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Intermediaries - Register of investments firms

SIMs | Trust Companies | Investment Firms without branches | Investment Firms with branches | Legislative Decree 58/1998 | Consob Regulation 16190/2007 | Consob Resolution 14015/2003 |

REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs) (DATE 03/09/2010)

Italian investment firm (name): ABBACUS SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA XX SETTEMBRE 33/2
Town: 16121 GENOVA (GE)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 2
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ABS CONSULTING SIM SPA
Registered office: VIA BETTI 2
Town: 54100 MASSA (MS)
First registration resolution: Resolution 16755 of 29/12/2008
Registration no.: 256
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16755 of 29/12/2008)

Italian investment firm (name): ADVIN PARTNERS SIM SPA
Registered office: VIA SAN ROCCHETTO, 3
Town: 37121 VERONA (VR)
First registration resolution: Resolution 16639 of 30/09/2008
Registration no.: 251
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16639 of 30/09/2008)

Italian investment firm (name): ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: VIA SAN VITTORE 45
Town: 20123 MILANO (MI)
First registration resolution: Resolution 11821 of 03/02/1999
Registration no.: 157
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11821 of 03/02/1999)
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11821 of 03/02/1999)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11821 of 03/02/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ALPE ADRIA GESTIONI SIM SPA
Registered office: CORSO VITTORIO EMANUELE II, 20B
Town: 33170 PORDENONE (PN)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 3
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): AMARANTO INVESTMENT SIM SPA
Registered office: VIA APPIANI 12
Town: 20121 MILANO (MI)
First registration resolution: Resolution 17378 of 22/06/2010
Registration no.: 274
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17378 of 22/06/2010)

Italian investment firm (name): AMBROSETTI ASSET MANAGEMENT SIM SPA
Registered office: VIA CONCILIAZIONE 1
Town: 22100 COMO (CO)
First registration resolution: Resolution 16591 of 05/08/2008
Registration no.: 250
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16591 of 05/08/2008)

Italian investment firm (name): A.M.U. INVESTMENTS SIM SPA
Registered office: VIALE ENNIO, 15
Town: 70124 BARI (BA)
First registration resolution: Resolution 16918 of 09/06/2009
Registration no.: 264
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16918 of 09/06/2009)

Italian investment firm (name): APOGEO CONSULTING SIM S.P.A
Registered office: VIA CUSANI 4
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 71
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 15747 of 06/02/2007)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ARMONIA SIM S.P.A.
Registered office: VIA MAZZINI 7
Town: 20123 MILANO (MI)
First registration resolution: Resolution 15542 of 29/08/2006
Registration no.: 229
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 15542 of 29/08/2006)
  • Placing without a firm commitment basis (registration resolution 15542 of 29/08/2006)
  • Portfolio management (registration resolution 15542 of 29/08/2006)
  • Reception and transmission of orders (registration resolution 15542 of 29/08/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Dealing on own account (registration resolution 17208 of 09/03/2010)

Italian investment firm (name): ASTOR INVESTMENT ADVISORS SIM S.P.A.
Registered office: Via Enrico Toti 2
Town: 20123 MILANO (MI)
First registration resolution: Resolution 17013 of 15/09/2009
Registration no.: 267
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17013 of 15/09/2009)

Italian investment firm (name): AUGUSTUM OPUS SIM SPA
Registered office: Via Gabrio Serbelloni 7
Town: 20122 MILANO (MI)
First registration resolution: Resolution 17131 of 19/01/2010
Registration no.: 271
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17131 of 19/01/2010)

Italian investment firm (name): AVVENIRE SIM SPA
Registered office: VIA MARRADI 7
Town: 20123 MILANO (MI)
First registration resolution: Resolution 15636 of 22/11/2006
Registration no.: 231
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15636 of 22/11/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): AXA INVESTMENT MANAGERS ITALIA SIM
Registered office: CORSO DI PORTA ROMANA, 68
Town: 20122 MILANO (MI)
First registration resolution: Resolution 13739 of 10/09/2002
Registration no.: 210
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13739 of 10/09/2002)

