Register of investment firms
REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs)
(DATE 04/03/2021)
(DATE 04/03/2021)
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Italian investment firm: ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: VIA SAN VITTORE 45
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 11821 of 03/02/1999
Registration no: 157
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
- Portfolio management. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
- Investment advice. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
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Italian investment firm: AMARANTO INVESTMENT SIM SPA
Registered office: VIA AURELIO SAFFI 25
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 17378 of 22/06/2010
Registration no: 274
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17378 of 22/06/2010)
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Italian investment firm: AMBROSETTI ASSET MANAGEMENT SIM SPA
Registered office: VIA CONCILIAZIONE 1
City: 22100 COMO (CO)
Country: ITALIA First registration resolution: n. 16591 of 05/08/2008
Registration no: 250
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16591 of 05/08/2008)
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Italian investment firm: A.M.U. INVESTMENTS SIM SPA
Registered office: VIALE ENNIO, 15
City: 70124 BARI (BA)
Country: ITALIA First registration resolution: n. 16918 of 09/06/2009
Registration no: 264
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16918 of 09/06/2009)
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Italian investment firm: ASSITECA SIM SPA
IN VOLUNTARY LIQUIDATIONRegistered office: VIALE MAJNO 18
City: 20129 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 36
- Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
- Portfolio management (registration resolution n. 19991 of 03/05/2017)
- Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: AXA INVESTMENT MANAGERS ITALIA SIM S.P.A.
Registered office: CORSO DI PORTA ROMANA, 68
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 13739 of 10/09/2002
Registration no: 210
- Placement without irrevocable commitement to iussuer (registration resolution n. 13739 of 10/09/2002)
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Italian investment firm: BANOR SIM SPA
Registered office: VIA DANTE 15
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 31
- Dealing on own account (registration resolution n. 11761 of 22/12/1998)
- Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
- Underwriting and/or placement based on an irrevocable commitement towards the issuer (registration resolution n. 19402 of 08/10/2015)
- Placement without irrevocable commitement to iussuer (registration resolution n. 11761 of 22/12/1998)
- Portfolio management (registration resolution n. 11761 of 22/12/1998)
- Reception and transmission of orders (registration resolution n. 15204 of 25/10/2005)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: BG SAXO SIM S.P.A.
Registered office: CORSO VENEZIA 29
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 20769 of 28/12/2018
Registration no: 296
- Dealing on own account (registration resolution n. 20769 of 28/12/2018)
- Execution of orders on behalf of clients (registration resolution n. 20769 of 28/12/2018)
- Reception and transmission of orders (registration resolution n. 20769 of 28/12/2018)
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Italian investment firm: BRUNETTA D'USSEAUX & C. SIM SPA
Registered office: VIA FIESCHI 1/22
City: 16121 GENOVA (GE)
Country: ITALIA First registration resolution: n. 12348 of 27/01/2000
Registration no: 170
- Execution of orders on behalf of clients (registration resolution n. 12348 of 27/01/2000)
- Reception and transmission of orders (registration resolution n. 12348 of 27/01/2000)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: CAMPERIO SIM S.P.A.
