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Consob Recommendation No. 1/2020 of 7 May 2020 - Recommendation on how to comply with ex post reporting requirements of costs and charges related to the provision of investment and ancillary services
Consob Warning Notice no. 7/20 of 30 April 2020 - Warning about the highly-dilutive rights issue of Trevi Finanziaria Industriale S.p.A. - Application of the rolling model
Consob Communication no. 0385340 of 28 April 2020 - Answer to the question concerning 'Request for a prior opinion on the correct classification of a real estate transaction relating to the purchase and sale of a real estate bare ownership'
Consob resolution No. 21328 of April 15, 2020 - Further determination of the suspension period of the terms provided for by the resolution no 19602 of 4 may 2016 concerning the establishment of the Arbiter for Financial Disputes (ACF) and the adoption of the relevant regulation
Consob Communication no. 4/2020 of 15 April 2020 - Article No 37 of the Law Decree No 23 of 8 April 2020
Join Consob/Bank of Italy Communication of 14 April 2020 - UCITS periodic accounting documentation: Statement ESMA no. 34-45-896 of 9 April 2020
Consob Communication no. 3/2020 of 10 April 2020 - COVID-19 - Decree Law no. 18 of 17 March 2020 - Communication on shareholders' meetings of companies with listed shares
Consob Warning Notice no. 6/20 of 9 April 2020 - COVID 19 - Drawing attention to financial reporting
Consob resolution No. 21327 of April 9, 2020 - Reduction of the initial disclosure percentage threshold pursuant to Article 120, paragraph 4-bis, of Legislative Decree no. 58 of 1998 for the declarations of objectives on the occasion of the acquisition of a stake in listed issuers with Italy as their Member State of origin and with a particularly broad shareholder base
Consob resolution No. 21326 of April 9, 2020 - Reduction of the initial disclosure percentage thresholds pursuant to Article 120, paragraph 2-bis, of Legislative Decree no. 58 of 1998 for shareholdings in the capital of listed companies - with Italy as the Member State of origin with a particularly broad shareholder base
Consob Warning Notice no. 5/20 of 26 March 2020 - Brexit with the withdrawal agreement - Measures to ensure the operation of Italian trading venues in the United Kingdom
Consob Warning Notice no. 4/20 of 26 March 2020 - Brexit with the withdrawal agreement - Measures to ensure the operation of UK trading venues in Italy
Consob Warning Notice no. 3/20 of 26 March 2020 - Brexit with the withdrawal agreement - Measures for UK intermediaries providing investment services and activities in Italy
Consob Warning Notice no. 2/20 of 25 March 2020 - COVID-19 - Assessments regarding the impacts of the Coronavirus emergency on the obligations of online portal managers
Consob resolution No. 21315 of March 25, 2020 - Extension of the terms provided by the "Regulation on the capital raising activity through online portals" adopted with Resolution no. 18592 of 26 June 2013 and subsequent modifications
Consob resolution No. 21314 of March 25, 2020 - Extension of the terms provided by the ''Provisions concerning the obligations for the communication of data and news and the transmission of acts and documents by supervised entities'', adopted with Resolution no. 17297 of 28 April 2010 and subsequent amendments
Consob Communication no. 2/2020 of 25 March 2020 - Provisions pursuant to Article no. 103, paragraph 1, of the Law Decree of 17 March 2020, no. 18
Consob resolution No. 21305 of March 18, 2020 - Suspension of the terms of payment of contributions referred to in article no. 40 of law n. 724/1994
Consob resolution No. 21304 of March 17, 2020 - Reduction of the initial percentage threshold of communication pursuant to Article 120, paragraph 2-bis, of Legislative Decree no. 58 of 1998 for holdings of the capital of listed issuers with Italy as home Member State with a high current market value and particularly extensive shareholding structure
Consob resolution No. 21303 of March 17, 2020 - Temporary prohibition of taking and increasing net short positions in shares traded in the MTA Italian regulated market, pursuant to Article 20 of the Regulation (EU) of the European Parliament and of the Council no. 236 of 14 March 2012
Consob resolution No. 21302 of March 16, 2020 - Temporary prohibition of short selling in some shares traded in the MTA Italian regulated market, pursuant to Article 23 of the Regulation (EU) of the European Parliament and of the Council no. 236 of 14 March 2012
Consob resolution No. 21301 of March 12, 2020 - Temporary prohibition of short selling in some shares traded in the MTA Italian regulated market, pursuant to Article 23 of the Regulation (EU) of the European Parliament and of the Council no. 236 of 14 March 2012
Consob resolution No. 21300 of March 12, 2020 - Suspension until 3 April 2020 of the terms set out in the ''Consob sanctioning regulation, pursuant to article 24 of Law no. 262 of 28 December 2005''
Consob resolution No. 21211 of December 20, 2019 - Determination pursuant to art. 40 of law no. 724/1994 of subjects obliged to contribute for the financial year 2020
Joint Banca d'Italia/Consob Communication of 4 November 2019 - Update to the Joint Banca d'Italia/Consob Communication of 5 June 2013 regarding the application of the ESMA Guidelines on the exemption for market making activities and primary market operations under Regulation (EU) 236/2012 on short selling and certain aspects of Credit Default Swaps
