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Royalton Capital Group - Westgate Consulting Group - Capital Markets Trading - Thornton & Tresk/Tt Financial - Traditional Funds Plc - Larse Capital Ltd - Ritzcoin Technologies Inc. - Larse Capital Ltd - Siddique Trading Sarl in liquidazione - It-Group Sucursal - www.dlmlimitedhk.com - StrongOaks Risk Management Limited - Fuji Credit Asset Management - Dp Consulting Group - DaTong Global - Arthur-Sera Limited - Daikyo Brokerage Limited

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Ireland (Central Bank of Ireland), Sweden (Finansinspektionen), Luxembourg (Commission de Surveillance du Secteur Financier - CSSF), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Spain (the Spanish Comisión Nacional del Mercado de Valores - CNMV) and Hong Kong (Securities and Futures Commission - SFC), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Royalton Capital Group (www.royaltoncapitalgroup.com), with declared headquarters in New York;

  • Westgate Consulting Group (www.royaltoncapitalgroup.com), with declared headquarters in New York;

  • Capital Markets Trading also known as MarketCt (http://marketct.com), with declared headquarters in London, clone of the authorised company Capital Markets Trading Uk Llp (Reference No. 509551), with headquarters in London;

  • Thornton & Tresk/Tt Financial (www.tt-financial.com), with declared headquarters in London.

Reported by the Central Bank of Ireland:

  • Traditional Funds Plc (www.traditionalfundsplc.com).

Reported by Finansinspektionen:

  • Larse Capital Ltd (www.larse.com), with declared headquarters in the Cayman Islands, Tokyo and Panama.

Reported by the CSSF:

  • Ritzcoin Technologies Inc.

Reported by the FINMA:

  • Larse Capital Ltd (www.larse.com), with declared headquarters in the Cayman Islands, Tokyo and Panama;

  • Siddique Trading Sarl in liquidation.

Reported by the CNMV:

  • It- Group Sucursal (www.it-group.es).

Reported by the SFC:

  • www.dlmlimitedhk.com;

  • StrongOaks Risk Management Limited;

  • Fuji Credit Asset Management;

  • Dp Consulting Group;

  • DaTong Global;

  • Arthur-Sera Limited;

  • Daikyo Brokerage Limited.

(in "Consob Informa" no. 28/2016 - 18 July 2016)

Data: 18/07/2016

Innovative Investment Holding Ltd  - White Rock Assets Ltd

The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa - Consob) has:

a) prohibited, under the terms of Art. 99, paragraph 1, lett. d), of the Consolidated Law on Finance - CLF, the offering to the public resident in Italy of the shares of Innovative Investment Holding Ltd carried out also through the Facebook pages "Innovative Investment Holding Ltd" and "Soci di Innovative Investment Holding" already suspended as a precautionary measure (Resolution No. 19661 of 6 July 2016);

b) prohibited, under the terms of Art. 101, paragraph 4, lett. c), of the CLF, the advertising activity related to the offering to the public of the shares of Innovative Investment Holding Ltd carried out also through the website www.progettorendite.wordpress.com, already suspended as a precautionary measure (Resolution No. 19663 of 6 July 2016);

c) suspended, for a period of 10 days, under the terms of Art. 99, paragraph 1, letter a), of the CLF, the offering to the public of the shares of White Rock Assets Ltd carried out in the absence of the prescribed authorisations also through the website www.investimentiimmobiliarivincenti.it (Resolution No. 19662 of 6 July 2016).

(in "Consob Informa" no. 27/2016 - 11 July 2016)

Data: 11/07/2016

Cheshire Capital Ltd

The National Commission for Companies and the Stock Exchange reports that the company Cheshire Capital Ltd is not authorised to provide investment services or activities in Italy in any way and, therefore, not even through the website www.bosscapital.com.

