REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs)
(DATE
30/07/2010)
Italian investment firm (name):
ABBACUS SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA XX SETTEMBRE 33/2
Town:
16121 GENOVA
(GE)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
2
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
ABS CONSULTING SIM SPA
Registered office:
VIA BETTI 2
Town:
54100 MASSA
(MS)
First registration resolution:
Resolution 16755 of 29/12/2008
Registration no.:
256
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16755 of
29/12/2008)
Italian investment firm (name):
ADVIN PARTNERS SIM SPA
Registered office:
VIA SAN ROCCHETTO, 3
Town:
37121 VERONA
(VR)
First registration resolution:
Resolution 16639 of 30/09/2008
Registration no.:
251
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16639 of
30/09/2008)
Italian investment firm (name):
ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office:
VIA SAN VITTORE 45
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 11821 of 03/02/1999
Registration no.:
157
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
11821 of
03/02/1999)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
11821 of
03/02/1999)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
11821 of
03/02/1999)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
ALPE ADRIA GESTIONI SIM SPA
Registered office:
CORSO VITTORIO EMANUELE II, 20B
Town:
33170 PORDENONE
(PN)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
3
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
AMARANTO INVESTMENT SIM SPA
Registered office:
VIA APPIANI 12
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 17378 of 22/06/2010
Registration no.:
274
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17378 of
22/06/2010)
Italian investment firm (name):
AMBROSETTI ASSET MANAGEMENT SIM SPA
Registered office:
VIA CONCILIAZIONE 1
Town:
22100 COMO
(CO)
First registration resolution:
Resolution 16591 of 05/08/2008
Registration no.:
250
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16591 of
05/08/2008)
Italian investment firm (name):
A.M.U. INVESTMENTS SIM SPA
Registered office:
VIALE ENNIO, 15
Town:
70124 BARI
(BA)
First registration resolution:
Resolution 16918 of 09/06/2009
Registration no.:
264
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16918 of
09/06/2009)
Italian investment firm (name):
APOGEO CONSULTING SIM S.P.A
Registered office:
LARGO TAZIO NUVOLARI, 1
Town:
20142 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
71
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
15747 of
06/02/2007)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
ARMONIA SIM S.P.A.
Registered office:
VIA MAZZINI 7
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 15542 of 29/08/2006
Registration no.:
229
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
15542 of
29/08/2006)
Placing without a firm commitment basis
(registration resolution
15542 of
29/08/2006)
Portfolio management
(registration resolution
15542 of
29/08/2006)
Reception and transmission of orders
(registration resolution
15542 of
29/08/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Dealing on own account
(registration resolution
17208 of
09/03/2010)
Italian investment firm (name):
ASTOR INVESTMENT ADVISORS SIM S.P.A.
Registered office:
Via Enrico Toti 2
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 17013 of 15/09/2009
Registration no.:
267
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17013 of
15/09/2009)
Italian investment firm (name):
AUGUSTUM OPUS SIM SPA
Registered office:
Via Gabrio Serbelloni 7
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 17131 of 19/01/2010
Registration no.:
271
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17131 of
19/01/2010)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17131 of
19/01/2010)
Italian investment firm (name):
AVVENIRE SIM SPA
Registered office:
VIA MARRADI 7
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 15636 of 22/11/2006
Registration no.:
231
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15636 of
22/11/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
AXA INVESTMENT MANAGERS ITALIA SIM
Registered office:
CORSO DI PORTA ROMANA, 68
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 13739 of 10/09/2002
Registration no.:
210
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13739 of
10/09/2002)
Italian investment firm (name):
AZ INVESTIMENTI SIM SPA
Registered office:
VIA CUSANI, 4
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
49
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
15701 of
27/12/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
AZIMUT CONSULENZA PER INVESTIMENTI SIM SPA
Registered office:
VIA CUSANI, 4
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
15
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
BANKNORD SIM SPA
Registered office:
VIA SANTA RADEGONDA, 11
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
31
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
15204 of
25/10/2005)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
BE CUBE SIM SPA
Registered office:
VIA MISTRALI, 4
Town:
43100 PARMA
(PR)
First registration resolution:
Resolution 16699 of 25/11/2008
Registration no.:
253
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16699 of
25/11/2008)
Italian investment firm (name):
BIPIEMME PRIVATE BANKING SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA MAZZINI 11
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 13650 of 09/07/2002
Registration no.:
207
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13650 of
09/07/2002)
Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk
(registration resolution
13650 of
09/07/2002)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
BRUNETTA D'USSEAUX & C. SIM SPA
Registered office:
VIA FIESCHI 1/22
Town:
16121 GENOVA
(GE)
First registration resolution:
Resolution 12348 of 27/01/2000
Registration no.:
170
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
12348 of
27/01/2000)
Reception and transmission of orders
(registration resolution
12348 of
27/01/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
BSI WEALTH & FAMILY SIM SPA
Registered office:
VIA MONTEBELLO 39
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
127
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11833 of
09/02/1999)
Reception and transmission of orders
(registration resolution
11833 of
09/02/1999)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CAMPERIO SIM S.P.A.