Registered office: VIA CAMPERIO 9
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 48
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management (registration resolution n. 11761 of 22/12/1998)
- Reception and transmission of orders (registration resolution n. 17425 of 20/07/2010)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: CERESIO SIM SPA
Registered office: VIA PIETRO TAMBURINI 13
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 15248 of 06/12/2005
Registration no: 225
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 15248 of 06/12/2005)
- Portfolio management (registration resolution n. 15248 of 06/12/2005)
- Reception and transmission of orders (registration resolution n. 15248 of 06/12/2005)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: CLASSIS CAPITAL SIM SPA
Registered office: VIA SAN GREGORIO 29
City: 20124 MILANO (MI)
Country: ITALIA First registration resolution: n. 17390 of 28/06/2010
Registration no: 275
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17390 of 28/06/2010)
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Italian investment firm: COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: PIAZZA F. MEDA 1
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 45
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20439 of 15/05/2018)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20439 of 15/05/2018)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20439 of 15/05/2018)
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Italian investment firm: CONSULTINVEST INVESTIMENTI SIM SPA
Registered office: PIAZZA GRANDE 33
City: 41100 MODENA (MO)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 47
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 11761 of 22/12/1998)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: COPERNICO SIM SPA
Registered office: VIA CAVOUR, 20
City: 33100 UDINE (UD)
Country: ITALIA First registration resolution: n. 12343 of 26/01/2000
Registration no: 171
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 12343 of 26/01/2000)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 21101 of 09/10/2019)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: CORDUSIO SIM SPA
Registered office: VIA BORROMEI 5
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 18167 of 11/04/2012
Registration no: 282
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 19674 of 20/07/2016)
- Portfolio management (registration resolution n. 19674 of 20/07/2016)
- Reception and transmission of orders (registration resolution n. 19674 of 20/07/2016)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (application n. 18167 of 11/04/2012)
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Italian investment firm: CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA DELL' ANNUNCIATA, 23/4
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 13208 of 24/07/2001
Registration no: 197
- Dealing on own account (registration resolution n. 13208 of 24/07/2001)
- Execution of orders on behalf of clients (registration resolution n. 13208 of 24/07/2001)
- Placement without irrevocable commitement to iussuer (registration resolution n. 13208 of 24/07/2001)
- Portfolio management (registration resolution n. 13208 of 24/07/2001)
- Reception and transmission of orders (registration resolution n. 13208 of 24/07/2001)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: DECALIA ASSET MANAGEMENT SIM S.P.A.
Registered office: CORSO EUROPA 2
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 17013 of 15/09/2009
Registration no: 267
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18137 of 07/03/2012)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17013 of 15/09/2009)
- Investment advice (registration resolution n. 19895 of 01/03/2017)
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Italian investment firm: DIRECTA SIM SPA
Registered office: VIA BRUNO BUOZZI 5
City: 10121 TORINO (TO)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 59
- Execution of orders on behalf of clients (registration resolution n. 13438 of 05/02/2002)
- Underwriting and/or placement based on an irrevocable commitement towards the issuer (registration resolution n. 12438 of 14/03/2000)
- Placement without irrevocable commitement to iussuer (registration resolution n. 12438 of 14/03/2000)
- Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: ELITE SIM S.P.A.
Registered office: PIAZZA DEGLI AFFARI 6
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 21002 of 17/07/2019
Registration no: 300
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 21002 of 17/07/2019)
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Italian investment firm: EPIC SIM S.P.A.
Registered office: PIAZZALE LUIGI CADORNA N 6
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 18733 of 18/12/2013
Registration no: 287
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19429 of 28/10/2015)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18733 of 18/12/2013)
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Italian investment firm: EQUITA SIM S.P.A.
Registered office: VIA TURATI 9
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 67
- Dealing on own account (registration resolution n. 11761 of 22/12/1998)
- Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
- Underwriting and/or placement based on an irrevocable commitement towards the issuer (registration resolution n. 11761 of 22/12/1998)
- Placement without irrevocable commitement to iussuer (registration resolution n. 11761 of 22/12/1998)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 14909 of 15/02/2005)
- Reception and transmission of orders (registration resolution n. 13227 of 07/08/2001)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: ERSEL SIM SPA
Registered office: PIAZZA SOLFERINO, 11
City: 10121 TORINO (TO)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 63
- Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
- Placement without irrevocable commitement to iussuer (registration resolution n. 11761 of 22/12/1998)
- Portfolio management (registration resolution n. 11761 of 22/12/1998)
- Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: EUCLIDEA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA LAURA SOLERA MANTEGAZZA 7
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 19779 of 17/11/2016
Registration no: 292
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 20612 of 10/10/2018)
- Portfolio management (registration resolution n. 19779 of 17/11/2016)
- Investment advice (registration resolution n. 20612 of 10/10/2018)
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Italian investment firm: EUROMOBILIARE ADVISORY SIM SPA
Registered office: CORSO MONFORTE 34
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 20315 of 28/02/2018
Registration no: 294
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20315 of 28/02/2018)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20315 of 28/02/2018)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20315 of 28/02/2018)
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Italian investment firm: FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
Registered office: VIA APPIANI, 2
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 46
- Dealing on own account (registration resolution n. 11761 of 22/12/1998)
- Execution of orders on behalf of clients (registration resolution n. 13255 of 11/09/2001)
- Portfolio management (registration resolution n. 13255 of 11/09/2001)
- Reception and transmission of orders (registration resolution n. 13255 of 11/09/2001)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: FINLABO SIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI SPA
Registered office: C.SO PERSIANI 45
City: 62019 RECANATI (MC)
Country: ITALIA First registration resolution: n. 16498 of 03/06/2008
Registration no: 245
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19564 of 14/04/2016)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17516 of 05/10/2010)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16498 of 03/06/2008)
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Italian investment firm: GIOTTO CELLINO SIM S.P.A.
