Laws and regulations - CONSOB AND ITS ACTIVITIES - CONSOB

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Laws and regulations - CONSOB AND ITS ACTIVITIES

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Laws and regulations

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Legislative Decree no. 58 of 24 February 1998 - Consolidated Law on Financial Intermediation, pursuant to Articles 8 and 21 of Law 52 of 6 February 1996 (as amended by Legislative Decree no. 29 of 10.3.2023 in force since 7 April 2023 and Legislative Decrees no. 30 and 31 of 10.3.2023 in force since 8 April 2023)

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Legislative Decree no. 39 of 27 January 2010 - Implementation of directive 2006/43/EC on statutory audits of annual accounts and consolidated accounts, amending directives 78/660/EEC and 83/349/EEC and repealing directive 84/253/EEC1 (as amended by Legislative Decree no. 17 of 2 february 2021)

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Consob Regulation no. 11971 of 14 May 1999 - Implementing the provisions on issuers of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolution no. 22551 of of 22 December 2022) - in force since 1 January 2023

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View/download PDF Annex 1
View/download PDF Annex 2
View/download PDF Annex 3
View/download PDF Annex 4
View/ download PDF - Guidelines for fulfilment of major holdings disclosure obligations
View/download PDF Annex 5
View/download PDF Annex 5-bis
View/download PDF Annex 6
View/download PDF summary table of the methods of publication of regulated information
Consob Regulation no. 17221 of 12 March 2010 - Provisions relating to transactions with related parties (as amended by resolution no. 21624 of 10 December 2020) in force from 1 July 2021

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Consob resolution No. 17297 of April 28, 2010 - Provisions relating to authorised intermediaries' requirements on the communication of data and information and the transmission of records and documents
Consob Regulation no. 19654 of 5 July 2016 - Regulation concerning the procedures for the adoption of general regulatory acts pursuant to Article 23 of Law no. 262 of 28 December 2005 (as amended by Consob resolution no. 22203 of 10 February 2022) in force since 22 February 2022

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Consob Regulation no. 20249 of 28 December 2017 - Implementing the provisions on markets of Legislative Decree 58 of 24 February 1998 (as amended by Consob resolution no. 22804 of 6 September 2023) in force from 16 September 2023

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Consob Regulation no. 20267 of 18 January 2018 implementing legislative decree 254 of 30 December 2016 relating to reporting information of a non-financial nature

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Consob Regulation no. 20307 of 15 February 2018 - Implementing the provisions on intermediaries of Legislative Decree 58 of 24 February 1998 as amended by Resolution no. no. 22430 of 28 July 2022 in force since 16 August 2022

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Bank of Italy - Consob 13 August 2018 - Regulation of central counterparties, central securities depositories and centralised management ("single measure on post-trading") - As amended by Provision Consob and the Bank of Italy of 10 October 2022 - in force since 18 January 2023

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Decree-Law no. 25 of 17 March 2023 coordinated with Conversion Law no. 52 of 10 May 2023 - Urgent provisions on the issuance and circulation of certain digital financial instruments and the simplification of the FinTech experimentation

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Decree Law no. 22 of 25 March 2019 - Urgent measures to ensure the safety, financial stability and integrity of the markets and to safeguard the health and the freedom of residence of Italian and UK citizens in the event that the UK withdraws from the European Union
Consob Regulation no. 20570 of 4 September 2018 - Regulation containing provisions for the implementation of Legislative Decree no. 231 of November 21, 2007 and subsequent amendments and additions for statutory auditors and auditing firms with assignments to audit public-interest bodies or entities subject to intermediate regime- in force from 14 September 2018

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Consob Regulation no. 22720 of 1 June 2023 - Regulation on crowdfunding services, implementing Regulation (EU) 2020/1503 on European crowdfunding service providers for business and articles 4(6)1 and 100(3) of the Consolidated Law on Finance - in force since 12 June 2023

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Minister of the Treasury, the Budget and Economic Planning Decree no. 228 of 24 May 1999 - Regulation containing rules establishing the general criteria investment funds must comply with
Minister of the Treasury, the Budget and Economic Planning Decree no. 468 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the directors, members of the board of auditors and general managers of Italian investment firms, asset management companies and SICAVs
Minister of the Treasury, the Budget and Economic Planning Decree no. 469 of 11 November 1998 - Regulation containing rules establishing the integrity requirements for the shareholders of Italian investment firms, asset management companies and SICAVs and the significant thresholds
Minister of the Treasury, the Budget and Economic Planning Decree no. 472 of 11 November 1998 - Regulation containing rules establishing the experience and integrity requirements for the for entry in the national register of financial salesmen
Minister of the Treasury, the Budget and Economic Planning Decree no. 485 of 14 November 1997 - Regulation containing rules on the organization and operation of compensation systems referred to in Article 35.2 of Legislative Decree 415/1996 transposing Directive 93/22/EEC on investment services in the securities field