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Legal framework - Other regulatory measures
(Only the Italian version is authentic)

-> Consob Resolution no. 18081 of January 25, 2012, amendment to Resolution no. 17439 of 27 July 2010, including the definition of the terms and conditions for registration of third country auditors and audit entities pursuant to article 43, subsection 9, Italian Legislative Decree no. 39 of 27 January 2010

 

-> Consob resolution n. 18060 of January 11, 2012 - Extension of restrictive measures on net short positions on shares of the financial sector

 

-> Consob resolution No. 18050 of December 28 2011 - Determination pursuant to Article 40 of Law 724/1994 of the persons required to pay fees for the 2012 fiscal year

 

-> Consob resolution No. 18051 of December 28 2011 - Determination pursuant to Article 40 of Law 724/1994 of the amounts of the fees payable for the 2012 fiscal year

 

-> Consob resolution No. 18052 of December 28 2011 - Procedures and time limits for paying the fees due for the 2012 fiscal year pursuant to Article 40 of Law 724/1994

 

-> Consob resolution no. 17993, measures on short sales aiming at ensure the orderly conduct of trading and the integrity of the markets

 

-> Consob resolution no. 17992, extension of measures on reporting obligations of net short positions on shares and of restrictive measures on net short positions on shares

 

-> Consob resolution No. 17902 of August 12, 2011 - Restrictive measures on net short positions on shares

 

-> Consob resolution No. 17862 of July 10, 2011 - Measures on reporting obligations of net short positions on shares

 

-> Consob Communication n. 11012984 of 24 February 2011 - Requests of disclosure pursuant to Article 114, paragraph 5 of Italian Legislative Decree no. 58 of 24 February 1998 on indemnities in the case of early termination - Recommendations on succession planning and disclosure of remuneration as established by Art. 78 of Regulation no. 11971 of 14 May 1999 and subsequent amendments

[PDF version]

 

-> Consob resolution No. 17600 of December 28, 2010 - Determination, pursuant to Article 40 of Law 724/1994, of the persons required to pay fees for the 2011 fiscal year

 

-> Consob resolution No. 17601 of December 28, 2010 - Determination, pursuant to Article 40 of Law 724/1994, of the amounts of the fees payable for the 2011 fiscal year

 

-> Consob resolution No. 17602 of December 28, 2010 - Procedures and time limits for paying the fees due for the 2011 fiscal year pursuant to Article 40 of Law 724/1994

 

-> Consob recommendation DEM/RM 10081191 of 01/10/2010 - Recommendations on information to include in the financial statements and press releases of listed football clubs

 

-> Consob resolution No. 17439 of July 27, 2010 - Definition of the terms and conditions for registration of third country auditors and audit entities pursuant to article 43, subsection 9, Italian Legislative Decree no. 39 of 27 January 2010

 

-> Consob Resolution no. 17439 of July 27, 2010, definition of the terms and conditions for registration of third country auditors and audit entities pursuant to article 43, subsection 9, Italian Legislative Decree no. 39 of 27 January 2010 (text supplemented with amendments made by Resolution no. 18081 of 25 January 2012)

 

-> Consob resolution No. 17297 of April 28, 2010 - Provisions relating to authorised intermediaries' requirements on the communication of data and information and the transmission of records and documents

 

-> Consob resolution No. 16971 of July 28, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16904 of May 27, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Communication No. DIN/DSE/9025454 of 24 March 2009 - Methodological instructions for determining information on the risk profile and the recommended investment time horizon as required by the Prospectus templates of Italian and foreign non-harmonized open-ended mutual funds and financial-insurance products according to Annex 1B of Consob Regulation n. 11971/1999

 

-> Cesr - Accepted market prectices - Acceptance by Consob on 19 March 2009

 

-> Consob resolution No. 16813 of February 26, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16781 of January 29, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16765 of December 30, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16670 of October 29, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16652 of October 10, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob Resolution 16645 of 1 October 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob Resolution 16622 of 22 September 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Cesr - June 2006 - Annex III of Cesr's Guidelines to simplify the notification procedure of UCITS (Ref: Cesr 06/120b) - National marketing rules and other specific national regulations

 

-> Cesr - December 2003 - Recommendation for additional guidance regarding the transition to IFSR

 

-> Consob Resolution 14035 of 17 April 2003 - Alternative trading of financial instruments off regulated markets

 

-> Consob Resolution 14015 of 1 April 2003 - Provision concerning requirements for the trasmission of data and information and documents and records by authorized intermediaries and stockbrokers

 

-> Consob Resolution 1031371 of 26 April 2001 - Standards for the drafting of advertisements for Italian and foreign collective investment undertakings and open pension funds distributed in Italy

 

-> Consob Resolution 30396 of 21 April 2000 - Online trading and rules of conduct

 

-> Consob Resolution 99091709 of 15 December 1999 - Distance promotion and marketing via the Internet

 

-> Consob Resolution 99065403 of 3 September 1999 - Promotion and marketing of mutual fund shares via the Internet

 

-> Consob Resolution 99052838 of 7 July 1999 - Distance promotion and marketing via the Internet

 

-> Minister of the Treasury, the Budget and Economic Planning Decree no. 228 of 24 May 1999: Regulation containing rules establishing the general criteria investment funds must comply with

 
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