Home - Versione italiana - Accessible mode - Site map - Contacts and certified e-mail - Privacy - Links -  RSS

Consob - www.consob.it
Consob
Issuers
Intermediaries
Markets
Legal framework
Financial education
Conciliation and Arbitration Chamber

Financial Services Net Ltd - Falcon Asset Management - Lloyd Financial Service - Scorpion Loans - IPC Capital - Arthur-Sera Limited - Daikyo Brokerage Limited - US Capital Private Bank / US Capital Funding II / U.S. Capital Investment II (Hong Kong) Ltd - Emma & Ethan Limited - Smallwood & Brown Ltd - Yamamoto International - Nankai Group - Shaw, Edwards, Emmerson & Knight Ltd Llp

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Hong Kong (Securities and Futures Commission - SFC), Jersey (Jersey Financial Services Commission - JerseyFSC), Malta (Malta Financial Services Authority - MFSA) and Spain (Comision Nacional del Mercado De Valores - CNMV) report the companies and the websites that are offering investment and financial services without the required authorisation.

Reported by the FCA:

  • Martin Pranz (www.financialservices.co.uk), with declared headquarters in the United Kingdom, clone of the authorised company Martin Pranz, with headquarters in Vienna (Reference No. 516658);

  • Sure Money UK (clone of an authorised company; Reference No. 618190).

Reported by the SFC:

  • China Emerald Consulting (www.chinaemeraldconsulting.com), with declared headquarters in Hong Kong;

  • Clewis Financial (www.clewisfinancial.com) with declared headquarters in Hong Kong;

  • Shinjuku Commodities (www.shinjukucommodities.com), with declared headquarters in Tokyo;

  • Sunseeker Energy Limited (www.sunseekerenergy.com), with declared headquarters in Hong Kong and Switzerland;

  • Guidepost Investments Limited (www.guidepostinvestments.com), with declared headquarters in Hong Kong;

  • Kent Holdings International Limited (www.kentholdingsinternational.com) with declared headquarters in Hong Kong and Thailand.

Reported by JerseyFSC:

  • HudsnonKnight, with declared headquarters in Jersey;

  • InternationalMergers & Acquisitions Llp (www.international-mergers.com);

  • CVCGroups Private Capital and CVC Ltd (www.cvcgroups.com).

Reported by the MFSA:

  • www.alphacmarkets.com.

Reported by the CNMV:

  • Tiger Asset Management (www.tigerassetmanagement.net), with declared headquarters in Madrid.

(in "Consob Informa" no. 20/2016 - 23 May 2016)

Data: 23/05/2016

Financial Services Net Ltd - Falcon Asset Management - Lloyd Financial Service - Scorpion Loans - IPC Capital - Arthur-Sera Limited - Daikyo Brokerage Limited - US Capital Private Bank / US Capital Funding II / U.S. Capital Investment II (Hong Kong) Ltd - Emma & Ethan Limited - Smallwood & Brown Ltd - Yamamoto International - Nankai Group - Shaw, Edwards, Emmerson & Knight Ltd Llp

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Austria (Financial Market Authority – FMA), Hong Kong (Securities and Futures Commission – SFC), and Sweden (Finansinspektionen) report the companies that are offering investment and financial services without the required authorisation.

Reported by the FCA:

  • Financial Services Net Ltd, with declared headquarters in the United Kingdom, clone of the authorised company Financial Services Net Ltd (www.financialservices.co.uk), with headquarters in Manchester (Reference No. 451943;

     
  • Falcon Asset Management, with declared headquarters in London (www.falconassetmgt.com);

     
  • Lloyd Financial Service, with declared headquarters in Dublin and Manchester (www.lloyd-financial-service.co.uk);

     
  • Scorpion Loans, with declared headquarters in London (www.scorpionloans.co.uk).

