Register of investment firms
REGISTER OF ITALIAN INVESTMENT FIRMS (SIMs)
(DATE 02/01/2018)

  • Italian investment firm (name): ADVANCE SIM SPA
    Registered office: Piazza Cavour 3
    Town: 20121  Milano (Mi)
    First registration resolution: n. 17537 del 25/10/2010
    Registration no: 277
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17537 of 25/10/2010)
    • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17537 of 25/10/2010)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17537 of 25/10/2010)
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 20176 of 31/10/2017)

  • Italian investment firm (name): ALISEI - SOCIETA' DI INTERMEDIAZIONE MOBILIARE
    Registered office: Via San Vittore 45
    Town: 20123  Milano (Mi)
    First registration resolution: n. 11821 del 03/02/1999
    Registration no: 157
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 17780 of 11/05/2011)
    • Portfolio management. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)
    • Investment advice. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 17780 of 11/05/2011)

  • Italian investment firm (name): ALPE ADRIA GESTIONI SIM SPA
    Registered office: Corso Vittorio Emanuele Ii, 20b
    Town: 33170  Pordenone (Pn)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 3
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Placing without a firm commitment basis (registration resolution n. 19060 of 29/10/2014)
    • Reception and transmission of orders. The authorization was granted subject to the following restrictions: with out the company itself assuming risk (registration resolution n. 19060 of 29/10/2014)

  • Italian investment firm (name): AMARANTO INVESTMENT SIM SPA
    Registered office: Via Meravigli 7
    Town: 20123  Milano (Mi)
    First registration resolution: n. 17378 del 22/06/2010
    Registration no: 274
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17378 of 22/06/2010)

  • Italian investment firm (name): AMBROSETTI ASSET MANAGEMENT SIM SPA
    Registered office: Via Conciliazione 1
    Town: 22100  Como (Co)
    First registration resolution: n. 16591 del 05/08/2008
    Registration no: 250
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16591 of 05/08/2008)

  • Italian investment firm (name): A.M.U. INVESTMENTS SIM SPA
    Registered office: Viale Ennio, 15
    Town: 70124  Bari (Ba)
    First registration resolution: n. 16918 del 09/06/2009
    Registration no: 264
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16918 of 09/06/2009)

  • Italian investment firm (name): ASSITECA SIM SPA
    Registered office: Viale Majno 18
    Town: 20129  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 36
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Portfolio management (registration resolution n. 19991 of 03/05/2017)

  • Italian investment firm (name): AUGUSTUM OPUS SIM SPA
    Registered office: Via Marina 6
    Town: 20121  Milano (Mi)
    First registration resolution: n. 17131 del 19/01/2010
    Registration no: 271
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17131 of 19/01/2010)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17131 of 19/01/2010)

  • Italian investment firm (name): AXA INVESTMENT MANAGERS ITALIA SIM
    Registered office: Corso Di Porta Romana, 68
    Town: 20122  Milano (Mi)
    First registration resolution: n. 13739 del 10/09/2002
    Registration no: 210
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 13739 of 10/09/2002)

  • Italian investment firm (name): BANOR SIM SPA
    Registered office: Via Dante 15
    Town: 20121  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 31
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 11761 of 22/12/1998)
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 15204 of 25/10/2005)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Underwriting and/or placing on a firm commitment basis (registration resolution n. 19402 of 08/10/2015)

  • Italian investment firm (name): BRUNETTA D'USSEAUX & C. SIM SPA
    Registered office: Via Fieschi 1/22
    Town: 16121  Genova (Ge)
    First registration resolution: n. 12348 del 27/01/2000
    Registration no: 170
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 12348 of 27/01/2000)
    • Reception and transmission of orders (registration resolution n. 12348 of 27/01/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): CAMPERIO SIM S.P.A.
    Registered office: Via Camperio 9
    Town: 20123  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 48
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Reception and transmission of orders (registration resolution n. 17425 of 20/07/2010)

