Asset Publisher

Warnings


Nova Portfolio Management - Ledbury Moore - Uk Rbb Barclay Business -Afi - Alternative Financial Investments - Danske Capital - Baxter-Stanley and Associates -The Tunstall Group - Shearin Group

The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Sweden (Finansinspektionen), and Denmark (Danish Financial Authority - DFSA) report that the following companies are offering investment services without the required authorisation.

Reported by the FCA:

  • Nova Portfolio Management (www.novamanagers.com), with declared headquarters in London, already reported by the same authority (see "Consob Informs" no. 48/2011);

     
  • Ledbury Moore (www.ledburymoore.com), with declared headquarters in London;

     
  • Uk Rbb Barclay Business;

     
  • Afi - Alternative Financial Investments, with declared headquarters in Luxembourg and London;

     
  • Danske Capital (clone of an authorised company).

Reported by Finansinspektionen:

  • Baxter-Stanley and Associates (www.baxters-stanley.com), with declared headquarters in Chicago;

     
  • The Tunstall Group (www.tunstall-group.com), with declared headquarters in Hong Kong.

Reported by the DFSA:

  • Shearin Group (www.shearingroup.com), with declared headquarters in Paris and Hong Kong.

(in "Consob Informa" n. 6/2014 - 10 February 2014)