Reported by the FMA:

  • IPC Capital, (www.ipccapital.com), with declared headquarters in Hong Kong, Shanghai and Tokyo reported by the Swedish Authority, Finansinspektionen;

     
  • Arthur-Sera Limited (www.arthur-sera.com), with declared headquarters in the Cayman Islands, Tokyo and Hong Kong;

     
  • Daikyo Brokerage Limited (www.daiko-brokerage-limited.com), with declared headquarters in Tokyo.

Reported by the SFC:

  • US Capital Private Bank / US Capital Funding II / U.S. Capital Investment II (Hong Kong) Ltd (www.uscapitalprivatebank.com;

     www.uscapitalfundingii.com), with declared headquarters in Hong Kong, London and Georgia (USA);

     
  • Emma & Ethan Limited (www.emmaethanlimited.com), with declared headquarters in Hong Kong;

     
  • Smallwood & Brown Ltd (www. smallwoodandbrown.com), with declared headquarters in Hong Kong.

Reported by Finansinspektionen:

  • Yamamoto International (www.yamamotointernational.com), with declared headquarters in Tokyo;

     
  • Nankai Group (www.nankaigroup.com), with declared headquarters in Tokyo;

     
  • Shaw, Edwards, Emmerson & Knight Ltd Llp (Seek Ltd. Llc/Llp; www.seek-llc.net), with declared headquarters in Tokyo.
(in "Consob Informa" no. 19/2016 - 16 May 2016)
Data: 16/05/2016

Gsh Solution - China Beijing Mergers & Acquisitions Corporation - Beckett & Cromwell - Scorpion Loans - Rushmoor Associates - Swiss Commercial Bank - Waldorf Harding Associates - First East Export Bank Offshore Labuan - Hans Bernauer - Nankai Group - Shaw, Edwards. Emmerson & Knight Ltd Llp - Yamamoto International - Ipc Capital

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Malaysia (Securities Commission - SC), Ireland (Central Bank of Ireland) and Sweden (Finansinspektionen) report the companies that are offering investment and financial services without the required authorisation.

Reported by the FCA:

  • Gsh Solution (www.future-finance.co.uk,www.findwhatineed.co.uk, www.premierleads.co.uk), with declared headquarters in the United Kingdom;

  • China Beijing Mergers & Acquisitions Corporation (www.chinabeijingma.cn.com), with declared headquarters in China;

  • Beckett & Cromwell, with declared headquarters in London;

  • Scorpion Loans (www.scorpionloans.co.uk), with declared headquarters in London.

Reported by FINMA:

  • Rushmoor Associates (www.rushmoor-associates.com), with declared headquarters in Zurich;

  • Swiss Commercial Bank (www.swiss-commercialgroup.com).

Reported by the SFC:

  • Waldorf Harding Associates (www.waldorf-harding-associates.com), with declared headquarters in China.

Reported by the SC:

  • First East Export Bank Offshore Labuan, with declared headquarters in Malaysia.

Reported by Ireland:

  • Hans Bernauer (www.hansbernauer.com), clone of a previously authorised Austrian company.

Reported by Finansinspektionen:

  • Nankai Group (www.nankaigroup.com), with declared headquarters in Tokyo;

  • Shaw, Edwards. Emmerson & Knight Ltd Llp (www.seek-llc.net), with declared headquarters in Tokyo;

  • Yamamoto International (www.yamamotointernational.com), with declared headquarters in Tokyo;

  • IPC Capital (www.ipccapital.com), with declared headquarters in China.

(in "Consob Informa" no. 18/2016 - 9 May 2016)

Data: 09/05/2016

Cvc Ltd

The National Commission for Companies and the Stock Exchange (Consob) reports that the company Cvc Ltd, which declares that it has its headquarters in Anguilla and is operating with the brand "Cvc Groups", not to be confused with the companies belonging to the Cvc Capital Partners Ltd group, including Cvc Capital Partners srl, is not authorised to provide investment services and business in Italy by any means, including through the website www.cvcgroups.com.