Registered office: VIA FORNACE MORANDI 24
City: 35133 PADOVA (PD)
Country: ITALIA First registration resolution: n. 13076 of 18/04/2001
Registration no: 191
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management (registration resolution n. 13076 of 18/04/2001)
- Reception and transmission of orders (registration resolution n. 13076 of 18/04/2001)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: HAMILTON COURT FX SIM S.P.A.
Registered office: CORSO EUROPA 15
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 21703 of 27/01/2021
Registration no: 306
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21703 of 27/01/2021)
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21703 of 27/01/2021)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21703 of 27/01/2021)
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Italian investment firm: HI-MTF SIM S.P. A.
Registered office: PIAZZA SANT' AGOSTINO 6
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 16320 of 29/01/2008
Registration no: 242
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16320 of 29/01/2008)
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Italian investment firm: IMPACT SIM S.P.A.
Registered office: VIA TURATI FILIPPO 25
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 20516 of 05/07/2018
Registration no: 295
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20516 of 05/07/2018)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20516 of 05/07/2018)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20516 of 05/07/2018)
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Italian investment firm: INNOFIN SIM SPA
Registered office: VIA CASATI, 1/A
City: 20124 MILANO (MI)
Country: ITALIA First registration resolution: n. 19510 of 04/02/2016
Registration no: 291
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 19510 of 04/02/2016)
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Italian investment firm: INTEGRAE SIM S.P.A.
Registered office: VIA MERAVIGLI 13
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 17725 of 29/03/2011
Registration no: 278
- Dealing on own account (registration resolution n. 17725 of 29/03/2011)
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 17725 of 29/03/2011)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17725 of 29/03/2011)
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Italian investment firm: INTERMONTE HOLDING SIM SPA
Registered office: GALLERIA DE CRISTOFORIS 7/8
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 18645 of 12/09/2013
Registration no: 286
- Dealing on own account (registration resolution n. 18645 of 12/09/2013)
- Execution of orders on behalf of clients (registration resolution n. 18645 of 12/09/2013)
- Reception and transmission of orders (registration resolution n. 18645 of 12/09/2013)
- Investment advice (registration resolution n. 18645 of 12/09/2013)
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Italian investment firm: INTERMONTE SIM SPA
Registered office: GALLERIA DE CRISTOFORIS 7/8
City: 20122 MILANO (MI)
Country: ITALIA First registration resolution: n. 16524 of 24/06/2008
Registration no: 246
- Dealing on own account (registration resolution n. 16600 of 19/08/2008)
- Execution of orders on behalf of clients (registration resolution n. 16600 of 19/08/2008)
- Underwriting and/or placement based on an irrevocable commitement towards the issuer (registration resolution n. 16600 of 19/08/2008)
- Placement without irrevocable commitement to iussuer (registration resolution n. 16600 of 19/08/2008)
- Portfolio management (registration resolution n. 19075 of 03/12/2014)
- Reception and transmission of orders (registration resolution n. 16600 of 19/08/2008)
- Investment advice (registration resolution n. 16600 of 19/08/2008)
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Italian investment firm: INVEST ITALY SIM S.P.A.