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Consob Warning Notice no. 5/2019 of 17 October 2019 - No-deal Brexit - Requirements for intermediaries that provide investment services
Consob Warning Notice no. 4/2019 of 18 September 2019 - ESMA guidelines on risk factors pursuant to the new Prospectus Regulation and revocation of CONSOB Recommendations n. 7105108 (29.11.2007) and n. 0096857 (28.10.2016) concerning, respectively, the risk factors and the ''Warnings for the investor' of the prospectuses
Consob Notice of 5 September 2019 - Notice regarding the Guidelines on non-significant benchmarks issued by ESMA pursuant to the article 40 of the Regulation (EU) 2016/1011
Consob Communication no. 10/2019 of 1 August 2019 - No-deal Brexit - Update to Communication no. 7 of 26 March 2019 - Requirements for intermediaries who provide investment services and activities, with or without ancillary services, resulting from the adoption of Decree Law no. 22 of March 25, 2019 laying down the transitional regime, converted by Law 41 of 20 May 2019
Consob Notice of 25 July 2019 regarding the Guidelines issued by ESMA on the application of section C, points 6) and 7) of Annex I of Directive 2014/65 / EU (MiFID II)
Consob resolution No. 20976 of June 20, 2019 - Restrictions on the marketing, distribution and sale, in Italy or from Italy, of Contracts for Difference to retail customers pursuant to Article 42 of Regulation (EU) No 600 of 15 May 2014
Consob resolution No. 20975 of June 20, 2019 - Prohibition of the marketing, distribution or sale, in Italy or from Italy, of binary options to retail clients within the meaning of art. 42 of Regulation (EU) n. 600 of May 15, 2014
Consob Communication no. 9/2019 of 11 April 2019 - Compliance with reporting obligations towards Italian authorities by settlement internalisers pursuant to Regulation (EU) 909/2014 (CSDR)
Consob Communication no. 8/2019 of 29 March 2019 - Communication on the protection of investors of UK financial intermediaries operating in Italy after the withdrawal of the UK from the EU (Brexit)
Consob Communication no. 7/2019 of 26 March 2019 - No-deal Brexit - Requirements for intermediaries who provide investment services and activities, with or without ancillary services, resulting from the adoption of Decree Law no. 22 of March 25, 2019 laying down the transitional regime
Consob communication no. 4 of March 14, 2019 - Contract-continuity of OTC derivatives and operations of trading venues
Consob Warning Notice no. 3 of March 12, 2019 - Brexit - Implications for the provision of investment services and activities by intermediaries
Consob resolution No. 20767 of December 28, 2018 - Determination pursuant to art. 40 of law no. 724/1994 of subjects obliged to contribute for the financial year 2019
Consob resolution No. 20477 of June 12, 2018 - The Committee of Market Operators and Investors
Consob Communication no. 0186002 of 4 June 2018 - Criteria and methodologies for assessing the risks of money laundering and terrorist financing to which statutory auditors and audit firms are exposed in the exercise of their activity
Consob Warning of 17 February 2018 - Warning about the highly-dilutive rights issue of Credito Valtellinese Spa - Application of the rolling model and product governance
Consob resolution No. 20234 of December 20, 2017 - Methods and terms of payment of contributions payable pursuant to art. 40 of law no. 724/1994, for the financial year 2018
Consob resolution No. 20233 of December 20, 2017 - Determination of the amount of the contribution payable pursuant to art. 40 of law no. 724/1994, for the financial year 2018
Consob resolution No. 20232 of December 20, 2017 - Determination pursuant to art. 40 of law no. 724/1994 of subjects obliged to contribute for the financial year 2018
Consob Position reporting obligation on commodity derivatives, emission quotas and related derivatives, pursuant to Article 58, MiFID II
Consob Warning of 21 November 2017 - Warning about the highly-dilutive rights issue of Banca Carige spa - Application of the rolling model
Consob Decision n. 0106341 of September 13th, 2017 - Telecom Italia S.p.A. - Legal qualification of the ownership relationship of Vivendi S.A. in Telecom Italia S.p.A. according to the law provisions concerning transactions with related parties, as well as to article 2359 of the Italian civil code and article 93 of the Legislative Decree no. 58 of 24 February 1998 ("the Consolidated Law on Finance")
(*) Against the Communication, Vivendi had lodged an appeal; the Lazio Regional Administrative Court (TAR) with Sentence no. 04990/2019 of 15 January 2019/17 April 2019 rejected the appeal. [... continues ...]
Consob resolution No. 19828 of December 21, 2016 - Methods and terms of payment of the contribution payable, under the terms of art. 40 of italian law no. 724/1994, for financial year 2017
Consob resolution No. 19827 of December 21, 2016 - Determination of the amount of the contribution payable, under the terms of art. 40 of Italian Law no. 724/1994, for financial year 2017
Consob resolution No. 19826 of December 21, 2016 - Determination, under the terms of art. 40 of Italian Law no. 724/1994, of the subjects obliged to contribute for financial year 2017
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