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Inter Global Limited/Inter Trader Limited - Baumer Mansoor Financial Advisory - Cf Investment Funds - Natix Bank - Wheaton Capital Limited - Unsecured Loan For UK - Natix Bank - Piper Jaffray - Grove Capital Advisors Ltd - JB Trade Finance and other companies

The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Luxembourg (Commision de Surveillance du Secteur Financier – CSSF), Austria (Financial Market Authority – FMA), Denmark (Danish Financial Supervisory Authority – DFSA), Ireland (Central Bank of Ireland), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Bulgaria (Bulgarian Financial Supervision Commission - FSC), Hong Kong (Securities and Futures Commission - SFC) and Mauritius (Financial Services Commission – FSC), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Inter Global Limited/Inter Trader Limited (www.fx-inter.com);

  • Baumer Mansoor Financial Advisory;

  • Cf Investment Funds (www.cfinvestmentfunds.co.uk); with declared headquarters in London, clone of the authorised companies Capital Financial Managers Limited (reference no. 119197) and Cf Dsmcp Investment Funds (reference no. 196454);

  • Natix Bank (www.natix-lu.com - www.natix-lu.com), with declared headquarters in Luxembourg and Belfast, clone of the authorised company Ulster Bank Ltd (www.ulsterbank.com), with headquarters in Belfast (reference no. 122315);

  • Wheaton Capital Limited (www.wheatoncapital.com), with declared headquarters in Hong Kong, Taipei, Tokyo and Shanghai, clone of the authorised company Wheaton Capital Limited, with headquarters in London (reference no. 685278);

  • Unsecured Loan For UK (www.unsecuredloanforuk.com), with declared headquarters in London;

  • Natix Bank (www.natix-lu.com), with declared headquarters in Luxembourg, clone of the authorised company Ulster Bank Ltd (www.ulsterbank.com), with headquarters in Belfast (reference no. 122315);

  • Piper Jaffray, with declared headquarters in London, clone of the authorised company Piper Jaffray Ltd (www.pjc.com), with headquarters in London (reference no. 191657);

  • Grove Capital Advisors Ltd (www.groveltd.com), with declared headquarters in New York;

  • JB Trade Finance (www.jbtradefinance.com), with declared headquarters in London, clone of the authorised company JB Trade Finance (reference no. 718474), with headquarters in Paris.

Reported by the CSSF:

  • Philippe Torres (www.philippetorres.com), with declared headquarters in Luxembourg;

  • Natix Bank (www.natix-lu.com) also reported by the British supervisory authority, the FCA.

Reported by the FMA:

  • 10 Markets (www10markets.com), with declared headquarters in London.

Reported by the DFSA:

  • Den Danske Metode (www.danishmethod.com).

Reported by the Central Bank of Ireland:

  • Pan Asia Pacific Mergers & Acquisitions (www. panasiapacificma.com).

Reported by the FINMA:

  • Gpm Asadia (www.asadiagpm.com), with declared headquarters in Geneva;

  • Capstone Global Securities (www.capstoneglobalsecurities.com), with declared headquarters in Zurich;

  • Classic Car Association of Europe (www.ccaoe-investmentclubs.com, www.ccaoe.com/de);

  • International Swiss Bank;

  • Hemera Ag, with declared headquarters in St. Gallen;

  • leFinancier.

Reported by the FSC:

  • United Trading Markets /Ut Markets (www.utmarkets.com);

  • Cfd Global Ltd;

  • Stp Markets (www.stpmarkets.com).

Reported by the SFC:

  • Jordan & Woods Limited;

  • Westley Asia Limited;

  • Rhino Asia;

  • Pl Groups Limited;

  • H-T-I Corporation/Hongkong Trading International Corp Ltd;

  • Harver Group;

  • Marvont Group;

  • Ashwood Finance;

  • Rosan World Investment;

  • Nippon Capital Asset Management;

  • Ventures Gp;

  • HK Equity Fund Limited;

  • Dodson Norwood;

  • Kelly & Gomez Holdings;

  • Fox Capital Partners;

  • Wheaton Capital.

