on behalf of clients (registration resolution 13208 of 24/07/2001)
  • Placing without a firm commitment basis (registration resolution 13208 of 24/07/2001)
  • Portfolio management (registration resolution 13208 of 24/07/2001)
  • Reception and transmission of orders (registration resolution 13208 of 24/07/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad


Italian investment firm (name): DIRECTA SIM SPA
Registered office: Via Bruno Buozzi 5
Town: 10121 Torino (To)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 59
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 12438 of 14/03/2000)
  • Placing without a firm commitment basis (registration resolution 12438 of 14/03/2000)
  • Execution of orders on behalf of clients (registration resolution 13438 of 05/02/2002)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad


Italian investment firm (name): E-MID SIM SPA
Registered office: Via Marcora 11
Town: 20121 Milano (Mi)
First registration resolution: Resolution 16197 of 30/10/2007
Registration no.: 241
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Operation of Multilateral Trading Facilities (registration resolution 16466 of 06/05/2008)

»Services provided abroad


Italian investment firm (name): EPIC SIM S.P.A.
Registered office: Piazzale Luigi Cadorna N 6
Town: 20123 Milano (Mi)
First registration resolution: Resolution 18733 of 18/12/2013
Registration no.: 287
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18733 of 18/12/2013)
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19429 of 28/10/2015)

»Services provided abroad


Italian investment firm (name): EQUITA SIM S.P.A.
Registered office: Via Turati 9
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 67
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 13227 of 07/08/2001)
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14909 of 15/02/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad


Italian investment firm (name): ERSEL SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Piazza Solferino, 11
Town: 10121 Torino (To)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 63
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): EUCLIDEA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Via Laura Solera Mantegazza 7
Town: 20121 Milano (Mi)
First registration resolution: Resolution 19779 of 17/11/2016
Registration no.: 292
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 19779 of 17/11/2016)

Italian investment firm (name): EUROTLX SIM SPA
Registered office: Piazza Degli Affari 6
Town: 20123 Milano (Mi)
First registration resolution: Resolution 17099 of 15/12/2009
Registration no.: 270
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Operation of Multilateral Trading Facilities (registration resolution 17099 of 15/12/2009)

»Services provided abroad


Italian investment firm (name): FAMILY ADVISORY SIM S.P.A. - SELLA & PARTNERS
Registered office: Via Roma 366
Town: 10121 Torino (To)
First registration resolution: Resolution 17494 of 28/09/2010
Registration no.: 276
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17494 of 28/09/2010)

Italian investment firm (name): FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office: Via Appiani, 2
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 46
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 13255 of 11/09/2001)
  • Portfolio management (registration resolution 13255 of 11/09/2001)
  • Reception and transmission of orders (registration resolution 13255 of 11/09/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): FINLABO SIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI SPA
Registered office: C.So Persiani 45
Town: 62019 Recanati (Mc)
First registration resolution: Resolution 16498 of 03/06/2008
Registration no.: 245
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16498 of 03/06/2008)
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17516 of 05/10/2010)
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19564 of 14/04/2016)

»Services provided abroad


Italian investment firm (name): GENESI ULN SIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office: Via Gaetano Filangeri 21
Town: 80121 Napoli (Na)
First registration resolution: Resolution 16201 of 30/10/2007
Registration no.: 239
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16201 of 30/10/2007)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): GIOTTO SIM S.P.A.
Registered office: Via Fornace Morandi 24
Town: 35133 Padova (Pd)
First registration resolution: Resolution 13076 of 18/04/2001
Registration no.: 191
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 13076 of 18/04/2001)
  • Reception and transmission of orders (registration resolution 13076 of 18/04/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): HI-MTF SIM S.P. A.
Registered office: Via F. Cavallotti, 14
Town: 20122 Milano (Mi)
First registration resolution: Resolution 16320 of 29/01/2008
Registration no.: 242
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16320 of 29/01/2008)

Italian investment firm (name): INDEPENDENT PRIVATE BANKERS SIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office: Via Del Clementino 94
Town: 00186 Roma (Rm)
First registration resolution: Resolution 14406 of 27/01/2004
Registration no.: 218
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14406 of 27/01/2004)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): INNOFIN SIM SPA
Registered office: Via Casati, 1/A
Town: 20124 Milano (Mi)
First registration resolution: Resolution 19510 of 04/02/2016
Registration no.: 291
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 19510 of 04/02/2016)

Italian investment firm (name): INTEGRAE SIM S.P.A.
Registered office: Via Meravigli 13
Town: 20123 Milano (Mi)
First registration resolution: Resolution 17725 of 29/03/2011
Registration no.: 278
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 17725 of 29/03/2011)
  • Placing without a firm commitment basis (registration resolution 17725 of 29/03/2011)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17725 of 29/03/2011)

