Consob Q&A of 9 April 2021 - CONSOB AND ITS ACTIVITIES
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Knowledge and competence requirements of the staff of intermediaries and independent financial advisors: updating of Consob Q&A (9 April 2021)
Consob updated the Q&A (Questions and Answers) of 5 October 2018 regarding the knowledge and competence requirements of the staff of intermediaries, in order to make them compliant with the new Article no. 78 of the Intermediaries Regulation.
Consob Q&A of 9 April 2021 [only Italian version]
Published on 09 April 2021