(in "Consob Informa" no. 17/2016 - 2 May 2016)

Data: 02/05/2016

Explore Markets Limited, Corp Limited, Em Uk / Em Financial Services Limited - Capital Trust Ventures - International Mergers Llp / International Mergers & Acquisitions Llp - Carlsson and Capehart Group Ltd - Yamazaki Acquisition Group - Tommy and Bobby Limited - Berenberg Private Banking, Berenberg Investments - Pan-Asia Trading Partners - Swiss First Financial Management Ag - Strategic Capital System - Fink Bernstein - Williams & Miller Pllc - William Burke Ventures - Westwood Consultancy - Wegman & Associates - Vault Acquisitions and other companies

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Ireland (Central Bank of Ireland), Hong Kong (Securities and Futures Commission - SFC), Switzerland (Swiss Financial Market Supervisory Authority – FINMA) and the United States of America (Securities and Exchange Commission – SEC) report companies offering investment and financial services without the required authorisation.

Reported by the FCA:

  • Explore Markets Limited, Corp Limited, Em Uk / Em Financial Services Limited (http://exploremarkets.com), with declared headquarters in London;

     
  • Capital Trust Ventures (www.ctvent.com), with declared headquarters in London and Tokyo;

     
  • International Mergers Llp / International Mergers & Acquisitions Llp (www.international-mergers.com), with declared headquarters in London.

Reported by the Central Bank of Ireland:

  • Carlsson and Capehart Group Ltd (USA);

     
  • Yamazaki Acquisition Group (Japan).

Reported by the SFC:

  • Tommy and Bobby Limited (www.tommybobbylimited.com), with declared headquarters in Hong Kong;

     
  • Berenberg Private Banking, Berenberg Investments, clone of the authorised company Joh. Berenberg, Gossler & Co. Kg;

     
  • Pan-Asia Trading Partners (www.panasiatradingpartners.com), with declared headquarters in Tokyo.

Reported by the FINMA:

  • Swiss First Financial Management Ag, with declared headquarters in Zurich;

     
  • Strategic Capital System, with declared headquarters in Zurich;

     
  • Fink Bernstein (fink-bernstein.com), with declared headquarters in Zurich.

Reported by the SEC:

  • Williams & Miller Pllc (www.wmlawpllc.com), with declared headquarters in New York;

     
  • William Burke Ventures (www.williamburkeventures.com), with declared headquarters in New York;

     
  • Westwood Consultancy (www.westwoodcllc.com), with declared headquarters in New York;

     
  • Wegman & Associates (www.wegmansaca.com), with declared headquarters in New York;

     
  • Vault Acquisitions (www.vaultacquisitions.com), with declared headquarters in Boston;

     
  • The Column Capital Partners (www.columncp.com), with declared headquarters in New York;

     
  • Swiss Private Capital Ltd. (www.swiss-private.com) with declared headquarters in New York;

     
  • Sure Mergers & Acquisitions (www.suremandaintl.com), with declared headquarters in Boston;

     
  • Steinberg Private Equity (www.steinbergpe.com), with declared headquarters in New York;

     
  • Steam Takeovers (www.steamtakeovers.com), with declared headquarters in Boston;

     
  • Sherman Consultancy Group (www.shermanconsultancygroup.com), with declared headquarters in New York;

     
  • Scope Acquisitions (www.scopeacquisitions.com), with declared headquarters in Chicago;

     
  • Rosen and Associates (www.rcrosenassoc.com), with declared headquarters in Boston;

     
  • Roche Capital Partners LP (www.rochecp.us), with declared headquarters in Boston;

     
  • Regent Capital Ventures Inc. (www. regentcv.com), with declared headquarters in New York;

     
  • Regency Acquisition Group (www.regencyag.com) with declared headquarters in Los Angeles;

     
  • Pointe Capital Partners Inc. (www.pointecp.com) with declared headquarters in New York;