Registered office:
VIA CAMPERIO 9
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
48
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Reception and transmission of orders
(registration resolution
17425 of
20/07/2010)
Italian investment firm (name):
CARIFE SIM SPA
Registered office:
PIAZZA SAN FRANCESCO, 13
Town:
40122 BOLOGNA
(BO)
First registration resolution:
Resolution 15629 of 21/11/2006
Registration no.:
233
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15629 of
21/11/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CELLINO E ASSOCIATI SIM SPA
Registered office:
VIA CAVOUR 21
Town:
10123 TORINO
(TO)
First registration resolution:
Resolution 13900 of 21/01/2003
Registration no.:
211
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
13900 of
21/01/2003)
Portfolio management
(registration resolution
13900 of
21/01/2003)
Reception and transmission of orders
(registration resolution
13900 of
21/01/2003)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CENTROSIM SPA
Registered office:
VIA BROLETTO 37
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
32
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Underwriting and/or placing on a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CERESIO SIM SPA
Registered office:
VIA PORLEZZA, 8
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 15248 of 06/12/2005
Registration no.:
225
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
15248 of
06/12/2005)
Portfolio management
(registration resolution
15248 of
06/12/2005)
Reception and transmission of orders
(registration resolution
15248 of
06/12/2005)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CGM ITALIA SIM SPA
Registered office:
VIA SANTA MARIA SEGRETA, 7/9
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 15746 of 06/02/2007
Registration no.:
234
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15746 of
06/02/2007)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15746 of
06/02/2007)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15746 of
06/02/2007)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CLASSICA SIM S.P.A. (IN AMM.NE STRAORD.)
Registered office:
VIA ACHILLE MAURI, 6
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 13076 of 18/04/2001
Registration no.:
191
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
13076 of
18/04/2001)
Portfolio management
(registration resolution
13076 of
18/04/2001)
Reception and transmission of orders
(registration resolution
13076 of
18/04/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CLASSIS CAPITAL SIM SPA
Registered office:
Via Vittor Pisani 19
Town:
20124 MILANO
(MI)
First registration resolution:
Resolution 17390 of 28/06/2010
Registration no.:
275
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17390 of
28/06/2010)
Italian investment firm (name):
COFIB ADVISOR SIM SPA
Registered office:
VIA PIETRO COSSA, 2
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 16743 of 23/12/2008
Registration no.:
261
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16743 of
23/12/2008)
Italian investment firm (name):
COFIN SIM SPA
Registered office:
PIAZZA ROMA 7
Town:
26100 CREMONA
(CR)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
36
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
15034 of
17/05/2005)
Portfolio management
(registration resolution
15034 of
17/05/2005)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
PIAZZA F. MEDA 1
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
45
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CONSULTINVEST INVESTIMENTI SIM SPA
Registered office:
PIAZZA GRANDE 33
Town:
41100 MODENA
(MO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
47
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CONSULTIQUE SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
Via dei Mutilati 3/D
Town:
37100 VERONA
(VR)
First registration resolution:
Resolution 16726 of 16/12/2008
Registration no.:
255
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16726 of
16/12/2008)
Italian investment firm (name):
COPERNICO SIM SPA
Registered office:
VIA CAVOUR, 20
Town:
33100 UDINE
(UD)
First registration resolution:
Resolution 12343 of 26/01/2000
Registration no.:
171
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
12343 of
26/01/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
CORNER SIM S.P.A. (IN LIQUIDAZIONE)
Registered office:
VIA SAN ANDREA 10 A
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
153
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Italian investment firm (name):
CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA DELL' ANNUNCIATA, 23/4
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 13208 of 24/07/2001
Registration no.:
197
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
13208 of
24/07/2001)
Execution of orders on behalf of clients
(registration resolution
13208 of
24/07/2001)
Placing without a firm commitment basis
(registration resolution
