Investment firms with branches
(DATE 19/10/2017)

  • EU investment firm (name): ABERDEEN ASSET MANAGERS LIMITED
    Registered office:1 Bread Street
    Town: Ec4m 9hh  Londra
    Country: Gran Bretagna
    Branch: Via Dante 16
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 9051207 of 29/05/2009
    Registration no:77
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 9051207 of 29/05/2009)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ACTIVTRADES PLC
    Registered office:1 Thomas More Square
    Town: E1w 1yw  Londra
    Country: Gran Bretagna
    Branch: Via Borgonuovo 14/16
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 11060644 of 06/07/2011
    Registration no:97
  • SERVICES PROVIDED IN ITALY
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 11060644 of 06/07/2011)
    • Foreign exchange services where these are connected to the provision of investment services (application 11060644 of 06/07/2011)
    • Execution of orders on behalf of clients (application 11060644 of 06/07/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (application 11060644 of 06/07/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ADVANTAGE FINANCIAL S.A.
    Registered office:5 Boulevard Royal
    Town: L2449  Lussemburgo
    Country: Lussemburgo
    Branch: Largo Augusto 8
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 10053460 of 11/06/2010
    Registration no:89
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 0061070/13 of 17/07/2013)
    • Services related to underwriting (application 0061070/13 of 17/07/2013)
    • Placing of financial instruments without a firm commitment basis (application 0061070/13 of 17/07/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0061070/13 of 17/07/2013)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 10053460 of 11/06/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 10053460 of 11/06/2010)
    • Investment advice (application 10053460 of 11/06/2010)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): AFX CAPITAL MARKETS LTD
    Registered office:116, Gladstonos Street
    Town: 3032  Limassol
    Country: Cipro
    Branch: Via Larga 2
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 10103376 of 21/12/2010
    Registration no:94
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 10103376 of 21/12/2010)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 12034526 of 27/04/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED
    Registered office:12 Throgmorton Avenue
    Town: Ec2n 2dl  Londra
    Country: Gran Bretagna
    Branch: Piazza San Fedele 2
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 1025762 of 09/04/2001
    Registration no:24
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 1025762 of 09/04/2001)
    • Portfolio management (application 1025762 of 09/04/2001)
    • Reception and transmission of orders in relation to one or more financial instruments (application 1025762 of 09/04/2001)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 1051662 of 02/07/2001)
    • Placing of financial instruments without a firm commitment basis (application 1051662 of 02/07/2001)
    • Execution of orders on behalf of clients (application 6064077 of 28/07/2006)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED
    Registered office:160 Queen Victoria Street
    Town: Ec4v 4la  Londra
    Country: Gran Bretagna
    Branch: Via Mike Bongiorno 13
    Town: 20124  Milano (Mi)
    Country: Italia
    Application: n. 1009418 of 08/02/2001
    Registration no:20
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 0095209/13 of 10/12/2013)
    • Investment advice (application 1009418 of 08/02/2001)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): CAPITAL INTERNATIONAL LIMITED
    Registered office:40 Grosvenor Place
    Town: Sw1x 7gg  Londra
    Country: Gran Bretagna
    Branch: Piazza Del Carmine 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 13021372 of 18/03/2013
    Registration no:114
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 13021372 of 18/03/2013)
    • Investment advice (application 13021372 of 18/03/2013)
    • Portfolio management (application 13021372 of 18/03/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 13021372 of 18/03/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): CITIGROUP GLOBAL MARKETS LIMITED
    Registered office:Citigroup Centre Canada Square Canary Wharf
    Town: E14 5lb  Londra
    Country: Gran Bretagna
    Branch: Via Dei Mercanti 12
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 99059409 of 02/08/1999
    Registration no:5
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (application 65429 of 05/09/2000)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 7097990 of 02/11/2007)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 7097990 of 02/11/2007)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 7097990 of 02/11/2007)
    • Foreign exchange services where these are connected to the provision of investment services (application 7097990 of 02/11/2007)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)
    • Dealing on own account (application 90827 of 05/12/2000)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 99059409 of 02/08/1999)
    • Services related to underwriting (application 99059409 of 02/08/1999)
    • Investment advice (application 99059409 of 02/08/1999)
    • Reception and transmission of orders in relation to one or more financial instruments (application 99059409 of 02/08/1999)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 99078717 of 26/10/1999)
    • Placing of financial instruments without a firm commitment basis (application 99078717 of 26/10/1999)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): CMC CAPITAL LIMITED
    Registered office:23 Hanover Square
    Town: W1s 1jb  Londra
    Country: Gran Bretagna
    Branch: Via Della Spiga 52
