Other regulatory measures - CONSOB AND ITS ACTIVITIES - CONSOB

You are in:

Other regulatory measures - CONSOB AND ITS ACTIVITIES

Collection Publisher

Other regulatory measures

Only the italian version is authentic

Consob resolution No. 16904 of May 27, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Communication No. DIN/DSE/9025454 of 24 March 2009 - Methodological instructions for determining information on the risk profile and the recommended investment time horizon as required by the Prospectus templates of Italian and foreign non-harmonized open-ended mutual funds and financial-insurance products according to Annex 1B of Consob Regulation n. 11971/1999
Cesr - Accepted market prectices - Acceptance by Consob on 19 March 2009
Consob resolution No. 16813 of February 26, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob resolution No. 16781 of January 29, 2009 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob resolution No. 16765 of December 30, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob resolution No. 16670 of October 29, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob resolution No. 16652 of October 10, 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob Resolution 16645 of 1 October 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Consob Resolution 16622 of 22 September 2008 - Measures on short sales of securities aimed at ensuring the orderly conduct of trading and the integrity of the market
Cesr - June 2006 - Annex III of Cesr's Guidelines to simplify the notification procedure of UCITS (Ref: Cesr 06/120b) - National marketing rules and other specific national regulations
Cesr - December 2003 - Recommendation for additional guidance regarding the transition to IFSR
Consob Resolution 14035 of 17 April 2003 - Alternative trading of financial instruments off regulated markets
Consob Resolution 14015 of 1 April 2003 - Provision concerning requirements for the trasmission of data and information and documents and records by authorized intermediaries and stockbrokers
Consob Resolution 1031371 of 26 April 2001 - Standards for the drafting of advertisements for Italian and foreign collective investment undertakings and open pension funds distributed in Italy
(*) From 22 February 2022 the Criteria are no longer applicable as the managers will be required to comply with the ESMA Guidelines on marketing communications under the Regulation on cross-border distribution of funds adopted on 27 May 2021

Consob Resolution 30396 of 21 April 2000 - Online trading and rules of conduct

Consob Resolution 99091709 of 15 December 1999 - Distance promotion and marketing via the Internet

Consob Resolution 99065403 of 3 September 1999 - Promotion and marketing of mutual fund shares via the Internet

Consob Resolution 99052838 of 7 July 1999 - Distance promotion and marketing via the Internet