Other regulatory measures - CONSOB AND ITS ACTIVITIES - CONSOB

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Other regulatory measures - CONSOB AND ITS ACTIVITIES

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Other regulatory measures

Only the italian version is authentic

Consob resolution No. 17439 of July 27, 2010 - Definition of the terms and conditions for registration of third country auditors and audit entities pursuant to article 43, subsection 9, Italian Legislative Decree no. 39 of 27 January 2010 (as amended by Resolution no. 18081 of 25 January 2012)
Consob resolution No. 17297 of April 28, 2010 - Provisions relating to authorised intermediaries' requirements on the communication of data and information and the transmission of records and documents
Communication No. DIN/DSE/9025454 of 24 March 2009 - Methodological instructions for determining information on the risk profile and the recommended investment time horizon as required by the Prospectus templates of Italian and foreign non-harmonized open-ended mutual funds and financial-insurance products according to Annex 1B of Consob Regulation n. 11971/1999
Cesr - Accepted market prectices - Acceptance by Consob on 19 March 2009
Cesr - June 2006 - Annex III of Cesr's Guidelines to simplify the notification procedure of UCITS (Ref: Cesr 06/120b) - National marketing rules and other specific national regulations
Cesr - December 2003 - Recommendation for additional guidance regarding the transition to IFSR
Consob Resolution 14035 of 17 April 2003 - Alternative trading of financial instruments off regulated markets
Consob Resolution 14015 of 1 April 2003 - Provision concerning requirements for the trasmission of data and information and documents and records by authorized intermediaries and stockbrokers
Consob Resolution 1031371 of 26 April 2001 - Standards for the drafting of advertisements for Italian and foreign collective investment undertakings and open pension funds distributed in Italy
(*) From 22 February 2022 the Criteria are no longer applicable as the managers will be required to comply with the ESMA Guidelines on marketing communications under the Regulation on cross-border distribution of funds adopted on 27 May 2021

Consob Resolution 30396 of 21 April 2000 - Online trading and rules of conduct

Consob Resolution 99091709 of 15 December 1999 - Distance promotion and marketing via the Internet

Consob Resolution 99065403 of 3 September 1999 - Promotion and marketing of mutual fund shares via the Internet

Consob Resolution 99052838 of 7 July 1999 - Distance promotion and marketing via the Internet

Minister of the Treasury, the Budget and Economic Planning Decree no. 228 of 24 May 1999: Regulation containing rules establishing the general criteria investment funds must comply with