Pell Futures - Warwick Ventures

The Commission bancaire financière et des assurances (CBFA), the Belgian supervisory authority, reports that Pell Futures with declared headquarters in Hong Kong, and Warwick Ventures with declared headquarters in the Cayman Islands and offices in the Bahamas, Cyprus and Tokyo are offering investment services without the required authorisation.

(In Consob Informa no. 10/2010 - 8 March 2010)

Dai-ichi Securities

The Danish supervisory authority (DFSA), reports that Dai-ichi Securities, with declared headquarters in Tokyo, is offering investment services without the required authorisation.

(In Consob Informa no. 10/2010 - 8 March 2010)

Global International Trading

The Autorité des Marchés Financiers (AMF), the French supervisory authority, reports that Global International Trading, with declared headquarters in Japan, is offering investment services without the required authorisation.

This company was previously reported by the Dutch authority (see "Consob Informs" 34/2009).

(In Consob Informa no. 10/2010 - 8 March 2010)

Wallstreet Financial Wsf - St James Partners - MacMillan Fine International 

Finansinspektionen, the Swedish supervisory authority, reports that Wallstreet Financial Wsf with declared headquarters in New York, St James Partners with declared headquarters in London, and MacMillan Fine International, with declared headquarters in Barcelona are offering investment services without the required authorisation.

(In Consob Informa no. 09/2010 - 1 March 2010)

Mitchell Finch International

The Danish Financial Supervisory Authority (DFSA) reports that Mitchell Finch International (www.mitchellfinch.com) is not authorised to offer investment services.

(In Consob Informa no. 09/2010 - 1 March 2010)

Credit for you Limited

The Austrian Financial Market Authority (FMA), reports that Credit for you Limited, with declared headquarters in Cornwall (UK), is not authorised to provide banking services in Austria.

(In Consob Informa no. 08/2010 - 22 February 2010)

Vandior Inc. - Nano Money Corp - Roberto Falischia

By resolutions 17166 and 17167 of 10 February 2010 and pursuant to art. 99, subsection 1, paragraph d) of the Consolidate Law on Finance, Consob has prohibited the public offering of standard investment programmes launched, respectively, by Vandior Incorporation and Nano Money Corporation in violation of art. 94 of said law.

In addition, resolution no. 17165 of 10 February established, pursuant to art. 101, subsection 4, paragraph b) of the Consolidated Law on Finance and for presumed infringement of subsection 2 of that article, Consob prohibited all advertising – also via the Internet – by Roberto Falischia regarding offerings by the aforementioned companies.

The activities in question had previously been subject to a 90-day suspension under resolutions 17068, 17069 and 17070 of 18 November 2009 (see “Consob Informa” no. 46/2009).

(In Consob Informa n. 07/10 - 15 February 2010)

Affirmo Grupo Inversor sl - Dividium Capital sl - El Toro Consult sl

The Comisión Nacional del Mercado de Valores (CNMV), the Spanish supervisory authority, reports that Affirmo Grupo Inversor sl with declared headquarters in Barcelona, Dividium Capital sl and El Toro Consult sl, both with declared headquarters in Palma De Majorca, are not authorised to provide investment services.

The authority also reports that Affirmo Grupo Inversor is known to be linked to Francisca Rosa Anglada Piris, Monsterrat Soria Gonzalez and Sattel Capital sl; Dividium Capital to Hader Josef Blashchak and Achim Volk; and El Toro Consult to Norbert Grupe.

(In Consob Informa no. 07/2010 - 15 February 2010)

Traders International Return Network (TIRN)

The Authorité des Marchés Financiers (AMF), the French supervisory authority, reports that Traders International Return Network (TIRN), with declared headquarters in Spain and Panama, is offering investment services via the web site www.tirn.es without the required authorisation.

(In Consob Informa no. 07/2010 - 15 February 2010)

Kawwii International Group - Western Pacific Advisors inc

Finansinspektionen, the Swedish supervisory authority, reports that Kawwii International Group, with declared headquarters in Tokyo, and Western Pacific Advisors inc (Westpac inc), with declared headquarters in Tokyo and Connecticut (USA), are offering investment services without the required authorisation.

(In Consob Informa no. 06/2010 - 8 February 2010)