  • Italian investment firm (name): CARIFE SIM SOCIETA' INTERMEDIAZIONE MOBILIARE PER AZIONI IN SIGLA CARIFE SIM S.P.A.
    Registered office: Corso Della Giovecca 108
    Town: 44121  Ferrara (Fe)
    First registration resolution: n. 15629 del 21/11/2006
    Registration no: 233
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 15629 of 21/11/2006)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Placing without a firm commitment basis (registration resolution n. 17985 of 03/11/2011)
    • Reception and transmission of orders (registration resolution n. 17985 of 03/11/2011)

  • Italian investment firm (name): CELLINO E ASSOCIATI SIM SPA
    Registered office: Via Cavour 21
    Town: 10123  Torino (To)
    First registration resolution: n. 13900 del 21/01/2003
    Registration no: 211
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 13900 of 21/01/2003)
    • Portfolio management (registration resolution n. 13900 of 21/01/2003)
    • Reception and transmission of orders (registration resolution n. 13900 of 21/01/2003)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): CERESIO SIM SPA
    Registered office: Via Pietro Tamburini 13
    Town: 20123  Milano (Mi)
    First registration resolution: n. 15248 del 06/12/2005
    Registration no: 225
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 15248 of 06/12/2005)
    • Portfolio management (registration resolution n. 15248 of 06/12/2005)
    • Reception and transmission of orders (registration resolution n. 15248 of 06/12/2005)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): CLASSIS CAPITAL SIM SPA
    Registered office: Via San Gregorio 29
    Town: 20124  Milano (Mi)
    First registration resolution: n. 17390 del 28/06/2010
    Registration no: 275
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17390 of 28/06/2010)

  • Italian investment firm (name): CO.MO.I. - COMPAGNIA MOBILIARE INVESTIMENTI SIM SPA
    Registered office: Galleria Del Corso 2
    Town: 20122  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 33
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): COMPAGNIA PRIVATA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Piazza F. Meda 1
    Town: 20121  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 45
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): CONSULTINVEST INVESTIMENTI SIM SPA
    Registered office: Piazza Grande 33
    Town: 41100  Modena (Mo)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 47
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): COPERNICO SIM SPA
    Registered office: Via Cavour, 20
    Town: 33100  Udine (Ud)
    First registration resolution: n. 12343 del 26/01/2000
    Registration no: 171
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 12343 of 26/01/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): CORDUSIO SIM SPA
    Registered office: Via Borromei 5
    Town: 20123  Milano (Mi)
    First registration resolution: n. 18167 del 11/04/2012
    Registration no: 282
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (application n. 18167 of 11/04/2012)
    • Placing without a firm commitment basis (registration resolution n. 19674 of 20/07/2016)
    • Portfolio management (registration resolution n. 19674 of 20/07/2016)
    • Reception and transmission of orders (registration resolution n. 19674 of 20/07/2016)

  • Italian investment firm (name): CORPORATE FAMILY OFFICE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Via Dell' Annunciata, 23/4
    Town: 20121  Milano (Mi)
    First registration resolution: n. 13208 del 24/07/2001
    Registration no: 197
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 13208 of 24/07/2001)
    • Execution of orders on behalf of clients (registration resolution n. 13208 of 24/07/2001)
    • Placing without a firm commitment basis (registration resolution n. 13208 of 24/07/2001)
    • Portfolio management (registration resolution n. 13208 of 24/07/2001)
    • Reception and transmission of orders (registration resolution n. 13208 of 24/07/2001)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

    » Services provided abroad


  • Italian investment firm (name): DECALIA SIM S.P.A.
    Registered office: Via Enrico Toti 2
    Town: 20123  Milano (Mi)
    First registration resolution: n. 17013 del 15/09/2009
    Registration no: 267
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17013 of 15/09/2009)
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18137 of 07/03/2012)
    • Investment advice (registration resolution n. 19895 of 01/03/2017)

    » Services provided abroad


  • Italian investment firm (name): DIRECTA SIM SPA
    Registered office: Via Bruno Buozzi 5
    Town: 10121  Torino (To)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 59
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Underwriting and/or placing on a firm commitment basis (registration resolution n. 12438 of 14/03/2000)
    • Placing without a firm commitment basis (registration resolution n. 12438 of 14/03/2000)
    • Execution of orders on behalf of clients (registration resolution n. 13438 of 05/02/2002)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