Italian investment firm (name): AZ INVESTIMENTI SIM SPA
Registered office: VIA CUSANI, 4
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 49
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 15701 of 27/12/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): AZIMUT CONSULENZA PER INVESTIMENTI SIM SPA
Registered office: VIA CUSANI, 4
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 15
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): BANKNORD SIM SPA
Registered office: VIA SANTA RADEGONDA, 11
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 31
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 15204 of 25/10/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): BE CUBE SIM SPA
Registered office: VIA MISTRALI, 4
Town: 43100 PARMA (PR)
First registration resolution: Resolution 16699 of 25/11/2008
Registration no.: 253
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16699 of 25/11/2008)

Italian investment firm (name): BRUNETTA D'USSEAUX & C. SIM SPA
Registered office: VIA FIESCHI 1/22
Town: 16121 GENOVA (GE)
First registration resolution: Resolution 12348 of 27/01/2000
Registration no.: 170
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 12348 of 27/01/2000)
  • Reception and transmission of orders (registration resolution 12348 of 27/01/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): BSI WEALTH & FAMILY SIM SPA
Registered office: VIA MONTEBELLO 39
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 127
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11833 of 09/02/1999)
  • Reception and transmission of orders (registration resolution 11833 of 09/02/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CAMPERIO SIM S.P.A.
Registered office: VIA CAMPERIO 9
Town: 20123 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 48
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Reception and transmission of orders (registration resolution 17425 of 20/07/2010)

Italian investment firm (name): CARIFE SIM SPA
Registered office: PIAZZA SAN FRANCESCO, 13
Town: 40122 BOLOGNA (BO)
First registration resolution: Resolution 15629 of 21/11/2006
Registration no.: 233
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15629 of 21/11/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CELLINO E ASSOCIATI SIM SPA
Registered office: VIA CAVOUR 21
Town: 10123 TORINO (TO)
First registration resolution: Resolution 13900 of 21/01/2003
Registration no.: 211
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 13900 of 21/01/2003)
  • Portfolio management (registration resolution 13900 of 21/01/2003)
  • Reception and transmission of orders (registration resolution 13900 of 21/01/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CENTROSIM SPA
Registered office: VIA BROLETTO 37
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 32
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CERESIO SIM SPA
Registered office: VIA PORLEZZA, 8
Town: 20123 MILANO (MI)
First registration resolution: Resolution 15248 of 06/12/2005
Registration no.: 225
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 15248 of 06/12/2005)
  • Portfolio management (registration resolution 15248 of 06/12/2005)
  • Reception and transmission of orders (registration resolution 15248 of 06/12/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CGM ITALIA SIM SPA
Registered office: VIA SANTA MARIA SEGRETA, 7/9
Town: 20123 MILANO (MI)
First registration resolution: Resolution 15746 of 06/02/2007
Registration no.: 234
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15746 of 06/02/2007)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CLASSICA SIM S.P.A. (IN AMM.NE STRAORD.)
Registered office: VIA ACHILLE MAURI, 6
Town: 20123 MILANO (MI)
First registration resolution: Resolution 13076 of 18/04/2001
Registration no.: 191
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 13076 of 18/04/2001)
  • Portfolio management (registration resolution 13076 of 18/04/2001)
  • Reception and transmission of orders (registration resolution 13076 of 18/04/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CLASSIS CAPITAL SIM SPA
Registered office: Via Vittor Pisani 19
Town: 20124 MILANO (MI)
First registration resolution: Resolution 17390 of 28/06/2010
Registration no.: 275
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17390 of 28/06/2010)

Italian investment firm (name): COFIB ADVISOR SIM SPA
Registered office: VIA PIETRO COSSA, 2
Town: 20122 MILANO (MI)
First registration resolution: Resolution 16743 of 23/12/2008
Registration no.: 261
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16743 of 23/12/2008)