(in "Consob Informa" no. 26/2016 - 4 July 2016)

Data: 04/07/2016

E-transact Worldwide Limited - Sterling Consultancy Options - Banco Fx - Simple Finance - Novus Capital Management - Cannon Corporate Consultants - Epic Loans - Tfx Traders - Tokai Global Trading - Gruber & Taylor Co (Usa) - St. World Trade Inc. - TradeFxi Forex, Inc. - Nkfx Holdings Inc. - Lexington Investment Capital Inc. - TradeFXA Limited - XPMarkets Ltd. - Citco Trust Corporation Ltd. - European Union National Clearance Agency - Mizuho Corporate Global - SheldenAssociates - Ephraim Global - Sbma Investment - Keiyo Asset Management - Apex Equities - www.nhj999.com - www.jmusics.com - Athos International Management

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), the Netherlands (Netherlands Authority for the Financial Markets - AFM), Ireland (Central Bank of Ireland), the British Virgin Islands (British Virgin Islands Financial Services Commission), Sweden (Finansinspektionen), Mauritius (Financial Services Commission Mauritius), Hong Kong (Securities and Futures Commission - SFC), Belgium (Financial Services and Markets Authority - FSMA), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FSA:

  • E-transact Worldwide Limited (www.etransact.net), with declared headquarters in London;

  • SterlingConsultancy Options clone of an authorised company, with declared headquarters in Glasgow;

  • BancoFx (www.bancofx.com) clone of an authorised company, with declared headquarters in London;

  • SimpleFinance (www.simple-financeuk.com), clone of the authorised company William Ellis Sinclair with headquarters in the United Kingdom (Reference No. 618190);

  • NovusCapital Management (www.novuscapitalmarkets.com), clone of an authorised company;

  • CannonCorporate Consultants ( www.cannoncorporateconsultants.com), with declared headquarters in New York;

  • EpicLoans (www.epicloans.co.uk), clone of the authorised company Monevo Limited with headquarters in London (Reference No. 723672);

  • Tfx Traders (www. www.tfxtraders.com), with declared headquarters in London.

Reported by the AFM:

  • TokaiGlobal Trading.

Reported by the Central Bank of Ireland:

  • Gruber& Taylor Co (USA).

Reported by the British Virgin Islands Financial Services Commission:

  • St. World Trade Inc.;

  • TradeFxiForex, Inc.;

  • Nkfx Holdings Inc;

  • LexingtonInvestment Capital Inc.;

  • TradeFXALimited;

  • XPMarkets Ltd.;

  • Citco Trust Corporation Ltd. also known as Citco Trust Corp;

  • European Union National Clearance Agency.

Reported by Finansinspektionen:

  • MizuhoCorporate Global (www.mizuhoglobal.com), with declared headquarters in Tokyo;

  • SheldenAssociates (www.sheldenassociates.com), with declared headquarters in Tokyo;

  • EphraimGlobal (www.ephraimglobal.com), with declared headquarters in Tokyo.

Reported by the Financial Services Commission Mauritius:

  • SBMA Investment.

Reported by the SFC:

  • KeiyoAsset Management;

  • ApexEquities (www. apex-equities.com), with declared headquarters in Hong Kong;

  • www.nhj999.com;

  • www.jmusics.com.

Reported by the FSMA:

  • Athos International Management.

(in "Consob Informa" no. 26/2016 - 4 July 2016)

Data: 04/07/2016

iClick Loans - Executive Treuhand Partner Gmbh - Tdb-Options Limited - http://www.banco-binario.com/es - http://banco-binario.net - http://opcionesbinarias-bancobinario.net/ - http://bancobinario-finanzas.net - http://investingbinario.com - http://bolsalp-banco-binario.com - http://www.tradesopcionesbinarias.com - Sfkk Trading Solutions  - Jlm International Trading Company Limited - Deepblue Global Limited - A and P Holdings Limited - Sal Ltd - Sal Capital Ltd - Mountain Rider Ltd - Rusty Flower Ltd - Wirestech Limited - Hillgrand Limited - Bass Creek Advisors - Kline Capital Partners Fxglobal1 / Expert Capital Ventures - Value Management Inc - Regency Associates - Jordan Group Financial

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Switzerland (Swiss Financial Market Supervisory Authority- FINMA), Spain (Spanish Comisión Nacional del Mercado de Valores - CNMV), China (Financial Supervisory Commission Chinese Taipei - FSC), Canada (Ontario Securities Commission - OSC) and Hong Kong (Securities and Futures Commission - SFC), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • iClick Loans (http://www.iclick-loans.com/index.html), with declared headquarters in Kent (United Kingdom), clone of the authorised company Storm Automotive Ltd (Reference No. 635007).