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0061965/13 of 22/07/2013
    Registration no:117
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0061965/13 of 22/07/2013)
    • Investment advice (application 0061965/13 of 22/07/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0061965/13 of 22/07/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): CMC MARKETS UK PLC
    Registered office:133 Houndsditch
    Town: Ec3a 7bx  Londra
    Country: Gran Bretagna
    Branch: Corso Di Porta Romana 68
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 8015560 of 21/02/2008
    Registration no:70
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (application 11084968 of 18/10/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (application 11084968 of 18/10/2011)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 8015560 of 21/02/2008)
    • Foreign exchange services where these are connected to the provision of investment services (application 8015560 of 21/02/2008)
    • Dealing on own account (application 8015560 of 21/02/2008)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): COMPAGNIE FINANCIERE JACQUES COEUR
    Registered office:21 Boulevard Montmartre
    Town: 75002  Parigi
    Country: Francia
    Branch: Via Gaetano Giardino 1
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0072824/15 of 18/09/2015
    Registration no:135
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (application 0072824/15 of 18/09/2015)
    • Investment advice (application 0072824/15 of 18/09/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): DMBL - BRANCH ITALIANA DI DINOSAUR MERCHANT BANK LIMITED
    Registered office:48-54 Moorgate
    Town: Ec2r 6ej  Londra
    Country: Gran Bretagna
    Branch: Piazza Repubblica 11
    Town: 20124  Milano (Mi)
    Country: Italia
    Application: n. 0069272/14 of 14/08/2014
    Registration no:126
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0069272/14 of 14/08/2014)
    • Execution of orders on behalf of clients (application 0069272/14 of 14/08/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0069272/14 of 14/08/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ENGIE GLOBAL MARKETS
    Registered office:1 Place Samuel De Champlain
    Town: 92400  Courbevoie
    Country: Francia
    Branch: Viale Avignone 12
    Town: 00144  Roma (Rm)
    Country: Italia
    Application: n. 0083642/13 of 22/10/2013
    Registration no:121
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0076885/16 of 24/08/2016)
    • Foreign exchange services where these are connected to the provision of investment services (application 0083642/13 of 22/10/2013)
    • Execution of orders on behalf of clients (application 0083642/13 of 22/10/2013)
    • Dealing on own account (application 0083642/13 of 22/10/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ENVENT CAPITAL MARKETS LIMITED
    Registered office:42 Berkeley Square
    Town: W1j5aw  Londra
    Country: Gran Bretagna
    Branch: Via Barberini 95
    Town: 00187  Roma (Rm)
    Country: Italia
    Application: n. 0053177/15 of 02/07/2015
    Registration no:132
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0053177/15 of 02/07/2015)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0053177/15 of 02/07/2015)
    • Placing of financial instruments without a firm commitment basis (application 0053177/15 of 02/07/2015)
    • Investment advice (application 0053177/15 of 02/07/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0053177/15 of 02/07/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): EXANE SA
    Registered office:6 Rue Ménars
    Town: 75006  Parigi
    Country: Francia
    Branch: Via Dei Bossi, 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 4033723 of 15/04/2004
    Registration no:49
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0064870/17 of 10/05/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (application 4033723 of 15/04/2004)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 7009873 of 01/02/2007)
    • Placing of financial instruments without a firm commitment basis (application 7009873 of 01/02/2007)
    • Execution of orders on behalf of clients (application 7021035 of 12/03/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): F & C MANAGEMENT LIMITED
    Registered office:8th Floor, Exchange House Primrose Street
    Town: Ec2a 2ny  Londra
    Country: Gran Bretagna
    Branch: Regus Milano Corrobbio Via S. Maria Valle 3
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0069325/15 of 02/09/2015
    Registration no:133
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (application 0069325/15 of 02/09/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): FIDENTIIS EQUITIES SOCIEDAD DE VALORES S.A.
    Registered office:Calle Velazquez 140
    Town: 28001  Madrid
    Country: Spagna
    Branch: Galleria Del Corso 1
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 10002450 of 14/01/2010
    Registration no:82
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 10002450 of 14/01/2010)
    • Investment advice (application 10002450 of 14/01/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (application 10002450 of 14/01/2010)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 11087936 of 28/10/2011)
    • Placing of financial instruments without a firm commitment basis (application 11087936 of 28/10/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): FIL INVESTMENTS INTERNATIONAL
    Registered office:130 Tonbridge Road, Oakhill House
    Town: Tn11 9dz  Tonbridge
    Country: Gran Bretagna
    Branch: Via Della Chiusa, 2
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 1060856 of 08/08/2001
    Registration no:27
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (application 1060856 of 08/08/2001)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): FIL (LUXEMBOURG) S.A.
