Comunicazione del 2012-11-12 - CONSOB AND ITS ACTIVITIES
Warnings
AJ Wyman & Associates llc - Rhaines llc - Drake Merger Management
The Financial Services Authority (FSA), the British supervisory authority, reports that the companies:
- AJ Wyman & Associates llc (www.ajwyman.com), with declared headquarters in Seattle;
- Rhaines llc (www.rhainesllc.com), with declared headquarters in New York;
- Drake Merger Management (www.drakemerger.com), with declared headquarters in Tokyo;
are offering investment services without the required authorisation.
(in Consob Informa n. 44/2012 - 12 November 2012)