Italian investment firm (name): COFIN SIM SPA
Registered office: PIAZZA ROMA 7
Town: 26100 CREMONA (CR)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 36
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 15034 of 17/05/2005)
  • Portfolio management (registration resolution 15034 of 17/05/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CO.MO.I. - COMPAGNIA MOBILIARE INVESTIMENTI SIM SPA
Registered office: GALLERIA DEL CORSO 2
Town: 20122 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 33
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: PIAZZA F. MEDA 1
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 45
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CONSULTINVEST INVESTIMENTI SIM SPA
Registered office: PIAZZA GRANDE 33
Town: 41100 MODENA (MO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 47
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CONSULTIQUE SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office: Via dei Mutilati 3/D
Town: 37100 VERONA (VR)
First registration resolution: Resolution 16726 of 16/12/2008
Registration no.: 255
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16726 of 16/12/2008)

Italian investment firm (name): COPERNICO SIM SPA
Registered office: VIA CAVOUR, 20
Town: 33100 UDINE (UD)
First registration resolution: Resolution 12343 of 26/01/2000
Registration no.: 171
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 12343 of 26/01/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): CORNER SIM S.P.A. (IN LIQUIDAZIONE VOLONTARIA)
Registered office: VIA SAN ANDREA 10 A
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 153
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)

Italian investment firm (name): CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA DELL' ANNUNCIATA, 23/4
Town: 20121 MILANO (MI)
First registration resolution: Resolution 13208 of 24/07/2001
Registration no.: 197
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 13208 of 24/07/2001)
  • Execution of orders on behalf of clients (registration resolution 13208 of 24/07/2001)
  • Placing without a firm commitment basis (registration resolution 13208 of 24/07/2001)
  • Portfolio management (registration resolution 13208 of 24/07/2001)
  • Reception and transmission of orders (registration resolution 13208 of 24/07/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): DIAMAN SIM SPA
Registered office: Via Lombardi 14/4
Town: 30020 MARCON (VE)
First registration resolution: Resolution 16880 of 05/05/2009
Registration no.: 263
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16880 of 05/05/2009)

Italian investment firm (name): DIRECTA SIM SPA
Registered office: VIA BRUNO BUOZZI 5
Town: 10121 TORINO (TO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 59
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 12438 of 14/03/2000)
  • Placing without a firm commitment basis (registration resolution 12438 of 14/03/2000)
  • Execution of orders on behalf of clients (registration resolution 13438 of 05/02/2002)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad

Italian investment firm (name): DWS SIM S. P. A.
Registered office: VIA MELCHIORRE GIOIA 8
Town: 20124 MILANO (MI)
First registration resolution: Resolution 13571 of 28/05/2002
Registration no.: 204
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 13571 of 28/05/2002)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): EDMOND DE ROTHSCHILD SIM SPA
Registered office: CORSO VENEZIA 36
Town: 20121 MILANO (MI)
First registration resolution: Resolution 14744 of 19/10/2004
Registration no.: 221
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Placing without a firm commitment basis (registration resolution 16176 of 23/10/2007)
  • Reception and transmission of orders (registration resolution 16176 of 23/10/2007)

Italian investment firm (name): E-MID SIM SPA
Registered office: Via Gaetano Giardino, 1
Town: 20123 MILANO (MI)
First registration resolution: Resolution 16197 of 30/10/2007
Registration no.: 241
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Operation of Multilateral Trading Facilities (registration resolution 16466 of 06/05/2008)

»Services provided abroad

Italian investment firm (name): EQUITA SIM S.P.A.
Registered office: VIA TURATI 9
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 67
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 13227 of 07/08/2001)
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14909 of 15/02/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad

