Companies of non-EU authorized to operate in Italy without branches
Date 04/03/2021


  • Investment firm of non-EU country other than bank: ABERDEEN ASSET MANAGERS LIMITED
    Registered office:BOW BELLS HOUSE 1 BREAD STREET
    City: EC4M 9HH LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Resolution: n. 21631 of 10/12/2020 (effective from 01/01/2021)
    Registration no: 8
    • SERVICES PROVIDED IN ITALY
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Foreign exchange services where these are connected to the provision of investment services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: BARCLAYS CAPITAL SECURITIES LIMITED
    Registered office:5 NORTH COLONNADE
    City: E14 4BB LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21669 of 29/12/2020 (effective from 01/01/2021)
    Registration no: 16
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: BLACKROCK ADVISORS (UK) LIMITED
    Registered office:12 THROGMORTON AVENUE
    City: EC2N 2DL LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21604 of 02/12/2020 (effective from 01/01/2021)
    Registration no: 2
    • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients
    • Portfolio management
    • Reception and transmission of orders
    • Investment advice
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
    Registered office:12 THROGMORTON AVENUE
    City: EC2N 2DL LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21605 of 02/12/2020 (effective from 01/01/2021)
    Registration no: 3
    • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients
    • Portfolio management
    • Reception and transmission of orders
    • Investment advice
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: CCBI GLOBAL MARKETS (UK) LIMITED
    Registered office:111 OLD BROAD STREET
    City: EC2N1AP LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21729 of 24/02/2021
    Registration no: 21
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
    • Foreign exchange services where these are connected to the provision of investment services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: CITIGROUP GLOBAL MARKETS LIMITED
    Registered office:CITIGROUP CENTRE CANADA SQUARE
    City: E14 5LB LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21645 of 18/12/2020 (effective from 01/01/2021)
    Registration no: 11
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account
    • Execution of orders on behalf of clients
    • Underwriting and/or placement based on an irrevocable commitement towards the issuer
    • Placement without irrevocable commitement to iussuer
    • Reception and transmission of orders
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Services related to underwriting

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: ENVENT CAPITAL MARKETS LIMITED
    Registered office:42 BERKELEY SQUARE
    City: W1J5AW LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21665 of 22/12/2020 (effective from 01/01/2021)
    Registration no: 14
    • SERVICES PROVIDED IN ITALY
    • Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: EUROMTS LIMITED
    Registered office:10 PATERNOSTER SQUARE
    City: EC4M 7LS LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21641 of 15/12/2020 (effective from 01/01/2021)
    Registration no: 20
    • SERVICES PROVIDED IN ITALY
    • Operation of Multilateral Trading Facilities

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED
    Registered office:23 ST ANDREW SQUARE
    City: EH2 1BB EDIMBURGO
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Resolution: n. 21629 of 10/12/2020 (effective from 01/01/2021)
    Registration no: 7
    • SERVICES PROVIDED IN ITALY
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL
    Registered office:PLUMTREE COURT 25 SHOE LANE
    City: EC4A 4AU LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21667 of 29/12/2020 (effective from 01/01/2021)
    Registration no: 15
    • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: GOLDMAN SACHS INTERNATIONAL
    Registered office:25 SHOE LANE - PLUMTREE COURT
    City: EC4A 4AU LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21599 of 25/11/2020 (effective from 01/01/2021)
    Registration no: 1
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account
    • Execution of orders on behalf of clients
    • Underwriting and/or placement based on an irrevocable commitement towards the issuer
    • Placement without irrevocable commitement to iussuer
    • Portfolio management
    • Reception and transmission of orders
    • Investment advice
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Services related to underwriting
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: HARBOURVEST PARTNERS (U.K.) LIMITED
    Registered office:33 JERMYN STREET
    City: SW1Y6DN LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Resolution: n. 21664 of 22/12/2020 (effective from 01/01/2021)
    Registration no: 13
    • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: JANE STREET FINANCIAL LIMITED
    Registered office:PREMIER PLACE 2 & A HALF DEVONSHIRE SQUARE
    City: EC2M 4UJ LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21670 of 19/12/2020 (effective from 01/01/2021)
    Registration no: 17
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: JEFFERIES INTERNATIONAL LIMITED
    Registered office:100 BISHOPSGATE
    City: EC2N 4JL LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21671 of 29/12/2020 (effective from 01/01/2021)
    Registration no: 18
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: JPMORGAN ASSET MANAGEMENT (UK) LIMITED
    Registered office:60 VICTORIA EMBANKMENT
    City: EC4Y 0JP LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21606 of 02/12/2020 (effective from 01/01/2021)
    Registration no: 4
    • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Services related to underwriting

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: MARKETAXESS EUROPE LIMITED
    Registered office:5 ALDERMANBURY SQUARE
    City: EC2V 7HR LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21643 of 15/12/2020 (effective from 01/01/2021)
    Registration no: 19
    • SERVICES PROVIDED IN ITALY
    • Operation of Multilateral Trading Facilities

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: MERRILL LYNCH INTERNATIONAL
    Registered office:2 KING EDWARD STREET
    City: EC1A 1HQ LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21632 of 10/12/2020 (effective from 01/01/2021)
    Registration no: 9
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Underwriting and/or placement based on an irrevocable commitement towards the issuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Services related to underwriting
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: MORGAN STANLEY & CO. INTERNATIONAL PLC
    Registered office:25 CABOT SQUARE, CANARY WHARF
    City: E144QA LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21637 of 15/12/2020 (effective from 01/01/2021)
    Registration no: 12
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account
    • Execution of orders on behalf of clients
    • Underwriting and/or placement based on an irrevocable commitement towards the issuer
    • Placement without irrevocable commitement to iussuer
    • Reception and transmission of orders
    • Investment advice
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
    • Services related to underwriting
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: OPPENHEIMER EUROPE LTD
    Registered office:6 GRACECURCH STREET
    City: EC3V 0AT LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21730 of 24/02/2021
    Registration no: 22
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: REDE PARTNERS LLP
    Registered office:110 PARK STREET 3RD FLOOR
    City: W1K 6NX LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21607 of 02/12/2020 (effective from 01/01/2021)
    Registration no: 5
    • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: SCHRODER INVESTMENT MANAGEMENT LIMITED
    Registered office:1 LONDON WALL PLACE
    City: EC2Y5AU LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Resolution: n. 21608 of 02/12/2020 (effective from 01/01/2021)
    Registration no: 6
    • SERVICES PROVIDED IN ITALY
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: STATE STREET GLOBAL ADVISORS LIMITED
    Registered office:20 CHURCILL PLACE
    City: E14 5HJ LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21633 of 10/12/2020 (effective from 01/01/2021)
    Registration no: 10
    • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Foreign exchange services where these are connected to the provision of investment services
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • Investment firm of non-EU country other than bank: STIFEL NICOLAUS EUROPE LIMITED
    Registered office:150 CHEAPSIDE
    City: EC2V 6ET LONDRA
    Country: REGNO UNITO
    Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
    Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
    Resolution: n. 21739 of 03/03/2021
    Registration no: 23
    • SERVICES PROVIDED IN ITALY
    • Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Underwriting and/or placement based on an irrevocable commitement towards the issuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.