    Registered office:2a, Rue Albert Borschette
    Town: L1246  Lussemburgo
    Country: Lussemburgo
    Branch: Via Della Chiusa 2
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 12013565 of 23/02/2012
    Registration no:103
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 12013565 of 23/02/2012)
    • Investment advice (application 12013565 of 23/02/2012)
    • Execution of orders on behalf of clients (application 12013565 of 23/02/2012)
    • Reception and transmission of orders in relation to one or more financial instruments (application 12013565 of 23/02/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): FISHER INVESTMENTS EUROPE LIMITED
    Registered office:6-10 Whitfield Street
    Town: W1t 2re  Londra
    Country: Gran Bretagna
    Branch: Via Magenta 3
    Town: 43123  Parma (Pr)
    Country: Italia
    Application: n. 0047523/15 of 11/06/2015
    Registration no:130
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0047523/15 of 11/06/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): FOREX CAPITAL MARKETS LIMITED
    Registered office:20 Gresham Street
    Town: Ec27je  Londra
    Country: Gran Bretagna
    Branch: Piazza G. Ferre' 10
    Town: 20025  Legnano (Mi)
    Country: Italia
    Application: n. 9001505 of 09/01/2009
    Registration no:76
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 0072756/13 of 05/09/2013)
    • Portfolio management (application 10093819 of 12/11/2010)
    • Foreign exchange services where these are connected to the provision of investment services (application 9001505 of 09/01/2009)
    • Execution of orders on behalf of clients (application 9001505 of 09/01/2009)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 9089752 of 21/10/2009)
    • Investment advice (application 9089752 of 21/10/2009)
    • Reception and transmission of orders in relation to one or more financial instruments (application 9089752 of 21/10/2009)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): GOLDMAN SACHS INTERNATIONAL
    Registered office:Peterborough Court, 133 Fleet Street
    Town: Ec4a 2bb  Londra
    Country: Gran Bretagna
    Branch: Piazzetta Maurilio Bossi 3
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 3063623 of 07/10/2003
    Registration no:43
  • SERVICES PROVIDED IN ITALY
    • Operation of Multilateral Trading Facilities (application 11091950 of 14/11/2011)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 3063623 of 07/10/2003)
    • Services related to underwriting (application 3063623 of 07/10/2003)
    • Foreign exchange services where these are connected to the provision of investment services (application 3063623 of 07/10/2003)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 3063623 of 07/10/2003)
    • Placing of financial instruments without a firm commitment basis (application 3063623 of 07/10/2003)
    • Investment advice (application 3063623 of 07/10/2003)
    • Execution of orders on behalf of clients (application 3063623 of 07/10/2003)
    • Dealing on own account (application 3063623 of 07/10/2003)
    • Reception and transmission of orders in relation to one or more financial instruments (application 3063623 of 07/10/2003)
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 4078953 of 03/09/2004)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 4078953 of 03/09/2004)
    • Portfolio management (application 4078953 of 03/09/2004)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 7095644 of 01/11/2007)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): HENDERSON GLOBAL INVESTORS
    Registered office:201 Bishopsgate
    Town: Ec2m 3ae  Londra
    Country: Gran Bretagna
    Branch: Via Dante 14
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 3015 of 17/01/2000
    Registration no:12
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 3015 of 17/01/2000)
    • Portfolio management (application 3015 of 17/01/2000)
    • Reception and transmission of orders in relation to one or more financial instruments (application 66015 of 07/09/2000)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): IG MARKETS LIMITED
    Registered office:Cannon Bridge House 25 Dowgate Hill
    Town: Ec4r 2ya  Londra
    Country: Gran Bretagna
    Branch: Via Paolo Da Cannobio 33
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 8019529 of 03/03/2008
    Registration no:72
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (application 8019529 of 03/03/2008)
    • Dealing on own account (application 8019529 of 03/03/2008)
    • Reception and transmission of orders in relation to one or more financial instruments (application 8019529 of 03/03/2008)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): IGNIS INVESTMENT SERVICES LIMITED
    Registered office:50 Bothwell Street
    Town: G3 6hr  Glasgow
    Country: Gran Bretagna
    Branch: Via Giuseppe Mazzini 10
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 12027986 of 10/04/2012
    Registration no:104
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0045171/14 of 29/05/2014)
    • Investment advice (application 0045171/14 of 29/05/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): INVESTEC ASSET MANAGEMENT LTD
    Registered office:25 Basing Hall Street
    Town: Ec2v 5ha  Londra
    Country: Gran Bretagna
    Branch: Corso Venezia 44
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0115584/17 of 11/10/2017
    Registration no:148
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0115584/17 of 11/10/2017)
