Regulation

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This section brings together the legislative and regulatory references governing financial markets and entities supervised by Consob.

It includes the rules applicable to the various areas of activity, consultation documents and materials designed to facilitate understanding of the relevant regulatory framework.

Legislative and regulatory sources
National legislation and main regulatory acts adopted by Consob concerning financial markets.
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Issuers
Rules governing disclosure obligations, governance requirements and conduct applicable to issuers of financial instruments.
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Intermediaries
Rules and regulatory acts applicable to supervised intermediaries, including requirements, obligations and conduct of business rules.
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Markets
Regulatory framework governing the functioning, transparency and integrity of regulated markets and market infrastructures.
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Statutory audit
Rules and reference documents relating to statutory audits, auditors and audit firms.
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Consob proceedings
Rules governing Consob’s administrative and sanctioning proceedings, the adoption of regulatory acts and related organisational aspects.
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Market consultations
Public consultations launched on legislative and regulatory proposals, including contributions received and consultation outcomes.
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