    » Services provided abroad


  • Italian investment firm (name): E-MID SIM SPA
    Registered office: Via Marcora 11
    Town: 20121  Milano (Mi)
    First registration resolution: n. 16197 del 30/10/2007
    Registration no: 241
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Operation of Multilateral Trading Facilities (registration resolution n. 16466 of 06/05/2008)

    » Services provided abroad


  • Italian investment firm (name): EPIC SIM S.P.A.
    Registered office: Piazzale Luigi Cadorna N 6
    Town: 20123  Milano (Mi)
    First registration resolution: n. 18733 del 18/12/2013
    Registration no: 287
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18733 of 18/12/2013)
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19429 of 28/10/2015)

    » Services provided abroad


  • Italian investment firm (name): EQUITA SIM S.P.A.
    Registered office: Via Turati 9
    Town: 20121  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 67
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 11761 of 22/12/1998)
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Underwriting and/or placing on a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 13227 of 07/08/2001)
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 14909 of 15/02/2005)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

    » Services provided abroad


  • Italian investment firm (name): ERSEL SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Piazza Solferino, 11
    Town: 10121  Torino (To)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 63
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): EUCLIDEA SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Via Laura Solera Mantegazza 7
    Town: 20121  Milano (Mi)
    First registration resolution: n. 19779 del 17/11/2016
    Registration no: 292
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 19779 of 17/11/2016)

  • Italian investment firm (name): EUROTLX SIM SPA
    Registered office: Piazza Degli Affari 6
    Town: 20123  Milano (Mi)
    First registration resolution: n. 17099 del 15/12/2009
    Registration no: 270
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Operation of Multilateral Trading Facilities (registration resolution n. 17099 of 15/12/2009)

    » Services provided abroad


  • Italian investment firm (name): FAMILY ADVISORY SIM S.P.A. - SELLA & PARTNERS
    Registered office: Via Roma 366
    Town: 10121  Torino (To)
    First registration resolution: n. 17494 del 28/09/2010
    Registration no: 276
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17494 of 28/09/2010)

  • Italian investment firm (name): FINANZA SUD SIM - SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI
    Registered office: Via Appiani, 2
    Town: 20121  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 46
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 11761 of 22/12/1998)
    • Execution of orders on behalf of clients (registration resolution n. 13255 of 11/09/2001)
    • Portfolio management (registration resolution n. 13255 of 11/09/2001)
    • Reception and transmission of orders (registration resolution n. 13255 of 11/09/2001)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): FINLABO SIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE PER AZIONI SPA
    Registered office: C.So Persiani 45
    Town: 62019  Recanati (Mc)
    First registration resolution: n. 16498 del 03/06/2008
    Registration no: 245
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16498 of 03/06/2008)
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17516 of 05/10/2010)
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19564 of 14/04/2016)

    » Services provided abroad


  • Italian investment firm (name): GENESI ULN SIM SPA (IN LIQUIDAZIONE VOLONTARIA)
    Registered office: Via Andrea D'Isernia 24
    Town: 80122  Napoli (Na)
    First registration resolution: n. 16201 del 30/10/2007
    Registration no: 239
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16201 of 30/10/2007)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): GIOTTO SIM S.P.A.
    Registered office: Via Fornace Morandi 24
    Town: 35133  Padova (Pd)
    First registration resolution: n. 13076 del 18/04/2001
    Registration no: 191
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management (registration resolution n. 13076 of 18/04/2001)
    • Reception and transmission of orders (registration resolution n. 13076 of 18/04/2001)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): HI-MTF SIM S.P. A.
    Registered office: Via F. Cavallotti, 14
    Town: 20122  Milano (Mi)
    First registration resolution: n. 16320 del 29/01/2008
    Registration no: 242
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Operation of Multilateral Trading Facilities. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16320 of 29/01/2008)

  • Italian investment firm (name): INNOFIN SIM SPA
    Registered office: Via Casati, 1/A
    Town: 20124  Milano (Mi)
    First registration resolution: n. 19510 del 04/02/2016
    Registration no: 291
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 19510 of 04/02/2016)

