Comunicazione del 2015-03-23 - CONSOB AND ITS ACTIVITIES
Warnings
Kucher Partners Llc - Verbatim Asset Management Plc - Wakefield Securities Limited - Eagle & West Ltd - European Commodities Commission (Ecc) - Fife Hamilton Associates - Southeast Asia Traders - Economist & Lawyers - Wakefield Securities Limited - Shields Corporate Partners (Usa)
The supervisory authorities of the United Kingdom (Financial Conduct Authority - FCA), Belgium (Financial Services and Markets Authority, - FSMA), Denmark(Danish Financial Authority - DFSA), Spain (Comisión Nacional del Mercado de Valores - CNMV) and Ireland (Central Bank of Ireland), report the companies that are offering investment services without the required authorisation.
Reported by the FCA:
- Kucher Partners Llc (www.kucherpartners.com), with declared headquarters in Chicago (USA);
- Verbatim Asset Management Plc, with declared headquarters in Huddersfield (Great Britain);
- Wakefield Securities Limited (www.wakefieldsecurities.com), with declared headquarters in New York;
- Eagle & West Ltd (www.eagleandwest.co.uk), with declared headquarters in London.
Reported by the FSMA:
- European Commodities Commission (Ecc) (www.europeancommoditiescommission.com), with declared headquarters in Antwerp (Belgium);
- Fife Hamilton Associates, with declared headquarters in Brussels.
Reported by the DFSA:
- Southeast Asia Traders (www.southeastasiatraders.com), with declared headquarters in Hong Kong.
Reported by the CNMV:
- Economist & Lawyers (www.economist-lawyers.com).
Reported by the Central Bank of Ireland:
- Wakefield Securities Limited, also reported by the English supervisory authority, the FCA;
- Shields Corporate Partners (Usa).
(in "Consob Informa" no. 11/2015 - 23 March 2015)