Reported by the FINMA:

  • Executive Treuhand Partner Gmbh.

Reported by the CNMV:

  • Tdb-Options Limited;

     
  • http://www.banco-binario.com/es;

     
  • http://banco-binario.net;

     
  • http://opcionesbinarias-bancobinario.net/;

     
  • http://bancobinario-finanzas.net;

     
  • http://investingbinario.com;

     
  • http://bolsalp-banco-binario.com;

     
  • http://www.tradesopcionesbinarias.com;

     
  • Sfkk Trading Solutions (https://www.stcapitals.com).

Reported by the FSC:

  • Jlm International Trading Company Limited, with declared headquarters in Taiwan;

     
  • Deepblue Global Limited, with declared headquarters in Taiwan;

     
  • A and P Holdings Limited, with declared headquarters in Taiwan.

Reported by the OSC:

  • Sal Ltd also known as WinOptions;

     
  • Sal Capital Ltd ( www.winoptions.com);

     
  • Mountain Rider Ltd (Option Ridge) www.optionridge.com;

     
  • Rusty Flower Ltd (www.optionridge.com);

     
  • Wirestech Limited (www.bigoption.com).

Reported by the SFC:

  • Hillgrand Limited (www.hglfox.com), with declared headquarters in Hong Kong, New York, Great Britain, Berlin, Paris and Tokyo;

     
  • Bass Creek Advisors (www.basscreekadvisors.com ), with declared headquarters in Hong Kong;

     
  • Kline Capital Partners (www.klinecapitalpartners.com), with declared headquarters in Hong Kong;

     
  • Fxglobal1 / Expert Capital Ventures (www. Fxglobal1.com);

     
  • Value Management Inc (www.valuemgmtinc.com), with declared headquarters in Seoul;

     
  • Regency Associates (www.regencyassociates.com), with declared headquarters in Tokyo;

     
  • Jordan Group Financial (www.jordangroupfinancial.com), with declared headquarters in Tokyo.

(in "Consob Informa" no. 27/2016 - 11 July 2016)

Data: 04/07/2016

Innovative Investment Holding Ltd

The National Commission for Companies and the Stock Exchange (Consob) has adopted four suspension measures to protect investors in relation to the offer to the public resident in Italy of investments of a financial nature promoted by Innovative Investment Holding Ltd and advertised also through Facebook pages and websites.

In particular, Consob:

a) has suspended for a period of 10 days, under the terms of Art. 99, paragraph 1, lett. a), of the Consolidated Law on Finance - CLF, the public offering of "shares" of Innovative Investment Holding Ltd carried out in the absence of the prescribed authorisations also through the Facebook pages "Innovative Investment Holding Ltd." and "Soci di Innovative Investment Holding Ltd." (Resolution No. 19641 of 22 June 2016);

b) has suspended for a period of 90 days, under the terms of Art. 99, paragraph 1, lett. b), of the CLF, the offer to the public resident in Italy concerning investments of a financial nature carried out by Innovative Investment Holding Ltd in the absence of the prescribed authorisations also through the Facebook pages "Innovative Investment Holding Ltd" and "Soci di Innovative Investment Holding Ltd" (Resolution No. 19642 of 22 June 2016);

c) has suspended, for a period of 10 days, under the terms of Art. 101, paragraph 4, lett. a), of the CLF, advertising in relation to the public offering of the "shares" of Innovative Investment Holding Ltd carried out through the website www.progettorendite.wordpress.com (Resolution No. 19643 of 22 June 2016);

d) has suspended, for a period of 90 days, under the terms of Art. 99, paragraph 1, lett. a), of the CLF, advertising in relation to the offer to the public resident in Italy concerning investments of a financial nature promoted by Innovative Investment Holding Ltd carried out through the website www.progettorendite.wordpress.com (Resolution No. 19644 of 22 June 2016).