  • Italian investment firm (name): INTEGRAE SIM S.P.A.
    Registered office: Via Meravigli 13
    Town: 20123  Milano (Mi)
    First registration resolution: n. 17725 del 29/03/2011
    Registration no: 278
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 17725 of 29/03/2011)
    • Placing without a firm commitment basis (registration resolution n. 17725 of 29/03/2011)
    • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17725 of 29/03/2011)

    » Services provided abroad


  • Italian investment firm (name): INTERMONTE HOLDING SIM SPA
    Registered office: Galleria De Cristoforis 7/8
    Town: 20122  Milano (Mi)
    First registration resolution: n. 18645 del 12/09/2013
    Registration no: 286
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 18645 of 12/09/2013)
    • Execution of orders on behalf of clients (registration resolution n. 18645 of 12/09/2013)
    • Reception and transmission of orders (registration resolution n. 18645 of 12/09/2013)
    • Investment advice (registration resolution n. 18645 of 12/09/2013)

  • Italian investment firm (name): INTERMONTE SIM SPA
    Registered office: Galleria De Cristoforis 7/8
    Town: 20122  Milano (Mi)
    First registration resolution: n. 16524 del 24/06/2008
    Registration no: 246
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 16600 of 19/08/2008)
    • Execution of orders on behalf of clients (registration resolution n. 16600 of 19/08/2008)
    • Underwriting and/or placing on a firm commitment basis (registration resolution n. 16600 of 19/08/2008)
    • Placing without a firm commitment basis (registration resolution n. 16600 of 19/08/2008)
    • Reception and transmission of orders (registration resolution n. 16600 of 19/08/2008)
    • Investment advice (registration resolution n. 16600 of 19/08/2008)
    • Portfolio management (application n. 19075 of 03/12/2014)

    » Services provided abroad


  • Italian investment firm (name): INVESTITORI ASSOCIATI CONSULENZA SIM SPA
    Registered office: Piazza Velasca 8
    Town: 20122  Milano (Mi)
    First registration resolution: n. 16479 del 20/05/2008
    Registration no: 244
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16479 of 20/05/2008)

  • Italian investment firm (name): MARZOTTO SIM S.P.A.
    Registered office: Piazza Della Repubblica 32
    Town: 20124  Milano (Mi)
    First registration resolution: n. 15542 del 29/08/2006
    Registration no: 229
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 15542 of 29/08/2006)
    • Placing without a firm commitment basis (registration resolution n. 15542 of 29/08/2006)
    • Portfolio management (registration resolution n. 15542 of 29/08/2006)
    • Reception and transmission of orders (registration resolution n. 15542 of 29/08/2006)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Dealing on own account (registration resolution n. 17208 of 09/03/2010)

    » Services provided abroad


  • Italian investment firm (name): MILLENNIUM SIM SPA
    Registered office: Via Cherubini 99
    Town: 50053  Empoli (Fi)
    First registration resolution: n. 12566 del 23/05/2000
    Registration no: 179
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Reception and transmission of orders (registration resolution n. 12566 of 23/05/2000)
    • Placing without a firm commitment basis (registration resolution n. 13270 of 19/09/2001)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): MORVAL SIM SPA
    Registered office: Via Crimea 6
    Town: 10133  Torino (To)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 39
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 12383 of 22/02/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): NEXTAM PARTNERS SIM SPA
    Registered office: Via Bigli 11
    Town: 20121  Milano (Mi)
    First registration resolution: n. 16663 del 28/10/2008
    Registration no: 252
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 17527 of 12/10/2010)
    • Placing without a firm commitment basis (registration resolution n. 17527 of 12/10/2010)
    • Reception and transmission of orders (registration resolution n. 17527 of 12/10/2010)
    • Investment advice (registration resolution n. 17527 of 12/10/2010)
    • Dealing on own account (registration resolution n. 19047 of 08/10/2014)

