Comunicazione del 2014-02-10 - CONSOB AND ITS ACTIVITIES
Warnings
Nova Portfolio Management - Ledbury Moore - Uk Rbb Barclay Business -Afi - Alternative Financial Investments - Danske Capital - Baxter-Stanley and Associates -The Tunstall Group - Shearin Group
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Sweden (Finansinspektionen), and Denmark (Danish Financial Authority - DFSA) report that the following companies are offering investment services without the required authorisation.
Reported by the FCA:
- Nova Portfolio Management (www.novamanagers.com), with declared headquarters in London, already reported by the same authority (see "Consob Informs" no. 48/2011);
- Ledbury Moore (www.ledburymoore.com), with declared headquarters in London;
- Uk Rbb Barclay Business;
- Afi - Alternative Financial Investments, with declared headquarters in Luxembourg and London;
- Danske Capital (clone of an authorised company).
Reported by Finansinspektionen:
- Baxter-Stanley and Associates (www.baxters-stanley.com), with declared headquarters in Chicago;
- The Tunstall Group (www.tunstall-group.com), with declared headquarters in Hong Kong.
Reported by the DFSA:
- Shearin Group (www.shearingroup.com), with declared headquarters in Paris and Hong Kong.
(in "Consob Informa" n. 6/2014 - 10 February 2014)