»Services provided abroad


Italian investment firm (name): INTERMONTE HOLDING SIM SPA
Registered office: Galleria De Cristoforis 7/8
Town: 20122 Milano (Mi)
First registration resolution: Resolution 18645 of 12/09/2013
Registration no.: 286
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 18645 of 12/09/2013)
  • Execution of orders on behalf of clients (registration resolution 18645 of 12/09/2013)
  • Reception and transmission of orders (registration resolution 18645 of 12/09/2013)
  • Investment advice (registration resolution 18645 of 12/09/2013)

Italian investment firm (name): INTERMONTE SIM SPA
Registered office: Galleria De Cristoforis 7/8
Town: 20122 Milano (Mi)
First registration resolution: Resolution 16524 of 24/06/2008
Registration no.: 246
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 16600 of 19/08/2008)
  • Execution of orders on behalf of clients (registration resolution 16600 of 19/08/2008)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 16600 of 19/08/2008)
  • Placing without a firm commitment basis (registration resolution 16600 of 19/08/2008)
  • Reception and transmission of orders (registration resolution 16600 of 19/08/2008)
  • Investment advice (registration resolution 16600 of 19/08/2008)
  • Portfolio management (Notifica 19075 of 03/12/2014)

Italian investment firm (name): INTESA SIM SPA
Registered office: Corso Vinzaglio 4
Town: 10121 Torino (To)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 101
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): INVESTITORI ASSOCIATI CONSULENZA SIM SPA
Registered office: Via Aurelio Saffi 23
Town: 20128 Milano (Mi)
First registration resolution: Resolution 16479 of 20/05/2008
Registration no.: 244
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16479 of 20/05/2008)

Italian investment firm (name): KAIROS JULIUS BAER SIM S.P.A.
Registered office: San Prospero, 2
Town: 20121 Milano (Mi)
First registration resolution: Resolution 11979 of 18/05/1999
Registration no.: 165
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11979 of 18/05/1999)
  • Reception and transmission of orders (registration resolution 14291 of 29/10/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Execution of orders on behalf of clients (registration resolution 18574 of 12/06/2013)

Italian investment firm (name): MARZOTTO SIM S.P.A.
Registered office: Corso Como 1
Town: 20123 Milano (Mi)
First registration resolution: Resolution 15542 of 29/08/2006
Registration no.: 229
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 15542 of 29/08/2006)
  • Placing without a firm commitment basis (registration resolution 15542 of 29/08/2006)
  • Portfolio management (registration resolution 15542 of 29/08/2006)
  • Reception and transmission of orders (registration resolution 15542 of 29/08/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Dealing on own account (registration resolution 17208 of 09/03/2010)

»Services provided abroad


Italian investment firm (name): MILLENNIUM SIM SPA
Registered office: Via Cherubini 99
Town: 50053 Empoli (Fi)
First registration resolution: Resolution 12566 of 23/05/2000
Registration no.: 179
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 12566 of 23/05/2000)
  • Placing without a firm commitment basis (registration resolution 13270 of 19/09/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): MORVAL SIM SPA
Registered office: Via Crimea 6
Town: 10133 Torino (To)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 39
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 12383 of 22/02/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): NEXTAM PARTNERS SIM SPA
Registered office: Via Bigli 11
Town: 20121 Milano (Mi)
First registration resolution: Resolution 16663 of 28/10/2008
Registration no.: 252
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 17527 of 12/10/2010)
  • Placing without a firm commitment basis (registration resolution 17527 of 12/10/2010)
  • Reception and transmission of orders (registration resolution 17527 of 12/10/2010)
  • Investment advice (registration resolution 17527 of 12/10/2010)
  • Dealing on own account (registration resolution 19047 of 08/10/2014)

Italian investment firm (name): NOVASIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office: Via Del Banco Di Santo Spirito 42
Town: 00186 Roma (Rm)
First registration resolution: Resolution 15053 of 31/05/2005
Registration no.: 223
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 15053 of 31/05/2005)
  • Placing without a firm commitment basis (registration resolution 15053 of 31/05/2005)
  • Portfolio management (registration resolution 15053 of 31/05/2005)
  • Reception and transmission of orders (registration resolution 15053 of 31/05/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): NUOVI INVESTIMENTI SIM SPA
Registered office: Via Gramsci 215
Town: 13876 Sandigliano (Bi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 116
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ONLINE SIM SPA
Registered office: Via Capponi Pier Luigi 13
Town: 20145 Milano (Mi)
First registration resolution: Resolution 12476 of 11/04/2000
Registration no.: 175
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 12476 of 11/04/2000)
  • Reception and transmission of orders (registration resolution 12476 of 11/04/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): OPTIMA S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: Via Aristotele 195
Town: 41126 Modena (Mo)
First registration resolution: Resolution 18418 of 19/12/2012
Registration no.: 284
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18418 of 19/12/2012)

Italian investment firm (name): PROGETTO SIM SPA
Registered office: Via Jf Kennedy 36
Town: 20097 San Donato Milanese (Mi)
First registration resolution: Resolution 18453 of 30/01/2013
Registration no.: 285
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18453 of 30/01/2013)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 18453 of 30/01/2013)