(in "Consob Informa" no. 25/2016 - 27 June 2016)

Data: 27/06/2016

Tfx Traders - Nomura Levy Mergers & Acquisitions - Epic Loans - GoldProfessionell Austria Gmbh - Trans-Atlantic Direct  - Option888 Vip  - Ephraim Global - Shelden Associates - Mizuho Corporate Global - Silver Ridge Resources - Sachs International Sa - Central Option/Central Provider Ltd - Camden Financial Services

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Sweden (Finansinspektionen) and Hong Kong (Securities and Futures Commission - SFC), report the companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FSA:

  • Tfx Traders (www.tfxtraders.com), with declared headquarters in London; 

  • Nomura Levy Mergers & Acquisitions (www.nomuralevy.com), with declared headquarters in Tokyo, clone of an authorised company;

  • Epic Loans, clone of an authorised company.

Reported by the FINMA:

  • GoldProfessionell Austria Gmbh (www.goldpartner24.info/de), with declared headquarters in Austria; 

  • Trans-Atlantic Direct (http://transatl-dir.com), with declared headquarters in Geneva; 

  • Option888 Vip (www.option888vip.com), with declared headquarters in Zurich.

Reported by Finansinspektionen:

  • Ephraim Global (www.ephraimglobal.com), with declared headquarters in Tokyo; 

  • Shelden Associates (www.sheldenassociates.com), with declared headquarters in Tokyo;

  • Mizuho Corporate Global (www.mizuhoglobal.com), with declared headquarters in Tokyo.

Reported by the SFC:

  • Silver Ridge Resources (www.silverridgeresources.com), with declared headquarters in Hong Kong; 

  • Sachs International Sa (www.sachsint.com), with declared headquarters in London; 

  • Central Option/Central Provider Ltd (www.centraloption.com), with declared headquarters in Hong Kong; 

  • Camden Financial Services (www.camdenfinancialsvcs.com), with declared headquarters in Hong Kong.

The Authorité des Marchés Financiers (AMF), the French supervisory authority, has updated the list of websites offering trading of binary options without the required authorisation. The complete list is published on the AMF website at the following address: http://www.amf-france.org.

* * *

The Bulgarian supervisory authority (Financial Supervision Commission - FSC) has published the list of the companies that are offering investment services without the required authorisations.

The complete list is published on the FSC's website at the following address: www.fsc.bg.

(in "Consob Informa" no. 25/2016 - 27 June 2016)

Data: 27/06/2016

Stanford Law - Fast Loans Now - Cohen & Partners - Makler Company Sebastian Toczek - Spindler & Partner llp - Capstone Financial Development - Osaka Financial / Nippon Capital Asset Management - Locker Capital Management or Locker Global Management - Soren Moller - Fuji Credit Asset Management - Athos International Management Bvba

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Poland (Polish Financial Supervision Authority - KNF), Jersey (Jersey Financial Services Commission - JerseyFSC), Switzerland (Swiss Financial Market Supervisory Authority - FINMA), Denmark (Danish Financial Supervisory Authority - Finanstilsynet), Luxembourg (Commision de Surveillance du Secteur Financier - CSSF), the Netherlands (Netherlands Authority for the Financial Markets - AFM) and Belgium (Financial Services and Markets Authority - FSMA), report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FSA:

  • Stanford Law (www.stanfordlawfirm.com), with declared headquarters in the United States;

     
  • Fast Loans Now (clone of an authorised company);

     
  • Cohen & Partners (www.cohenandpartners.com.), with declared headquarters in Boston.

Reported by the KNF:

  • Makler Company Sebastian Toczek.

Reported by JerseyFSC:

  • Spindler & Partner llp (www.spindler-partner.com), with declared headquarters in Jersey.

Reported by the FINMA:

  • Capstone Financial Development (www.capstonefinancialdevelopment.com), with declared headquarters in Zurich.

Reported by Finanstilsynet:

  • Osaka Financial / Nippon Capital Asset Management, with declared headquarters in Osaka.

Reported by the CSSF:

  • Locker Capital Management or Locker Global Management (www.flocker-cm.com or http:77locker-cm.com), with declared headquarters in Luxembourg;

     
  • Soren Moller (www.soren-moller.com), with declared headquarters in Luxembourg.

