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-> Regulation on related party transactions approved
-> Rights offering on Carifac shares
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Lists for the election of corporate bodies: amendment

-> Consob-Bank of Italy: Working Group on "Possible perspectives on centralized deposit and rationalization of fund processing in Italy" - Final report - Position paper (October 2009)
-> List of issuers of widely distributed securities updated
-> 2010 Fee schedule
-> Financial advisors regulation issued
-> Financial conduct: Quaderno di Finanza no. 66
-> Securities subject to the short selling ban (list updated as of January 11, 2010)
-> Consob position paper on short selling: consultation results (November 26, 2009)
-> Position paper on transparency in cash-settled derivatives: full text translated into English (October 20, 2009)
-> Regulation on Issuers: full text translated into English (October 19, 2009)
-> New web-site section

 

 

 

 

warnings
->

15 March 2010
Finansinspektionen, the Swedish supervisory authority, reports that Dawson & Fielding Inc, with declared headquarters in Tokyo, is offering investment services without the required authorisation.

-> 8 March 2010
The Commission bancaire financière et des assurances (CBFA), the Belgian supervisory authority, reports that Pell Futures with declared headquarters in Hong Kong, and Warwick Ventures with declared headquarters in the Cayman Islands and offices in the Bahamas, Cyprus and Tokyo are offering investment services without the required authorisation.
-> 8 March 2010
The Danish supervisory authority (DFSA), reports that Dai-ichi Securities, with declared headquarters in Tokyo, is offering investment services without the required authorisation.
-> 8 March 2010
The Autorité des Marchés Financiers (AMF), the French supervisory authority, reports that Global International Trading, with declared headquarters in Japan, is offering investment services without the required authorisation.
-> 1 March 2010
Finansinspektionen, the Swedish supervisory authority, reports that Wallstreet Financial Wsf with declared headquarters in New York, St James Partners with declared headquarters in London, and MacMillan Fine International, with declared headquarters in Barcelona are offering investment services without the required authorisation.
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