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Legal framework - Other regulatory measures
(Only the Italian version is authentic)

-> Consob resolution n. 18060 of January 11, 2012 - Extension of restrictive measures on net short positions on shares of the financial sector

 

-> Consob resolution no. 17992, extension of measures on reporting obligations of net short positions on shares and of restrictive measures on net short positions on shares

 

-> Consob resolution no. 17993, measures on short sales aiming at ensure the orderly conduct of trading and the integrity of the markets

 

-> Consob resolution No. 17902 of August 12, 2011 - Restrictive measures on net short positions on shares

 

-> Consob resolution No. 17862 of July 10, 2011 - Measures on reporting obligations of net short positions on shares

 

-> Consob Communication n. 11012984 of 24 February 2011 - Requests of disclosure pursuant to Article 114, paragraph 5 of Italian Legislative Decree no. 58 of 24 February 1998 on indemnities in the case of early termination - Recommendations on succession planning and disclosure of remuneration as established by Art. 78 of Regulation no. 11971 of 14 May 1999 and subsequent amendments

[PDF version]

 

-> Consob resolution No. 17600 of December 28, 2010 - Determination, pursuant to Article 40 of Law 724/1994, of the persons required to pay fees for the 2011 fiscal year

 

-> Consob resolution No. 17601 of December 28, 2010 - Determination, pursuant to Article 40 of Law 724/1994, of the amounts of the fees payable for the 2011 fiscal year

 

-> Consob resolution No. 17602 of December 28, 2010 - Procedures and time limits for paying the fees due for the 2011 fiscal year pursuant to Article 40 of Law 724/1994

 

-> Consob recommendation DEM/RM 10081191 of 01/10/2010 - Recommendations on information to include in the financial statements and press releases of listed football clubs

 

-> Consob resolution No. 17439 of July 27, 2010 - Definition of the terms and conditions for registration of third country auditors and audit entities pursuant to article 43, subsection 9, Italian Legislative Decree no. 39 of 27 January 2010

 

-> Consob resolution No. 17297 of April 28, 2010 - Provisions relating to authorised intermediaries' requirements on the communication of data and information and the transmission of records and documents

 

-> Consob resolution No. 16971 of July 28, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16904 of May 27, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Communication No. DIN/DSE/9025454 of 24 March 2009 - Methodological instructions for determining information on the risk profile and the recommended investment time horizon as required by the Prospectus templates of Italian and foreign non-harmonized open-ended mutual funds and financial-insurance products according to Annex 1B of Consob Regulation n. 11971/1999

 

-> Cesr - Accepted market prectices - Acceptance by Consob on 19 March 2009

 

-> Consob resolution No. 16813 of February 26, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16781 of January 29, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16765 of December 30, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16670 of October 29, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob resolution No. 16652 of October 10, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob Resolution 16645 of 1 October 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Consob Resolution 16622 of 22 September 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market

 

-> Cesr - June 2006 - Annex III of Cesr's Guidelines to simplify the notification procedure of UCITS (Ref: Cesr 06/120b) - National marketing rules and other specific national regulations

 

-> Cesr - December 2003 - Recommendation for additional guidance regarding the transition to IFSR

 

-> Consob Resolution 14035 of 17 April 2003 - Alternative trading of financial instruments off regulated markets

 

-> Consob Resolution 14015 of 1 April 2003 - Provision concerning requirements for the trasmission of data and information and documents and records by authorized intermediaries and stockbrokers

 

-> Consob Resolution 1031371 of 26 April 2001 - Standards for the drafting of advertisements for Italian and foreign collective investment undertakings and open pension funds distributed in Italy

 

-> Consob Resolution 30396 of 21 April 2000 - Online trading and rules of conduct

 

-> Consob Resolution 99091709 of 15 December 1999 - Distance promotion and marketing via the Internet

 

-> Consob Resolution 99065403 of 3 September 1999 - Promotion and marketing of mutual fund shares via the Internet

 

-> Consob Resolution 99052838 of 7 July 1999 - Distance promotion and marketing via the Internet

 
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