Registered office: VIA CHERUBINI 99
City: 50053 EMPOLI (FI)
Country: ITALIA First registration resolution: n. 12566 of 23/05/2000
Registration no: 179
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 13270 of 19/09/2001)
- Reception and transmission of orders (registration resolution n. 12566 of 23/05/2000)
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Italian investment firm: MARZOTTO SIM S.P.A.
Registered office: PIAZZA DELLA REPUBBLICA 32
City: 20124 MILANO (MI)
Country: ITALIA First registration resolution: n. 15542 of 29/08/2006
Registration no: 229
- Dealing on own account (registration resolution n. 17208 of 09/03/2010)
- Execution of orders on behalf of clients (registration resolution n. 15542 of 29/08/2006)
- Placement without irrevocable commitement to iussuer (registration resolution n. 15542 of 29/08/2006)
- Portfolio management (registration resolution n. 15542 of 29/08/2006)
- Reception and transmission of orders (registration resolution n. 15542 of 29/08/2006)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: MIT SIM SPA
Registered office: CORSO VENEZIA 16
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 21432 of 08/07/2020
Registration no: 303
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21432 of 08/07/2020)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restriction: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21432 of 08/07/2020)
- Reception and transmission of orders. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21432 of 08/07/2020)
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Italian investment firm: NEXTAM PARTNERS SIM SPA
Registered office: VIA TORQUATO TASSO 1
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 16663 of 28/10/2008
Registration no: 252
- Execution of orders on behalf of clients (registration resolution n. 17527 of 12/10/2010)
- Placement without irrevocable commitement to iussuer (registration resolution n. 17527 of 12/10/2010)
- Reception and transmission of orders (registration resolution n. 17527 of 12/10/2010)
- Investment advice (registration resolution n. 17527 of 12/10/2010)
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Italian investment firm: NOVASIM SPA
IN VOLUNTARY LIQUIDATIONRegistered office: VIA DEL BANCO DI SANTO SPIRITO 42
City: 00186 ROMA (RM)
Country: ITALIA First registration resolution: n. 15053 of 31/05/2005
Registration no: 223
- Execution of orders on behalf of clients (registration resolution n. 15053 of 31/05/2005)
- Placement without irrevocable commitement to iussuer (registration resolution n. 15053 of 31/05/2005)
- Portfolio management (registration resolution n. 15053 of 31/05/2005)
- Reception and transmission of orders (registration resolution n. 15053 of 31/05/2005)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: ONLINE SIM SPA
Registered office: VIA CAPPONI PIER LUIGI 13
City: 20145 MILANO (MI)
Country: ITALIA First registration resolution: n. 12476 of 11/04/2000
Registration no: 175
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 12476 of 11/04/2000)
- Reception and transmission of orders (registration resolution n. 12476 of 11/04/2000)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: OPTIMA S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE
Registered office: VIA ARISTOTELE 195
City: 41126 MODENA (MO)
Country: ITALIA First registration resolution: n. 18418 of 19/12/2012
Registration no: 284
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18418 of 19/12/2012)
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Italian investment firm: PAYDEN GLOBAL SIM S.P.A.
Registered office: CORSO MATTEOTTI N. 1
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 21663 of 22/12/2020
Registration no: 305
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 21663 of 22/12/2020)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 21663 of 22/12/2020)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 21663 of 22/12/2020)
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Italian investment firm: PROGETTO SIM SPA
in special administrationResolution: no. 935969 adopted on 15th July 2020 by Bank of Italy pursuant to article 56, paragraph 1, letter a), of Legislative Decree no. 58/1998. Registered office: VIA LOMBARDIA 2A
City: 20068 PESCHIERA BORROMEO (MI)
Country: ITALIA First registration resolution: n. 18453 of 30/01/2013
Registration no: 285
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18453 of 30/01/2013)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18453 of 30/01/2013)
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Italian investment firm: PROMETEIA ADVISOR SIM SPA
Registered office: PIAZZA TRENTO E TRIESTE 3
City: 40137 BOLOGNA (BO)
Country: ITALIA First registration resolution: n. 15587 of 17/10/2006
Registration no: 230
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 15587 of 17/10/2006)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: QUANTYX SIM SPA
Registered office: VIA AMEDEI 15
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 20871 of 28/03/2019
Registration no: 297
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20871 of 28/03/2019)
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Italian investment firm: REPLICA SIM S.P.A.
