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Warnings
  • 14 April 2014
    Consob has suspended, as a precautionary measure, for a period of 90 days, the public offering and advertising activity related to the investment programme entitled Dream One Investment.
  • 14 April 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Norway (Finanstilsynet) report companies that are offering investment services without the required authorisations:  Reported by the FCA: RBC Wealth Management / Royal Bank of Canada Wealth Management, with declared headquarters in London, which has no connection with the authorised companies, with headquarters in London: RBC Europe Limited (Reference No. 124543); Royal Bank of Canada Investment Management (UK) Limited (Reference No. 146504); Royal Bank of Canada Investment Management (USA) Limited (Reference No. 186618); Royal Bank of Canada, London Branch (Reference No. 124783); RBC Global Asset Management (UK) Limited (Reference No. 189154); RBC Investor Services Trust, London Branch (Reference No. 435052); Royal Bank of Canada Trust Corporation Limited (Reference No. 849073); RBC Investor Services Bank SA, with headquarters in Luxembourg (Reference No. 597855); Kingston Financial Group, with declared headquarters in Dubai and Hong Kong; Alliance Capital Securities, with declared headquarters in London. Reported by Finanstilsynet: The Woo Group, with declared headquarters in Hong Kong.
  • 7 April 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Belgium (Financial Services and Markets Authority – FSMA) and Sweden (Finansinspektionen) report companies that are offering investment and insurance services without the required authorisation. Reported by the FCA: Cfs Plc, with declared headquarters in Dublin. Reported by the FSMA: Guy Declerck and the companies Izuro Bvba, Dc Bvba and Dcmi-U Bvba, with declared headquarters in Belgium, which, amongst other activities, operate in the insurance segment under the "Ermis" trademark. These have already been reported by the Belgian authority (see "Consob Informs" no. 19/2013). Reported by Finansinspektionen: Morris & Dazz Asset Evaluators Ltd, with declared headquarters in the United States of America; Asian Acquisition Oversight Committee, with declared headquarters in Tokyo.

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