Reported by the FSC:

  • Algo Banque Limited.

* * *

The Belgian supervisory authority (Financial Services and Markets Authority - FSMA) reports the following companies offering binary options, forex products and contracts for differences - CFDs - without the required authorisations:

  • Broker Financial Ltd / Invest-Option;

  • Central Provider Ltd / Central Option;

  • Gn Capital Ltd / PwrTrade;

  • Graham International Ltd / Binat Ltd / Proinvest;

  • Sterling Consultancy Options Ltd (clone of an authorised company) / SC-Options.

(in "Consob Informa" no. 32/2016 - 29 August 2016)

Data: 29/08/2016

Innovative Investment Holding Ltd - BPJ Services - Lorenzo Cesarei

The National Commission for Companies and the Stock Exchange has forbidden, pursuant to art. 101, paragraph 4, letter c) of the Consolidated Law on Finance (CLF), advertising activities including that on the Facebook page "Adv Management – La tua Rendita Semplice", relating to the public offering of shares in Innovative Investment Holding Ltd (resolution no. 19707 of 05 August 2016).

***

The National Commission for Companies and the Stock Exchange [Consob] reports that:

- the company BPJ Services is not authorised to provide investment services and business in Italy in any way and, therefore, not even through the website www.attractivetrade.com;

- Lorenzo Cesarei, born in Rome on 20 February 1976, to whom the www.investireinazioni.com and www.segnaliditrading.com websites are associated, is not authorised to provide investment services and business in Italy in any way.

(in "Consob Informa" no. 31/2016 - 8 August 2016)

Data: 08/08/2016

Kaufman Franz Wealth Management - Costello & Rubin Llp - Ubs Global Investment Management Ltd - Passion Finance - Bit Management Ltd - Unemployed Loans - Homeowner Loans /Advantage Leads - Baumer Mansoor Financial Advisory - Athos International Management - Eagle Crest Insurance - Eagle Crest Underwriter - Adef - Daikyo Brokerage Limited - Champion Luck Enterprises Limited - Ctpp Investment Limited - United Equity Clearing Limited - JEC Investment Limited - Asicon Trading Limited - Jordan Group Financial - Amj Imp & Exp International Co. Ltd - Nomura Bank - Capita Group - Farnhams Consulting Group - Pan Asia Pacific Mergers & Acquisitions - Natix Bank - Ubinary - Hcf Financial Service Limited - Pullman Wealth Management Consulting Limited - Tech Plex Ltd - Resona International Management - Christian Muhr Investment Research - Department of Securities Liquidations - Benson Walter Private Equity - Trident Fund Inc - Branford Capital Management - Sure Mergers and Acquisitions - First Global Commodities and Futures Exchange - Option Financial Markets - Fraser-Mackie Wealth Management Ltd - Maxim Capital Ltd / Maxim Trader / Maxim Traders - Lifex Pharmaceuticals Inc - Universal Equities Consolidated Llc - Gsi Markets - Callaway International - Belmont Capital Holdings New York / Belmont Capital NY - DW Consultants Limited - Parnassus Group Llc - Larosa Holdings Limited - Aeg Investment Limited - Admiral Global Private Equity - Regional Regulatory Board - Beacon Commodities and Futures Exchange - Celivox Alliance - Osborn & McKenzie International - Graphene Sensors Inc - Fund Access Limited - Steinberg Private Equity - Spot Capital Markets Ltd t/a Milano Trade - LFG Investments Ltd t/a Option Rally - Alliance Financial Advisory - Ubinary - Tilney Asset Management - International Center for Fraud Examiner

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Belgium (Financial Services and Markets Authority - FSMA), Ireland (Central Bank of Ireland), Luxembourg (Commision de Surveillance du Secteur Financier - CSSF), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Hong Kong (Securities and Futures Commission - SFC), Ontario (Ontario Securities Commission) and Australia (Australian Securities and Investments Commission - ASIC), report the companies and websites offering investment, financial and insurance services without the required authorisation.