    • Foreign exchange services where these are connected to the provision of investment services (application 0115584/17 of 11/10/2017)
    • Investment advice (application 0115584/17 of 11/10/2017)
    • Execution of orders on behalf of clients (application 0115584/17 of 11/10/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0115584/17 of 11/10/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): JANUS CAPITAL INTERNATIONAL LIMITED
    Registered office:201 Bishopsgate
    Town: Ec23ae  Londra
    Country: Gran Bretagna
    Branch: Via Dante 14
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 2003589 of 22/01/2002
    Registration no:34
  • SERVICES PROVIDED IN ITALY
    • Services related to underwriting (application 2003589 of 22/01/2002)
    • Execution of orders on behalf of clients (application 2003589 of 22/01/2002)
    • Reception and transmission of orders in relation to one or more financial instruments (application 2003589 of 22/01/2002)
    • Portfolio management (application 2022659 of 09/04/2002)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): JCI CAPITAL LIMITED
    Registered office:78 Brook Street
    Town: W1k 5ef  Londra
    Country: Gran Bretagna
    Branch: Corso Sempione,2
    Town: 20145  Milano (Mi)
    Country: Italia
    Application: n. 12090623 of 19/11/2012
    Registration no:108
  • SERVICES PROVIDED IN ITALY
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 0004747/16 of 20/01/2016)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0012116/14 of 14/02/2014)
    • Placing of financial instruments without a firm commitment basis (application 0017867/14 of 05/03/2014)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0022786/16 of 16/03/2016)
    • Services related to underwriting (application 0022786/16 of 16/03/2016)
    • Portfolio management (application 0056689/14 of 07/07/2014)
    • Execution of orders on behalf of clients (application 12090623 of 19/11/2012)
    • Dealing on own account (application 12090623 of 19/11/2012)
    • Reception and transmission of orders in relation to one or more financial instruments (application 12090623 of 19/11/2012)
    • Investment advice (application 13035054 of 24/04/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): JEFFERIES INTERNATIONAL LTD
    Registered office:68 Upper Thames Street
    Town: Ec4v 8bj  Londra
    Country: Gran Bretagna
    Branch: Via Gastone Pisoni 6
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 10079106 of 28/09/2010
    Registration no:91
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 10079106 of 28/09/2010)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 10079106 of 28/09/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 10079106 of 28/09/2010)
    • Services related to underwriting (application 10079106 of 28/09/2010)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 10079106 of 28/09/2010)
    • Foreign exchange services where these are connected to the provision of investment services (application 10079106 of 28/09/2010)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 10079106 of 28/09/2010)
    • Placing of financial instruments without a firm commitment basis (application 10079106 of 28/09/2010)
    • Investment advice (application 10079106 of 28/09/2010)
    • Execution of orders on behalf of clients (application 10079106 of 28/09/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (application 10079106 of 28/09/2010)
    • Dealing on own account (application 12068201 of 13/08/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): JUPITER ASSET MANAGEMENT LIMITED
    Registered office:The Zig Zag Building, 70 Victoria Street
    Town: Sw1e 6sq  Londra
    Country: Gran Bretagna
    Branch: Via Giuseppe Mengoni 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0095007/15 of 16/12/2015
    Registration no:137
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 0039071/16 of 29/04/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): KEPLER CHEUVREUX
    Registered office:Avenue Kleber 112
    Town: 75116  Parigi
    Country: Francia
    Branch: Via Cornaggia 10
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 98066757 of 17/08/1998
    Registration no:4
  • SERVICES PROVIDED IN ITALY
    • Services related to underwriting (application 11098928 of 14/12/2011)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 11098928 of 14/12/2011)
    • Placing of financial instruments without a firm commitment basis (application 11098928 of 14/12/2011)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 9008731 of 27/01/2009)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 98066757 of 17/08/1998)
    • Foreign exchange services where these are connected to the provision of investment services (application 98066757 of 17/08/1998)
    • Investment advice (application 98066757 of 17/08/1998)
    • Execution of orders on behalf of clients (application 98066757 of 17/08/1998)
    • Dealing on own account (application 98066757 of 17/08/1998)
    • Reception and transmission of orders in relation to one or more financial instruments (application 98066757 of 17/08/1998)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): KLIMEK ADVISORS FUND CONSULTING GMBH
    Registered office:Schwindstrasse 10
    Town: 60325  Frankfurt Am Main
    Country: Germania
    Branch:The firm operates in Italy only with professional clients using a tied agent
    Application: n. 0020590/16 of 09/03/2016
    Registration no:140
