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20 May 2013
The Commissione Nazionale per le Società e la Borsa reports that the companies Trader711 Ltd/Tradecharge Ltd, the latter with declared headquarters in Cyprus, Rtoption, with declared headquarters in the British Virgin Isles, Binoa Ltd, with declared headquarters in Antigua and Barbados, Striding
Limited, with declared headquarters in the British Virgin Isles, are not authorised to provide investment services in Italy in any way.
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20 May 2013
The Commissione Nazionale per le Società e la Borsa also reports that the company Investment House International, with declared headquarters in the Seychelles, is not authorised to provide investment services and business in Italy in any way.
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20 May 2013
The Financial Conduct Authority (Fca), supervisory authority of the United Kingdom, reports that the companies: Apollo Financial Management, with declared headquarters in London and Frankfurt; Sfva Finance, with declared headquarters in the United Kingdom, which has no connection with the authorised company Sfva sarl
(authorisation no. 483948); Emerald Securities, with declared headquarters in London; DeVere & Partners Uk Limited / De Vere Ltd, with declared headquarters in London, which has no connection with the authorised company deVere and Partners (Uk) Limited, with headquarters in London (FCA authorisation no. 469151); Euro
Benefit Networks, with declared headquarters in London and Sweden; Otis Kpo Llc, with declared headquarters in Seattle, already reported by the Irish supervisory authority (see "Consob Informs" no. 21/2012); Walton Johnson & Co., with declared headquarters in New York, already reported by the Irish supervisory authority (see
"Consob Informs" no. 16/2012);are offering investment services without authorisation.
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20 May 2013
Finanstilsynet, the Norwegian supervisory authority, reports that the companies Haven Link Commodities, with declared headquarters in Berlin, Taurus Finans as, with declared headquarters in Oslo, and Houston Derivatives Exchange (Houdex), with declared headquarters in Houston are offering investment services without the
required authorisation.
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20 May 2013
The Financial Market Authority (Fma), the Austrian supervisory authority, reports that the company Stockbridge Partners, with declared headquarters in Japan, is offering investment services without the required authorisation.
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20 May 2013
The Commision de Surveillance du Secteur Financier (Cssf), the Luxembourgian supervisory authority, reports that the company Verim Management Limited, with declared headquarters in Luxembourg, is offering investment services without the required authorisation.
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13 May 2013
The Financial Conduct Authority (FCA), supervisory authority of the United Kingdom reports that the companies: Risk & Portfolio Management ltd, with declared headquarters in London; Smart Stuff ltd, with declared headquarters in London; Benefit Planners Intl; Hayes Associates, with declared
headquarters in Jersey; Global Endowment llc, with declared headquarters in Florida, are offering investment services without authorisation.
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13 May 2013
Finanstilsynet, the Norwegian supervisory authority, reports that the companies Flex Capital Partners, with declared headquarters in Hong Kong, and Newport International Group, with declared headquarters in Tokyo, are offering investment services without authorisation.
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13 May 2013
The Financial Services and Markets Authority (Fsma), Belgian supervisory authority, reports that Guy Declerck and the companies Dc Bvba and Dcmi-U Bvba, which, amongst others, operate in the insurance industry under the brand name "Ermis", are not authorised to act in Belgium as either insurance intermediaries
or insurance firms.
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6 May 2013
The Financial Conduct Authority (Fca), the supervisory authorities of the United Kingdom, reports that the companies Global Financial Services, with declared headquarters in London, which has no connection with the authorised company 3D Global Financial Services ltd, FCA authorisation no. 521324, and AG Group Advisors, with declared headquarters in
Jersey, are offering investment services without authorisation.
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29 April 2013
The Financial Conduct Authority (FCA), the British supervisory authority, reports that the companies: H Taft Private Equity, with declared headquarters in Detroit (USA); Greenfield Securities ltd, with declared headquarters in New York; Able Capital, with declared headquarters in London, Zurich and New York, are offering investment
services without authorisation.
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