Reported by the FCA:

  • Kaufman Franz Wealth Management, clone of an authorised company;

     
  • Costello & Rubin Llp;

     
  • Ubs Global Investment Management Ltd, with registered head office in London, clone of the authorised company Ubs Asset Management (UK) Ltd, with head office in London (reference no. 119319);

     
  • Passion Finance (www.passionfinance.co.uk), with registered head office in London;

     
  • Bit Management Ltd (www.bit-invest.com), with registered head office in London;

     
  • Unemployed Loans (www.unemployedloans.co.uk);

     
  • Homeowner Loans /Advantage Leads (www.advantageleads.co.uk), with registered head office in the United Kingdom, clone of an authorised company;

     
  • Baumer Mansoor Financial Advisory (www.baumermansoor.com), with registered head office in London, clone of the authorised company Marketing-und Finanzierungs-Beratungs-G (reference no. 442905).

Reported by the FSMA:

  • Athos International Management.

     
  • Eagle Crest Insurance;

     
  • Eagle Crest Underwriter;

     
  • Adef;

     
  • Daikyo Brokerage Limited.

     
  • Champion Luck Enterprises Limited;

     
  • Ctpp Investment Limited;

     
  • United Equity Clearing Limited;

     
  • JEC Investment Limited;

     
  • Asicon Trading Limited;

     
  • Jordan Group Financial;

     
  • Amj Imp & Exp International Co. Ltd;

     
  • Nomura Bank (clone of an authorised company).

Reported by the Central Bank of Ireland:

  • Capita Group (USA);

     
  • Farnhams Consulting Group (USA);

     
  • Pan Asia Pacific Mergers & Acquisitions.

Reported by the CSSF:

  • Natix Bank (www.natix-lu.com/1ww/private), with registered head office in Luxembourg.

Reported by the FINMA:

  • Ubinary (www.ubinary.com), with registered head office in Zurich.

Reported by the SFC:

  • Hcf Financial Service Limited;

     
  • Pullman Wealth Management Consulting Limited.

Reported by the Ontario Securities Commission:

  • Tech Plex Ltd also operating as Maxoptions (www.maxoptions.com).

Reported by the ASIC:

  • Resona International Management;

     
  • Christian Muhr Investment Research;

     
  • Department of Securities Liquidations;

     
  • Benson Walter Private Equity;

     
  • Trident Fund Inc;

     
  • Branford Capital Management;

     
  • Sure Mergers and Acquisitions;

     
  • First Global Commodities and Futures Exchange;

     
  • Option Financial Markets (OptionFm);

     
  • Fraser-Mackie Wealth Management Ltd;

     
  • Maxim Capital Ltd / Maxim Trader / Maxim Traders;

     
  • Lifex Pharmaceuticals Inc;

     
  • Universal Equities Consolidated Llc;

     
  • Gsi Markets;

     
  • Callaway International;

     
  • Belmont Capital Holdings New York / Belmont Capital NY;

     
  • DW Consultants Limited;

     
  • Parnassus Group Llc;

     
  • Larosa Holdings Limited;

     
  • Aeg Investment Limited;

     
  • Admiral Global Private Equity;

     
  • Regional Regulatory Board;

     
  • Beacon Commodities and Futures Exchange (Bcfx);

     
  • Celivox Alliance;

     
  • Osborn & McKenzie International (O&MI);

     
  • Graphene Sensors Inc;

     
  • Fund Access Limited;

     
  • Steinberg Private Equity;

     
  • Spot Capital Markets Ltd t/a Milano Trade;

     
  • LFG Investments Ltd t/a Option Rally;

     
  • Alliance Financial Advisory;

     
  • Ubinary;

     
  • Tilney Asset Management;

     
  • International Center for Fraud Examiner.

