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  • 29 September 2014
    The Commissione Nazionale per le Società e la Borsa [Consob] reports that: the company Privilege Trading is not authorised to provide investment services and business in Italy in any way and, therefore, also not through the website www.privilegetrading.com; Venture 400 is not authorised to provide investment services and business in Italy in any way.
  • 29 September 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Denmark (Danish Financial Supervisory Authority - Dfsa), report that the following companies are offering investment services without the required authorisation. Reported by the FCA: Hirsche Private Asset Management, with declared headquarters in London, Grand Cayman, Taipei and Hong Kong; Martin Kessler, clone of an authorised company, with declared headquarters in Liechtenstein; Brooke Point Limited with declared headquarters in London; Wb Global Strategic Asset Management, with declared headquarters in Tokyo; Rt Owens & Associates Llc, with declared headquarters in New York; Dean Foster Associate. Reported by the DFSAGenkai Securities, with declared headquarters in Hong Kong. The Lithuanian supervisory authorities (The Bank of Lithuania) report that some individuals are offering the public shares in the company Euroasian Rail Skyway Systems Ltd, with headquarters in London, including via websites (www.companiesintheuk.co.uk/ltd/euroasian-rail-skyway-systems; www.rsw-systems.com, http://rsw-systems.yolasite.com), without any information prospectus authorised by the Bank of Lithuania or any other European supervisory authorities. The Authorité des Marchés Financiers (AMF), the French supervisory authority, has updated the list of websites offering trading of binary options without the required authorisation. The complete list is published on the AMF website at the following address: http://www.amf-france.org.
  • 22 September 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Cyprus (Cyprus Securities and Exchange Commission - CySec) and Denmark (Danish Financial Supervisory Authority - DFSA), report companies that are offering investment services without the required authorisations. Reported by the FCA: Brookmore Partners also known as Brookemore Partners, Brookmoore Partners, Brookmore Associates, with declared headquarters in Zurich; Drummonds Initiatives, with declared headquarters in London; Smith and Stanley Corporate Consultants, with declared headquarters in New York; Ge Shaw Management Group, with declared headquarters in Chicago; Hudson Coe Associates llc, with declared headquarters in New York; Griffin Advisors Limited, with declared headquarters in New York; Watts Corporate Services llc, with declared headquarters in Chicago. Reported by CySec: S.C. Binary Floor Online Ltd. Reported by the DFSA: Tcl Associates, with declared headquarters in Tokyo.
  • 15 September 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF) and Holland (The Netherlands Authority for the Financial Markets – AFM) report companies offering investment services without the required authorisation. Reported by the FCA: Goldman Shaks, with declared headquarters in Birmingham; Carrington Group Llc, with declared headquarters in Boca Raton (Florida); Springer Asset Management with declared headquarters in Japan; Jacob Johnson Consultancy, with declared headquarters in New York. Reported by the CSSF: James Doyle, with declared headquarters in Luxembourg. Reported by the AFM: Green Seed Capital, with declared headquarters in Taipei.
  • 8 September 2014
    The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF) and Sweden (Finansinspektionen) report companies offering investment services without the required authorisation. Reported by the FCA: Capital Mergers and Acquisitions, with declared headquarters in Tokyo; Mitsubishi Ufj Financial Group Inc,  with declared headquarters in Tokyo; Walters Capital Group, with declared headquarters in New York; Marcus KPO Services llc, with declared headquarters in Chicago. Reported by the CSSF: Rsm & Rb Finance Al, with declared headquarters in Luxembourg; World Trade Consortium, with declared headquarters in Luxembourg. Reported by Finansinspektionen: Myers and Baker Associates, with declared headquarters in New York and Boston; Parley Acquisition Group, with declared headquarters in Japan; Stratford Private Equity Plc, with declared headquarters in London.
  • 1st September 2014
    The National Commission for Companies and the Stock Exchange reports that the company Recapital Markets is not authorised to provide investment services or activities in Italy in any way and, therefore, not even through the website www.recapitalmarkets.com.
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