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Published: 14/01/2019
The new Statistics Bulletin (no. 13) has been published, containing data on listed companies and financial intermediation in the first half of 2018...
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Published: 14/01/2019
CONSOB has launched a consultation with the financial market on the measures to be adopted with regard to the offer to retail investors of binary options and Contracts For Difference..
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Published: 14/01/2019
CONSOB has initiated consultation with the financial market on the theme of the information that banks must disseminate to the public following the process to evaluate the adequacy of capital requirements, known as SREP (Supervisory Review and Evaluation Process)...
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Published: 14/01/2019
In 2018, the Arbitrator for Financial Disputes (ACF), established with CONSOB, consolidated its role as a body of extra-judicial resolution of disputes between intermediaries and savers, also asserting itself as a point of reference para-law that helps to direct the conduct of the operators in the relationships with the clientele...
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Published: 03/01/2019
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Published: 02/01/2019
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Published: 02/01/2019
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Published: 02/01/2019
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Published: 31/12/2018
Consob opened the consultation with the financial market, focused on the information that will have to be disclosed by the banks to the public as a result of the assessment process on the adequacy of capital requirements, known as the Srep (Supervisory Review and Evaluation Process).
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Published: 24/12/2018
On December 18, 2018 ESMA, the European Securities and Markets Authority, decided to extend, for a further quarter from February 1, 2019, the restrictions on the marketing, distribution or sale of contracts for differences (CFD) to retail investors , already in force since August 1, 2018 and subsequently extended (https://www.esma.europa.eu/press-news/esma-news/esma-renew-restrictions-cfds-further-three-months-1-february-2019 https://www.esma.europa.eu/press-news/esma-news/esma-renew-restrictions-cfds-further-three-months-1-february-2019). Furthermore, on December 14, 2018, ESMA adopted the decision (https://www.esma.europa.eu/press-news/esma-news/notice-esma%E2%80%99s-product-intervention-renewal-decision-in-relation-binary-option-0)....
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Brexit: ESMA statement on recognition of central counterparties
Published: 24/12/2018
ESMA (European securities and markets authority) has published a "Statement" expressing its plans for the recognition of central counterparties (CCP) from the United Kingdom (https://www.esma.europa.eu/sites/default/files/library/esma70-151-2032_esma_statement_recognition_of_uk_ccps_and_csd_in_no_deal_brexit.pdf).....
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Brexit: ESMA reminds intermediaries of their disclosure requirements to clients
Published: 24/12/2018
ESMA (European securities and markets authority), has reminded intermediaries active in the provision of investment services to provide their customers with information relating to the implications that the withdrawal of the United Kingdom from the European Union (Brexit) may have on relations with the clients themselves. ESMA has also reminded intermediaries to inform their clients on measures related to Brexit that operators have taken or intend to take. ...
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Mandatory public take over bid on Recordati Spa shares
Published: 24/12/2018
CONSOB has approved the document relating to the mandatory full public take over bid (OPA) promoted, pursuant to Article 106, paragraph 3, letter a) of Italian Legislative Decree n. 58 of 1998 (TUF) byRossini Investimenti Spa (Cvc Funds) on Recordati - Industria Chimica e Farmaceutica Spa shares(Resolution n. 20766 of December 21, 2018). ...
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Sedea Siiq Spa: CONSOB approves the listing prospectus
Published: 24/12/2018
CONSOB has approved the tripartite prospectus (issuer's registration document, securities note and summary note) for the admission to listing on the Mercato Telematico Azionario (MTA), organised and managed by Borsa Italiana Spa, of ordinary shares and warrants of Sedea Siiq Spa....
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Gpi Spa: CONSOB approves the listing prospectus
Published: 24/12/2018
CONSOB has approved the prospectus concerning the admission to trading on the Mercato Telematico Azionario (MTA), organised and managed by Borsa Italiana, of ordinary shares and warrants of Gpi Spa.. ...
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Prohibition of interlocking: CONSOB, Banca d'Italia and Ivass review the criteria
Published: 24/12/2018
CONSOB, Banca d'Italia and Ivass, in agreement with the AGCM (Italian Antitrust Authority), have published a joint document on their websites containing an update of the criteria adopted in 2012, for the application of the prohibition on holding positions in intermediaries in competition between them in the financial sector (so-called prohibition on "interlocking"; Article 36, Decree Law n. 201/2011). .....
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FDA: deadline for intermediaries to submit their deductions extended to 31 December 2020
Published: 24/12/2018
The possibility for intermediaries that make use of a trade association to benefit from a further 15 days to submit their deductions to the FDA (Financial Dispute Arbitrator) has been extended to 31 December 2020(Resolution n. 20760 of December 20, 2018). Therefore, these intermediaries, within thirty days of the receipt of the notice of appeal, shall submit their deductions and the relative documentation to the association. Then, within 15 days of receipt, the association forwards them to the FDA through the appropriate computer application.....
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Changes to the Borsa Italiana Spa Markets Regulation and related instructions
Published: 24/12/2018
The Commission has approved the amendments to the Regulation for markets organised and managed by Borsa Italiana Spa and related instructions, approved by the company's Board of Directors in the session of November 28, 2018 (resolution n. 20750 of December 19, 2018).....
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New CONSOB Legal Research Paper published
Published: 24/12/2018
The new CONSOB Legal Research Paper entitled "New industrial policy instruments for the development and listing of SMEs".....
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ESMA's Product Intervention Renewal Decision in relation to binary options
Published: 21/12/2018
On 14 December 2018 the European Securities and Markets Authority (Esma) has agreed to renew for a further three month period, from 2nd January 2019, the restriction on the marketing, distribution or sale of binary option to retail clients, in effect since July 2nd 2018, and already renewed for a three-month period.
Communications for investor protection
Published: 14 January 2019