(in "Consob Informa" no. 31/2016 - 8 August 2016)

Data: 08/08/2016

White Rock Assets Ltd - Innovative Investment Holding Ltd - U-Nex Global Ltd - U-Nex Solutions Srl

The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa - Consob) has:

a) forbidden, under the terms of Art. 99, paragraph 1, lett. d), Consolidated Law on Finance - CLF, public offering to residents in Italy of shares in White Rock Assets Ltd made without the required authorisation including through the website www.investimentiimmobiliarivincenti.it (resolution no. 19689 of 27 July 2016). The offering in question had already been suspended for 10 days with resolution no. 19662 of 6 July 2016 (see "Consob Informs" no. 27/2016);

b) suspended, for a 10 day period, in accordance with Art. 101, paragraph 4, lett. a), of the CLF, advertising activity related to the public offering of the shares in Innovative Investment Holding Ltd including that placed on the Facebook page "Adv Management - Your easy income" (resolution no.19688 of 27 July 2016);

c) suspended, for a 90 day period, in accordance with Art. 101, paragraph 4, lett. b), of the CLF, advertising activity

related to the public offering to residents in Italy concerning financial investment promoted by Innovative Investment Holding Ltd including that placed on the Facebook page "Adv Management - Your easy income" (resolution no. 19687 of 27 July 2016);

d) suspended, for a 90 day period, in accordance with Art. 101, paragraph 4, lett. b), of the CLF, advertising activity related to the public offering to residents in Italy concerning the programme known as "Progetto Apple" including that placed on the Facebook page "Adv Management – Your easy income" (resolution no.19690 of 27 July 2016).

***

The National Commission for Companies and the Stock Exchange reports that the companies U-Nex Global Ltd and U-Nex Solutions Srl are not authorised to provide investment services and carry on investment activities in Italy in any manner and, therefore, not even through the website www.forexblvd.com.

(in "Consob Informa" no. 30/2016 - 1 August 2016)

Data: 01/08/2016

Home-owner Loans/Advantage Leads - Your Trade Choice - Ellis & Reid Investments - Capita Group (USA) - Farnhams Consulting Group - Cunningham Mutual - London International Bank & Trust Co. Ltd - Asia Alliance Ltd - Titanum Wealth Management Inc - Shi Fu Investment (Hong Kong) Co. Ltd/ Shi Fu Jin Rong Capital Ltd - Ibc Capital Limited - Standard Management Investment Limited - Southwell & Stone Capital Partners - Kirkwood Global - Offshore East Private Wealth Managers - Lambert and Sons Incorporated - Cunningham Mutual - Global Fiduciary Solutions Limited - Asia Pacific Brokerage - Xforex, Xfr Financial Ltd - Dgi Market, D.G.I. Market Ltd - BigOption, Wirestech Limited - Fx Glory Ltd

The supervisory authorities of the United Kingdom (Financial Conduct Authority - Fca), Spain (Comisión Nacional del Mercado de Valores spagnola - Cnmv), Ireland (Central Bank of Ireland), Austria (Financial Market Authority - Fma), Hong Kong (Securities and Futures Commission - Sfc), British Columbia (British Columbia Securities Commission – Bcsc) and the British Virgin Islands (British Virgin Islands Financial Services Commission - Bvifsc.vg) report the companies and the websites offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Home-owner Loans/Advantage Leads, clone of an authorised company.

Reported by the CNMV:

  • Your Trade Choice (http://yourtradechoice.net; http://yourtradechoice.com).

Reported by the Central Bank of Ireland:

  • Ellis & Reid Investments;

     
  • Capita Group (USA), clone of the authorised company Capita Asset Services (Ireland) Limited;

     
  • Farnhams Consulting Group (USA).