Italian investment firm (name): ERSEL SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: PIAZZA SOLFERINO, 11
Town: 10121 TORINO (TO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 63
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): EUNICE SIM SPA
Registered office: VIA ZUCCHELLI 16
Town: 00187 ROMA (RM)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 145
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 12190 of 10/11/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): EUROTLX SIM SPA
Registered office: VIA CAVRIANA, 20
Town: 20134 MILANO (MI)
First registration resolution: Resolution 17099 of 15/12/2009
Registration no.: 270
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Operation of Multilateral Trading Facilities (registration resolution 17099 of 15/12/2009)

»Services provided abroad

Italian investment firm (name): FINANCIAL INNOVATIONS SIM SPA
Registered office: VIA G.A. LONGHIN, 83
Town: 35129 PADOVA (PD)
First registration resolution: Resolution 16766 of 20/01/2009
Registration no.: 260
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16766 of 20/01/2009)

Italian investment firm (name): FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office: VIA APPIANI, 2
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 46
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 13255 of 11/09/2001)
  • Portfolio management (registration resolution 13255 of 11/09/2001)
  • Reception and transmission of orders (registration resolution 13255 of 11/09/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): FINLABO SIM SPA
Registered office: Corso Persiani 45
Town: 62019 RECANATI (MC)
First registration resolution: Resolution 16498 of 03/06/2008
Registration no.: 245
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16498 of 03/06/2008)

Italian investment firm (name): FORTINVESTIMENTI SIM SPA
Registered office: VIA ORAZIO 24/28
Town: 00193 ROMA (RM)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 77
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 12357 of 02/02/2000)
  • Placing without a firm commitment basis (registration resolution 14725 of 05/10/2004)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): FOUR PARTNERS ADVISORY SIM SPA
Registered office: VIA SENATO 12
Town: 20121 MILANO (MI)
First registration resolution: Resolution 16767 of 20/01/2009
Registration no.: 257
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16767 of 20/01/2009)

Italian investment firm (name): FRANKLIN TEMPLETON ITALIA SIM SPA
Registered office: CORSO ITALIA, 1
Town: 20122 MILANO (MI)
First registration resolution: Resolution 16385 of 11/03/2008
Registration no.: 243
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16385 of 11/03/2008)
  • Investment advice (registration resolution 16385 of 11/03/2008)

Italian investment firm (name): FREE SIM SPA
Registered office: VIA TRAIANO, 7
Town: 20149 MILANO (MI)
First registration resolution: Resolution 14249 of 30/09/2003
Registration no.: 214
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 14249 of 30/09/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): GALILEO FINANCE SIM SPA
Registered office: VIA NICOLO' PORPORA 9
Town: 00198 ROMA (RM)
First registration resolution: Resolution 16849 of 31/03/2009
Registration no.: 262
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16849 of 31/03/2009)

Italian investment firm (name): GDP ASSET MANAGEMENT SIM SPA
Registered office: VIA LEONE XIII, 14
Town: 20145 MILANO (MI)
First registration resolution: Resolution 12946 of 30/01/2001
Registration no.: 187
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 12946 of 30/01/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): GENESI SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA DEI MILLE 40
Town: 80121 NAPOLI (NA)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 82
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): GIAMPAOLO ABBONDIO ASSOCIATI SIM S.P.A.
Registered office: PIAZZA CASTELLO 16
Town: 20121 MILANO (MI)
First registration resolution: Resolution 17025 of 07/10/2009
Registration no.: 269
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 17025 of 07/10/2009)
  • Investment advice (registration resolution 17025 of 07/10/2009)

Italian investment firm (name): GLOBAL WEALTH ADVISORY SIM SPA
Registered office: VIA XXIV MAGGIO 43
Town: 00187 ROMA (RM)
First registration resolution: Resolution 16768 of 20/01/2009
Registration no.: 258
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16768 of 20/01/2009)