Reported by the AFM:

  • Fuji Credit Asset Management (www.fujicredit.com), with declared headquarters in Osaka.

Reported by the FSMA:

  • Athos International Management Bvba (also known as Eagle Crest Insurance and Eagle Crest Underwriter), with declared headquarters in Brussels.

(in "Consob Informa" no. 24/2016 - 20 June 2016)

Data: 20/06/2016

Helix Capital Investments Ltd

The Commissione Nazionale per le Società e la Borsa (Consob) has adopted three measures prohibiting advertising activity in relation to the offering of investment programmes promoted by Helix Capital Investments Ltd, already suspended by way of precaution for a period of 90 days (see "Consob Informs" No. 11/2106).

In particular, Consob has prohibited, pursuant to Article 101, paragraph 4, letter b), of Italian Legislative Decree No. 58/1998, the advertising activity related to the public offering of the investment programme named "Helix" promoted by Helix Capital Investments Ltd in breach of Art. 101, paragraph 2 of the same decree carried out:

- through the website www.helixcapitalinvestment-italia.jimdo.com (Resolution No. 19624 of 8 June 2016);

- by Mr Andrea Ceccherini through various means of communication (Resolution No. 19625 of 8 June 2016);

- by Mrs Svetlana Rosca Viviani through various means of communication (Resolution No. 19626 of 8 June 2016).

(in "Consob Informa" no. 23/2016 - 13 June 2016)

Data: 13/06/2016

Traditional Fund Plc - Mfg Investments - Capita Consult - Bauer Schmidt & Guenter - Nippon Capital Asset Management - http://tradingforex.es - Momentum FX/Momentum Markets/Momentum Management Limited - Global Ark Group - Ava Trade Ltd - Institute of Finance Technology SA

The Supervisory Authorities of the United Kingdom (Financial Conduct Authority - FCA), Denmark (Danish Financial Authority - DFSA), Spain (Comisión Nacional del Mercado de Valores - CNMV), Hong Kong (Securitites and Futures Commission – SFC), British Columbia (British Columbia Securities Commission – BCSC) and Greece (Hellenic Capital Market Commission – HCMC), report companies and websites that are offering investment and financial services without the required authorisations.

Reported by the FCA:

  • Traditional Fund Plc (www.traditional-fundplc.com), with declared headquarters in Ireland (clone of an authorised company);

     
  • Mfg Investments (www.mfginvestment.co.uk), with declared headquarters in Ireland, clone of an authorised company;

     
  • Capita Consult (www.capitalconsult.com), with declared headquarters in New York, clone of the authorised company Capita Registrars Group (www.capitaregistras.com), with headquarters in the United Kingdom (Reference No. 482672 );

     
  • Bauer Schmidt & Guenter (www.bauerschmidt-guenter), with declared headquarters in New York, clone of an authorised company.

Reported by the DFSA:

  • Nippon Capital Asset Management now Osaka Financial (www.osakafinancial.com), with declared headquarters in Osaka.

Reported by the CNMV:

  • http://tradingforex.es.

Reported by the SFC:

  • Momentum FX/Momentum Markets/Momentum Management Limited (www.momentummarkets.com), with declared headquarters in Hong Kong;

     
  • Global Ark Group (www.globalarkgroup.com), with declared headquarters in Hong Kong.

Reported by the BCSC:

  • Ava Trade Ltd (www.avatrade.com), with declared headquarters in the British Virgin Islands.

Reported by the HCMC:

  • Institute of Finance Technology SA, with declared headquarters in Greece.

The French supervisory authority (Authorité des Marchés Financiers – AMF) has updated the list of websites offering investment services on Forex markets without authorisation.

The complete list is published on the AMF website at the following address: http://www.amf-france.org.

In addition the French authority warns investors about the risks associated with the use of Pretitrend software which using sophisticated mathematical algorithms induces savers to invest in binary options promising high financial returns.

(in "Consob Informa" no. 23/2016 - 13 June 2016)

Data: 13/06/2016
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