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0020590/16 of 09/03/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): KNG SECURITIES LLP
    Registered office:6 Broad St Place
    Town: Ec2m 7jh  Londra
    Country: Gran Bretagna
    Branch: Via Cappuccini 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0020543/16 of 09/03/2016
    Registration no:139
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0020543/16 of 09/03/2016)
    • Services related to underwriting (application 0020543/16 of 09/03/2016)
    • Foreign exchange services where these are connected to the provision of investment services (application 0020543/16 of 09/03/2016)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 0020543/16 of 09/03/2016)
    • Placing of financial instruments without a firm commitment basis (application 0020543/16 of 09/03/2016)
    • Investment advice (application 0020543/16 of 09/03/2016)
    • Execution of orders on behalf of clients (application 0020543/16 of 09/03/2016)
    • Dealing on own account (application 0020543/16 of 09/03/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0020543/16 of 09/03/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): LEGG MASON INVESTMENTS (EUROPE) LIMITED
    Registered office:201 Bishopsgate
    Town: Ec2m 3ab  Londra
    Country: Gran Bretagna
    Branch: Piazza Iv Novembre 4, Blend Tower Business Centre
    Town: 20124  Milano (Mi)
    Country: Italia
    Application: n. 8018101 of 28/02/2008
    Registration no:71
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (application 8018101 of 28/02/2008)
    • Reception and transmission of orders in relation to one or more financial instruments (application 8018101 of 28/02/2008)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LIMITED
    Registered office:3 Old Burlington Street
    Town: W1s 3ab  Londra
    Country: Gran Bretagna
    Branch: Via Santa Maria Segreta 7
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 11054849 of 17/06/2011
    Registration no:98
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 11054849 of 17/06/2011)
    • Investment advice (application 11054849 of 17/06/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (application 11054849 of 17/06/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): MANGUSTA RISK LIMITED
    Registered office:Royalty House 32 Sackville Street
    Town: W1s 3ea  Londra
    Country: Gran Bretagna
    Branch: Via Giulia 4
    Town: 00186  Roma (Rm)
    Country: Italia
    Application: n. 0011478/16 of 09/02/2016
    Registration no:141
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0011478/16 of 09/02/2016)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 0011478/16 of 09/02/2016)
    • Investment advice (application 0011478/16 of 09/02/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0011478/16 of 09/02/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): METHOD INVESTMENTS & ADVISORY LTD
    Registered office:40 New Bond Street
    Town: W1s 2rx  Londra
    Country: Gran Bretagna
    Branch: Via Santa Radegonda 11
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 10063422 of 19/07/2010
    Registration no:86
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 10063422 of 19/07/2010)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 10063422 of 19/07/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 10063422 of 19/07/2010)
    • Services related to underwriting (application 10063422 of 19/07/2010)
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 10063422 of 19/07/2010)
    • Foreign exchange services where these are connected to the provision of investment services (application 10063422 of 19/07/2010)
    • Placing of financial instruments without a firm commitment basis (application 10063422 of 19/07/2010)
    • Investment advice (application 10063422 of 19/07/2010)
    • Execution of orders on behalf of clients (application 10063422 of 19/07/2010)
    • Portfolio management (application 10063422 of 19/07/2010)
    • Dealing on own account (application 10063422 of 19/07/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (application 10063422 of 19/07/2010)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): MFM INVESTMENT LTD
    Registered office:90-92 Pentonville Road
    Town: N1 9hs  Londra
    Country: Gran Bretagna
    Branch: Largo Carlo Felice 26
    Town: 09124  Cagliari (Ca)
    Country: Italia
    Application: n. 0055777/16 of 15/06/2016
    Registration no:142
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 0055777/16 of 15/06/2016)
    • Investment advice (application 0055777/16 of 15/06/2016)
    • Execution of orders on behalf of clients (application 0055777/16 of 15/06/2016)
    • Portfolio management (application 0055777/16 of 15/06/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0055777/16 of 15/06/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): MFS INTERNATIONAL (UK) LIMITED
    Registered office:1 Carter Lane
    Town: Ec4v 5er  Londra
    Country: Gran Bretagna
    Branch: Via Torino 2
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 6081023 of 11/10/2006
    Registration no:62
  • SERVICES PROVIDED IN ITALY
    • Execution of orders on behalf of clients (application 0096563/13 of 16/12/2013)
    • Investment advice (application 6081023 of 11/10/2006)
    • Portfolio management (application 6081023 of 11/10/2006)