     
  • Perkins Consultancy Group (www.perkinsconsultancygrp.com), with declared headquarters in New York;

     
  • One New York Financial Services (www.onenyfinserv.us), with declared headquarters in New York;

     
  • Northwest Global Management, Inc. (www.northwestglobalmgtinc.com), with declared headquarters in New York;

     
  • McMillan Consulting Group (www.mcmillanconsultinggroup.com), with declared headquarters in New York;

     
  • Lubater Consulting (www.lubater-consulting.com), with declared headquarters in New York;

     
  • Kramer & Associates Management Group Llc (www.krameramg.com), with declared headquarters in New York;

     
  • Kaplan Mergers (www.kaplanmergers.com) with declared headquarters in New York;

     
  • International Divestment Services IR Ltd (www.ids-ir.com), with declared headquarters in New York;

     
  • Hudson Munroe Transfer Agents, with declared headquarters in Chicago;

     
  • Hedges Capital Group (www.hedgescap.com), with declared headquarters in New York;

     
  • Financial Advisors KMG (www.financialadvisorskmg.com), with declared headquarters in New York;

     
  • Faber Landau (www.faberlandau.com), with declared headquarters in New York;

     
  • Eastwest Management Group Ltd. (www.eastwestmanagementgroup.com), with declared headquarters in New York;

     
  • East International Transfer (www.easttransfer.com), with declared headquarters in New York;

     
  • Diversified Private Capital Group (www.dpcapitalgroup.com), with declared headquarters in New York;

     
  • Diversified Global Equities Group (www.dgegroup.net), with declared headquarters in Chicago;

     
  • Capital Union Partners (www.capitalunionpartners.com), with declared headquarters in New York;

     
  • Brixton Business Consultants (www.brixtonconsultants.com), with declared headquarters in New York;

     
  • Bradley & Rogers (www.bradleyrogers.com), with declared headquarters in New York;

     
  • Bowman & Malone Llp (www.bowmanmalone.com) with declared headquarters in Meridian (USA);

     
  • Eastman Pierce Partners Mergers and Acquisitions (www.eastmanpierce.com), with declared headquarters in New York;

     
  • Wallace Jacob Consultants Corporate Services (www.wjccorporateservices.com), with declared headquarters in New York. 

(in "Consob Informa" no. 17/2016 - 2 May 2016)

Data: 02/05/2016

Balmoral International Group Sa - Venice Forex Investment Doo

The National Commission for Companies and the Stock Exchange [Consob] reports that:

  • the company Balmoral International Group Sa is not authorised to provide investment services and business in Italy in any way;

  • the company Venice Forex Investment Doo – which declares that it has its headquarters in Italy – is not authorised to provide investment services or do business in Italy in any way, including through the website www.veniceforexinvestment.com.

(in "Consob Informa" no. 16/2016 - 26 April 2016)

Data: 26/04/2016

I Cash Advance - Bradley & Rogers/ Bradley Rogers Llc - Cjr Investments - Rushmoor Associates - aymund Servais - Carlson & Clarke Management Group - Norber Mach - Fort Global Fund Managers - Gerard & Alterman - Mtl Index - Cst Financial Services Ltd - Hermes Management Ltd - Claudia Blank - Russell and Partners Trust Financial Management - Velasco & Asociados - websites offering trading of binary options

The Supervisory Authorities of the United Kingdom (Financial Conduct Authority - FCA), France (Autoritè des Marches Financiers - AMF), British Columbia (British Columbia Securities Commission – BCSC), Austria (Financial Market Authority – FMA), Holland (The Netherlands Authority for the Financial Markets – AFM), Spain (Comision Nacional del Mercado de Valores - CNMV) reports the companies that are offering investment and financial services without the required authorisations.

