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Laws and regulations

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Legislative Decree no. 58 of 24 February 1998 - Consolidated Law on Financial Intermediation, pursuant to Articles 8 and 21 of Law 52 of 6 February 1996 (as amended by Legislative Decree no. 131 of 3.8.2022) In force since 3 September 2022

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Legislative Decree no. 39 of 27 January 2010 - Implementation of directive 2006/43/EC on statutory audits of annual accounts and consolidated accounts, amending directives 78/660/EEC and 83/349/EEC and repealing directive 84/253/EEC1 (as amended by Legislative Decree no. 17 of 2 february 2021)

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Consob Regulation no. 11971 of 14 May 1999 - Implementing the provisions on issuers of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolutions no. 22423 of 28 July 2022) - in force since 20 August 2022

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View/download PDF Annex 1
View/download PDF Annex 2
View/download PDF Annex 3
View/download PDF Annex 4
View/ download PDF - Guidelines for fulfilment of major holdings disclosure obligations
View/download PDF Annex 5
View/download PDF Annex 5-bis
View/download PDF Annex 6
View/download PDF summary table of the methods of publication of regulated information
Decree Law no. 22 of 25 March 2019 - Urgent measures to ensure the safety, financial stability and integrity of the markets and to safeguard the health and the freedom of residence of Italian and UK citizens in the event that the UK withdraws from the European Union
Consob Regulation no. 20307 of 15 February 2018 - Implementing the provisions on intermediaries of Legislative Decree 58 of 24 February 1998 as amended by Resolution no. no. 22430 of 28 July 2022 in force since 16 August 2022

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Consob Regulation no. 20249 of 28 December 2017 - Implementing the provisions on markets of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolution no. 21536 of 15 October 2020) in force until 30 June 2021

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Consob Regulation no. 20249 of 28 December 2017 - Implementing the provisions on markets of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolution no. 21624 of 10 December 2020) in force from 1 July 2021

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Bank of Italy - Consob 22 February 2008 - Rules governing central depositories, settlement services, guarantee systems and related management companies (as amended by joint Bank of Italy/Consob acts of 11 and 24 February 2015) - Regulation repealed by joint Consob-Bank of Italy measure of August 13, 2018 except as provided by the article 59 of the same provision

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Bank of Italy - Consob 29 October 2007 - Regulation on the organisation and intermediary procedures providing investment services or collective investment management services (as amended by joint Bank of Italy/Consob act of 27 April 2017)
Bank of Italy - Consob 13 August 2018 - Regulation of central counterparties, central securities depositories and centralised management ("single measure on post-trading") - in force from 31 August 2018

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Consob Regulation no. 20267 of 18 January 2018 implementing legislative decree 254 of 30 December 2016 relating to reporting information of a non-financial nature

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Consob Regulation no. 17221 of 12 March 2010 - Provisions relating to transactions with related parties (as amended by resolution no. 22144 of 22 December 2021) in force from 31 December 2021

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Consob Regulation no. 17221 of 12 March 2010 - Provisions relating to transactions with related parties (as amended by resolution no. 21624 of 10 December 2020) in force from 1 July 2021

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Consob resolution No. 17297 of April 28, 2010 - Provisions relating to authorised intermediaries' requirements on the communication of data and information and the transmission of records and documents
Consob Regulation no. 18275 of 18 July 2012 - Implementing Italian Legislative Decree no. 179 of 8 October 2007, regarding the Conciliation and Arbitration Chamber established by Consob and the relative procedures

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Consob Regulation no. 18592 of 26 June 2013 - The collection of capital via on-line portals [crowdfunding] (as amended by Resolutions no. 21110 of 10 October 2019 and no. 21259 of 6 February 2020) - in force from 16 February 2020. [With Resolution no. 21315 of 25 March 2020 Consob has extended by 60 days the sending deadline established by art. 21, paragraph 3, of Regulation no. 18592/2013, concerning the obligations of communication of data and news and the transmission of documents and documents by the managers of online portals]

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Consob Regulation no. 20465 of 31 May 2018 - Regulation laying down the implementing provisions of Legislative Decree no. 231 of November 21, 2007, and subsequent amendments and additions, concerning to the organisation, procedures and internal controls of statutory auditors and independent auditors with audit engagements for Public-Interest Entities or entities subject to intermediate regime entities subject to intermediate regime, for the purpose of preventing and combating use of the economic and financial system for the purpose of money laundering and terrorist financing - Repealed by Consob Regulation no. 20570 of 4 September 2018 with the exception of the provisions of its transitional rules

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Consob Regulation no. 20570 of 4 September 2018 - Regulation containing provisions for the implementation of Legislative Decree no. 231 of November 21, 2007 and subsequent amendments and additions for statutory auditors and auditing firms with assignments to audit public-interest bodies or entities subject to intermediate regime- in force from 14 September 2018

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Bank of Italy, Consob, Isvap Document no. 2 of 6 February 2009 - Cordination forum on applying IASs/IFRSs - Disclosure in financial reports on the going concern assumption, financial risks, tests of assets for impairment and uncertainties in the use of estimations
Minister of the Treasury, the Budget and Economic Planning Decree no. 228 of 24 May 1999 - Regulation containing rules establishing the general criteria investment funds must comply with
Minister of the Treasury, the Budget and Economic Planning Decree no. 468 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the directors, members of the board of auditors and general managers of Italian investment firms, asset management companies and SICAVs
Minister of the Treasury, the Budget and Economic Planning Decree no. 469 of 11 November 1998 - Regulation containing rules establishing the integrity requirements for the shareholders of Italian investment firms, asset management companies and SICAVs and the significant thresholds
Minister of the Treasury, the Budget and Economic Planning Decree no. 472 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the for entry in the national register of financial salesmen
Minister of the Treasury, the Budget and Economic Planning Decree no. 485 of 14 November 1997 - Regulation containing rules on the organization and operation of compensation systems referred to in Article 35.2 of Legislative Decree 415/1996 transposing Directive 93/22/EEC on investment services in the securities field