    • Reception and transmission of orders in relation to one or more financial instruments (application 6081023 of 11/10/2006)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 7098302 of 01/11/2007)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): M&G INTERNATIONAL INVESTMENTS LIMITED
    Registered office:Fairbairn Business Centre Laurence Pountney Hill
    Town: Ec4r 0hh  Londra
    Country: Gran Bretagna
    Branch: Via Santa Maria Segreta 6
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0061982/17 of 03/05/2017
    Registration no:145
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 0061982/17 of 03/05/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
    Registered office:20 Bank Street, Canary Wharf
    Town: E14 4qa  Londra
    Country: Gran Bretagna
    Branch: Corso Venezia 16
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0081878/14 of 15/10/2014
    Registration no:127
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (application 0081878/14 of 15/10/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0081878/14 of 15/10/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): MUZINICH & CO. LIMITED
    Registered office:8 Hanover Street
    Town: W1s 1yq  Londra
    Country: Gran Bretagna
    Branch: Via Senato 12
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0065395/13 of 30/07/2013
    Registration no:119
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0065395/13 of 30/07/2013)
    • Portfolio management (application 0065395/13 of 30/07/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0065395/13 of 30/07/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): NEUBERGER BERMAN EUROPE LIMITED
    Registered office:Lansdowne House 57 Berkley Square
    Town:   Londra
    Country: Gran Bretagna
    Branch: Via San Damiano 7
    Town: 20122  Milano (Mi)
    Country: Italia
    Application: n. 11030214 of 11/04/2011
    Registration no:95
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0091427/14 of 24/11/2014)
    • Execution of orders on behalf of clients (application 0091427/14 of 24/11/2014)
    • Portfolio management (application 0091427/14 of 24/11/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0091427/14 of 24/11/2014)
    • Investment advice (application 11030214 of 11/04/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): NOMURA INTERNATIONAL PLC
    Registered office:1 Angel Lane
    Town: Ec4r 3ab  Londra
    Country: Gran Bretagna
    Branch: Piazza Del Carmine 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 10102508 of 16/12/2010
    Registration no:92
  • SERVICES PROVIDED IN ITALY
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 10102508 of 16/12/2010)
    • Services related to underwriting (application 10102508 of 16/12/2010)
    • Placing of financial instruments without a firm commitment basis (application 10102508 of 16/12/2010)
    • Investment advice (application 10102508 of 16/12/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (application 10102508 of 16/12/2010)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 11096398 of 02/12/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): OLD MUTUAL GLOBAL INVESTORS (UK) LIMITED
    Registered office:Lambeth Hill 2
    Town: Ec4p 4wr  Londra
    Country: Gran Bretagna
    Branch: Via Torino, 2
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0104838/17 of 07/09/2017
    Registration no:146
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 0104838/17 of 07/09/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): OLYMPIA WEALTH MANAGEMENT LTD
    Registered office:276 Vauxhall Bridge Road
    Town: Sw1v 1bb  Londra
    Country: Gran Bretagna
    Branch: Via Turati 38
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 13020070 of 12/03/2013
    Registration no:112
  • SERVICES PROVIDED IN ITALY
    • Placing of financial instruments without a firm commitment basis (application 13020070 of 12/03/2013)
    • Investment advice (application 13020070 of 12/03/2013)
    • Portfolio management (application 13020070 of 12/03/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ONDRA LLP
    Registered office:125 Old Broad Street
    Town: Ec2n 1ar  Londra
    Country: Gran Bretagna
    Branch: Via Ciovassino 1
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 12097800 of 18/12/2012
    Registration no:111
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 12097800 of 18/12/2012)
    • Investment advice (application 12097800 of 18/12/2012)
    • Reception and transmission of orders in relation to one or more financial instruments (application 12097800 of 18/12/2012)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): OSIRIS ASSET MANAGEMENT AG
    Registered office:Austrasse 52, Postfach 157
    Town: Fl 9490  Vaduz
    Country: Liechtenstein
    Branch: The firm operates in Italy only with financial advisors authorised to make off-premises offers
    Application: n. 0052765/14 of 24/06/2014
    Registration no:124
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0052765/14 of 24/06/2014)
    • Investment advice (application 0052765/14 of 24/06/2014)
    • Portfolio management (application 0052765/14 of 24/06/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0052765/14 of 24/06/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): PICTET ASSET MANAGEMENT LIMITED
    Registered office:Moor House, 120 London Wall
    Town: Ec2y 5et  Londra
    Country: Gran Bretagna
    Branch: Via Della Moscova 3
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 13021841 of 19/03/2013
    Registration no:113
