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11 August 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Spain (Comisión Nacional del Mercado de Valores spagnola - CNMV), Denmark (Danish Financial Authority - DFSA) and Belgium (Financial Services and Markets Authority - FSMA), report companies that are offering investment services without the required authorisations. Reported by the FCA: Willow and Black, with declared headquarters in London. Dci Funds Plc, with declared headquarters in Germany and Ireland, which has no connection with the authorized company Dci Umbrella Fund Plc, with headquarters in Dublin (Reference No.: 588347). Reported by the CNMV: Ibc Capital Limited, with declared headquarters in New Zealand. Reported by the DFSA: Green Seed Capital, with declared headquarters in Hong Kong. Reported by the FSMA: Inter Global Equity; Herring Global, which has already been reported by the Norwegian and Swedish authorities (see "Consob Informs" Nos 9/2014 and 12/2014); Meta Capital Partners Ltd; Sigma Capital Advisors;Ridgewood Securities.    
4 August 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Norway (Finanstilsynet), Luxembourg (Commision de Surveillance du Secteur Financier – CSSF), Cyprus (Cyprus Securities and Exchange Commission – CySec), Ireland (Central Bank of Ireland), Slovenia (Slovene Securities Market Agency – ATVP), Bulgaria (Bulgarian Financial Supervision Commission – BFSC) and Spain (Comision Nacional del Mercado de Valores – CNMV) report the companies offering investment services without the required authorisation. Reported by the FCA: Alternative Bridging Corporation, with declared headquarters in Australia, clone of an authorised company. Reported by Finanstilsynet: World Financial Institutions, with declared headquarters in Tokyo. Reported by the CSSF: Royal de Bank, with declared headquarters in Luxembourg. Reported by CySec: Forextradition Ltd. Reported by the Central Bank of Ireland: Thüngen Financial (Luxembourg). Reported by ATVP: Worth Ltd, with declared headquarters in London. Reported by the BFSC: Dealerweb Ltd, which uses the name of an authorised Intermediary (Bull Trend Brokerage Ltd). Reported by the CNMV: Lefroy Hudson, with declared headquarters in Hong Kong.The supervisory authorities of Belgium (the Financial Services and Markets Authority – FSMA) reports the following companies offering binary options without the required authorisation: OBmarkets; Good Option; Ubinary; Triumph Option; Bo Bank/Analysis Finance and BforBroker.
28 July 2014
The supervisory authority of Holland (Netherlands Authority for the Financial Markets - AFM), reports that the company Matheson Wang Group, with declared headquarters in Hong Kong, is offering investment services without the required authorisation.       
21 July 2014
The National Commission for Companies and the Stock Exchange (Consob) reports that the company Cfi Group Service LLC, with declared headquarters in the United States, is not authorised to provide investment services or activities in Italy in any way.
21 July 2014
The National Commission for Companies and the Stock Exchange reports that the company Excel Management is not authorised to provide investment services or activities in Italy in any way. 
21 July 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Norway (Finanstilsynet), and Luxembourg (Commission de Surveillance du Secteur Financier - CSSF) report companies offering investment services without the required authorisation. Reported by the FCA: Lk Advisors, with declared headquarters in London, which has no connection with the authorised company Lk Advisors Limited, with headquarters in London (Reference No. 510494). Reported by Finanstilsynet: Vantage Capital Research, with declared headquarters in Hong Kong. Reported by the CSSF:Thüngen Financial, with declared headquarters in Luxembourg. 
14 July 2014
The National Commission for Companies and the Stock Exchange (Consob) reports that the company UInvest LLC, with declared headquarters in Ukraine and the United States is not authorised to provide investment services or activities in Italy in any way and, therefore, also not through websites affiliated and connected to it.  
14 July 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Sweden (Finansinspektionen), France (Autoritè des marches financiers – AMF) and Bulgaria (Bulgarian Financial Supervision Commission - BFSC) report that the following companies are offering investment services without the required authorisation. Reported by the FCA: Rimas Risk Management Services, clone of an authorised company, with declared headquarters in London and in Italy; Lansley Everett and Moore LLC, with declared headquarters in Boston.
Asiatic Associates with declared headquarters in Japan; Hargreave Hale, clone of an authorised company; Knightsbridge Management International Asset Management with declared headquarters in London and Prague. Reported by Finansinspektionen: Aries Ventures Inc., with declared headquarters in New York. Reported by the AMF: Messrs Leroy, Belfort, Vivier and Le Brun. Reported by the BFSC: Investors Ltd & 24 Trade Ltd (formerly Aston Markets Ltd and Exxus Markets Ltd).       
7 July 2014
Consob has banned public offering and advertising in relation to the investment programme Dream One Investment
7 July 2014
The National Commission for Companies and the Stock Exchange (Commission Nazionale per le Società e la Borsa) reports that the companies Itc Group Capital Holdings Limited and Ibc Capital Limited are not authorised to provide investment services and business in Italy in any way and, therefore, including through their respective websites www.itc-fx.com and www.ibcfx.com.
7 July 2014
The supervisory authorities of Ireland (Central Bank of Ireland) and Sweden (Finansinspektionen) report companies that are offering investment services without the required authorisations: Reported by the Central Bank of IrelandConnor Simmons Group (USA) and Stealth Takeovers (USA). Reported by FinansinspektionenLifeClub International sa, with declared headquarters in Panama; World Mazo Inc (Mymazo), with declared headquarters in Belize.    
30 June 2014
The National Commission for Companies and the Stock Exchange (Commission Nazionale per le Società e la Borsa) reports that the companies MetaTrada and Miller Options are not authorised to provide investment services and business in Italy in any way.
30 June 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Norway (Finanstilsynet), and Cyprus (Cyprus Securities and Exchange Commission-Cysec) report the companies that are offering investment services without the required authorisations. Reported by the FCA: Sierra Finance Asset Management, with declared headquarters in Japan; Reported by Finanstilsynet: Strategic Global Equity Exchange, with declared headquarters in New York. Reported by Cysec: BDB Services Ltd.
23 June 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Malta (Malta Financial Services Authority - MFSA), Sweden (Finansinspektionen), Belgium (Financial Services and Markets Authority – FSMA) and Cyprus (Cyprus Securities and Exchange Commission - CySec), report companies that are offering investment and financial services without the required authorisations. Reported by the FCA: Cmbs Portfolio, with declared headquarters in Boston; Hewlett Partners Limited, with declared headquarters in Geneva; Seth Cohen Llp with declared headquarters in Boston. Reported by the MFSA: Wm BormlaWm Bormla LimitedWm Bormla Bank LimitedWm Bormla plc; Reported by Finansinspektionen: Elliott Associates, with declared headquarters in Paris and Tokyo; Reported by the FSMA: Changsheng Associates and Genkai Securities, with declared headquarters in Hong Kong. Reported by CySec: Comlife Investments (Cyprus) Ltd; http://www.5markets.com.  

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