13208 of
24/07/2001)
Portfolio management
(registration resolution
13208 of
24/07/2001)
Reception and transmission of orders
(registration resolution
13208 of
24/07/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
DIAMAN SIM SPA
Registered office:
Via Lombardi 14/4
Town:
30020 MARCON
(VE)
First registration resolution:
Resolution 16880 of 05/05/2009
Registration no.:
263
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16880 of
05/05/2009)
Italian investment firm (name):
DIRECTA SIM SPA
Registered office:
VIA BRUNO BUOZZI 5
Town:
10121 TORINO
(TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
59
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Underwriting and/or placing on a firm commitment basis
(registration resolution
12438 of
14/03/2000)
Placing without a firm commitment basis
(registration resolution
12438 of
14/03/2000)
Execution of orders on behalf of clients
(registration resolution
13438 of
05/02/2002)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
13571 of
28/05/2002)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
EDMOND DE ROTHSCHILD SIM SPA
Registered office:
CORSO VENEZIA 36
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 14744 of 19/10/2004
Registration no.:
221
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice
(D.lgs. 164 of
17/09/2007)
Placing without a firm commitment basis
(registration resolution
16176 of
23/10/2007)
Reception and transmission of orders
(registration resolution
16176 of
23/10/2007)
Italian investment firm (name):
E-MID SIM SPA
Registered office:
Via Gaetano Giardino, 1
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 16197 of 30/10/2007
Registration no.:
241
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice
(D.lgs. 164 of
17/09/2007)
Operation of Multilateral Trading Facilities
(registration resolution
16466 of
06/05/2008)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Underwriting and/or placing on a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
13227 of
07/08/2001)
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
14909 of
15/02/2005)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16766 of
20/01/2009)
Italian investment firm (name):
FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office:
VIA APPIANI, 2
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
46
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
13255 of
11/09/2001)
Portfolio management
(registration resolution
13255 of
11/09/2001)
Reception and transmission of orders
(registration resolution
13255 of
11/09/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
FINLABO SIM SPA
Registered office:
Corso Persiani 45
Town:
62019 RECANATI
(MC)
First registration resolution:
Resolution 16498 of 03/06/2008
Registration no.:
245
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16498 of
03/06/2008)
Italian investment firm (name):
FORTINVESTIMENTI SIM SPA
Registered office:
VIA ORAZIO 24/28
Town:
00193 ROMA
(RM)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
77
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
12357 of
02/02/2000)
Placing without a firm commitment basis
(registration resolution
14725 of
05/10/2004)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
FOUR PARTNERS ADVISORY SIM SPA
Registered office:
VIA SENATO 12
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 16767 of 20/01/2009
Registration no.:
257
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16767 of
20/01/2009)
Italian investment firm (name):
FRANKLIN TEMPLETON ITALIA SIM SPA
Registered office:
CORSO ITALIA, 1
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 16385 of 11/03/2008
Registration no.:
243
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16385 of
11/03/2008)
Investment advice
(registration resolution
16385 of
11/03/2008)
Italian investment firm (name):
FREE SIM SPA
Registered office:
VIA TRAIANO, 7
Town:
20149 MILANO
(MI)
First registration resolution:
Resolution 14249 of 30/09/2003
Registration no.:
214
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
14249 of
30/09/2003)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
GALILEO FINANCE SIM SPA
Registered office:
VIA NICOLO' PORPORA 9
Town:
00198 ROMA
(RM)
First registration resolution:
Resolution 16849 of 31/03/2009
Registration no.:
262
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16849 of
31/03/2009)
Italian investment firm (name):
GDP ASSET MANAGEMENT SIM SPA
Registered office:
VIA LEONE XIII, 14
Town:
20145 MILANO
(MI)
First registration resolution:
Resolution 12946 of 30/01/2001
Registration no.:
187
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
12946 of
30/01/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
GENESI SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA DEI MILLE 40
Town:
80121 NAPOLI
(NA)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
82
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
GIAMPAOLO ABBONDIO ASSOCIATI SIM S.P.A.