  • Italian investment firm (name): NOVASIM SPA (IN LIQUIDAZIONE VOLONTARIA)
    Registered office: Via Del Banco Di Santo Spirito 42
    Town: 00186  Roma (Rm)
    First registration resolution: n. 15053 del 31/05/2005
    Registration no: 223
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 15053 of 31/05/2005)
    • Placing without a firm commitment basis (registration resolution n. 15053 of 31/05/2005)
    • Portfolio management (registration resolution n. 15053 of 31/05/2005)
    • Reception and transmission of orders (registration resolution n. 15053 of 31/05/2005)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): NUOVI INVESTIMENTI SIM SPA
    Registered office: Via Gramsci 215
    Town: 13876  Sandigliano (Bi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 116
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 11761 of 22/12/1998)
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Placing without a firm commitment basis (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): ONLINE SIM SPA
    Registered office: Via Capponi Pier Luigi 13
    Town: 20145  Milano (Mi)
    First registration resolution: n. 12476 del 11/04/2000
    Registration no: 175
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 12476 of 11/04/2000)
    • Reception and transmission of orders (registration resolution n. 12476 of 11/04/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): OPTIMA S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE
    Registered office: Via Aristotele 195
    Town: 41126  Modena (Mo)
    First registration resolution: n. 18418 del 19/12/2012
    Registration no: 284
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18418 of 19/12/2012)

    » Services provided abroad


  • Italian investment firm (name): PROGETTO SIM SPA
    Registered office: Via Lombardia 2a
    Town: 20068  Peschiera Borromeo (Mi)
    First registration resolution: n. 18453 del 30/01/2013
    Registration no: 285
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18453 of 30/01/2013)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 18453 of 30/01/2013)

  • Italian investment firm (name): PROMETEIA ADVISOR SIM SPA
    Registered office: Via Marconi, 43
    Town: 40122  Bologna (Bo)
    First registration resolution: n. 15587 del 17/10/2006
    Registration no: 230
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Reception and transmission of orders. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 15587 of 17/10/2006)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): SANPAOLO INVEST SIM SPA
    Registered office: Piazza San Carlo 156
    Town: 10121  Torino (To)
    First registration resolution: n. 14304 del 18/11/2003
    Registration no: 216
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 14304 of 18/11/2003)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): SCHRODERS ITALY SIM SPA
    Registered office: Via Della Spiga 30
    Town: 20121  Milano (Mi)
    First registration resolution: n. 12485 del 18/04/2000
    Registration no: 177
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 12485 of 18/04/2000)
    • Portfolio management (registration resolution n. 12485 of 18/04/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Reception and transmission of orders (registration resolution n. 17009 of 01/09/2009)
    • Execution of orders on behalf of clients (registration resolution n. 18976 of 16/07/2014)

    » Services provided abroad


  • Italian investment firm (name): SECOFIND SIM S.P.A
    Registered office: Via Dell'Annunciata 21
    Town: 20121  Milano (Mi)
    First registration resolution: n. 16565 del 23/07/2008
    Registration no: 248
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16565 of 23/07/2008)

  • Italian investment firm (name): SEMPIONE SIM SPA
    Registered office: Via Maurizio Gonzaga, 2
    Town: 20123  Milano (Mi)
    First registration resolution: n. 13203 del 18/07/2001
    Registration no: 196
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 13203 of 18/07/2001)
    • Portfolio management (registration resolution n. 13203 of 18/07/2001)
    • Reception and transmission of orders (registration resolution n. 13203 of 18/07/2001)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)
    • Dealing on own account (registration resolution n. 20146 of 04/10/2017)

  • Italian investment firm (name): SHINE SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Via Meravigli 4
    Town: 20123  Milano (Mi)
    First registration resolution: n. 13524 del 16/04/2002
    Registration no: 202
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 13524 of 16/04/2002)
    • Portfolio management (registration resolution n. 13524 of 16/04/2002)
    • Reception and transmission of orders (registration resolution n. 13524 of 16/04/2002)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): SIMGEST SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Via Cairoli 11
    Town: 40121  Bologna (Bo)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 142
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 11761 of 22/12/1998)
    • Execution of orders on behalf of clients (registration resolution n. 11761 of 22/12/1998)
    • Portfolio management (registration resolution n. 11761 of 22/12/1998)
    • Reception and transmission of orders (registration resolution n. 11761 of 22/12/1998)
    • Underwriting and/or placing on a firm commitment basis (registration resolution n. 12245 of 09/12/1999)
    • Placing without a firm commitment basis (registration resolution n. 12245 of 09/12/1999)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): SOLIDARIETA' & FINANZA SIM SPA
    Registered office: Via Dogana 3
    Town: 20123  Milano (Mi)
    First registration resolution: n. 11761 del 22/12/1998
    Registration no: 146
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19044 of 01/10/2014)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19044 of 01/10/2014)