Reported by the FMA:

  • Cunningham Mutual (www.cunningham-mutual.com), with registered head office in Hong Kong;

     
  • London International Bank & Trust Co. Ltd (www.libt-bank.com), with registered head office in Edinburgh.

Reported by the SFC:

  • Asia Alliance Ltd (www.asiaallianceltd.org), with registered head office in Hong Kong;

     
  • Titanum Wealth Management Inc. (www.titanum-wealth.com), with registered head offices in London and Hong Kong;

     
  • Shi Fu Investment (Hong Kong) Co. Ltd/ Shi Fu Jin Rong Capital Ltd(www.sf3688.com, www.shifujinrong.com), with registered head office in Hong Kong;

     
  • Ibc Capital Limited (www.ibcfx.com), with registered head office in New Zealand;

     
  • Standard Management Investment Limited with registered head offices in Hong Kong and China;

     
  • Southwell & Stone Capital Partners (www.southwell-stone.com), with registered head office in Hong Kong;

     
  • Kirkwood Global (www.kirkwoodglobal.com), with registered head office in Hong Kong;

     
  • Offshore East Private Wealth Managers (www. www.offshoreeast.com), with registered head offices in China and Japan;

     
  • Lambert and Sons Incorporated (www.lambert-incorporated.com), with registered head office in Hong Kong;

     
  • Cunningham Mutual (www.cunningham-mutual.com), with registered head office in Hong Kong;

     
  • Global Fiduciary Solutions Limited, with registered head office in Hong Kong;

     
  • Asia Pacific Brokerage (www.asia-pacific-brokerage.com), with registered head office in Hong Kong;

Reported by the Bcsc:

  • Xforex, Xfr Financial Ltd (www.ixforex.com) head office in Cyprus, registered on the lists of Cysec - Cyprus Securities and Exchange Commission, but not authorised to operate in British Columbia

     
  • Dgi Market, D.G.I. Market Ltd (www.dgimarket.com), with registered head office in Bulgaria;

     
  • BigOption, Wirestech Limited (www.bigoption.com), with registered head office in London.

Reported by the Bvifsc:

  • Fx Glory Ltd (www.fxglory.com), with registered head office in the British Virgin Islands.

***

The European Securities and Markets Authority (ESMA), the European supervisory authority for the financial markets, reports an increase in offers to retail customers of speculative products, such as contracts for differences (CFDS) and binary options, then followed by an increase in complaints received by the supervisory authorities in various countries from savers who have suffered considerable losses as a result of their purchases.

In view of this, ESMA gives a reminder of how such financial products are extremely risky, non-standardised and offered and sold under varying methods and terms and conditions by intermediaries (who also need checking to see if they are effectively authorised to provide investment services) using advertising campaigns which highlight potential profits without pointing out the risks and potential losses.

Monitoring of the supply of the above-mentioned products carried out by the European authorities, especially the Cyprus Securities and Exchange Commission (Cysec) over the last few years has led to a number of fines on intermediaries and the revoking of their authorisation to carry on investment services.

(in "Consob Informa" no. 30/2016 - 1 August 2016)

Data: 01/08/2016

Go Markets - Kirk Solutions Limited - Gs Loans - Portsea Asset Management Llp - Ritzcoin Technologies Inc - Le Enterprises & Co - 5Gulden Corporation Limited - 5Gulden Corporation Limited

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF), Switzerland (Swiss Financial Market Supervisory Authority - Finma) and Hungary (Central Bank of Hungary - Mnb) report companies and websites that are offering investment, financial and insurance services without the required authorisation.

Reported by the FCA:

  • Go Markets, clone of the registered company Go Markets Uk Trading Limited (https://gomarkets.eu/uk), with headquarters in London (reference no. 501057);

     
  • Kirk Solutions Limited, with declared headquarters in Great Britain;

     
  • Gs Loans, clone of the registered company Gs Finance with headquarters in Great Britain (reference no. 686112);

     
  • Portsea Asset Management Llp (www.passetmgt.com; www.portmngt.com; www.portseaasset.com), clone of the registered company Portsea Asset Management Llp (reference no.: 705149), with headquarters in Great Britain.