Registered office:
PIAZZA CASTELLO 16
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 17025 of 07/10/2009
Registration no.:
269
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
17025 of
07/10/2009)
Investment advice
(registration resolution
17025 of
07/10/2009)
Italian investment firm (name):
GLOBAL WEALTH ADVISORY SIM SPA
Registered office:
VIA XXIV MAGGIO 43
Town:
00187 ROMA
(RM)
First registration resolution:
Resolution 16768 of 20/01/2009
Registration no.:
258
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16768 of
20/01/2009)
Italian investment firm (name):
GROUPAMA SIM SPA
Registered office:
VIA MASSIMI 158
Town:
00136 ROMA
(RM)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
79
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
HI-MTF SIM S.P. A.
Registered office:
VIA F. CAVALLOTTI, 14
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 16320 of 29/01/2008
Registration no.:
242
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16320 of
29/01/2008)
Italian investment firm (name):
HORATIUS SIM SPA
Registered office:
VIA POZZONE, 5
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 15962 of 05/06/2007
Registration no.:
235
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15962 of
05/06/2007)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
IDEA SIM SPA
Registered office:
VIA DELL'ANNUNCIATA, 23/4
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 17343 of 25/05/2010
Registration no.:
273
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17343 of
25/05/2010)
Italian investment firm (name):
INDEPENDENT PRIVATE BANKERS SIM SPA
Registered office:
PIAZZA MAZZINI, 27
Town:
00195 ROMA
(RM)
First registration resolution:
Resolution 14406 of 27/01/2004
Registration no.:
218
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
14406 of
27/01/2004)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
INTERMONTE SIM SPA
Registered office:
C.so VITTORIO EMANUELE II 9
Town:
20100 MILANO
(MI)
Head Office:
C.so V.Emanuele II 9
Town:
20100 MILANO
(MI)
First registration resolution:
Resolution 16524 of 24/06/2008
Registration no.:
246
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
16600 of
19/08/2008)
Execution of orders on behalf of clients
(registration resolution
16600 of
19/08/2008)
Underwriting and/or placing on a firm commitment basis
(registration resolution
16600 of
19/08/2008)
Placing without a firm commitment basis
(registration resolution
16600 of
19/08/2008)
Reception and transmission of orders
(registration resolution
16600 of
19/08/2008)
Investment advice
(registration resolution
16600 of
19/08/2008)
Italian investment firm (name):
INTESA PREVIDENZA SIM SPA
Registered office:
VIA UGO BASSI, 8/B
Town:
20159 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
140
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
INTESA SIM SPA
Registered office:
CORSO VINZAGLIO 4
Town:
10121 TORINO
(TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
101
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
INVESTITORI ASSOCIATI CONSULENZA SIM SPA
Registered office:
Via Aurelio Saffi 23
Town:
20128 MILANO
(MI)
First registration resolution:
Resolution 16479 of 20/05/2008
Registration no.:
244
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16479 of
20/05/2008)
Italian investment firm (name):
J. LAMARCK SIM S.P.A.
Registered office:
VIA DI S.ANTONIO 4
Town:
37100 VERONA
(VR)
First registration resolution:
Resolution 16715 of 02/12/2008
Registration no.:
254
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16715 of
02/12/2008)
Italian investment firm (name):
JC & ASSOCIATI SIM SPA
Registered office:
VIA ANTONIO CANOVA, 19/A
Town:
20145 MILANO
(MI)
First registration resolution:
Resolution 16962 of 22/07/2009
Registration no.:
265
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16962 of
22/07/2009)
Italian investment firm (name):
JULIUS BAER SIM S.P.A.