Italian investment firm (name): GROUPAMA SIM SPA
Registered office: VIA MASSIMI 158
Town: 00136 ROMA (RM)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 79
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): HI-MTF SIM S.P. A.
Registered office: VIA F. CAVALLOTTI, 14
Town: 20123 MILANO (MI)
First registration resolution: Resolution 16320 of 29/01/2008
Registration no.: 242
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16320 of 29/01/2008)

Italian investment firm (name): HORATIUS SIM SPA
Registered office: VIA POZZONE, 5
Town: 20121 MILANO (MI)
First registration resolution: Resolution 15962 of 05/06/2007
Registration no.: 235
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15962 of 05/06/2007)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): IDEA SIM SPA
Registered office: VIA DELL'ANNUNCIATA, 23/4
Town: 20121 MILANO (MI)
First registration resolution: Resolution 17343 of 25/05/2010
Registration no.: 273
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17343 of 25/05/2010)

Italian investment firm (name): INDEPENDENT PRIVATE BANKERS SIM SPA
Registered office: PIAZZA MAZZINI, 27
Town: 00195 ROMA (RM)
First registration resolution: Resolution 14406 of 27/01/2004
Registration no.: 218
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14406 of 27/01/2004)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): INTERMONTE SIM SPA
Registered office: C.so VITTORIO EMANUELE II 9
Town: 20100 MILANO (MI)
Head Office: C.so V.Emanuele II 9
Town: 20100 MILANO (MI)
First registration resolution: Resolution 16524 of 24/06/2008
Registration no.: 246
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 16600 of 19/08/2008)
  • Execution of orders on behalf of clients (registration resolution 16600 of 19/08/2008)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 16600 of 19/08/2008)
  • Placing without a firm commitment basis (registration resolution 16600 of 19/08/2008)
  • Reception and transmission of orders (registration resolution 16600 of 19/08/2008)
  • Investment advice (registration resolution 16600 of 19/08/2008)

Italian investment firm (name): INTESA PREVIDENZA SIM SPA
Registered office: VIA UGO BASSI, 8/B
Town: 20159 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 140
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): INTESA SIM SPA
Registered office: CORSO VINZAGLIO 4
Town: 10121 TORINO (TO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 101
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): INVESTITORI ASSOCIATI CONSULENZA SIM SPA
Registered office: Via Aurelio Saffi 23
Town: 20128 MILANO (MI)
First registration resolution: Resolution 16479 of 20/05/2008
Registration no.: 244
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16479 of 20/05/2008)

Italian investment firm (name): J. LAMARCK SIM S.P.A.
Registered office: VIA DI S.ANTONIO 4
Town: 37100 VERONA (VR)
First registration resolution: Resolution 16715 of 02/12/2008
Registration no.: 254
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16715 of 02/12/2008)

Italian investment firm (name): JC & ASSOCIATI SIM SPA
Registered office: VIA ANTONIO CANOVA, 19/A
Town: 20145 MILANO (MI)
First registration resolution: Resolution 16962 of 22/07/2009
Registration no.: 265
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16962 of 22/07/2009)

