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Legal framework - Laws and regulations
(Only the Italian version is authentic)

-> Legislative Decree no. 58 of 24 February 1998 - Consolidated Law on Financial Intermediation, pursuant to Articles 8 and 21 of Law 52 of 6 February 1996 (as amended by Law Decree no. 78 of 31 May 2010)

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-> Consob Regulation no. 11971 of 14 May 1999 - Implementing the provisions on issuers of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolutions no. 17326 del 13 May 2010 and no. 17389 of 23 June 2010)

View/download PDF Annex 1
View/download PDF Annex 2
View/download PDF Annex 3
View/download PDF Annex 4
View/download PDF Annex 5
View/download PDF Annex 5-bis
View/download PDF Annex 5-ter
View/download PDF Annex 6
View/download PDF whole Regulation
View/download PDF summary table of the methods of publication of regulated information in force during the transitional period

 

-> Consob Regulation no. 16190 of 29 October 2007 - Implementing the provisions on intermediaries of Legislative Decree 58 of 24 February 1998 (as amended by resolution no. 16736 of 18 December 2008)

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-> Consob Regulation no. 16191 of 29 October 2007 - Implementing the provisions on markets of Legislative Decree 58 of 24 February 1998 (as amended by resolution no. 17389 of 23 June 2010)

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-> Consob Regulation no. 16763 of 29 December 2008 - Implementing Italian Legislative Decree no. 179 of 8 October 2007, regarding the Conciliation and Arbitration Chamber established by Consob and the relative procedures

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-> Consob Regulation no. 17221 of 12 March 2010 - Provisions relating to transactions with related parties (as amended by resolution no. 17389 of 23 June 2010)

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-> Bank of Italy - Consob 22 February 2008 - Rules governing central depositories, settlement services, guarantee systems and related management companies

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-> Bank of Italy, Consob, Isvap Document no. 2 of 6 February 2009 - Cordination forum on applying IASs/IFRSs - Disclosure in financial reports on the going concern assumption, financial risks, tests of assets for impairment and uncertainties in the use of estimations

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 228 of 24 May 1999 - Regulation containing rules establishing the general criteria investment funds must comply with

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 485 of 14 November 1997 - Regulation containing rules on the organization and operation of compensation systems referred to in Article 35.2 of Legislative Decree 415/1996 transposing Directive 93/22/EEC on investment services in the securities field

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 469 of 11 November 1998 - Regulation containing rules establishing the integrity requirements for the shareholders of Italian investment firms, asset management companies and SICAVs and the significant thresholds

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 472 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the for entry in the national register of financial salesmen

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 468 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the directors, members of the board of auditors and general managers of Italian investment firms, asset management companies and SICAVs

 
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