Reported by the FCA:

  • I Cash Advance, clone of the authorised company Munee Hut Llp t/a I Cash Advance (www.icashadvance.co.uk), with declared headquarters in the United Kingdom (Reference No. 737787);

  • Bradley & Rogers/ Bradley Rogers Llc, (www.bradleyrogers.com), with declared headquarters in the United States;

  • CJR Investments, (www.cjrinvestments.com), with declared headquarters in London;

  • Rushmoor Associates (www.rushmoor-associates.com), with declared headquarters in Zurich;

  • Raymund Servais (www.raymundservais.com), with declared headquarters in Uxbridge (UK), clone of the authorised company Raymund Servais Pgmbh;

  • Carlson & Clarke Management Group (www.carlsonandclarke.com) with declared headquarters in New York;

  • Norber Mach (www.norbertmach.com), clone of an authorised company (Reference No. 448804);

  • Fort Global Fund Managers (www.fortglobalfundmanagers.co.uk), with registered headquarters in Dublin, clone of the authorised company Fort Global UCITS Funds PLC;

  • Gerard & Alterman (www.gerardalterman.com), with declared headquarters in Belgium, Oxford (UK) and Dubai, clone of the authorised company Gerard & Alterman Sprl.

Reported by the AMF:

  • MTL Index (www.mtlindex.com/fr).

Reported by the BCSC:

  • CST Financial Services Ltd also known as Opteck (www.opteck.com), with declared headquarters in Belize.

Reported by the FMA:

  • Hermes Management Ltd, with declared headquarters in Belize;

  • Claudia Blank.

Reported by the AFM:

  • Russell and Partners Trust Financial Management.

Reported by the CNMV:

  • Velasco & Asociados (www.velascoyasociados.es), with declared headquarters in Madrid.

* * *

The Belgian Supervisory (Financial Services and Markets Authority - FSMA) has updated the list of websites offering trading of binary options without the required authorisation. The complete list is published on the AMF website at the following address: http://www.amf-france.org.  

(in "Consob Informa" no. 16/2016 - 26 April 2016)

Data: 26/04/2016

Gs Loans - Gfs Management Limited - Best Loans Limited - Loans Today - Liberium Capital Limited - Surekeep Marketing - Cre Group Inc - Finsolved Management & Consultancy - Raiser Limited - Cole & Rushton Llc - Ernst & Taylor Llp - Friedman Global - Shanghai Derivatives Exchange (Shdex) - Caïs Capital Llc - Rbct Trading - Pwl Trading - Bnk Trading - East Tech Trad - Nyt Trading - Taml Trading - United Investment Federation Sl - www.ibamarkets.com - Delta Lloyd Investment Fund N.V. (Delta) - Osprey Asset Management Sa (www.ospreyam.com) - Swiss Banque - Otmfx Online Trade Market Fx

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Belgium (Financial Services and Markets Authority- FSMA), Spain (Comision Nacional Del Mercado de Valores - CNMV), British Columbia (British Columbia Securities Commission – BCSC), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Mauritius (Financial Services Commission – FSC), report the companies that are offering investment services without the required authorisation.

Reported by the FCA:

  • Gs Loans;

     
  • Gfs Management Limited (www.gfsmanagementlimited.com) with declared headquarters in Dublin.

     
  • Best Loans Limited;

     
  • Loans Today (www.loans-today.me.uk);

     
  • Liberium Capital Limited (www.liberumcapitallimited.com) with declared headquarters in London.

Reported by the FSMA:

  • Surekeep Marketing;

     
  • Cre Group Inc;

     
  • Finsolved Management & Consultancy;

     
  • Raiser Limited;

     
  • Cole & Rushton Llc;

     
  • Ernst & Taylor Llp;

     
  • Friedman Global;

     
  • Shanghai Derivatives Exchange (Shdex);

     
  • Caïs Capital Llc;

     
  • Rbct Trading;

     
  • Pwl Trading;

     
  • Bnk Trading;

     
  • East Tech Trad;

     
  • Nyt Trading;

     
  • Taml Trading.

