Comunicazione del 2014-04-14 - CONSOB AND ITS ACTIVITIES
Warnings
RBC Wealth Management/Royal Bank of Canada Wealth Management - Kingston Financial Group - Alliance Capital Securities - The Woo Group
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA) and Norway (Finanstilsynet) report companies that are offering investment services without the required authorisations:
Reported by the FCA:
- RBC Wealth Management/Royal Bank of Canada Wealth Management, with declared headquarters in London, which has no connection with the authorised companies, with headquarters in London: RBC Europe Limited (Reference No. 124543); Royal Bank of Canada Investment Management (UK) Limited (Reference No. 146504); Royal Bank of Canada Investment Management (USA) Limited (Reference No. 186618); Royal Bank of Canada, London Branch (Reference No. 124783); RBC Global Asset Management (UK) Limited (Reference No. 189154); RBC Investor Services Trust, London Branch (Reference No. 435052); Royal Bank of Canada Trust Corporation Limited (Reference No. 849073); RBC Investor Services Bank SA, with headquarters in Luxembourg (Reference No. 597855);
- Kingston Financial Group (www.kingston-fg.com), with declared headquarters in Dubai and Hong Kong;
- Alliance Capital Securities (www.acsecurities.co.uk; www.alliancecapitalsecurities.com), with declared headquarters in London.
Reported by Finanstilsynet:
- The Woo Group (www.thewoogroup.com), with declared headquarters in Hong Kong.
(in "Consob Informa" n. 15/2014 - 14 April 2014)