Registered office: VIA VINCENZO MONTI 47
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 21630 of 10/12/2020
Registration no: 304
- Dealing on own account. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21630 of 10/12/2020)
- Execution of orders on behalf of clients. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21630 of 10/12/2020)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments (registration resolution n. 21630 of 10/12/2020)
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Italian investment firm: ROTHSCHILD & CO WEALTH MANAGEMENT ITALY SIM S.P.A.
Registered office: PASSAGGIO CENTRALE 3
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 20904 of 30/04/2019
Registration no: 298
- Execution of orders on behalf of clients (registration resolution n. 20904 of 30/04/2019)
- Placement without irrevocable commitement to iussuer (registration resolution n. 20904 of 30/04/2019)
- Portfolio management (registration resolution n. 20904 of 30/04/2019)
- Reception and transmission of orders (registration resolution n. 20904 of 30/04/2019)
- Investment advice (registration resolution n. 20904 of 30/04/2019)
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Italian investment firm: SANPAOLO INVEST SIM SPA
Registered office: PIAZZA SAN CARLO 156
City: 10121 TORINO (TO)
Country: ITALIA First registration resolution: n. 14304 of 18/11/2003
Registration no: 216
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 14304 of 18/11/2003)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: SECOFIND SIM S.P.A
Registered office: VIA DELL'ANNUNCIATA 21
City: 20121 MILANO (MI)
Country: ITALIA Head office: CORSO ITALIA 15/A City: 20122 MILANO (MI) Country: ITALIA First registration resolution: n. 16565 of 23/07/2008
Registration no: 248
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16565 of 23/07/2008)
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Italian investment firm: SEMPIONE SIM SPA
Registered office: VIA MAURIZIO GONZAGA, 2
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 13203 of 18/07/2001
Registration no: 196
- Dealing on own account (registration resolution n. 20146 of 04/10/2017)
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 13203 of 18/07/2001)
- Portfolio management (registration resolution n. 13203 of 18/07/2001)
- Reception and transmission of orders (registration resolution n. 13203 of 18/07/2001)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA MERAVIGLI 4
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 13524 of 16/04/2002
Registration no: 202
- Dealing on own account (registration resolution n. 13524 of 16/04/2002)
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management (registration resolution n. 13524 of 16/04/2002)
- Reception and transmission of orders (registration resolution n. 13524 of 16/04/2002)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA CAIROLI 11
City: 40121 BOLOGNA (BO)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 142
- Dealing on own account (registration resolution n. 11761 of 22/12/1998)
- Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
- Underwriting and/or placement based on an irrevocable commitement towards the issuer (registration resolution n. 12245 of 09/12/1999)
- Placement without irrevocable commitement to iussuer (registration resolution n. 12245 of 09/12/1999)
- Portfolio management (registration resolution n. 11761 of 22/12/1998)
- Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: SOLIDARIETA' & FINANZA SIM SPA
Registered office: VIA DOGANA 3
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 11761 of 22/12/1998
Registration no: 146
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19044 of 01/10/2014)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19044 of 01/10/2014)
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Italian investment firm: SOLUTIONS CAPITAL MANAGEMENT SIM SPA
Registered office: VIA MAURIZIO GONZAGA 3
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 17202 of 02/03/2010
Registration no: 272
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19599 of 04/05/2016)
- Portfolio management (registration resolution n. 21465 of 29/07/2020)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17202 of 02/03/2010)
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Italian investment firm: SPAFID FAMILY OFFICE SIM SPA
Registered office: FORO BONAPARTE, 10
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 19873 of 08/02/2017
Registration no: 293
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19873 of 08/02/2017)
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Italian investment firm: STUDIO GAFFINO SIM SPA
Registered office: PIAZZA DELLA LIBERTA' 20
City: 00192 ROMA (RM)
Country: ITALIA First registration resolution: n. 12635 of 27/06/2000
Registration no: 181
- Execution of orders on behalf of clients (registration resolution n. 12635 of 27/06/2000)
- Placement without irrevocable commitement to iussuer (registration resolution n. 12635 of 27/06/2000)
- Portfolio management (registration resolution n. 12635 of 27/06/2000)
- Reception and transmission of orders (registration resolution n. 12635 of 27/06/2000)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: TOSETTI VALUE SIM S.P.A.
