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  • 27 June 2016
    The National Commission for Companies and the Stock Exchange (Consob) has adopted four suspension measures to protect investors in relation to the offer to the public resident in Italy of investments of a financial nature promoted by Innovative Investment Holding Ltd and advertised also through Facebook pages and websites.
  • 27 June 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Sweden (Finansinspektionen) and Hong Kong (Securities and Futures Commission - SFC), report the companies and websites that are offering investment, financial and insurance services without the required authorisations. Reported by the FSA: Tfx Traders, with declared headquarters in London; Nomura Levy Mergers & Acquisitions, with declared headquarters in Tokyo, clone of an authorised company; Epic Loans, clone of an authorised company. Reported by the FINMA: GoldProfessionell Austria Gmbh, with declared headquarters in Austria; Trans-Atlantic Direct, with declared headquarters in Geneva; Option888 Vip, with declared headquarters in Zurich. Reported by Finansinspektionen: Ephraim Global, with declared headquarters in Tokyo; Shelden Associates, with declared headquarters in Tokyo; Mizuho Corporate Global, with declared headquarters in Tokyo. Reported by the SFC: Silver Ridge Resources, with declared headquarters in Hong Kong; Sachs International Sa, with declared headquarters in London; Central Option/Central Provider Ltd, with declared headquarters in Hong Kong; Camden Financial Services, with declared headquarters in Hong Kong.
  • 20 June 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Poland (Polish Financial Supervision Authority - KNF), Jersey (Jersey Financial Services Commission - JerseyFSC), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Denmark (Danish Financial Supervisory Authority - Finanstilsynet), Luxembourg (Commision de Surveillance du Secteur Financier - CSSF), the Netherlands (Netherlands Authority for the Financial Markets - AFM) and Belgium (Financial Services and Markets Authority - FSMA), report companies and websites that are offering investment, financial and insurance services without the required authorisations. Reported by the FSA: Stanford Law, with declared headquarters in the United States; -Fast Loans Now (clone of an authorised company); Cohen & Partners, with declared headquarters in Boston. Reported by the KNF: Makler Company Sebastian Toczek. Reported by JerseyFSC: Spindler & Partner llp, with declared headquarters in Jersey. Reported by the FINMA: Capstone Financial Development, with declared headquarters in Zurich. Reported by Finanstilsynet: Osaka Financial / Nippon Capital Asset Management, with declared headquarters in Osaka. Reported by the CSSF: Locker Capital Management or Locker Global Management, with declared headquarters in Luxembourg; Soren Moller, with declared headquarters in Luxembourg. Reported by the AFM: Fuji Credit Asset Management, with declared headquarters in Osaka. Reported by the FSMA:Athos International Management Bvba (also known as Eagle Crest Insurance and Eagle Crest Underwriter), with declared headquarters in Brussels.
  • 13 June 2016
    The Commissione Nazionale per le Società e la Borsa (Consob) has adopted three measures prohibiting advertising activity in relation to the offering of investment programmes promoted by Helix Capital Investments Ltd, already suspended by way of precaution for a period of 90 days (see "Consob Informs" No. 11/2106).
  • 13 June 2016
    The Supervisory Authorities of the United Kingdom (Financial Conduct Authority - FCA), Denmark (Danish Financial Authority - DFSA), Spain (Comisión Nacional del Mercado de Valores - CNMV), Hong Kong (Securitites and Futures Commission – SFC), British Columbia (British Columbia Securities Commission – BCSC) and Greece (Hellenic Capital Market Commission – HCMC), report companies and websites that are offering investment and financial services without the required authorisations. Reported by the FCA: Traditional Fund Plc, with declared headquarters in Ireland (clone of an authorised company); Mfg Investments, with declared headquarters in Ireland, clone of an authorised company; Capita Consult, with declared headquarters in New York, clone of the authorised company Capita Registrars Group, with headquarters in the United Kingdom (Reference No. 482672 ); Bauer Schmidt & Guenter, with declared headquarters in New York, clone of an authorised company. Reported by the DFSA: Nippon Capital Asset Management now Osaka Financial, with declared headquarters in Osaka. Reported by the CNMV: http://tradingforex.es. Reported by the SFC: Momentum FX/Momentum Markets/Momentum Management Limited, with declared headquarters in Hong Kong; Global Ark Group, with declared headquarters in Hong Kong. Reported by the BCSC: Ava Trade Ltd with declared headquarters in the British Virgin Islands. Reported by the HCMC: Institute of Finance Technology SA, with declared headquarters in Greece.
  • 6 June 2016
    The National Commission for Companies and the Stock Exchange reports that the companies AL–Trade Ltd, Al Group Ltd and Go Trading Technologies Ltd are not authorised to provide investment services and investment activities by any means.
  • 6 June 2016
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Ireland (Central Bank of Ireland), Hong Kong (Securities and Futures Commission - SFC) and Switzerland (Swiss Financial Market Supervisory Authority – FINMA) report companies offering investment and financial services without the required authorisations. Reported by the FCA: Schulz and Partner with declared headquarters in the United Kingdom, clone of the authorised company S & P Schulz & Partner, with headquarters in Germany (Reference No. 471523); Walkert Alliance, with declared headquarters in London. Reported by the Central Bank of Ireland: Archipel Fund, clone of the authorised company Archipel Fund Plc. Reported by the SFC: Sunrise Brokers Group, with declared headquarters in Hong Kong; Lloyd & Mitchell Partners, with declared headquarters in Hong Kong; Ipc Capital, with declared headquarters in Hong Kong; Pullman Wealth Management, with declared headquarters in Switzerland and Hong Kong. Reported by FINMA: Amf Services, with declared headquarters in Switzerland; Newport Enterprises, with declared headquarters in Geneva.

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