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26 July 2010
The Financial Services Authority (FSA), the UK supervisory authority, reports that the following companies are offering investment services without the required authorisation:
- Gs Global Asset Management llc, with declared registered office in New York;
- Select American Transfer co, with declared registered office in Toronto;
- Redbridge Associates, with declared registered office in Luxembourg;
- Swiss Equity Investment, with declared registered office in Zurich;
- Hamilton Davis Corporation, with declared registered office in Tokyo;
- Churchill Advisory, with declared registered office in Australia;
- Universal Consolidates, with declared registered office in New York;
- Price and Stone Mergers and Acquisitions, with declared registered office in Hong Kong.
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19 July 2010
The Financial Services Authority (FS), the UK supervisory authority, reports that EuroTrust Advisors (www.eurotrustadvisors.com), Marcus Jones International with declared registered office in London, Red Dragon Financial with declared registered office in Beijing (China), Clayton & Phelps with declared
registered office in Montreal (Canada) and Pendleton and Associates with declared registered office in Tokyo are not authorised to offer investment services in the United Kingdom.
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19 July 2010
The Danish Financial Supervisory Authority (DFSA), reports that Smith and Dalton M&A, with declared headquarters in Hong Kong, is offering investment services without the required authorisation.
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19 July 2010
The Banking, Finance and Insurance Commission (CBFA), the Belgian supervisory authority, reports that Capitalium Europe sa and Capitalium Consult scrl, both with declared registered office in Ohain (Belgium), are offering insurance and investment services without the required authorisation. The CBFA also reports that following the suspension of
its insurance broker services, Capitalium sprl, also with declared registered office in Belgium, is temporarily prohibited from providing such services.
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19 July 2010
The Hellenic Capital Market Commission (HCMC), the Greek supervisory authority, reports that Pk Consultants Usa Inc, with declared registered office in New York, is not authorised to offer investment services in Greece.
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12 July 2010
The Irish Financial Services Regulatory Authority, reports that New Century Capital with declared offices in Austria and the United Kingdom, and Borsa Financial (already reported by the Belgian authority – see “Consob Informs” 47/2009) are offering investment services without the required authorisation.
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12 July 2010
The Slovene Securities Market Agency, the Slovenian supervisory authority, reports that Vitaurium Investment Group Limited, with declared registered office in Cyprus, is providing investment services without the required authorisation.
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5 July 2010
The Danish Financial Authority (DFSA) reports that Morgan Franklin Investment Inc (www.mgfii.com), Madden Group Inc with declared registered office in New York, Global Capital Group (www.gcgco.com), Apex Investment Corporation with declared registered office in New York, and Cameron Poe
& Associates Inc with declared registered office in the Cayman Islands are offering investment services without the required authorisation.
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more
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