Reported by the CSSF:

  • Ritzcoin Technologies Inc.

Reported by the FINMA:

  • Le Enterprises & Co. (http://www.le-enterprises.com).

Reported by the MNB:

  • 5Gulden Corporation Limited (http://5gulden.com/), with declared headquarters in Belize;

     
  • 5Gulden Corporation Limited (http://5gulden.com/), with declared headquarters in the Seychelles.

(in "Consob Informa" no. 29/2016 - 25 July 2016)

Data: 25/07/2016

Royalton Capital Group - Westgate Consulting Group - Capital Markets Trading - Thornton & Tresk/Tt Financial - Traditional Funds Plc - Larse Capital Ltd - Ritzcoin Technologies Inc. - Larse Capital Ltd - Siddique Trading Sarl in liquidazione - It-Group Sucursal - www.dlmlimitedhk.com - StrongOaks Risk Management Limited - Fuji Credit Asset Management - Dp Consulting Group - DaTong Global - Arthur-Sera Limited - Daikyo Brokerage Limited

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Ireland (Central Bank of Ireland), Sweden (Finansinspektionen), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Spain (the Spanish Comisión Nacional del Mercado de Valores - CNMV) and Hong Kong (Securities and Futures Commission - SFC), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Royalton Capital Group (www.royaltoncapitalgroup.com), with declared headquarters in New York;

  • Westgate Consulting Group (www.royaltoncapitalgroup.com), with declared headquarters in New York;

  • Capital Markets Trading also known as MarketCt (http://marketct.com), with declared headquarters in London, clone of the authorised company Capital Markets Trading Uk Llp (Reference No. 509551), with headquarters in London;

  • Thornton & Tresk/Tt Financial (www.tt-financial.com), with declared headquarters in London.

Reported by the Central Bank of Ireland:

  • Traditional Funds Plc (www.traditionalfundsplc.com).

Reported by Finansinspektionen:

  • Larse Capital Ltd (www.larse.com), with declared headquarters in the Cayman Islands, Tokyo and Panama.

Reported by the CSSF:

  • Ritzcoin Technologies Inc.

Reported by the FINMA:

  • Larse Capital Ltd (www.larse.com), with declared headquarters in the Cayman Islands, Tokyo and Panama;

  • Siddique Trading Sarl in liquidation.

Reported by the CNMV:

  • It- Group Sucursal (www.it-group.es).

Reported by the SFC:

  • www.dlmlimitedhk.com;

  • StrongOaks Risk Management Limited;

  • Fuji Credit Asset Management;

  • Dp Consulting Group;

  • DaTong Global;

  • Arthur-Sera Limited;

  • Daikyo Brokerage Limited.

(in "Consob Informa" no. 28/2016 - 18 July 2016)

Data: 18/07/2016

Innovative Investment Holding Ltd  - White Rock Assets Ltd

The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa - Consob) has:

a) prohibited, under the terms of Art. 99, paragraph 1, lett. d), of the Consolidated Law on Finance - CLF, the offering to the public resident in Italy of the shares of Innovative Investment Holding Ltd carried out also through the Facebook pages "Innovative Investment Holding Ltd" and "Soci di Innovative Investment Holding" already suspended as a precautionary measure (Resolution No. 19661 of 6 July 2016);

b) prohibited, under the terms of Art. 101, paragraph 4, lett. c), of the CLF, the advertising activity related to the offering to the public of the shares of Innovative Investment Holding Ltd carried out also through the website www.progettorendite.wordpress.com, already suspended as a precautionary measure (Resolution No. 19663 of 6 July 2016);

c) suspended, for a period of 10 days, under the terms of Art. 99, paragraph 1, letter a), of the CLF, the offering to the public of the shares of White Rock Assets Ltd carried out in the absence of the prescribed authorisations also through the website www.investimentiimmobiliarivincenti.it (Resolution No. 19662 of 6 July 2016).