Italian investment firm (name): JULIUS BAER SIM S.P.A.
Registered office: VIA BORGONUOVO 27
Town: 20100 MILANO (MI)
First registration resolution: Resolution 11979 of 18/05/1999
Registration no.: 165
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11979 of 18/05/1999)
  • Portfolio management (registration resolution 11979 of 18/05/1999)
  • Reception and transmission of orders (registration resolution 14291 of 29/10/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): LCM SIM SPA
Registered office: VIA CASSA DI RISPARMIO, 3
Town: 39100 BOLZANO (BZ)
First registration resolution: Resolution 15322 of 14/02/2006
Registration no.: 226
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 15322 of 14/02/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): LMF& PARTNERS SIM SPA
Registered office: VIA MAURIZIO GONZAGA, 2
Town: 20123 MILANO (MI)
First registration resolution: Resolution 13203 of 18/07/2001
Registration no.: 196
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13203 of 18/07/2001)
  • Portfolio management (registration resolution 13203 of 18/07/2001)
  • Reception and transmission of orders (registration resolution 13203 of 18/07/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): MFO MULTI FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: PIAZZA ELEONORA DUSE 2
Town: 20122 MILANO (MI)
First registration resolution: Resolution 16107 of 18/09/2007
Registration no.: 237
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): MILLENNIUM SIM SPA
Registered office: VIA CASSA DI RISPARMIO, 12/B
Town: 39100 BOLZANO (BZ)
First registration resolution: Resolution 12566 of 23/05/2000
Registration no.: 179
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 12566 of 23/05/2000)
  • Execution of orders on behalf of clients (registration resolution 13270 of 19/09/2001)
  • Placing without a firm commitment basis (registration resolution 13270 of 19/09/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): MORVAL SIM S.P.A.
Registered office: VIA CRIMEA 6
Town: 10133 TORINO (TO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 39
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 12383 of 22/02/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): NEXTAM PARTNERS SIM S.P.A.
Registered office: VIA BIGLI 11
Town: 20121 MILANO (MI)
First registration resolution: Resolution 16663 of 28/10/2008
Registration no.: 252
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16663 of 28/10/2008)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16663 of 28/10/2008)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16663 of 28/10/2008)

Italian investment firm (name): NOMURA ITALIA SIM SPA
Registered office: VIA PALESTRO, 2
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 114
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (D.lgs. 164 of 17/09/2007)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad

Italian investment firm (name): NOVASIM SPA
Registered office: VIA FRANCESCO CRISPI 10
Town: 00187 ROMA (RM)
First registration resolution: Resolution 15053 of 31/05/2005
Registration no.: 223
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 15053 of 31/05/2005)
  • Placing without a firm commitment basis (registration resolution 15053 of 31/05/2005)
  • Portfolio management (registration resolution 15053 of 31/05/2005)
  • Reception and transmission of orders (registration resolution 15053 of 31/05/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): NUOVI INVESTIMENTI SIM SPA
Registered office: VIALE MATTEOTTI 2/D
Town: 13900 BIELLA (BI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 116
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): OMNIA SIM SPA
Registered office: VIA DURINI 27
Town: 20122 MILANO (MI)
First registration resolution: Resolution 13154 of 05/06/2001
Registration no.: 193
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13154 of 05/06/2001)
  • Portfolio management (registration resolution 13154 of 05/06/2001)
  • Reception and transmission of orders (registration resolution 13154 of 05/06/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ONLINE SIM SPA
Registered office: VIA SANTA MARIA SEGRETA, 7/9
Town: 20123 MILANO (MI)
First registration resolution: Resolution 12476 of 11/04/2000
Registration no.: 175
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 12476 of 11/04/2000)
  • Reception and transmission of orders (registration resolution 12476 of 11/04/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): PREVIRA INVEST SIM SPA
Registered office: PIAZZA SAN BERNARDO, 106
Town: 00187 ROMA (RM)
First registration resolution: Resolution 13134 of 23/05/2001
Registration no.: 192
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13134 of 23/05/2001)
  • Reception and transmission of orders (registration resolution 13134 of 23/05/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): PRIVATE & CONSULTING S.I.M. SPA
Registered office: Corso Vittorio Emanuele II, 68
Town: 10121 TORINO (TO)
First registration resolution: Resolution 17004 of 25/08/2009
Registration no.: 266
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17004 of 25/08/2009)

Italian investment firm (name): PROMETEIA ADVISOR SIM SPA
Registered office: VIA MARCONI, 43
Town: 40122 BOLOGNA (BO)
First registration resolution: Resolution 15587 of 17/10/2006
Registration no.: 230
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15587 of 17/10/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): RUFFO & PARTNERS SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office: Via F. Pietrunto 16
Town: 86100 CAMPOBASSO (CB)
First registration resolution: Resolution 16769 of 20/01/2009
Registration no.: 259
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16769 of 20/01/2009)

