News

• Memorandum of Understandings (MoU) between Consob and the Public Prosecutor's Office of Rome - Information sharing and cooperation for the strengthening of mutual investigation activities - The agreement focused on fighting obstacles to supervision and financial unauthorized activities (Press release of 17^th April 2019)
• Fulfillment of communication obligations towards Italian authorities by regulation internalisers pursuant to Regulation (EU) 909/2014 (CSDR): Consob Communication No. 9 of 11 April 2019
• Introductory speech by Commissioner Giuseppe Maria Berruti at the round table "The jurisprudence on the subject of listed companies and Consob sanctions", Tuesday 9 April, from 3 pm at the Consob Auditorium in Rome
• Market abuse: Consob orders the transmission of new market practice on liquidity support to ESMA - Results of the consultation of 21 September 2018
• Presentation slides of Consob Seminar: ''Financial regulation in the United States and role of the SEC'' (April 5^th 2019)
• Milan. 4 April 2019 – Salone Del Risparmio – "ESG indicators: from compliance requirements to competitive advantage - The point of view of the regulator" – Speech by Consob Commissioner Paolo Ciocca
• Milan, 3 April 2019 - Salone del Risparmio - Conference on "Diversity and inclusion: a challenge for the asset management sector" - Final speech by Consob Commissioner Anna Genovese
• Published the Fintech Notebook n. 4 entitled: "Financial data aggregation and account information services: regulatory issues and business profiles"
• Presentation of the Annual Report for 2018 of the Arbitrator for Financial Disputes (Acf)
• Brexit: Consob details in a Communication the obligations of both British intermediaries operating in Italy and vice-versa, linked to the decree-law on no-deal Brexit  (Press release of March 26^th, 2019)
• Governance and transparency in small-cap companies: a comparison between MTA and AIM (Consob Document, 25 March 2019)
• Non-financial information as a driver of transformation. Evidence from Italy (Document Consob, 23 March 2019)
• ''Hard Brexit'': Consob setting up the conditions for operational continuity of the markets (Press release of March 22^nd, 2019)
• Consob launches a public consultation on the institution of a stabilization fund for tax revenues in its financial report
• Professor Paolo Savona took today the office of the Chairman of Consob (Press release of March 20^th, 2019)
• Initial offers and trade in cripto activities - Document for discussion (19 March 2019)
• Banks: Consob clarifies with two communications the information to be delivered to the public about the Srep (Press release of 15^th March 2019
• Be aware of fraud! - Consob warns against alleged offers of assistance for the recovery of credits originating from losses due to financial fraud (Press Release 15 March 2019)
• Brexit: Consob monitoring of OTC derivative contracts will facilitate continuity The Authority is assessing the authorization requests of the trading venues (Press release 14th March 2019)
• Brexit: Consob, intermediaries must inform customers about the effects of the "no deal" - Warning about the impact for investment services even in the event of closing relationships (Press release of 12 March 2019)
• "Be aware of fraud!"- Fighting the offer of unauthorized financial services - From January to February 2019 Consob carried out twenty two supervisory measures - Pacific Ocean/Caribbean Islands are the locations chosen by the unauthorized companies (Press release 11 March 2019)
• Resolution n. 17297/2010: repeal of the obligations for vigilated parties to communicate to Consob both data and information related to sanctions to financial advisors enabled to off-site offer
• Hearing of Consob General Director Giuseppe D'Agostino - March 6, 2019: Legislative Decree proposal for the implementation of Directive (EU) 2017/828 amending Directive 2007/36/EC related to encouraging long-term shareholder commitment
• Consob Referee for Financial Disputes (ACF): on Thursday 28th March the 2018 Annual Report in the Consob auditorium in Rome and in video conference in Milan
• Esma to recognize UK Central security depository in the event of no-deal Brexit (Esma Press Release 1^st March 2019)