(in "Consob Informa" no. 27/2016 - 11 July 2016)

Data: 11/07/2016

Cheshire Capital Ltd

The National Commission for Companies and the Stock Exchange reports that the company Cheshire Capital Ltd is not authorised to provide investment services or activities in Italy in any way and, therefore, not even through the website www.bosscapital.com.

(in "Consob Informa" no. 26/2016 - 4 July 2016)

Data: 04/07/2016

E-transact Worldwide Limited - Sterling Consultancy Options - Banco Fx - Simple Finance - Novus Capital Management - Cannon Corporate Consultants - Epic Loans - Tfx Traders - Tokai Global Trading - Gruber & Taylor Co (Usa) - St. World Trade Inc. - TradeFxi Forex, Inc. - Nkfx Holdings Inc. - Lexington Investment Capital Inc. - TradeFXA Limited - XPMarkets Ltd. - Citco Trust Corporation Ltd. - European Union National Clearance Agency - Mizuho Corporate Global - SheldenAssociates - Ephraim Global - Sbma Investment - Keiyo Asset Management - Apex Equities - www.nhj999.com - www.jmusics.com - Athos International Management

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), the Netherlands (Netherlands Authority for the Financial Markets - AFM), Ireland (Central Bank of Ireland), the British Virgin Islands (British Virgin Islands Financial Services Commission), Sweden (Finansinspektionen), Mauritius (Financial Services Commission Mauritius), Hong Kong (Securities and Futures Commission - SFC), Belgium (Financial Services and Markets Authority - FSMA), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FSA:

  • E-transact Worldwide Limited (www.etransact.net), with declared headquarters in London;

  • SterlingConsultancy Options clone of an authorised company, with declared headquarters in Glasgow;

  • BancoFx (www.bancofx.com) clone of an authorised company, with declared headquarters in London;

  • SimpleFinance (www.simple-financeuk.com), clone of the authorised company William Ellis Sinclair with headquarters in the United Kingdom (Reference No. 618190);

  • NovusCapital Management (www.novuscapitalmarkets.com), clone of an authorised company;

  • CannonCorporate Consultants ( www.cannoncorporateconsultants.com), with declared headquarters in New York;

  • EpicLoans (www.epicloans.co.uk), clone of the authorised company Monevo Limited with headquarters in London (Reference No. 723672);

  • Tfx Traders (www. www.tfxtraders.com), with declared headquarters in London.

Reported by the AFM:

  • TokaiGlobal Trading.

Reported by the Central Bank of Ireland:

  • Gruber& Taylor Co (USA).

Reported by the British Virgin Islands Financial Services Commission:

  • St. World Trade Inc.;

  • TradeFxiForex, Inc.;

  • Nkfx Holdings Inc;

  • LexingtonInvestment Capital Inc.;

  • TradeFXALimited;

  • XPMarkets Ltd.;

  • Citco Trust Corporation Ltd. also known as Citco Trust Corp;

  • European Union National Clearance Agency.

Reported by Finansinspektionen:

  • MizuhoCorporate Global (www.mizuhoglobal.com), with declared headquarters in Tokyo;

  • SheldenAssociates (www.sheldenassociates.com), with declared headquarters in Tokyo;

  • EphraimGlobal (www.ephraimglobal.com), with declared headquarters in Tokyo.

Reported by the Financial Services Commission Mauritius:

  • SBMA Investment.

Reported by the SFC:

  • KeiyoAsset Management;

  • ApexEquities (www. apex-equities.com), with declared headquarters in Hong Kong;

  • www.nhj999.com;

  • www.jmusics.com.

Reported by the FSMA:

  • Athos International Management.

(in "Consob Informa" no. 26/2016 - 4 July 2016)

Data: 04/07/2016
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