  • Italian investment firm (name): SOLUTIONS CAPITAL MANAGEMENT SIM SPA
    Registered office: Via Maurizio Gonzaga 3
    Town: 20123  Milano (Mi)
    First registration resolution: n. 17202 del 02/03/2010
    Registration no: 272
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17202 of 02/03/2010)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 17202 of 02/03/2010)
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19599 of 04/05/2016)

    » Services provided abroad


  • Italian investment firm (name): SPAFID FAMILY OFFICE SIM SPA
    Registered office: Foro Bonaparte, 10
    Town: 20121  Milano (Mi)
    First registration resolution: n. 19873 del 08/02/2017
    Registration no: 293
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19873 of 08/02/2017)

  • Italian investment firm (name): STUDIO GAFFINO SIM SPA
    Registered office: Piazza Della Liberta' 20
    Town: 00192  Roma (Rm)
    First registration resolution: n. 12635 del 27/06/2000
    Registration no: 181
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Execution of orders on behalf of clients (registration resolution n. 12635 of 27/06/2000)
    • Placing without a firm commitment basis (registration resolution n. 12635 of 27/06/2000)
    • Portfolio management (registration resolution n. 12635 of 27/06/2000)
    • Reception and transmission of orders (registration resolution n. 12635 of 27/06/2000)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): TOSETTI VALUE SIM S.P.A.
    Registered office: Corso Marconi 10
    Town: 10125  Torino (To)
    First registration resolution: n. 16566 del 23/07/2008
    Registration no: 247
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 16566 of 23/07/2008)

  • Italian investment firm (name): UNICASIM SOCIETA' DI INTERMEDIAZIONE MOBILIARE SPA
    Registered office: Via Bartolomeo Bosco 15
    Town: 16121  Genova (Ge)
    First registration resolution: n. 12703 del 08/08/2000
    Registration no: 182
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Dealing on own account (registration resolution n. 12703 of 08/08/2000)
    • Execution of orders on behalf of clients (registration resolution n. 12703 of 08/08/2000)
    • Reception and transmission of orders (registration resolution n. 12703 of 08/08/2000)
    • Placing without a firm commitment basis (registration resolution n. 15457 of 13/06/2006)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): VALORI & FINANZA INVESTIMENTI SIM S.P.A.
    Registered office: Via Raimondo D'Aronco 30
    Town: 33100  Udine (Ud)
    First registration resolution: n. 15592 del 24/10/2006
    Registration no: 228
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis. The authorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 15592 of 24/10/2006)
    • Investment advice (D.lgs. n. 164 of 17/09/2007)

  • Italian investment firm (name): WINGS PARTNERS SIM SPA
    Registered office: Via Gustavo Fara 35
    Town: 20124  Milano (Mi)
    First registration resolution: n. 18786 del 05/02/2014
    Registration no: 288
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Placing without a firm commitment basis (registration resolution n. 18786 of 05/02/2014)
    • Investment advice (registration resolution n. 18786 of 05/02/2014)

  • Italian investment firm (name): 4TIMING SIM SPA
    Registered office: Corso Vittorio Emanuele Ii 44
    Town: 10123  Torino (To)
    First registration resolution: n. 19490 del 20/01/2016
    Registration no: 290
  • INVESTMENT SERVICES PURSUANT TO LEGISLATIVE DECREE 58/98
    • Portfolio management. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19490 of 20/01/2016)
    • Investment advice. The autorization was granted subject to the following restrictions: without holding, even temporarily, customers liquid balance or financial instruments and without the company itself assuming risk (registration resolution n. 19490 of 20/01/2016)