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  • 27 October 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Norway (Finanstilsynet) report companies that are offering investment services without the required authorisations: Reported by the FCA: International Mergers and Acquisitions Board of Japan, with declared headquarters in Tokyo; Smith and Jacobs, with declared headquarters in Tokyo; Red Level Enterprises, with declared headquarters in Croydon (London), clone of an authorised company; Ava Capital Management, with declared headquarters in London; Gilmoore Financial Inc, with declared headquarters in New York; Schwarz Oliver Thomas , with declared headquarters in Austria; Houlihan Lokey, with declared headquarters in London. Reported by Finanstilsynet: Granada Capital, with declared headquarters in Tokyo; Norvell Associates, with declared headquarters in Hong Kong.
  • 20 October 2014
    The Commissione Nazionale per le Società e la Borsa [Consob] reports that: a) the company Sisma Capital Ltd is not authorised to provide investment services and carry out business in Italy in any way, including through the website www.tradaxa.com; b) the companies ICM Worldwide Ltd and SG Concept Ltd are not authorised to provide investment services and business in Italy in any way, including through the website www.investcapitalmarkets.com.
  • 20 October 2014
    The supervisory authorities of the United Kingdom (Financial The Irish supervisory authority (Central Bank of Ireland) reports that the company Gen Equities, with headquarters in Ireland and Switzerland, is offering investment services without the required authorisations.
  • 6 October 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Sweden (Finansinspektionen), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF), Denmark (Danish Financial Supervisory Authority - DFSA), and the Greek Republic (Capital Market Commission - HCMC), report companies offering investment services without the required authorisation. Reported by the FCA: Vantage Point Llc, with declared headquarters in Washington. Reported by Finansinspektionen: Harrison & Bradley Financial Group, with declared headquarters in Osaka (Japan);
    Luxembourg Futures Commodities Options Exchange, with declared headquarters in Luxembourg. Reported by the DFSA: Kent Hughes & Co., with declared headquarters in Hong Kong. Reported by the HCMC: Volcker Capital Management, with declared headquarters in Athens. The Authority of the Greek Republic (HCMC) reports that the companies Aegean Touristic Real Estate Reic Energy Real Estate Reic (http://grreic.gr) are making offerings to the public without an authorised prospectus.
  • 29 September 2014
    The Commissione Nazionale per le Società e la Borsa [Consob] reports that: the company Privilege Trading is not authorised to provide investment services and business in Italy in any way and, therefore, also not through the website www.privilegetrading.com; Venture 400 is not authorised to provide investment services and business in Italy in any way.
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