Reported by the CNMV:

  • United Investment Federation Sl;

     
  • www.ibamarkets.com.

Reported by the BCSC:

  • Delta Lloyd Investment Fund N.V. (Delta), with declared headquarters in Mumbai, India.

Reported by FINMA:

  • Osprey Asset Management Sa (www.ospreyam.com), with declared headquarters in Geneva;

     
  • Swiss Banque (www.swiss-banque.com).

Reported by the FSC:

  • Otmfx Online Trade Market Fx

(in "Consob Informa" no. 15/2016 - 18 April 2016)

Data: 18/04/2016

Titan Trade Capital Limited, Dom Technology Services Ltd and Titan Trade Solutions Ltd

The National Commission for Companies and the Stock Exchange reports that the companies Titan Trade Capital Limited, Dom Technology Services Ltd and Titan Trade Solutions Ltd are not authorised to provide investment services and investment activities by any means, including through the internet site www.titantrade.com.  

(in "Consob Informa" no. 14/2016 - 11 April 2016)

Data: 11/04/2016

Launton Wealth - Asia Pacific Limited - Fortitude Gold Financial Planning - Different Choice Fbc Inc - Forex Club Inc -Hamano and Partners - Ferrari Investment - Swiss Consultant Ch Company Sa - Harper Clarke Capital - The Sterling Group International - Private Lending Pty Ltd - Quick Loan Services Pty Ltd - Forbes Private Capital Group - Granada Capital

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Hungary (Central Bank of Hungary - MNB), Ireland (Central Bank of Ireland), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Austria (Financial Market Authority – FMA), Australia (Australian Securities and Investments Commission – ASIC) and Hong Kong (Securities and Futures Commission – SFC), report the companies offering investment and financial services without the required authorisation.

Reported by the FCA:

  • Launton Wealth (www.launtonwealth.com), with declared headquarters in London, clone of the authorised company Finanz-Control Anstalt, with headquarters in Liechtenstein (Reference no. 531232);

     
  • Asia Pacific Limited (www.asiapacificltd.com), with registered headquarters in Hong Kong and New York. The company had already been reported by the Belgian supervisory authority FSMA (see "Consob Informs" No. 39/2015);

     
  • Fortitude Gold Financial Planning (www.fortitudegfp.com), which also uses the names Fortitude GFP, Fortitude Finance and FG Financial Planning, with registered headquarters in London and Zurich.

Reported by the MNB:

  • Different Choice Fbc Inc (http://dcfxbroker.com), with declared headquarters in the Seychelles;

     
  • Forex Club Inc, with declared headquarters in Panama City.

Reported by the Central Bank of Ireland:

  • Hamano and Partners (www.hamanopartners.com), with declared headquarters in Tokyo.

Reported by FINMA:

  • Ferrari Investment (www.ferrari-investment.com), with declared headquarters in Switzerland;

     
  • Swiss Consultant Ch Company Sa (http://swissconsultantch.com), with declared headquarters in Geneva;

     
  • Harper Clarke Capital (http://harperclarkecap.com), with declared headquarters in Geneva.

Reported by the FMA:

  • The Sterling Group International (www.thesterlinggroupinternational.com), with declared headquarters in Tokyo.

Reported by ASIC:

  • Private Lending Pty Ltd;

     
  • Quick Loan Services Pty Ltd.

Reported by SFC:

  • Forbes Private Capital Group (www.fpcghk.com), with declared headquarters in Hong Kong;

     
  • Granada Capital (www.granadacapital.com), with declared headquarters in Hong Kong.

* * *

The French supervisory authority (Authorité des Marchés Financiers - AMF) has updated the list of websites offering trading of binary options without the required authorisation. The complete list is published on the AMF website at the following address: www.amf-france.org.

(in "Consob Informa" no. 13/2016 - 4 April 2016)

Data: 04/04/2016
© All rights reserved - Consob - Best viewed at 800x600