-
Investment firm of non-EU country other than bank: ABERDEEN ASSET MANAGERS LIMITED
Registered office: BOW BELLS HOUSE 1 BREAD STREET
City: EC4M 9HH LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Resolution: n. 21631 of 10/12/2020 (effective from 01/01/2021)
Registration no: 8
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Foreign exchange services where these are connected to the provision of investment services
-
Investment firm of non-EU country other than bank: BARCLAYS CAPITAL SECURITIES LIMITED
Registered office: 5 NORTH COLONNADE
City: E14 4BB LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21669 of 29/12/2020 (effective from 01/01/2021)
Registration no: 16
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
-
Investment firm of non-EU country other than bank: BLACKROCK ADVISORS (UK) LIMITED
Registered office: 12 THROGMORTON AVENUE
City: EC2N 2DL LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21604 of 02/12/2020 (effective from 01/01/2021)
Registration no: 2
- Execution of orders on behalf of clients
- Portfolio management
- Reception and transmission of orders
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
Registered office: 12 THROGMORTON AVENUE
City: EC2N 2DL LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21605 of 02/12/2020 (effective from 01/01/2021)
Registration no: 3
- Execution of orders on behalf of clients
- Portfolio management
- Reception and transmission of orders
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: CCBI GLOBAL MARKETS (UK) LIMITED
Registered office: 111 OLD BROAD STREET
City: EC2N1AP LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21729 of 24/02/2021
Registration no: 21
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
- Foreign exchange services where these are connected to the provision of investment services
-
Investment firm of non-EU country other than bank: CITIGROUP GLOBAL MARKETS LIMITED
Registered office: CITIGROUP CENTRE CANADA SQUARE
City: E14 5LB LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21645 of 18/12/2020 (effective from 01/01/2021)
Registration no: 11
- Dealing on own account
- Execution of orders on behalf of clients
- Underwriting and/or placement based on an irrevocable commitement towards the issuer
- Placement without irrevocable commitement to iussuer
- Reception and transmission of orders
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Services related to underwriting
-
Investment firm of non-EU country other than bank: ENVENT CAPITAL MARKETS LIMITED
Registered office: 42 BERKELEY SQUARE
City: W1J5AW LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21665 of 22/12/2020 (effective from 01/01/2021)
Registration no: 14
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: EUROMTS LIMITED
Registered office: 10 PATERNOSTER SQUARE
City: EC4M 7LS LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21641 of 15/12/2020 (effective from 01/01/2021)
Registration no: 20
- Operation of Multilateral Trading Facilities
-
Investment firm of non-EU country other than bank: FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED
Registered office: 23 ST ANDREW SQUARE
City: EH2 1BB EDIMBURGO
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Resolution: n. 21629 of 10/12/2020 (effective from 01/01/2021)
Registration no: 7
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
-
Investment firm of non-EU country other than bank: GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL
Registered office: PLUMTREE COURT 25 SHOE LANE
City: EC4A 4AU LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21667 of 29/12/2020 (effective from 01/01/2021)
Registration no: 15
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
-
Investment firm of non-EU country other than bank: GOLDMAN SACHS INTERNATIONAL
Registered office: 25 SHOE LANE - PLUMTREE COURT
City: EC4A 4AU LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21599 of 25/11/2020 (effective from 01/01/2021)
Registration no: 1
- Dealing on own account
- Execution of orders on behalf of clients
- Underwriting and/or placement based on an irrevocable commitement towards the issuer
- Placement without irrevocable commitement to iussuer
- Portfolio management
- Reception and transmission of orders
- Investment advice
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Services related to underwriting
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
-
Investment firm of non-EU country other than bank: HARBOURVEST PARTNERS (U.K.) LIMITED
Registered office: 33 JERMYN STREET
City: SW1Y6DN LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Resolution: n. 21664 of 22/12/2020 (effective from 01/01/2021)
Registration no: 13
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
-
Investment firm of non-EU country other than bank: JANE STREET FINANCIAL LIMITED
Registered office: PREMIER PLACE 2 & A HALF DEVONSHIRE SQUARE
City: EC2M 4UJ LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21670 of 19/12/2020 (effective from 01/01/2021)
Registration no: 17
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
-
Investment firm of non-EU country other than bank: JEFFERIES INTERNATIONAL LIMITED
Registered office: 100 BISHOPSGATE
City: EC2N 4JL LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21671 of 29/12/2020 (effective from 01/01/2021)
Registration no: 18
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
-
Investment firm of non-EU country other than bank: JPMORGAN ASSET MANAGEMENT (UK) LIMITED
Registered office: 60 VICTORIA EMBANKMENT
City: EC4Y 0JP LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21606 of 02/12/2020 (effective from 01/01/2021)
Registration no: 4
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Services related to underwriting
-
Investment firm of non-EU country other than bank: MARKETAXESS EUROPE LIMITED
Registered office: 5 ALDERMANBURY SQUARE
City: EC2V 7HR LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21643 of 15/12/2020 (effective from 01/01/2021)
Registration no: 19
- Operation of Multilateral Trading Facilities
-
Investment firm of non-EU country other than bank: MERRILL LYNCH INTERNATIONAL
Registered office: 2 KING EDWARD STREET
City: EC1A 1HQ LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21632 of 10/12/2020 (effective from 01/01/2021)
Registration no: 9
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Underwriting and/or placement based on an irrevocable commitement towards the issuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Services related to underwriting
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
-
Investment firm of non-EU country other than bank: MORGAN STANLEY & CO. INTERNATIONAL PLC
Registered office: 25 CABOT SQUARE, CANARY WHARF
City: E144QA LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21637 of 15/12/2020 (effective from 01/01/2021)
Registration no: 12
- Dealing on own account
- Execution of orders on behalf of clients
- Underwriting and/or placement based on an irrevocable commitement towards the issuer
- Placement without irrevocable commitement to iussuer
- Reception and transmission of orders
- Investment advice
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Services related to underwriting
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
-
Investment firm of non-EU country other than bank: OPPENHEIMER EUROPE LTD
Registered office: 6 GRACECURCH STREET
City: EC3V 0AT LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21730 of 24/02/2021
Registration no: 22
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: REDE PARTNERS LLP
Registered office: 110 PARK STREET 3RD FLOOR
City: W1K 6NX LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21607 of 02/12/2020 (effective from 01/01/2021)
Registration no: 5
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
-
Investment firm of non-EU country other than bank: SCHRODER INVESTMENT MANAGEMENT LIMITED
Registered office: 1 LONDON WALL PLACE
City: EC2Y5AU LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Resolution: n. 21608 of 02/12/2020 (effective from 01/01/2021)
Registration no: 6
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: STATE STREET GLOBAL ADVISORS LIMITED
Registered office: 20 CHURCILL PLACE
City: E14 5HJ LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21633 of 10/12/2020 (effective from 01/01/2021)
Registration no: 10
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
-
Investment firm of non-EU country other than bank: STIFEL NICOLAUS EUROPE LIMITED
Registered office: 150 CHEAPSIDE
City: EC2V 6ET LONDRA
Country: REGNO UNITO Customer type: Per se professional clients as identified by art. 6, paragraph 2-quinquies, letter a) and paragraph 2-sexies, letter a), of the Legislative Decree. n. 58/98
Eligible counterparties as identified by art. 6, paragraph 2-quater, of the Legislative Decree. n. 58/98
Resolution: n. 21739 of 03/03/2021
Registration no: 23
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Underwriting and/or placement based on an irrevocable commitement towards the issuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.
Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.