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  • 17 November 2014
    The supervisory authority of the United Kingdom (Financial Conduct Authority - FCA) reports companies that are offering investment services without the required authorisations: Taito Securities Group, with declared headquarters in Tokyo; BlackRock Wealth Partners – BlackRock Wealth – BlackRock Wealth Group – BlackRock Wealth SA, with declared headquarters in London, which has no connection with the authorised company BlackRock Fund Managers Limited, with headquarters in London (Reference No.: 119292); Kingsley Asset Management, with declared headquarters in Sydney, which has no connection with the authorised company Kingsley Asset Management (Global) Llp, with headquarters in London (Reference No.: 551092); Aberdeen Trust, with declared headquarters in Geneva.
  • 3 November 2014 
    The Commissione Nazionale per le Società e la Borsa [Consob] reports that: the company Formula Marketing Limited is not authorised to provide investment services and business in Italy in any way; the company Reid & Stone Ventures - which declares that it has its headquarters in Italy - is not authorised to provide investment services and business in Italy in any way.
  • 3 November 2014 
    The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), France (Authorité des Marchés Financiers – AMF), Bulgaria (Bulgarian Financial Supervision Commission – BFSC) and Cyprus (Cyprus Securities and Exchange Commission – CySec), report the companies that are offering investment services without the required authorisations. Reported by the FCA: Burton Capital Partners, with declared headquarters in New York; Crown Capital Management, with declared headquarters in Jakarta (Indonesia); Asian Direct Capital Management, with declared headquarters in Hong Kong. Reported by the AMF: Cac Invest. Reported by the BFSC: Traderxp Ltd, already also reported by Consob and the Cypriot authority (see "Consob Informs" nos 46 and 37 /2013). Reported by CySec: LiveFx Trader.
  • 27 October 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Norway (Finanstilsynet) report companies that are offering investment services without the required authorisations: Reported by the FCA: International Mergers and Acquisitions Board of Japan, with declared headquarters in Tokyo; Smith and Jacobs, with declared headquarters in Tokyo; Red Level Enterprises, with declared headquarters in Croydon (London), clone of an authorised company; Ava Capital Management, with declared headquarters in London; Gilmoore Financial Inc, with declared headquarters in New York; Schwarz Oliver Thomas , with declared headquarters in Austria; Houlihan Lokey, with declared headquarters in London. Reported by Finanstilsynet: Granada Capital, with declared headquarters in Tokyo; Norvell Associates, with declared headquarters in Hong Kong.
  • 20 October 2014
    The Commissione Nazionale per le Società e la Borsa [Consob] reports that: a) the company Sisma Capital Ltd is not authorised to provide investment services and carry out business in Italy in any way, including through the website www.tradaxa.com; b) the companies ICM Worldwide Ltd and SG Concept Ltd are not authorised to provide investment services and business in Italy in any way, including through the website www.investcapitalmarkets.com.
  • 20 October 2014
    The supervisory authorities of the United Kingdom (Financial The Irish supervisory authority (Central Bank of Ireland) reports that the company Gen Equities, with headquarters in Ireland and Switzerland, is offering investment services without the required authorisations.
  • 6 October 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Sweden (Finansinspektionen), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF), Denmark (Danish Financial Supervisory Authority - DFSA), and the Greek Republic (Capital Market Commission - HCMC), report companies offering investment services without the required authorisation. Reported by the FCA: Vantage Point Llc, with declared headquarters in Washington. Reported by Finansinspektionen: Harrison & Bradley Financial Group, with declared headquarters in Osaka (Japan);
    Luxembourg Futures Commodities Options Exchange, with declared headquarters in Luxembourg. Reported by the DFSA: Kent Hughes & Co., with declared headquarters in Hong Kong. Reported by the HCMC: Volcker Capital Management, with declared headquarters in Athens. The Authority of the Greek Republic (HCMC) reports that the companies Aegean Touristic Real Estate Reic Energy Real Estate Reic (http://grreic.gr) are making offerings to the public without an authorised prospectus.
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