Registered office:
VIA BORGONUOVO 27
Town:
20100 MILANO
(MI)
First registration resolution:
Resolution 11979 of 18/05/1999
Registration no.:
165
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11979 of
18/05/1999)
Portfolio management
(registration resolution
11979 of
18/05/1999)
Reception and transmission of orders
(registration resolution
14291 of
29/10/2003)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
LCM SIM SPA
Registered office:
VIA CASSA DI RISPARMIO, 3
Town:
39100 BOLZANO
(BZ)
First registration resolution:
Resolution 15322 of 14/02/2006
Registration no.:
226
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
15322 of
14/02/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
LMF& PARTNERS SIM SPA
Registered office:
VIA MAURIZIO GONZAGA, 2
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 13203 of 18/07/2001
Registration no.:
196
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13203 of
18/07/2001)
Portfolio management
(registration resolution
13203 of
18/07/2001)
Reception and transmission of orders
(registration resolution
13203 of
18/07/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
MFO MULTI FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
PIAZZA ELEONORA DUSE 2
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 16107 of 18/09/2007
Registration no.:
237
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
MILLENNIUM SIM SPA
Registered office:
VIA CASSA DI RISPARMIO, 12/B
Town:
39100 BOLZANO
(BZ)
First registration resolution:
Resolution 12566 of 23/05/2000
Registration no.:
179
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders
(registration resolution
12566 of
23/05/2000)
Execution of orders on behalf of clients
(registration resolution
13270 of
19/09/2001)
Placing without a firm commitment basis
(registration resolution
13270 of
19/09/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
MORVAL SIM S.P.A.
Registered office:
VIA CRIMEA 6
Town:
10133 TORINO
(TO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
39
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
12383 of
22/02/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
NEXTAM PARTNERS SIM S.P.A.
Registered office:
VIA BIGLI 11
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 16663 of 28/10/2008
Registration no.:
252
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16663 of
28/10/2008)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16663 of
28/10/2008)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16663 of
28/10/2008)
Italian investment firm (name):
NOMURA ITALIA SIM SPA
Registered office:
VIA PALESTRO, 2
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
114
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(D.lgs. 164 of
17/09/2007)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
15053 of
31/05/2005)
Placing without a firm commitment basis
(registration resolution
15053 of
31/05/2005)
Portfolio management
(registration resolution
15053 of
31/05/2005)
Reception and transmission of orders
(registration resolution
15053 of
31/05/2005)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
NUOVI INVESTIMENTI SIM SPA
Registered office:
VIALE MATTEOTTI 2/D
Town:
13900 BIELLA
(BI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
116
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
OMNIA SIM SPA
Registered office:
VIA DURINI 27
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 13154 of 05/06/2001
Registration no.:
193
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13154 of
05/06/2001)
Portfolio management
(registration resolution
13154 of
05/06/2001)
Reception and transmission of orders
(registration resolution
13154 of
05/06/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
ONLINE SIM SPA
Registered office:
VIA SANTA MARIA SEGRETA, 7/9
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 12476 of 11/04/2000
Registration no.:
175
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
12476 of
11/04/2000)
Reception and transmission of orders
(registration resolution
12476 of
11/04/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
PREVIRA INVEST SIM SPA
Registered office:
PIAZZA SAN BERNARDO, 106
Town:
00187 ROMA
(RM)
First registration resolution:
Resolution 13134 of 23/05/2001
Registration no.:
192
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13134 of
23/05/2001)
Reception and transmission of orders
(registration resolution
13134 of
23/05/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
PRIVATE & CONSULTING S.I.M. SPA
Registered office:
Corso Vittorio Emanuele II, 68
Town:
10121 TORINO
(TO)
First registration resolution:
Resolution 17004 of 25/08/2009
Registration no.:
266
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17004 of
25/08/2009)
Italian investment firm (name):
PROMETEIA ADVISOR SIM SPA
Registered office:
VIA MARCONI, 43
Town:
40122 BOLOGNA
(BO)
First registration resolution:
Resolution 15587 of 17/10/2006
Registration no.:
230
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15587 of
17/10/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
RUFFO & PARTNERS SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
