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15 March 2010
Finansinspektionen, the Swedish supervisory authority, reports that Dawson & Fielding Inc, with declared headquarters in Tokyo, is offering investment services without the required authorisation.
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8 March 2010
The Commission bancaire financière et des assurances (CBFA), the Belgian supervisory authority, reports that Pell Futures with declared headquarters in Hong Kong, and Warwick Ventures with declared headquarters in the Cayman Islands and offices in the Bahamas, Cyprus and Tokyo are offering investment services without the required authorisation.
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8 March 2010
The Danish supervisory authority (DFSA), reports that Dai-ichi Securities, with declared headquarters in Tokyo, is offering investment services without the required authorisation.
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8 March 2010
The Autorité des Marchés Financiers (AMF), the French supervisory authority, reports that Global International Trading, with declared headquarters in Japan, is offering investment services without the required authorisation.
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1 March 2010
Finansinspektionen, the Swedish supervisory authority, reports that Wallstreet Financial Wsf with declared headquarters in New York, St James Partners with declared headquarters in London, and MacMillan Fine International, with declared headquarters in Barcelona are offering investment services without the required authorisation.
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more
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