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Warnings
  • 20 April 2015
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Spain (Comision Nacional del Mercado de Valores - CNMV) report companies that are offering investment services without the required authorisation. Reported by the FCA: Investec Asset Management Limited, with declared headquarters in London, clone of an authorised company; Grey Corporate Partners, with declared headquarters in New York; Sparrow Capital Partners, with declared headquarters in Seattle, clone of an authorised company. Reported by the CNMV: Runshine Investment Services Europe Sl, with declared headquarters in Alicante (Spain), which is known to be connected to Mr Lambertus Gerardus Johannes Oerlemans; Stock Manager Worldwide Lb Sl, with declared headquarters in Madrid, which is known to be connected to Messrs Francisco Hoyos Grinon, Betzie Jaramillo Becker and Rebeca Perez Rodriguez; Aston Markets, also known as Aston Forex, already reported by the Belgian supervisory authority (see "Consob Informs" No. 33/2014); Ethika Global Consulting Sl, with declared headquarters in Barcelona, which is known to be connected to Mr Manuel Nogueron Resalt; Tax Strategies and United Tax Strategies.
  • 13 April 2015
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Spain (Comisión Nacional del Mercado de Valores - CNMV) and Bulgaria (Financial Supervision Commission – FSC) report the companies that are offering investment services without the required authorisation.Reported by the FCA: Kd Markets.com Ltd; Oakwood Financial Services Limited Inc, with declared headquarters in Japan. Reported by the CNMV: Trade Market Option Sl, with declared headquarters in Madrid, linked to Robert Heide (Sole Director); Redwood Finance Sl, with declared headquarters in Barcelona, linked to Josep Maria Vila Sastre (Sole Director); Sisma Capital Group. Reported by the FSC: Alpha Broking Ltd, clone of an authorised company.
  • 7 April 2015
    The National Commission for Companies and the Stock Exchange (Commission Nazionale per le Società e la Borsa) reports that the companies Mrg Markets, formerly Service Solutions and YouTrade Holdings Limited are not authorised to provide investment services and business in Italy in any way.
  • 7 April 2015
    The supervisory authority of the United Kingdom (Financial Conduct Authority - FCA) reports companies that are offering investment services without the required authorisation: UBS with declared headquarters in Hong Kong, clone of an authorized company; Urs Vogt, with declared headquarters in London, clone of an authorised company; Cooper Brennan, with declared headquarters in London; Christian Muhr Investment Research, with declared headquarters in Hong Kong, clone of an authorised company.

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