Intermediaries Communications - SERVICES FOR SUPERVISED SUBJECTS
Who we are
The mission, organization and activities of Consob for markets, investors and the financial system.
Retail investors
Information, tools and guidance to help you invest more consciously and protect your savings.
Participants
Rules, obligations and services for entities operating in financial markets and subject to supervision.
Regulation
European and national regulatory framework, public consultations, and guidance and interpretative documents. Section introduction
Publications
Reports, studies, statistics, research papers and educational publications prepared by Consob. Section introduction
News and events
Press releases, news, conferences and public initiatives organised by the Authority. Section introduction
In this section
Breadcrumb
Intermediaries Communications
Intermediaries Communications
This section aims at helping the fulfilment of the information requirements laid down by the law, providing the supervised intermediaries with forms, software, guidelines and other useful information in order to send the related communications to the Consob; the section contains:
- Operating Guide on Algo-trading and HFT: Definition and Disclosure Requirements
- Procedure for the Communications
- User manual - Remote Data Collection System - SITRAIN
- Manual on information requirements for supervised intermediaries
- Internet procedure to file CIS Retail Offering Documents users' manual (Valid from 1st March 2022)
- Technical documentation - Structured data flows
- Information relating to the applicable provisions on the requirements for the marketing of UCITS and AIFs in Italy