First Financial Management - Commodore Asset - Mitsubishi Group

Finanstilsynet, the Norwegian supervisory authority, reports that the following companies are offering investment services without the required authorisation:

• First Financial Management  (www.firstfinancialmgmt.com), not to be confused with the First Financial Management (NI) Ltd which is duly authorised by the Financial Services Authority (FSA);
• Commodore Asset (www.commodoreasset.com), with declared registered office in Ohio (USA);
• Mitsubishi Group (www.mitsubishi-group.com) with declared registered office in Tokyo, not to be confused with Mitsubishi Companies (www.mitsubishi.com) 

(In Consob Informa no. 34/2010 - 30 August 2010)

Cash Group ag - Relax Investments Financial Services ltd - Easy Best Credit

The Financial Market Authority (FMA), the Austrian supervisory authority, reports that Cash Group ag, with declared registered office in Baar (Switzerland), Relax Investments Financial Services ltd with declared registered office in Vienna, and Easy Best Credit with declared registered office in Moscow, are offering banking and investment services without the required authorisation.

(In Consob Informa no. 33/2010 - 23 August 2010)

Gci International

The Financial Services Authority (FSA), the UK supervisory authority, reports that GCI International (www.gci-international.com), with declared registered office in Dubai, is offering investment services without the required authorisation.

(In Consob Informa no. 31/2010 - 2 August 2010)

Xr-Group

The Financial Market Authority (FMA), the Austrian supervisory authority, reports that Xr-Group, with registered office in Hong Kong, is offering investment services without the required authorisation.

(In Consob Informa no. 31/2010 - 2 August 2010)

Gs Global Asset Management llc - Select American Transfer co - Redbridge Associates - Swiss Equity Investment - Hamilton Davis Corporation - Churchill Advisory - Universal Consolidates - Price and Stone Mergers and Acquisitions

The Financial Services Authority (FSA), the UK supervisory authority, reports that the following companies are offering investment services without the required authorisation:

- Gs Global Asset Management llc, with declared registered office in New York;

- Select American Transfer co, with declared registered office in Toronto;

- Redbridge Associates, with declared registered office in Luxembourg;

- Swiss Equity Investment, with declared registered office in Zurich;

- Hamilton Davis Corporation, with declared registered office in Tokyo;

- Churchill Advisory, with declared registered office in Australia;

- Universal Consolidates, with declared registered office in New York;

- Price and Stone Mergers and Acquisitions, with declared registered office in Hong Kong.

(In Consob Informa no. 30/2010 - 26 July 2010)

EuroTrust Advisors - Marcus Jones International - Red Dragon Financial - Clayton & Phelps - Pendleton and Associates

The Financial Services Authority (FS), the UK supervisory authority, reports that EuroTrust Advisors (www.eurotrustadvisors.com), Marcus Jones International with declared registered office in London, Red Dragon Financial with declared registered office in Beijing (China), Clayton & Phelps with declared registered office in Montreal (Canada) and Pendleton and Associates with declared registered office in Tokyo are not authorised to offer investment services in the United Kingdom.

(In Consob Informa no. 29/2010 - 19 July 2010)

Smith and Dalton M&A

The Danish Financial Supervisory Authority (DFSA), reports that Smith and Dalton M&A, with declared headquarters in Hong Kong, is offering investment services without the required authorisation.

(In Consob Informa no. 29/2010 - 19 July 2010)

Pk Consultants Usa Inc

The Hellenic Capital Market Commission (HCMC), the Greek supervisory authority, reports that Pk Consultants Usa Inc, with declared registered office in New York, is not authorised to offer investment services in Greece.

(In Consob Informa no. 29/2010 - 19 July 2010)

Capitalium Europe sa - Capitalium Consult scrl - Capitalium sprl

The Banking, Finance and Insurance Commission (CBFA), the Belgian supervisory authority, reports that Capitalium Europe sa and Capitalium Consult scrl, both with declared registered office in Ohain (Belgium), are offering insurance and investment services without the required authorisation. The CBFA also reports that following the suspension of its insurance broker services, Capitalium sprl, also with declared registered office in Belgium, is temporarily prohibited from providing such services.

(In Consob Informa no. 29/2010 - 19 July 2010)

New Century Capital - Borsa Financial

The Irish Financial Services Regulatory Authority, reports that New Century Capital with declared offices in Austria and the United Kingdom, and Borsa Financial (already reported by the Belgian authority – see “Consob Informs” 47/2009) are offering investment services without the required authorisation.

(In Consob Informa no. 28/2010 - 12 July 2010)