Registered office: CORSO MARCONI 10
City: 10125 TORINO (TO)
Country: ITALIA First registration resolution: n. 16566 of 23/07/2008
Registration no: 247
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16566 of 23/07/2008)
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Italian investment firm: TRA PARTNERS SCOUTING SIM SPA
Registered office: CORSO MATTEOTTI N. 1
City: 20121 MILANO (MI)
Country: ITALIA First registration resolution: n. 16479 of 20/05/2008
Registration no: 244
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20987 of 03/07/2019)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16479 of 20/05/2008)
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Italian investment firm: UNICASIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
Registered office: VIA BARTOLOMEO BOSCO 15
City: 16121 GENOVA (GE)
Country: ITALIA First registration resolution: n. 12703 of 08/08/2000
Registration no: 182
- Dealing on own account (registration resolution n. 12703 of 08/08/2000)
- Execution of orders on behalf of clients (registration resolution n. 12703 of 08/08/2000)
- Placement without irrevocable commitement to iussuer (registration resolution n. 15457 of 13/06/2006)
- Reception and transmission of orders (registration resolution n. 12703 of 08/08/2000)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: VALORI & FINANZA INVESTIMENTI SIM S.P.A.
Registered office: VIA RAIMONDO D'ARONCO 30
City: 33100 UDINE (UD)
Country: ITALIA First registration resolution: n. 15592 of 24/10/2006
Registration no: 228
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 15592 of 24/10/2006)
- Investment advice (D.lgs. n. 164 of 17/09/2007)
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Italian investment firm: VONTOBEL WEALTH MANAGEMENT SIM SPA
Registered office: VIA SANTA MARIA SEGRETA 7/9
City: 20123 MILANO (MI)
Country: ITALIA First registration resolution: n. 21306 of 18/03/2020
Registration no: 302
- Placement without irrevocable commitement to iussuer (registration resolution n. 21306 of 18/03/2020)
- Portfolio management (registration resolution n. 21306 of 18/03/2020)
- Reception and transmission of orders (registration resolution n. 21306 of 18/03/2020)
- Investment advice (registration resolution n. 21306 of 18/03/2020)
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Italian investment firm: WINGS PARTNERS SIM SPA
Registered office: VIA GUSTAVO FARA 35
City: 20124 MILANO (MI)
Country: ITALIA First registration resolution: n. 18786 of 05/02/2014
Registration no: 288
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Placement without irrevocable commitement to iussuer (registration resolution n. 18786 of 05/02/2014)
- Investment advice (registration resolution n. 18786 of 05/02/2014)
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Italian investment firm: 4TIMING SIM SPA
Registered office: CORSO VITTORIO EMANUELE II 44
City: 10123 TORINO (TO)
Country: ITALIA First registration resolution: n. 19490 of 20/01/2016
Registration no: 290
- Execution of orders on behalf of clients limited to the subscription and purchase and sale of financial instruments of own issue (D.lgs. n. 129/17 of 03/08/2017)
- Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19490 of 20/01/2016)
- Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19490 of 20/01/2016)
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