Via F. Pietrunto 16
Town:
86100 CAMPOBASSO
(CB)
First registration resolution:
Resolution 16769 of 20/01/2009
Registration no.:
259
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16769 of
20/01/2009)
Italian investment firm (name):
SAI MERCATI MOBILIARI SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA SENIGALLIA, 18/2
Town:
20161 MILANO
(MI)
First registration resolution:
Resolution 12501 of 27/04/2000
Registration no.:
178
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders
(registration resolution
12647 of
04/07/2000)
Dealing on own account
(registration resolution
14451 of
02/03/2004)
Execution of orders on behalf of clients
(registration resolution
14451 of
02/03/2004)
Underwriting and/or placing on a firm commitment basis
(registration resolution
14451 of
02/03/2004)
Placing without a firm commitment basis
(registration resolution
14451 of
02/03/2004)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SANPAOLO INVEST SIM SPA
Registered office:
VIA DEL SERAFICO, 43
Town:
00142 ROMA
(RM)
First registration resolution:
Resolution 14304 of 18/11/2003
Registration no.:
216
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
14304 of
18/11/2003)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SCHRODERS ITALY SIM SPA
Registered office:
VIA DELLA SPIGA 30
Town:
20121 MILANO
(MI)
First registration resolution:
Resolution 12485 of 18/04/2000
Registration no.:
177
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
12485 of
18/04/2000)
Portfolio management
(registration resolution
12485 of
18/04/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Reception and transmission of orders
(registration resolution
17009 of
01/09/2009)
Italian investment firm (name):
SECOFIND S.P.A
Registered office:
VIA DELL'ANNUNCIATA 21
Town:
20121 MILANO
(MI)
Head Office:
CORSO ITALIA 15/A
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 16565 of 23/07/2008
Registration no.:
248
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16565 of
23/07/2008)
Italian investment firm (name):
SEVEN SIM SPA
Registered office:
VIALE DELLA LIBERTA', 67
Town:
33170 PORDENONE
(PN)
First registration resolution:
Resolution 15203 of 25/10/2005
Registration no.:
224
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
15203 of
25/10/2005)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SG ASSET MANAGEMENT ITALIA SIM SPA
Registered office:
PIAZZA MISSORI 2
Town:
20122 MILANO
(MI)
First registration resolution:
Resolution 14305 of 18/11/2003
Registration no.:
217
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
14305 of
18/11/2003)
Italian investment firm (name):
SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA MERAVIGLI 4
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 13524 of 16/04/2002
Registration no.:
202
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
13524 of
16/04/2002)
Portfolio management
(registration resolution
13524 of
16/04/2002)
Reception and transmission of orders
(registration resolution
13524 of
16/04/2002)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SIMGENIA SPA - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office:
VIA MACHIAVELLI, 4
Town:
34132 TRIESTE
(TS)
First registration resolution:
Resolution 11922 of 06/04/1999
Registration no.:
163
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
11922 of
06/04/1999)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office:
VIA CAIROLI 11
Town:
40121 BOLOGNA
(BO)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
142
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Portfolio management
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
Underwriting and/or placing on a firm commitment basis
(registration resolution
12245 of
09/12/1999)
Placing without a firm commitment basis
(registration resolution
12245 of
09/12/1999)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SOLIDARIETA' & FINANZA SIM SPA
Registered office:
VIA DOGANA 3
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
146
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
SOLUTIONS CAPITAL MANAGEMENT SIM SPA
Registered office:
VIA MAURIZIO GONZAGA 3
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 17202 of 02/03/2010
Registration no.:
272
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17202 of
02/03/2010)
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17202 of
02/03/2010)
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17202 of
02/03/2010)
Italian investment firm (name):
STUDIO GAFFINO SIM SPA
Registered office:
VIA ORSINI, 19
Town:
00192 ROMA
(RM)
First registration resolution:
Resolution 12635 of 27/06/2000
Registration no.:
181
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Execution of orders on behalf of clients
(registration resolution
12635 of
27/06/2000)
Placing without a firm commitment basis
(registration resolution
12635 of
27/06/2000)
Portfolio management
(registration resolution
12635 of
27/06/2000)
Reception and transmission of orders
(registration resolution
12635 of
27/06/2000)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
TOSETTI VALUE SIM S.P.A.