Italian investment firm (name): SAI MERCATI MOBILIARI SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA SENIGALLIA, 18/2
Town: 20161 MILANO (MI)
First registration resolution: Resolution 12501 of 27/04/2000
Registration no.: 178
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 12647 of 04/07/2000)
  • Dealing on own account (registration resolution 14451 of 02/03/2004)
  • Execution of orders on behalf of clients (registration resolution 14451 of 02/03/2004)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 14451 of 02/03/2004)
  • Placing without a firm commitment basis (registration resolution 14451 of 02/03/2004)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SANPAOLO INVEST SIM SPA
Registered office: VIA DEL SERAFICO, 43
Town: 00142 ROMA (RM)
First registration resolution: Resolution 14304 of 18/11/2003
Registration no.: 216
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14304 of 18/11/2003)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SCHRODERS ITALY SIM SPA
Registered office: VIA DELLA SPIGA 30
Town: 20121 MILANO (MI)
First registration resolution: Resolution 12485 of 18/04/2000
Registration no.: 177
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 12485 of 18/04/2000)
  • Portfolio management (registration resolution 12485 of 18/04/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Reception and transmission of orders (registration resolution 17009 of 01/09/2009)

Italian investment firm (name): SECOFIND S.P.A
Registered office: VIA DELL'ANNUNCIATA 21
Town: 20121 MILANO (MI)
Head Office: CORSO ITALIA 15/A
Town: 20122 MILANO (MI)
First registration resolution: Resolution 16565 of 23/07/2008
Registration no.: 248
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16565 of 23/07/2008)

Italian investment firm (name): SEVEN SIM SPA
Registered office: VIALE DELLA LIBERTA', 67
Town: 33170 PORDENONE (PN)
First registration resolution: Resolution 15203 of 25/10/2005
Registration no.: 224
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 15203 of 25/10/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SG ASSET MANAGEMENT ITALIA SIM SPA
Registered office: PIAZZA MISSORI 2
Town: 20122 MILANO (MI)
First registration resolution: Resolution 14305 of 18/11/2003
Registration no.: 217
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 14305 of 18/11/2003)

Italian investment firm (name): SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA MERAVIGLI 4
Town: 20123 MILANO (MI)
First registration resolution: Resolution 13524 of 16/04/2002
Registration no.: 202
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 13524 of 16/04/2002)
  • Portfolio management (registration resolution 13524 of 16/04/2002)
  • Reception and transmission of orders (registration resolution 13524 of 16/04/2002)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SIMGENIA SPA - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: VIA MACHIAVELLI, 4
Town: 34132 TRIESTE (TS)
First registration resolution: Resolution 11922 of 06/04/1999
Registration no.: 163
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11922 of 06/04/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA CAIROLI 11
Town: 40121 BOLOGNA (BO)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 142
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 12245 of 09/12/1999)
  • Placing without a firm commitment basis (registration resolution 12245 of 09/12/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SOLIDARIETA' & FINANZA SIM SPA
Registered office: VIA DOGANA 3
Town: 20123 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 146
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): SOLUTIONS CAPITAL MANAGEMENT SIM SPA
Registered office: VIA MAURIZIO GONZAGA 3
Town: 20123 MILANO (MI)
First registration resolution: Resolution 17202 of 02/03/2010
Registration no.: 272
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17202 of 02/03/2010)

Italian investment firm (name): STUDIO GAFFINO SIM SPA
Registered office: VIA ORSINI, 19
Town: 00192 ROMA (RM)
First registration resolution: Resolution 12635 of 27/06/2000
Registration no.: 181
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Execution of orders on behalf of clients (registration resolution 12635 of 27/06/2000)
  • Placing without a firm commitment basis (registration resolution 12635 of 27/06/2000)
  • Portfolio management (registration resolution 12635 of 27/06/2000)
  • Reception and transmission of orders (registration resolution 12635 of 27/06/2000)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): TOSETTI VALUE SIM S.P.A.
Registered office: CORSO MARCONI 10
Town: 10125 TORINO (TO)
First registration resolution: Resolution 16566 of 23/07/2008
Registration no.: 247
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16566 of 23/07/2008)