Italian investment firm (name): PROMETEIA ADVISOR SIM SPA
Registered office: Via Marconi, 43
Town: 40122 Bologna (Bo)
First registration resolution: Resolution 15587 of 17/10/2006
Registration no.: 230
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15587 of 17/10/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SANPAOLO INVEST SIM SPA
Registered office: Piazza San Carlo 156
Town: 10121 Torino (To)
First registration resolution: Resolution 14304 of 18/11/2003
Registration no.: 216
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14304 of 18/11/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SCHRODERS ITALY SIM SPA
Registered office: Via Della Spiga 30
Town: 20121 Milano (Mi)
First registration resolution: Resolution 12485 of 18/04/2000
Registration no.: 177
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 12485 of 18/04/2000)
  • Portfolio management (registration resolution 12485 of 18/04/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Reception and transmission of orders (registration resolution 17009 of 01/09/2009)
  • Execution of orders on behalf of clients (registration resolution 18976 of 16/07/2014)

Italian investment firm (name): SECOFIND SIM S.P.A
Registered office: Via Dell'Annunciata 21
Town: 20121 Milano (Mi)
First registration resolution: Resolution 16565 of 23/07/2008
Registration no.: 248
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16565 of 23/07/2008)

Italian investment firm (name): SEMPIONE SIM SPA
Registered office: Via Maurizio Gonzaga, 2
Town: 20123 Milano (Mi)
First registration resolution: Resolution 13203 of 18/07/2001
Registration no.: 196
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13203 of 18/07/2001)
  • Portfolio management (registration resolution 13203 of 18/07/2001)
  • Reception and transmission of orders (registration resolution 13203 of 18/07/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Via Meravigli 4
Town: 20123 Milano (Mi)
First registration resolution: Resolution 13524 of 16/04/2002
Registration no.: 202
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 13524 of 16/04/2002)
  • Portfolio management (registration resolution 13524 of 16/04/2002)
  • Reception and transmission of orders (registration resolution 13524 of 16/04/2002)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Via Cairoli 11
Town: 40121 Bologna (Bo)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 142
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 12245 of 09/12/1999)
  • Placing without a firm commitment basis (registration resolution 12245 of 09/12/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SOLIDARIETA' & FINANZA SIM SPA
Registered office: Via Dogana 3
Town: 20123 Milano (Mi)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 146
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19044 of 01/10/2014)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19044 of 01/10/2014)

Italian investment firm (name): SOLUTIONS CAPITAL MANAGEMENT SIM SPA
Registered office: Via Maurizio Gonzaga 3
Town: 20123 Milano (Mi)
First registration resolution: Resolution 17202 of 02/03/2010
Registration no.: 272
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19599 of 04/05/2016)

»Services provided abroad


Italian investment firm (name): STUDIO GAFFINO SIM SPA
Registered office: Piazza Della Liberta' 20
Town: 00192 Roma (Rm)
First registration resolution: Resolution 12635 of 27/06/2000
Registration no.: 181
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 12635 of 27/06/2000)
  • Placing without a firm commitment basis (registration resolution 12635 of 27/06/2000)
  • Portfolio management (registration resolution 12635 of 27/06/2000)
  • Reception and transmission of orders (registration resolution 12635 of 27/06/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): TOSETTI VALUE SIM S.P.A.
Registered office: Corso Marconi 10
Town: 10125 Torino (To)
First registration resolution: Resolution 16566 of 23/07/2008
Registration no.: 247
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16566 of 23/07/2008)

Italian investment firm (name): UNICASIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: Via Bartolomeo Bosco 15
Town: 16121 Genova (Ge)
First registration resolution: Resolution 12703 of 08/08/2000
Registration no.: 182
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 12703 of 08/08/2000)
  • Execution of orders on behalf of clients (registration resolution 12703 of 08/08/2000)
  • Reception and transmission of orders (registration resolution 12703 of 08/08/2000)
  • Placing without a firm commitment basis (registration resolution 15457 of 13/06/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): VALORI & FINANZA INVESTIMENTI SIM S.P.A.
Registered office: Via Raimondo D'Aronco 30
Town: 33100 Udine (Ud)
First registration resolution: Resolution 15592 of 24/10/2006
Registration no.: 228
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15592 of 24/10/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): WINGS PARTNERS SIM SPA
Registered office: Via Gustavo Fara 35
Town: 20124 Milano (Mi)
First registration resolution: Resolution 18786 of 05/02/2014
Registration no.: 288
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 18786 of 05/02/2014)
  • Investment advice (registration resolution 18786 of 05/02/2014)

Italian investment firm (name): 4TIMING SIM SPA
Registered office: Piazza Lagrange N 1
Town: 10100 Torino (To)
First registration resolution: Resolution 19490 of 20/01/2016
Registration no.: 290
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19490 of 20/01/2016)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 19490 of 20/01/2016)
Register of Italian Investment Firms (SIMs)
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