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  • 8 February 2016
    The supervisory authority of Luxembourg (Commision de Surveillance du Secteur Financier -CSSF) reports that the company JJ Bauer Asset Management, with declared headquarters in Luxembourg, is offering investment services without the required authorisation.
  • 1 February 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA) and the Netherlands (Netherlands Authority for the Financial Markets – AFM) report companies offering investment services without the required authorisation. Reported by the FCA: Mannex Global Corp Llc, with declared headquarters in Chicago; Samson Capital Group, with declared headquarters in New York; Reported by the AFM: Kirkwood Global, with declared headquarters in Hong Kong.
  • 25 January 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), the Netherlands (The Netherlands Authority for the Financial Markets - FMA), Spain (Comisión Nacional del Mercado de Valores spagnola - CNMV) and Denmark (Danish Financial Supervisory Authority - DFSA), report the companies that are offering investment services without the required authorisation. Reported by the FCA: Winton, with declared headquarters in the United Kingdom (clone of an authorised company);
    Right Capital Services, with declared headquarters in New York; Winton, with declared headquarters in Devon (UK); Sherman Consultancy Group, with declared headquarters in New York. Reported by the FMA: Kmj Limited, with declared headquarters in Hong Kong. Reported by the CNMV: www.citrades.com; www.traderfxcapital.com, to which Mr. Manuel Cabanillas Jurado appears to be connected. Reported by the DFSA: ProfitSamler.
  • 18 January 2016
    The supervisory authority of the United Kingdom (Financial Conduct Authority - FCA) reports companies that are offering investment services without the required authorisation: Prusik (www.prusikplc.co.uk), with declared headquarters in the United Kingdom (clone of the authorised company Prusik Umbrella Ucits Fund Plc, based in Dublin, Reference No. 543039); Kansai & Partners (www.kansaipartners.com), with declared headquarters in Tokyo; Kramer & Associates Management Group Llc (www.krameramg.com), with declared headquarters in New York.
  • 11 January 2016
    The National Commission for Companies and the Stock Exchange reports that the companies Zar Forex Capital Markets Ltd, RGV Media Ltd and RGV Holdings Ltd are not authorised to provide investment services or carry out activities in Italy in any way.
  • 11 January 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Slovenia (Slovene Securities Market Agency) report companies that are offering investment services without the required authorisation. Reported by the FCA: Bridgewater Asset Management, with declared headquarters in London; Reported by the Slovene Securities Market Agency: Gcm Marketing Ltd, with declared headquarters in Kingstown (St. Vincent); Lyxor Ltd, with declared headquarters in Kingstown (St. Vincent); Global Marketing Solutions, with declared headquarters in Serbia.
  • 28 December 2015
    The Commissione Nazionale per le Società e la Borsa (Consob) has adopted four prohibition orders to protect investors in relation to public offering to persons resident in Italy of "association in participation" contracts promoted by the British company Vgm Business Ltd and advertised through numerous websites, already suspended for 90 days as a precautionary measure (see "Consob Informs" No. 38/2105). In particular, Consob has prohibited: under the terms of Art. 99, paragraph 1, lett. d), of the Consolidated Law on Finance - CLF, the public offering to persons resident in Italy of "association in participation" contracts carried out by Vgm Business Ltd without the required authorisations; under the terms of Art. 101, paragraph 4, lett. c), of the CLF, the advertising activity, carried out by Monopoli Trade Ltd without the required authorisations through the website www.monopoli-trade.com and the associated page of the social network Facebook www.facebook.com/Monopoli.Trade, relating to the offering, to persons resident in Italy, of "association in participation" contracts, promoted by Vgm Business Ltd; under the terms of Art. 101, paragraph 4, lett. c), of the CLF, the advertising activity, carried out by Mr Vincenzo Piccolo without the required authorisations through the website www.moneylaundering.it, relating to the public offering, to persons resident in Italy, of "association in participation" contracts, promoted by Vgm Business Ltd; under the terms of Art. 101, paragraph 4, lett. c), of the CLF, the advertising activity, carried out by Mr Alessio Cavalieri without the required authorisations through the website www.investimentiimmobiliarivincenti.it, relating to the public offering, to persons resident in Italy, of association in participation contracts, promoted by Vgm Business Ltd; The Commission has also adopted: a measure of suspension for a period of 90 days, under the terms of Art. 99, paragraph 1, lett. b), of the CLF, in relation to the public offering, to persons resident in Italy, of investments of a financial nature carried out without the required authorisations; a measure of suspension for a period of 90 days, under the terms of Art. 99, paragraph 1, lett. b) of the CLF, regarding the public offering, to persons resident in Italy, of "guaranteed investment contracts of Amicus Investment Ltd" carried out without the required authorisations. 

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