Italian investment firm (name): TRADE POINT SIM SPA
Registered office: VIA PAOLINA, 221
Town: 55049 VIAREGGIO (LU)
First registration resolution: Resolution 14199 of 19/08/2003
Registration no.: 213
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders (registration resolution 14199 of 19/08/2003)
  • Placing without a firm commitment basis (registration resolution 15242 of 06/12/2005)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): TRADITION ITALIA SIM SPA
Registered office: VIA GUSTAVO FARA 39
Town: 20124 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 151
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17270 of 13/04/2010)

Italian investment firm (name): TWICE SIM SPA
Registered office: VIA CAVRIANA 20
Town: 20134 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 80
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Execution of orders on behalf of clients (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad

Italian investment firm (name): UBS ITALIA SIM SPA
Registered office: VIA SANTA MARGHERITA, 16
Town: 20121 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 87
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 11761 of 22/12/1998)
  • Underwriting and/or placing on a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Placing without a firm commitment basis (registration resolution 11761 of 22/12/1998)
  • Reception and transmission of orders (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

»Services provided abroad

Italian investment firm (name): ULN SIM SPA
Registered office: VIA FILANGIERI, 21
Town: 80121 NAPOLI (NA)
First registration resolution: Resolution 16201 of 30/10/2007
Registration no.: 239
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice (D.lgs. 164 of 17/09/2007)
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 16201 of 30/10/2007)

Italian investment firm (name): UNICASIM S.P.A.
Registered office: PIAZZA R. DE FERRARI, 2
Town: 16121 GENOVA (GE)
First registration resolution: Resolution 12703 of 08/08/2000
Registration no.: 182
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Dealing on own account (registration resolution 12703 of 08/08/2000)
  • Execution of orders on behalf of clients (registration resolution 12703 of 08/08/2000)
  • Reception and transmission of orders (registration resolution 12703 of 08/08/2000)
  • Placing without a firm commitment basis (registration resolution 15457 of 13/06/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): UNIONE GESTIONI SIM SPA (IN LIQUIDAZIONE VOLONTARIA)
Registered office: VIA AMEDEI 6
Town: 20123 MILANO (MI)
First registration resolution: Resolution 11761 of 22/12/1998
Registration no.: 152
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Portfolio management (registration resolution 11761 of 22/12/1998)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): VALORI & FINANZA INVESTIMENTI SIM S.P.A.
Registered office: VIA RAIMONDO D'ARONCO 30
Town: 33100 UDINE (UD)
First registration resolution: Resolution 15592 of 24/10/2006
Registration no.: 228
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 15592 of 24/10/2006)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): WE TRADE SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.
Registered office: VIA MASSAUA 4
Town: 20146 MILANO (MI)
First registration resolution: Resolution 13184 of 28/06/2001
Registration no.: 194
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis (registration resolution 13184 of 28/06/2001)
  • Reception and transmission of orders (registration resolution 13184 of 28/06/2001)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): ZURICH SIM SPA
Registered office: VIA BENIGNO CRESPI, 19
Town: 20159 MILANO (MI)
First registration resolution: Resolution 11848 of 23/02/1999
Registration no.: 161
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 11848 of 23/02/1999)
  • Investment advice (D.lgs. 164 of 17/09/2007)

Italian investment firm (name): 81 SOCIETA' DI INTERMEDIAZIONE MOBILIARE FAMILY OFFICE S.P.A.
Registered office: CONTRA' S. FAUSTINO, 17
Town: 36100 VICENZA (VI)
First registration resolution: Resolution 17024 of 07/10/2009
Registration no.: 268
INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
  • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution 17024 of 07/10/2009)