Registered office:
CORSO MARCONI 10
Town:
10125 TORINO
(TO)
First registration resolution:
Resolution 16566 of 23/07/2008
Registration no.:
247
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16566 of
23/07/2008)
Italian investment firm (name):
TRADE POINT SIM SPA
Registered office:
VIA PAOLINA, 221
Town:
55049 VIAREGGIO
(LU)
First registration resolution:
Resolution 14199 of 19/08/2003
Registration no.:
213
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders
(registration resolution
14199 of
19/08/2003)
Placing without a firm commitment basis
(registration resolution
15242 of
06/12/2005)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
TRADITION ITALIA SIM SPA
Registered office:
VIA GUSTAVO FARA 39
Town:
20124 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
151
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17270 of
13/04/2010)
Italian investment firm (name):
TWICE SIM SPA
Registered office:
PIAZZA AFFARI, 5
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
80
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
11761 of
22/12/1998)
Execution of orders on behalf of clients
(registration resolution
11761 of
22/12/1998)
Underwriting and/or placing on a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Placing without a firm commitment basis
(registration resolution
11761 of
22/12/1998)
Reception and transmission of orders
(registration resolution
11761 of
22/12/1998)
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice
(D.lgs. 164 of
17/09/2007)
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
16201 of
30/10/2007)
Italian investment firm (name):
UNICASIM S.P.A.
Registered office:
PIAZZA R. DE FERRARI, 2
Town:
16121 GENOVA
(GE)
First registration resolution:
Resolution 12703 of 08/08/2000
Registration no.:
182
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Dealing on own account
(registration resolution
12703 of
08/08/2000)
Execution of orders on behalf of clients
(registration resolution
12703 of
08/08/2000)
Reception and transmission of orders
(registration resolution
12703 of
08/08/2000)
Placing without a firm commitment basis
(registration resolution
15457 of
13/06/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
UNIONE GESTIONI SIM SPA IN LIQUIDAZIONE VOLONTARIA
Registered office:
VIA AMEDEI 6
Town:
20123 MILANO
(MI)
First registration resolution:
Resolution 11761 of 22/12/1998
Registration no.:
152
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Portfolio management
(registration resolution
11761 of
22/12/1998)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
VALORI & FINANZA INVESTIMENTI SIM S.P.A.
Registered office:
VIA RAIMONDO D'ARONCO 30
Town:
33100 UDINE
(UD)
First registration resolution:
Resolution 15592 of 24/10/2006
Registration no.:
228
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
15592 of
24/10/2006)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
WE TRADE SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office:
VIA MASSAUA 4
Town:
20146 MILANO
(MI)
First registration resolution:
Resolution 13184 of 28/06/2001
Registration no.:
194
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis
(registration resolution
13184 of
28/06/2001)
Reception and transmission of orders
(registration resolution
13184 of
28/06/2001)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
ZURICH SIM SPA
Registered office:
VIA BENIGNO CRESPI, 19
Town:
20159 MILANO
(MI)
First registration resolution:
Resolution 11848 of 23/02/1999
Registration no.:
161
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
11848 of
23/02/1999)
Investment advice
(D.lgs. 164 of
17/09/2007)
Italian investment firm (name):
81 SOCIETA' DI INTERMEDIAZIONE MOBILIARE FAMILY OFFICE S.P.A.
Registered office:
CONTRA' S. FAUSTINO, 17
Town:
36100 VICENZA
(VI)
First registration resolution:
Resolution 17024 of 07/10/2009
Registration no.:
268
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
(registration resolution
17024 of
07/10/2009)
