Comunicazione del 2012-11-19 - CONSOB AND ITS ACTIVITIES
Warnings
Hollerman & Company llc - Carlton Capital Inc - International Finance Court (Ifc) Hong Kong - Sun-Wealth Corporate Finance - Center Finance Management - Claybourne Group - Walker Financial Management
The Financial Services Authority (FSA), the British supervisory authority, reports that the companies:
- Hollerman & Company llc (www.hollermanllc.com), with declared headquarters in New York;
- Carlton Capital Inc (www.carltoncapitalinc.com), with declared headquarters in New York;
- International Finance Court (Ifc) Hong Kong;
- Sun-Wealth Corporate Finance (www.sun-wealthcorpo.com), with declared headquarters in Tokyo;
- Center Finance Management (www.centerfinancemanagement.com and http://centerfinancemgmt.com), with declared headquarters in Tokyo;
- Claybourne Group (www.claybournegroup.com), with declared headquarters in Hong Kong;
- Walker Financial Management (www.wfinancialmanagement.com), which has no connection with the authorised company Walker Financial Management, with headquarters in the United Kingdom (FSA authorisation no. 471178);
are offering investment services without the required authorisation. Sun-Wealth Corporate Finance has already been reported by the Irish supervisory authority (see "Consob Informs" no. 37/2012).
(in Consob Informa n. 45/2012 - 19 November 2012)