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 13021841 of 19/03/2013)
    • Foreign exchange services where these are connected to the provision of investment services (application 13021841 of 19/03/2013)
    • Investment advice (application 13021841 of 19/03/2013)
    • Execution of orders on behalf of clients (application 13021841 of 19/03/2013)
    • Portfolio management (application 13021841 of 19/03/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 13021841 of 19/03/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): PIMCO DEUTSCHLAND GMBH
    Registered office:Seidlstrasse 24-24a
    Town: 80335  Monaco
    Country: Germania
    Branch: Corso Giacomo Matteotti, 8
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0103224/17 of 01/09/2017
    Registration no:147
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0103224/17 of 01/09/2017)
    • Execution of orders on behalf of clients (application 0103224/17 of 01/09/2017)
    • Portfolio management (application 0103224/17 of 01/09/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0103224/17 of 01/09/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): PIMCO EUROPE LTD
    Registered office:11 Baker Street
    Town: W1u 3ah  Londra
    Country: Gran Bretagna
    Branch: Corso Matteotti 8
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 11084971 of 18/10/2011
    Registration no:100
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 11084971 of 18/10/2011)
    • Investment advice (application 11084971 of 18/10/2011)
    • Execution of orders on behalf of clients (application 11084971 of 18/10/2011)
    • Portfolio management (application 11084971 of 18/10/2011)
    • Reception and transmission of orders in relation to one or more financial instruments (application 11084971 of 18/10/2011)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED
    Registered office:New Court, St. Swithin'S Lane
    Town: Ec4n 8al  Londra
    Country: Gran Bretagna
    Branch: Via Agnello 5
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0018372/14 of 07/03/2014
    Registration no:123
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 0018372/14 of 07/03/2014)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0018372/14 of 07/03/2014)
    • Foreign exchange services where these are connected to the provision of investment services (application 0018372/14 of 07/03/2014)
    • Investment advice (application 0018372/14 of 07/03/2014)
    • Execution of orders on behalf of clients (application 0018372/14 of 07/03/2014)
    • Portfolio management (application 0018372/14 of 07/03/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0018372/14 of 07/03/2014)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 0061953/14 of 24/07/2014)
    • Placing of financial instruments without a firm commitment basis (application 0065250/15 of 10/08/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): RUSSELL INVESTMENTS LIMITED
    Registered office:10 Regent Street London
    Town: Sw1y 4pe  Londra
    Country: Gran Bretagna
    Branch: Via Brera 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 10064904 of 23/07/2010
    Registration no:87
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 10064904 of 23/07/2010)
    • Investment advice (application 10064904 of 23/07/2010)
    • Execution of orders on behalf of clients (application 10064904 of 23/07/2010)
    • Reception and transmission of orders in relation to one or more financial instruments (application 10064904 of 23/07/2010)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): SANFORD C. BERNSTEIN LIMITED
    Registered office:50 Berkeley Street
    Town: W1j8sb  Londra
    Country: Gran Bretagna
    Branch: Via Monte Di Pietà 21
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0055403/15 of 09/07/2015
    Registration no:131
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0055403/15 of 09/07/2015)
    • Investment advice (application 0055403/15 of 09/07/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0055403/15 of 09/07/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): SELECCION E INVERSION DE CAPITAL GLOBAL AGENCIA DE VALORES S.A.
    Registered office:Calle Maria Francisca 9
    Town: 28002  Madrid
    Country: Spagna
    Branch:
    Application: n. 0113936/16 of 28/12/2016
    Registration no:143
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0113936/16 of 28/12/2016)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0113936/16 of 28/12/2016)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): STATE STREET GLOBAL ADVISORS LIMITED
    Registered office:20 Churchill Place
    Town: E14 5hj  Londra
    Country: Gran Bretagna
    Branch: Via Dei Bossi, 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 8000077 of 02/01/2008
    Registration no:67
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 8000077 of 02/01/2008)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): SYZ ASSET MANAGEMENT (EUROPE) LIMITED
    Registered office:Southwest House 11a Regent Street,
    Town: Sw1y4lr  Londra
    Country: Gran Bretagna
    Branch: Via Borgonuovo 16
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0064943/15 of 07/08/2015
    Registration no:134
  • SERVICES PROVIDED IN ITALY
    • Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services (application 0064943/15 of 07/08/2015)
    • Investment advice (application 0064943/15 of 07/08/2015)
    • Execution of orders on behalf of clients (application 0064943/15 of 07/08/2015)
    • Portfolio management (application 0064943/15 of 07/08/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0064943/15 of 07/08/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): T. ROWE PRICE INTERNATIONAL LTD
    Registered office:60 Queen Victoria Street
    Town: Ec4n4tz  Londra
    Country: Gran Bretagna
    Branch: Via Torino 2
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0097549/14 of 19/12/2014
    Registration no:128
  • SERVICES PROVIDED IN ITALY
    • Foreign exchange services where these are connected to the provision of investment services (application 0097549/14 of 19/12/2014)
    • Investment advice (application 0097549/14 of 19/12/2014)
    • Execution of orders on behalf of clients (application 0097549/14 of 19/12/2014)
    • Portfolio management (application 0097549/14 of 19/12/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0097549/14 of 19/12/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): TENDERCAPITAL LIMITED
    Registered office:42 Brook Street
    Town: W1k 5db  Londra
    Country: Gran Bretagna
    Branch: Via Carducci 5
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0077415/13 of 01/10/2013
    Registration no:118
  • SERVICES PROVIDED IN ITALY
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0077415/13 of 01/10/2013)
    • Investment advice (application 0077415/13 of 01/10/2013)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0077415/13 of 01/10/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): TFS DERIVATIVES LIMITED
    Registered office:15 St.Botolph Street
    Town: Ec3a 7qx  Londra
    Country: Gran Bretagna
    Branch: Via G.M. Lancisi 31
    Town: 00145  Roma (Rm)
    Country: Italia
    Branch: Via Venini Giulio E Corrado 1
    Town: 20127  Milano (Mi)
    Country: Italia
    Application: n. 0094370/15 of 14/12/2015
    Registration no:138
  • SERVICES PROVIDED IN ITALY
    • Reception and transmission of orders in relation to one or more financial instruments (application 0094370/15 of 14/12/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): TRIPLE AM LLP
    Registered office:Unit 118 Michelin House 81 Fulham Road
    Town: Sw3 6rd  Londra
    Country: Gran Bretagna
    Branch: Via Vincenzo Monti 47
    Town: 20123  Milano (Mi)
    Country: Italia
    Application: n. 0091169/15 of 27/11/2015
    Registration no:136
  • SERVICES PROVIDED IN ITALY
    • Portfolio management (application 0091169/15 of 27/11/2015)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0091169/15 of 27/11/2015)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): VALEUR ASSET MANAGEMENT S.A.
    Registered office:43 Boulevard Joseph Ii
    Town: L1840  Lussemburgo
    Country: Lussemburgo
    Branch: Via Dei Bossi 4
    Town: 20121  Milano (Mi)
    Country: Italia
    Application: n. 0079003/17 of 16/06/2017
    Registration no:144
  • SERVICES PROVIDED IN ITALY
    • Investment advice (application 0079003/17 of 16/06/2017)
    • Portfolio management (application 0079003/17 of 16/06/2017)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0079003/17 of 16/06/2017)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): WOOD & COMPANY FINANCIAL SERVICES, A.S.
    Registered office:Namesti Republiky 1079/1a
    Town: 11000  Praga
    Country: Repubblica Ceca
    Branch: Via Vittor Pisani 22
    Town: 20124  Milano (Mi)
    Country: Italia
    Application: n. 0069272/14 of 21/08/2014
    Registration no:125
  • SERVICES PROVIDED IN ITALY
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 0069272/14 of 21/08/2014)
    • Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings (application 0069272/14 of 21/08/2014)
    • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments (application 0069272/14 of 21/08/2014)
    • Services related to underwriting (application 0069272/14 of 21/08/2014)
    • Foreign exchange services where these are connected to the provision of investment services (application 0069272/14 of 21/08/2014)
    • Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis (application 0069272/14 of 21/08/2014)
    • Placing of financial instruments without a firm commitment basis (application 0069272/14 of 21/08/2014)
    • Investment advice (application 0069272/14 of 21/08/2014)
    • Execution of orders on behalf of clients (application 0069272/14 of 21/08/2014)
    • Dealing on own account (application 0069272/14 of 21/08/2014)
    • Reception and transmission of orders in relation to one or more financial instruments (application 0069272/14 of 21/08/2014)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.


  • EU investment firm (name): XTRADE EUROPE LTD
    Registered office:140, Vasileos Konstantinou Street
    Town: 3080  Limassol
    Country: Cipro
    Branch: Via Conservatorio 22
    Town: 20100  Milano (Mi)
    Country: Italia
    Application: n. 0096369/13 of 13/12/2013
    Registration no:122
  • SERVICES PROVIDED IN ITALY
    • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (application 0096369/13 of 13/12/2013)
    • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction (application 0096369/13 of 13/12/2013)
    • Foreign exchange services where these are connected to the provision of investment services (application 0096369/13 of 13/12/2013)
    • Execution of orders on behalf of clients (application 0096369/13 of 13/12/2013)

    Please make reference to the Supervisory home Authority website in order to obtain information on the firm and on its potential operating restrictions.